arXiv subjects

Lipeng Zhu

Publications and source records attributed to Lipeng Zhu.

At least 109 records · Page 6Linked to original sources

arXiv2023

Channel Autocorrelation Estimation for IRS-Aided Wireless Communications Based on Power Measurements

Intelligent reflecting surface (IRS) can bring significant performance enhancement for wireless communication systems by reconfiguring wireless channels via passive signal reflection. However, such performance improvement generally relies on the knowledge of channel state information (CSI) for IRS-associated links. Prior IRS channel estimation strategies mainly estimate IRS-cascaded channels based on the excessive pilot signals received at the users/base station (BS) with time-varying IRS reflections, which, however, are not compatible with the existing channel training/estimation protocol for cellular networks. To address this issue, we propose in this paper a new channel estimation scheme for IRS-assisted communication systems based on the received signal power measured at the user, which is practically attainable without the need of changing the current protocol. Specifically, due to the lack of signal phase information in power measurements, the autocorrelation matrix of the BS-IRS-user cascaded channel is estimated by solving equivalent matrix-rank-minimization problems. Simulation results are provided to verify the effectiveness of the proposed channel estimation algorithm as well as the IRS passive reflection design based on the estimated channel autocorrelation matrix.

eess.SP↗

arXiv2023

Intelligent Surfaces Aided High-Mobility Communications: Opportunities and Design Issues

Intelligent reflecting/refracting surface (IRS) is envisioned as a promising technology to reconfigure wireless propagation environment for enhancing the communication performance, by smartly controlling the signal reflection/refraction with a large number of tunable passive elements. In particular, the application of IRS in high-mobility scenarios can convert wireless channels from fast fading to slow fading, thus achieving more reliable communications. In this paper, we first provide an overview of the new applications and opportunities of IRS in high-mobility communications. Next, we present two practical strategies for deploying IRS to aid high-mobility communications, namely, roadside IRS versus vehicle-side IRS, and compare their different channel characteristics, handover requirements, and deployment costs. Then, the main issues in designing IRS-aided high-mobility communications, including node discovery, mode switching, beam alignment/tracking, handover, and multiuser scheduling are discussed for both IRS deployment strategies. Moreover, numerical results are presented to demonstrate the potential performance gains of IRSs in vehicular communications. Finally, new research directions are pointed out for future work.

cs.IT↗

arXiv2023

Hyperspectral Image Fusion via Logarithmic Low-rank Tensor Ring Decomposition

Integrating a low-spatial-resolution hyperspectral image (LR-HSI) with a high-spatial-resolution multispectral image (HR-MSI) is recognized as a valid method for acquiring HR-HSI. Among the current fusion approaches, the tensor ring (TR) decomposition-based method has received growing attention owing to its superior performance on preserving the spatial-spectral correlation. Furthermore, the low-rank property in some TR factors has been exploited via the matrix nuclear norm regularization along mode-2. On the other hand, the tensor nuclear norm (TNN)-based approaches have recently demonstrated to be more efficient on keeping high-dimensional low-rank structures in tensor recovery. Here, we study the low-rankness of TR factors from the TNN perspective and consider the mode-2 logarithmic TNN (LTNN) on each TR factor. A novel fusion model is proposed by incorporating this LTNN regularization and the weighted total variation which is to promote the continuity of HR-HSI in the spatial-spectral domain. Meanwhile, we have devised a highly efficient proximal alternating minimization algorithm to solve the proposed model. The experimental results indicate that our method improves the visual quality and exceeds the existing state-of-the-art fusion approaches with respect to various quantitative metrics.

eess.IV↗

arXiv2023

Giant photon-drag-induced ultrafast photocurrent in diamond for nonlinear photonics

Diamond is emerging as an attractive third-generation wide-bandgap semiconductor for future on-chip nonlinear photonics and quantum optics due to its unique thermal, optical, and mechanical properties. However, the light-driven current under below-bandgap excitation from the second-order nonlinear optical effect in diamond is still challenging. Herein, a giant second-order nonlinear photocurrent is observed in the chemical vapor deposition (CVD) diamond by utilizing terahertz (THz) emission spectroscopy. This ultrafast photocurrent originates from the photon drag effect (PDE), during which the momentum transfer from the incident photons to the charge carriers at the rich grain boundaries of the CVD diamond after the exclusive subgap π-π* transition upon femtosecond laser excitation. Especially, the interplay between circular and linear PDE to the THz generation has been clarified and distinguished under elliptically polarized light excitation. Furthermore, the picosecond ultrafast dynamics of these charge carriers are also verified by the infrared spectroscopy. Owing to the giant photon-drag-induced ultrafast photocurrent, the CVD diamond presents the highest THz emission efficiency compared with the reported carbon allotropes, which expands the new functionality of diamond nonlinear photonics into on-chip THz devices.

physics.optics↗

arXiv2023

User Power Measurement Based IRS Channel Estimation via Single-Layer Neural Network

One main challenge for implementing intelligent reflecting surface (IRS) aided communications lies in the difficulty to obtain the channel knowledge for the base station (BS)-IRS-user cascaded links, which is needed to design high-performance IRS reflection in practice. Traditional methods for estimating IRS cascaded channels are usually based on the additional pilot signals received at the BS/users, which increase the system training overhead and also may not be compatible with the current communication protocols. To tackle this challenge, we propose in this paper a new single-layer neural network (NN)-enabled IRS channel estimation method based on only the knowledge of users' individual received signal power measurements corresponding to different IRS random training reflections, which are easily accessible in current wireless systems. To evaluate the effectiveness of the proposed channel estimation method, we design the IRS reflection for data transmission based on the estimated cascaded channels in an IRS-aided multiuser communication system. Numerical results show that the proposed IRS channel estimation and reflection design can significantly improve the minimum received signal-to-noise ratio (SNR) among all users, as compared to existing power measurement based designs.

cs.IT↗

arXiv2023

Multiuser Communications with Movable-Antenna Base Station: Joint Antenna Positioning, Receive Combining, and Power Control

Movable antenna (MA) is an emerging technology which enables a local movement of the antenna in the transmitter/receiver region for improving the channel condition and communication performance. In this paper, we study the deployment of multiple MAs at the base station (BS) for enhancing the multiuser communication performance. First, we model the multiuser channel in the uplink to characterize the wireless channel variation due to MAs' movements at the BS. Then, an optimization problem is formulated to maximize the minimum achievable rate among multiple users for MA-aided uplink multiuser communications by jointly optimizing the MAs' positions, their receive combining at the BS, and the transmit power of users, under the constraints of finite moving region for MAs, minimum inter-MA distance, and maximum transmit power of each user. To solve this challenging non-convex optimization problem, a two-loop iterative algorithm is proposed by leveraging the particle swarm optimization (PSO) method. Specifically, the outer-loop updates the positions of a set of particles, where each particle's position represents one realization of the antenna position vector (APV) of all MAs. The inner-loop implements the fitness evaluation for each particle in terms of the max-min achievable rate of multiple users with its corresponding APV, where the receive combining matrix of the BS and the transmit power of each user are optimized by applying the block coordinate descent (BCD) technique. Simulation results show that the antenna position optimization for MAs-aided BSs can significantly improve the rate performance as compared to conventional BSs with fixed-position antennas (FPAs).

cs.IT↗

arXiv2023

Multiuser Communications with Movable-Antenna Base Station Via Antenna Position Optimization

This paper studies the deployment of multiple movable antennas (MAs) at the base station (BS) for enhancing the multiuser communication performance. First, we model the multiuser channel in the uplink to characterize the wireless channel variation caused by MAs' movement at the BS. Then, an optimization problem is formulated to maximize the minimum achievable rate among multiple users for MA-aided uplink multiuser communications by jointly optimizing the MAs' positions, their receive combining at the BS, and the transmit power of users, under the constraints of finite moving region of MAs, minimum inter-MA distance, and maximum transmit power of each user. To solve this challenging non-convex optimization problem, a two-loop iterative algorithm is proposed by leveraging the particle swarm optimization (PSO) method. Specifically, the outer-loop updates the positions of a set of particles, where each particle's position represents one realization of the antenna positioning vector (APV) of all MAs. The inner-loop implements the fitness evaluation for each particle in terms of the max-min achievable rate of multiple users with its corresponding APV, where the receive combining matrix of the BS and the transmit power of each user are optimized by applying the block coordinate descent (BCD) technique. Simulation results show that the antenna position optimization for MAs-aided BS can significantly improve the rate performance as compared to conventional BS with fixed-position antennas (FPAs).

cs.IT↗

arXiv2023

Compressed Sensing Based Channel Estimation for Movable Antenna Communications

In this letter, we study the channel estimation for wireless communications with movable antenna (MA), which requires to reconstruct the channel response at any location in a given region where the transmitter/receiver is located based on the channel measurements taken at finite locations therein, so as to find the MA's location for optimizing the communication performance. To reduce the pilot overhead and computational complexity for channel estimation, we propose a new successive transmitter-receiver compressed sensing (STRCS) method by exploiting the efficient representation of the channel responses in the given transmitter/receiver region (field) in terms of multi-path components. Specifically, the field-response information (FRI) in the angular domain, including the angles of departure (AoDs)/angles of arrival (AoAs) and complex coefficients of all significant multi-path components are sequentially estimated based on a finite number of channel measurements taken at random/selected locations by the MA at the transmitter and/or receiver. Simulation results demonstrate that the proposed channel reconstruction method outperforms the benchmark schemes in terms of both pilot overhead and channel reconstruction accuracy.

cs.IT↗

arXiv2023

Integrating Intelligent Reflecting Surface into Base Station: Architecture, Channel Model, and Passive Reflection Design

Existing works on IRS have mainly considered IRS being deployed in the environment to dynamically control the wireless channels between the BS and its served users. In contrast, we propose in this paper a new integrated IRS BS architecture by deploying IRSs inside the BS antenna radome. Since the distance between the integrated IRSs and BS antenna array is practically small, the path loss among them is significantly reduced and the real time control of the IRS reflection by the BS becomes easier to implement. However, the resultant near field channel model also becomes drastically different. Thus, we propose an element wise channel model for IRS to characterize the channel vector between each single antenna user and the antenna array of the BS, which includes the direct (without any IRS reflection) as well as the single and double IRS-reflection channel components. Then, we formulate a problem to optimize the reflection coefficients of all IRS reflecting elements for maximizing the uplink sum rate of the users. By considering two typical cases with/without perfect CSI at the BS, the formulated problem is solved efficiently by adopting the successive refinement method and iterative random phase algorithm (IRPA), respectively. Numerical results validate the substantial capacity gain of the integrated IRS BS architecture over the conventional multi antenna BS without integrated IRS. Moreover, the proposed algorithms significantly outperform other benchmark schemes in terms of sum rate, and the IRPA without CSI can approach the performance upper bound with perfect CSI as the training overhead increases.

cs.IT↗

arXiv2022

3-D Positioning and Resource Allocation for Multi-UAV Base Stations Under Blockage-Aware Channel Model

In this paper, we propose to deploy multiple unmanned aerial vehicle (UAV) mounted base stations to serve ground users in outdoor environments with obstacles. In particular, the geographic information is employed to capture the blockage effects for air-to-ground (A2G) links caused by buildings, and a realistic blockage-aware A2G channel model is proposed to characterize the continuous variation of the channels at different locations. Based on the proposed channel model, we formulate the joint optimization problem of UAV three-dimensional (3-D) positioning and resource allocation, by power allocation, user association, and subcarrier allocation, to maximize the minimum achievable rate among users. To solve this non-convex combinatorial programming problem, we introduce a penalty term to relax it and develop a suboptimal solution via a penalty-based double-loop iterative optimization framework. The inner loop solves the penalized problem by employing the block successive convex approximation (BSCA) technique, where the UAV positioning and resource allocation are alternately optimized in each iteration. The outer loop aims to obtain proper penalty multipliers to ensure the solution of the penalized problem converges to that of the original problem. Simulation results demonstrate the superiority of the proposed algorithm over other benchmark schemes in terms of the minimum achievable rate.

eess.SP↗

arXiv2022

MIMO Capacity Characterization for Movable Antenna Systems

In this paper, we propose a new multiple-input multiple-output (MIMO) communication system with movable antennas (MAs) to exploit the antenna position optimization for enhancing the capacity. Different from conventional MIMO systems with fixed-position antennas (FPAs), the proposed system can flexibly change the positions of transmit/receive MAs, such that the MIMO channel between them is reconfigured to achieve higher capacity. We aim to characterize the capacity of MA-enabled point-to-point MIMO communication systems, by jointly optimizing the positions of transmit and receive MAs as well as the covariance of transmit signals. First, we develop an efficient alternating optimization algorithm to find a locally optimal solution by iteratively optimizing the transmit covariance matrix and the position of each transmit/receive MA with the other variables being fixed. Next, we propose alternative algorithms of lower complexity for capacity maximization in the low-SNR regime and for the multiple-input single-output (MISO) and single-input multiple-output (SIMO) cases. Numerical results show that our proposed MA systems significantly improve the MIMO channel capacity compared to traditional FPA systems as well as various benchmark schemes, and useful insights are drawn into the capacity gains of MA systems.

cs.IT↗

arXiv2022

Joint 3-D Positioning and Power Allocation for UAV Relay Aided by Geographic Information

In this paper, we study to employ geographic information to address the blockage problem of air-to-ground links between UAV and terrestrial nodes. In particular, a UAV relay is deployed to establish communication links from a ground base station to multiple ground users. To improve communication capacity, we first model the blockage effect caused by buildings according to the three-dimensional (3-D) geographic information. Then, an optimization problem is formulated to maximize the minimum capacity among users by jointly optimizing the 3-D position and power allocation of the UAV relay, under the constraints of link capacity, maximum transmit power, and blockage. To solve this complex non-convex problem, a two-loop optimization framework is developed based on Lagrangian relaxation. The outer-loop aims to obtain proper Lagrangian multipliers to ensure the solution of the Lagrangian problem converge to the tightest upper bound on the original problem. The inner-loop solves the Lagrangian problem by applying the block coordinate descent (BCD) and successive convex approximation (SCA) techniques, where UAV 3-D positioning and power allocation are alternately optimized in each iteration. Simulation results confirm that the proposed solution significantly outperforms two benchmark schemes and achieves a performance close to the upper bound on the UAV relay system.

eess.SP↗

arXiv2021

A Survey on Millimeter-Wave Beamforming Enabled UAV Communications and Networking

Unmanned aerial vehicles (UAVs) have found widespread commercial, civilian, and military applications. Wireless communication has always been one of the core technologies for UAV. However, the communication capacity is becoming a bottleneck for UAV to support more challenging application scenarios. The heavily-occupied sub-6 GHz frequency band is not sufficient to meet the ultra high-data-traffic requirements. The utilization of the millimeter-wave (mmWave) frequency bands is a promising direction for UAV communications, where large antenna arrays can be packed in a small area on the UAV to perform three-dimensional (3D) beamforming. On the other hand, UAVs serving as aerial access points or relays can significantly enhance the coverage and quality of service of the terrestrial mmWave cellular networks. In this paper, we provide a comprehensive survey on mmWave beamforming enabled UAV communications and networking. The technical potential of and challenges for mmWave-UAV communications are presented first. Then, we provide an overview on relevant mmWave antenna structures and channel modeling. Subsequently, the technologies and solutions for UAV-connected mmWave cellular networks and mmWave-UAV ad hoc networks are reviewed, respectively. Finally, we present open issues and promising directions for future research in mmWave beamforming enabled UAV communications and networking.

eess.SP↗

arXiv2021

Data-Driven Short-Term Voltage Stability Assessment Based on Spatial-Temporal Graph Convolutional Network

Post-fault dynamics of short-term voltage stability (SVS) present spatial-temporal characteristics, but the existing data-driven methods for online SVS assessment fail to incorporate such characteristics into their models effectively. Confronted with this dilemma, this paper develops a novel spatial-temporal graph convolutional network (STGCN) to address this problem. The proposed STGCN utilizes graph convolution to integrate network topology information into the learning model to exploit spatial information. Then, it adopts one-dimensional convolution to exploit temporal information. In this way, it models the spatial-temporal characteristics of SVS with complete convolutional structures. After that, a node layer and a system layer are strategically designed in the STGCN for SVS assessment. The proposed STGCN incorporates the characteristics of SVS into the data-driven classification model. It can result in higher assessment accuracy, better robustness and adaptability than conventional methods. Besides, parameters in the system layer can provide valuable information about the influences of individual buses on SVS. Test results on the real-world Guangdong Power Grid in South China verify the effectiveness of the proposed network.

cs.LG↗

arXiv2020

Cost-Effective Bad Synchrophasor Data Detection Based on Unsupervised Time Series Data Analytics

In modern smart grids deployed with various advanced sensors, e.g., phasor measurement units (PMUs), bad (anomalous) measurements are always inevitable in practice. Considering the imperative need for filtering out potential bad data, this paper develops a novel online bad PMU data detection (BPDD) approach for regional phasor data concentrators (PDCs) by sufficiently exploring spatial-temporal correlations. With no need for costly data labeling or iterative learning, it performs model-free, label-free, and non-iterative BPDD in power grids from a new data-driven perspective of spatial-temporal nearest neighbor (STNN) discovery. Specifically, spatial-temporally correlated regional measurements acquired by PMUs are first gathered as a spatial-temporal time series (TS) profile. Afterwards, TS subsequences contaminated with bad PMU data are identified by characterizing anomalous STNNs. To make the whole approach competent in processing online streaming PMU data, an efficient strategy for accelerating STNN discovery is carefully designed. Different from existing data-driven BPDD solutions requiring either costly offline dataset preparation/training or computationally intensive online optimization, it can be implemented in a highly cost-effective way, thereby being more applicable and scalable in practical contexts. Numerical test results on the Nordic test system and the realistic China Southern Power Grid demonstrate the reliability, efficiency and scalability of the proposed approach in practical online monitoring.

eess.SY↗

arXiv2020

Millimeter-Wave Full-Duplex UAV Relay: Joint Positioning, Beamforming, and Power Control

In this paper, a full-duplex unmanned aerial vehicle (FD-UAV) relay is employed to increase the communication capacity of millimeter-wave (mmWave) networks. Large antenna arrays are equipped at the source node (SN), destination node (DN), and FD-UAV relay to overcome the high path loss of mmWave channels and to help mitigate the self-interference at the FD-UAV relay. Specifically, we formulate a problem for maximization of the achievable rate from the SN to the DN, where the UAV position, analog beamforming, and power control are jointly optimized. Since the problem is highly non-convex and involves high-dimensional, highly coupled variable vectors, we first obtain the conditional optimal position of the FD-UAV relay for maximization of an approximate upper bound on the achievable rate in closed form, under the assumption of a line-of-sight (LoS) environment and ideal beamforming. Then, the UAV is deployed to the position which is closest to the conditional optimal position and yields LoS paths for both air-to-ground links. Subsequently, we propose an alternating interference suppression (AIS) algorithm for the joint design of the beamforming vectors and the power control variables. In each iteration, the beamforming vectors are optimized for maximization of the beamforming gains of the target signals and the successive reduction of the interference, where the optimal power control variables are obtained in closed form. Our simulation results confirm the superiority of the proposed positioning, beamforming, and power control method compared to three benchmark schemes. Furthermore, our results show that the proposed solution closely approaches a performance upper bound for mmWave FD-UAV systems.

eess.SP↗

arXiv2019

Millimeter-Wave NOMA with User Grouping, Power Allocation and Hybrid Beamforming

This paper investigates the application of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA). Particularly, we consider downlink transmission with a hybrid beamforming structure. A user grouping algorithm is first proposed according to the channel correlations of the users. Whereafter, a joint hybrid beamforming and power allocation problem is formulated to maximize the achievable sum rate, subject to a minimum rate constraint for each user. To solve this non-convex problem with high-dimensional variables, we first obtain the solution of power allocation under arbitrary fixed hybrid beamforming, which is divided into intra-group power allocation and inter-group power allocation. Then, given arbitrary fixed analog beamforming, we utilize the approximate zero-forcing method to design the digital beamforming to minimize the inter-group interference. Finally, the analog beamforming problem with the constant-modulus constraint is solved with a proposed boundary-compressed particle swarm optimization algorithm. Simulation results show that the proposed joint approach, including user grouping, hybrid beamforming and power allocation, outperforms the state-of-the-art schemes and the conventional mmWave orthogonal multiple access system in terms of achievable sum rate and energy efficiency.

eess.SP↗

arXiv2019

Discovering and Understanding the Security Hazards in the Interactions between IoT Devices, Mobile Apps, and Clouds on Smart Home Platforms

A smart home connects tens of home devices to the Internet, where an IoT cloud runs various home automation applications. While bringing unprecedented convenience and accessibility, it also introduces various security hazards to users. Prior research studied smart home security from several aspects. However, we found that the complexity of the interactions among the participating entities (i.e., devices, IoT clouds, and mobile apps) has not yet been systematically investigated. In this work, we conducted an in-depth analysis of five widely-used smart home platforms. Combining firmware analysis, network traffic interception, and blackbox testing, we reverse-engineered the details of the interactions among the participating entities. Based on the details, we inferred three legitimate state transition diagrams for the three entities, respectively. Using these state machines as a reference model, we identified a set of unexpected state transitions. To confirm and trigger the unexpected state transitions, we implemented a set of phantom devices to mimic a real device. By instructing the phantom devices to intervene in the normal entity-entity interactions, we have discovered several new vulnerabilities and a spectrum of attacks against real-world smart home platforms.

cs.CR↗