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Lu Chen

Publications and source records attributed to Lu Chen.

At least 343 records · Page 19Linked to original sources

Attacking Optical Character Recognition (OCR) Systems with Adversarial Watermarks

Optical character recognition (OCR) is widely applied in real applications serving as a key preprocessing tool. The adoption of deep neural network (DNN) in OCR results in the vulnerability against adversarial examples which are crafted to mislead the output of the threat model. Different from vanilla colorful images, images of printed text have clear backgrounds usually. However, adversarial examples generated by most of the existing adversarial attacks are unnatural and pollute the background severely. To address this issue, we propose a watermark attack method to produce natural distortion that is in the disguise of watermarks and evade human eyes' detection. Experimental results show that watermark attacks can yield a set of natural adversarial examples attached with watermarks and attain similar attack performance to the state-of-the-art methods in different attack scenarios.

cs.CV↗

Finding Effective Geo-Social Group for Impromptu Activity with Multiple Demands

Geo-social group search aims to find a group of people proximate to a location while socially related. One of the driven applications for geo-social group search is organizing an impromptu activity. This is because the social cohesiveness of a found geo-social group ensures a good communication atmosphere and the spatial closeness of the geo-social group reduces the preparation time for the activity. Most existing works treat geo-social group search as a problem that finds a group satisfying a single social constraint while optimizing the spatial proximity. However, when an impromptu activity has additional demands on attendees, e.g., the activity requires that the attendees have certain set of skills, the existing works cannot find an effective geo-social group efficiently. In this paper, we study how to find a group that is most proximate to a query location while satisfying multiple constraints. Specifically, the multiple constraints on which we focus include social constraint, size constraint and keyword constraint. We propose a novel search framework which first effectively narrows down the search space with theoretical guarantees and then efficiently finds the optimum result. Although our model considers multiple constraints, novel techniques devised in this paper ensure that search cost is equivalent to parameterized constant times of one time social constraint checking on a vastly restricted search space. We conduct extensive experiments on both real and semi-synthetic datasets for demonstrating the efficiency of the proposed search algorithm. To evaluate the effectiveness, we conduct two case studies on real datasets, demonstrating the superiority of our proposed model.

cs.DB↗

Gate-Tunable Optical Nonlinearities and Extinction in Graphene/LaAlO$_3$/SrTiO$_3$ Nanostructures

Pristine, undoped graphene has a constant absorption of 2.3 % across the visible to near-infrared (VIS-NIR) region of the electromagnetic spectrum. Under certain conditions, such as nanostructuring and intense gating, graphene can interact more robustly with VIS-NIR light and exhibit a large nonlinear optical response. Here, we explore the optical properties of graphene/LaAlO$_3$/SrTiO$_3$ nanostructures, where nanojunctions formed at the LaAlO$_3$/SrTiO$_3$ interface enable large (~10$^8$ V/m) electric fields to be applied to graphene over a scale of ~10 nm. Upon illumination with ultrafast VIS-NIR light, graphene/LaAlO$_3$/SrTiO$_3$ nanostructures produce broadband THz emission as well as a sum-frequency generated (SFG) response. Strong spectrally sharp, gate-tunable extinction features (>99.99%) are observed in both the VIS-NIR and SFG regions alongside significant intensification of the nonlinear response. The observed gate-tunable strong graphene-light interaction and nonlinear optical response are of fundamental interest and open the way for future exploitation in graphene-based optical devices.

cond-mat.mes-hall↗

Ground states of bi-harmonic equations with critical exponential growth involving constant and trapping potentials

In this paper, we first give a necessary and sufficient condition for the boundedness and the compactness for a class of nonlinear functionals in $H^{2}(\mathbb{R}^4)$. Using this result and the principle of symmetric criticality, we can present a relationship between the existence of the nontrivial solutions to the semilinear bi-harmonic equation of the form \[ (-Δ)^{2}u+γu=f(u)\ \text{in}\ \mathbb{R}^4 \] and the range of $γ\in \mathbb{R}^{+}$, where $f(s)$ is the general nonlinear term having the critical exponential growth at infinity. Our next goal in this paper is to establish the existence of the ground-state solutions for the equation \begin{equation}\label{con} (-Δ)^{2}u+V(x)u=λs\exp(2|s|^{2}))\ \text{in}\ \mathbb{R}^{4}, \end{equation} when $V(x)$ is a positive constant using the Fourier rearrangement and the Pohozaev identity. Then we will explore the relationship between the Nehari manifold and the corresponding limiting Nehari manifold to derive the existence of the ground state solutions for the above equation when $V(x)$ is the Rabinowitz type trapping potential, namely it satisfies $$0<V_{0}=\underset{x\in\mathbb{R}^{4}}{\inf}V(x) <\underset{\ | x\ | \rightarrow\infty}{\lim}V(x) < +\infty. $$ The same result and proof applies to the harmonic equation with the critical exponential growth involving the Rabinowitz type trapping potential in $\mathbb{R}^2$.

math.AP↗

Existence and Nonexistence of Extremals for critical Adams inequalities in R4 and Trudinger-Moser inequalities in R2

Though much work has been done with respect to the existence of extremals of the critical first order Trudinger-Moser inequalities in $W^{1,n}(\mathbb{R}^n)$ and higher order Adams inequalities on finite domain $Ω\subset \mathbb{R}^n$, whether there exists an extremal function for the critical higher order Adams inequalities on the entire space $\mathbb{R}^n$ still remains open. The current paper represents the first attempt in this direction. The classical blow-up procedure cannot apply to solving the existence of critical Adams type inequality because of the absence of the Pólya-Szegö\ type inequality. In this paper, we develop some new ideas and approaches based on a sharp Fourier rearrangement principle (see \cite{Lenzmann}), sharp constants of the higher-order Gagliardo-Nirenberg inequalities and optimal poly-harmonic truncations to study the existence and nonexistence of the maximizers for the Adams inequalities in $\mathbb{R}^4$ of the form $$ S(α)=\sup_{\|u\|_{H^2}=1}\int_{\mathbb{R}^4}\big(\exp(32π^2|u|^2)-1-α|u|^2\big)dx,$$ where $α\in (-\infty, 32π^2)$. We establish the existence of the threshold $α^{\ast}$, where $α^{\ast}\geq \frac{(32π^{2})^2B_{2}}{2}$ and $B_2\geq \frac{1}{24π^2}$, such that $S\left( α\right) $ is attained if $32π^{2}-α<α^{\ast}$, and is not attained if $32π^{2}-α>α^{\ast}$. This phenomena has not been observed before even in the case of first order Trudinger-Moser inequality. Therefore, we also establish the existence and non-existence of an extremal function for the Trudinger-Moser inequality on $\mathbb{R}^2$. Furthermore, the symmetry of the extremal functions can also be deduced through the Fourier rearrangement principle.

math.AP↗

DIAG-NRE: A Neural Pattern Diagnosis Framework for Distantly Supervised Neural Relation Extraction

Pattern-based labeling methods have achieved promising results in alleviating the inevitable labeling noises of distantly supervised neural relation extraction. However, these methods require significant expert labor to write relation-specific patterns, which makes them too sophisticated to generalize quickly.To ease the labor-intensive workload of pattern writing and enable the quick generalization to new relation types, we propose a neural pattern diagnosis framework, DIAG-NRE, that can automatically summarize and refine high-quality relational patterns from noise data with human experts in the loop. To demonstrate the effectiveness of DIAG-NRE, we apply it to two real-world datasets and present both significant and interpretable improvements over state-of-the-art methods.

cs.CL↗

AgentGraph: Towards Universal Dialogue Management with Structured Deep Reinforcement Learning

Dialogue policy plays an important role in task-oriented spoken dialogue systems. It determines how to respond to users. The recently proposed deep reinforcement learning (DRL) approaches have been used for policy optimization. However, these deep models are still challenging for two reasons: 1) Many DRL-based policies are not sample-efficient. 2) Most models don't have the capability of policy transfer between different domains. In this paper, we propose a universal framework, AgentGraph, to tackle these two problems. The proposed AgentGraph is the combination of GNN-based architecture and DRL-based algorithm. It can be regarded as one of the multi-agent reinforcement learning approaches. Each agent corresponds to a node in a graph, which is defined according to the dialogue domain ontology. When making a decision, each agent can communicate with its neighbors on the graph. Under AgentGraph framework, we further propose Dual GNN-based dialogue policy, which implicitly decomposes the decision in each turn into a high-level global decision and a low-level local decision. Experiments show that AgentGraph models significantly outperform traditional reinforcement learning approaches on most of the 18 tasks of the PyDial benchmark. Moreover, when transferred from the source task to a target task, these models not only have acceptable initial performance but also converge much faster on the target task.

cs.CL↗

Quantum Oscillations of Electrical Resistivity in an Insulator

In metals, orbital motions of conduction electrons on the Fermi surface are quantized in magnetic fields, which is manifested by quantum oscillations in electrical resistivity. This Landau quantization is generally absent in insulators. Here we report a notable exception in an insulator, ytterbium dodecaboride (YbB12). Despite much larger than that of metals, the resistivity of YbB12 exhibits profound quantum oscillations. This unconventional oscillation is shown to arise from the insulating bulk, yet the temperature dependence of their amplitude follows the conventional Fermi liquid theory of metals. The large effective masses indicate the presence of Fermi surface consisting of strongly correlated electrons. Our result reveals a mysterious bipartite ground state of YbB12: it is both a charge insulator and a strongly correlated metal.

cond-mat.str-el↗

Reconfigurable edge-state engineering in graphene using LaAlO$_3$/SrTiO$_3$ nanostructures

The properties of graphene depend sensitively on doping with respect to the charge-neutrality point (CNP). Tuning the CNP usually requires electrical gating or chemical doping. Here, we describe a technique to reversibly control the CNP in graphene with nanoscale precision, utilizing LaAlO$_3$/SrTiO$_3$ (LAO/STO) heterostructures and conductive atomic force microscope (c-AFM) lithography. The local electron density and resulting conductivity of the LAO/STO interface can be patterned with a conductive AFM tip, and placed within two nanometers of an active graphene device. The proximal LAO/STO nanostructures shift the position of graphene CNP by ~ $10^{12}$ cm$^{-2}$, and are also gateable. Here we use this effect to create reconfigurable edge states in graphene, which are probed using the quantum Hall effect. Quantized resistance plateaus at $h/e^2$ and $h/3e^2$ are observed in a split Hall device, demonstrating edge transport along the c-AFM written edge that depends on the polarity of both the magnetic field and direction of currents. This technique can be readily extended to other device geometries.

cond-mat.mes-hall↗

Existence of extremal functions for the Stein-Weiss inequalities on the Heisenberg group

In this paper, we establish the existence of extremals for two kinds of Stein-Weiss inequalities on the Heisenberg group. More precisely, we prove the existence of extremals for the Stein-Weiss inequalities with full weights in Theorem 1.1 and the Stein-Weiss inequalities with horizontal weights in Theorem 1.4. Different from the proof of the analogous inequality in Euclidean spaces given by Lieb [26] using Riesz rearrangement inequality which is not available on the Heisenberg group, we employ the concentration compactness principle to obtain the existence of the maximizers on the Heisenberg group. Our result is also new even in the Euclidean case because we don't assume that the exponents of the double weights in the Stein-Weiss inequality (1.1) are both nonnegative (see Theorem 1.3 and more generally Theorem 1.5). Therefore, we extend Lieb's celebrated result of the existence of extremal functions of the Stein-Weiss inequality in the Euclidean space to the case where the exponents are not necessarily both nonnegative (see Theorem 1.3). Furthermore, since the absence of translation invariance of the Stein-Weiss inequalities, additional difficulty presents and one cannot simply follow the same line of Lions' idea to obtain our desired result. Our methods can also be used to obtain the existence of optimizers for several other weighted integral inequalities (Theorem 1.5).

math.CA↗

Stein-Weiss inequalities with the fractional Poisson kernel

In this paper, we establish the following Stein-Weiss inequality with the fractional Poisson kernel (see Theorem 1.1): \begin{equation}\label{int1} \int_{\mathbb{R}^n_{+}}\int_{\partial\mathbb{R}^n_{+}}|ξ|^{-α}f(ξ)P(x,ξ,γ)g(x)|x|^{-β}dξdx\leq C_{n,α,β,p,q'}\|g\|_{L^{q'}(\mathbb{R}^n_{+})}\|f\|_{L^p(\partial \mathbb{R}^{n}_{+})}, \end{equation} where $P(x,ξ,γ)=\frac{x_n}{(|x'-ξ|^2+x_n^2)^{\frac{n+2-γ}{2}}}$, $2\le γ<n$, $f\in L^{p}(\partial\mathbb{R}^n_{+})$, $g\in L^{q'}(\mathbb{R}^n_{+})$ and $p,\ q'\in (1,\infty)$ and satisfy $\frac{n-1}{n}\frac{1}{p}+\frac{1}{q'}+\frac{α+β+2-γ}{n}=1$. Then we prove that there exist extremals for the Stein-Weiss inequality (0.1) and the extremals must be radially decreasing about the origin (see Theorem 1.5). We also provide the regularity and asymptotic estimates of positive solutions to the integral systems which are the Euler-Lagrange equations of the extremals to the Stein-Weiss inequality (0.1) with the fractional Poisson kernel (see Theorems 1.7 and 1.8). Our result is inspired by the work of Hang, Wang and Yan [29] where the Hardy-Littlewood-Sobolev type inequality was first establishedmwhen $γ=2$ and $α=β=0$ (see (1.5)). The proof of the Stein-Weiss inequality (0.1) with the fractional Poisson kernel in this paper uses our recent work on the Hardy-Littlewood-Sobolev inequality with the fractional Poisson kernel [18] and the present paper is a further study in this direction.

math.AP↗

Recurrent Multi-Graph Neural Networks for Travel Cost Prediction

Origin-destination (OD) matrices are often used in urban planning, where a city is partitioned into regions and an element (i, j) in an OD matrix records the cost (e.g., travel time, fuel consumption, or travel speed) from region i to region j. In this paper, we partition a day into multiple intervals, e.g., 96 15-min intervals and each interval is associated with an OD matrix which represents the costs in the interval; and we consider sparse and stochastic OD matrices, where the elements represent stochastic but not deterministic costs and some elements are missing due to lack of data between two regions. We solve the sparse, stochastic OD matrix forecasting problem. Given a sequence of historical OD matrices that are sparse, we aim at predicting future OD matrices with no empty elements. We propose a generic learning framework to solve the problem by dealing with sparse matrices via matrix factorization and two graph convolutional neural networks and capturing temporal dynamics via recurrent neural network. Empirical studies using two taxi datasets from different countries verify the effectiveness of the proposed framework.

cs.LG↗

Towards Universal Dialogue State Tracking

Dialogue state tracking is the core part of a spoken dialogue system. It estimates the beliefs of possible user's goals at every dialogue turn. However, for most current approaches, it's difficult to scale to large dialogue domains. They have one or more of following limitations: (a) Some models don't work in the situation where slot values in ontology changes dynamically; (b) The number of model parameters is proportional to the number of slots; (c) Some models extract features based on hand-crafted lexicons. To tackle these challenges, we propose StateNet, a universal dialogue state tracker. It is independent of the number of values, shares parameters across all slots, and uses pre-trained word vectors instead of explicit semantic dictionaries. Our experiments on two datasets show that our approach not only overcomes the limitations, but also significantly outperforms the performance of state-of-the-art approaches.

cs.CL↗

Distance Priors from Planck Final Release

We present the distance priors from the finally released $Planck~ \textrm{TT,TE,EE}+\textrm{lowE}$ data in 2018. The uncertainties are around $40\%$ smaller than those from $Planck$ 2015 TT$+$lowP. In order to check the validity of these new distance priors, we adopt the distance priors to constrain the cosmological parameters in different dark energy models, including the $Λ$CDM model, the $w$CDM model and the CPL model, and conclude that the distance priors provide consistent constraints on the relevant cosmological parameters compared to those from the full $Planck$ 2018 data release.

astro-ph.CO↗

Lagrange stability for impulsive Duffing equations

This work discusses the boundedness of solutions for impulsive Duffing equation with time-dependent polynomial potentials. By KAM theorem, we prove that all solutions of the Duffing equation with low regularity in time undergoing suitable impulses are bounded for all time and that there are many (positive Lebesgue measure) quasi-periodic solutions clustering at infinity. This result extends some well-known results on Duffing equations to impulsive Duffing equations.

math.DS↗

Bayesian Logistic Regression for Small Areas with Numerous Households

We analyze binary data, available for a relatively large number (big data) of families (or households), which are within small areas, from a population-based survey. Inference is required for the finite population proportion of individuals with a specific character for each area. To accommodate the binary data and important features of all sampled individuals, we use a hierarchical Bayesian logistic regression model with each family (not area) having its own random effect. This modeling helps to correct for overshrinkage so common in small area estimation. Because there are numerous families, the computational time on the joint posterior density using standard Markov chain Monte Carlo (MCMC) methods is prohibitive. Therefore, the joint posterior density of the hyper-parameters is approximated using an integrated nested normal approximation (INNA) via the multiplication rule. This approach provides a sampling-based method that permits fast computation, thereby avoiding very time-consuming MCMC methods. Then, the random effects are obtained from the exact conditional posterior density using parallel computing. The unknown nonsample features and household sizes are obtained using a nested Bayesian bootstrap that can be done using parallel computing as well. For relatively small data sets (e.g., 5000 families), we compare our method with a MCMC method to show that our approach is reasonable. We discuss an example on health severity using the Nepal Living Standards Survey (NLSS).

stat.ME↗

Bayesian Predictive Inference For Finite Population Quantities Under Informative Sampling

We investigate Bayesian predictive inference for finite population quantities when there are unequal probabilities of selection. Only limited information about the sample design is available; i.e., only the first-order selection probabilities corresponding to the sample units are known. Our methodology, unlike that of Chambers, Dorfman and Wang (1998), can be used to make inference for finite population quantities and provides measures of precision and intervals. Moreover, our methodology, using Markov chain Monte Carlo methods, avoids the necessity of using asymptotic closed form approximations, necessary for the other approaches that have been proposed. A set of simulated examples shows that the informative model provides improved precision over a standard ignorable model, and corrects for the selection bias.

stat.ME↗

High Throughput Low Delay Wireless Multicast via Multi-Channel Moving Window Codes

A fundamental challenge in wireless multicast has been how to simultaneously achieve high-throughput and low-delay for reliably serving a large number of users. In this paper, we show how to harness substantial throughput and delay gains by exploiting multi-channel resources. We develop a new scheme called Multi-Channel Moving Window Codes (MC-MWC) for multi-channel multi-session wireless multicast. The salient features of MC-MWC are three-fold. (i) High throughput: we show that MC-MWC achieves order-optimal throughput in the many-user many-channel asymptotic regime. Moreover, the number of channels required by a conventional channel-allocation based scheme is shown to be doubly-exponentially larger than that required by MC-MWC. (ii) Low delay: using large deviations theory, we show that the delay of MC-MWC decreases linearly with the number of channels, while the delay reduction of conventional schemes is no more than a finite constant. (iii) Low feedback overhead: the feedback overhead of MC-MWC is a constant that is independent of both the number of receivers in each session and the number of sessions in the network. Finally, our trace-driven simulation and numerical results validate the analytical results and show that the implementation complexity of MC-MWC is low.

cs.IT↗