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Maksym Andriushchenko

Publications and source records attributed to Maksym Andriushchenko.

At least 55 records · Page 3Linked to original sources

Improving Alignment and Robustness with Circuit Breakers

AI systems can take harmful actions and are highly vulnerable to adversarial attacks. We present an approach, inspired by recent advances in representation engineering, that interrupts the models as they respond with harmful outputs with "circuit breakers." Existing techniques aimed at improving alignment, such as refusal training, are often bypassed. Techniques such as adversarial training try to plug these holes by countering specific attacks. As an alternative to refusal training and adversarial training, circuit-breaking directly controls the representations that are responsible for harmful outputs in the first place. Our technique can be applied to both text-only and multimodal language models to prevent the generation of harmful outputs without sacrificing utility -- even in the presence of powerful unseen attacks. Notably, while adversarial robustness in standalone image recognition remains an open challenge, circuit breakers allow the larger multimodal system to reliably withstand image "hijacks" that aim to produce harmful content. Finally, we extend our approach to AI agents, demonstrating considerable reductions in the rate of harmful actions when they are under attack. Our approach represents a significant step forward in the development of reliable safeguards to harmful behavior and adversarial attacks.

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Competition Report: Finding Universal Jailbreak Backdoors in Aligned LLMs

Large language models are aligned to be safe, preventing users from generating harmful content like misinformation or instructions for illegal activities. However, previous work has shown that the alignment process is vulnerable to poisoning attacks. Adversaries can manipulate the safety training data to inject backdoors that act like a universal sudo command: adding the backdoor string to any prompt enables harmful responses from models that, otherwise, behave safely. Our competition, co-located at IEEE SaTML 2024, challenged participants to find universal backdoors in several large language models. This report summarizes the key findings and promising ideas for future research.

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Long Is More for Alignment: A Simple but Tough-to-Beat Baseline for Instruction Fine-Tuning

There is a consensus that instruction fine-tuning of LLMs requires high-quality data, but what are they? LIMA (NeurIPS 2023) and AlpaGasus (ICLR 2024) are state-of-the-art methods for selecting such high-quality examples, either via manual curation or using GPT-3.5-Turbo as a quality scorer. We show that the extremely simple baseline of selecting the 1,000 instructions with longest responses -- that intuitively contain more learnable information and are harder to overfit -- from standard datasets can consistently outperform these sophisticated methods according to GPT-4 and PaLM-2 as judges, while remaining competitive on the Open LLM benchmarks that test factual knowledge. We demonstrate this for several LLMs (Llama-2-7B, Llama-2-13B, Mistral-7B-v0.1) and datasets (Alpaca-52k, Evol-Instruct-70k). In addition, a lightweight refinement of such long instructions can further improve the abilities of the fine-tuned LLMs, and allows us to obtain competitive results on MT-Bench and the 2nd highest-ranked Llama-2-7B-based model on AlpacaEval 2.0, while training on only 1,000 examples and no extra preference data. We also conduct a thorough analysis of our models to ensure that their enhanced performance is not simply due to GPT-4's preference for longer responses. Overall, our findings suggest that fine-tuning on the longest responses should be the default baseline for any work on instruction fine-tuning. We provide our code at https://github.com/tml-epfl/long-is-more-for-alignment.

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Layer-wise Linear Mode Connectivity

Averaging neural network parameters is an intuitive method for fusing the knowledge of two independent models. It is most prominently used in federated learning. If models are averaged at the end of training, this can only lead to a good performing model if the loss surface of interest is very particular, i.e., the loss in the midpoint between the two models needs to be sufficiently low. This is impossible to guarantee for the non-convex losses of state-of-the-art networks. For averaging models trained on vastly different datasets, it was proposed to average only the parameters of particular layers or combinations of layers, resulting in better performing models. To get a better understanding of the effect of layer-wise averaging, we analyse the performance of the models that result from averaging single layers, or groups of layers. Based on our empirical and theoretical investigation, we introduce a novel notion of the layer-wise linear connectivity, and show that deep networks do not have layer-wise barriers between them.

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Scaling Compute Is Not All You Need for Adversarial Robustness

The last six years have witnessed significant progress in adversarially robust deep learning. As evidenced by the CIFAR-10 dataset category in RobustBench benchmark, the accuracy under $\ell_\infty$ adversarial perturbations improved from 44\% in \citet{Madry2018Towards} to 71\% in \citet{peng2023robust}. Although impressive, existing state-of-the-art is still far from satisfactory. It is further observed that best-performing models are often very large models adversarially trained by industrial labs with significant computational budgets. In this paper, we aim to understand: ``how much longer can computing power drive adversarial robustness advances?" To answer this question, we derive \emph{scaling laws for adversarial robustness} which can be extrapolated in the future to provide an estimate of how much cost we would need to pay to reach a desired level of robustness. We show that increasing the FLOPs needed for adversarial training does not bring as much advantage as it does for standard training in terms of performance improvements. Moreover, we find that some of the top-performing techniques are difficult to exactly reproduce, suggesting that they are not robust enough for minor changes in the training setup. Our analysis also uncovers potentially worthwhile directions to pursue in future research. Finally, we make our benchmarking framework (built on top of \texttt{timm}~\citep{rw2019timm}) publicly available to facilitate future analysis in efficient robust deep learning.

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Transferable Adversarial Robustness for Categorical Data via Universal Robust Embeddings

Research on adversarial robustness is primarily focused on image and text data. Yet, many scenarios in which lack of robustness can result in serious risks, such as fraud detection, medical diagnosis, or recommender systems often do not rely on images or text but instead on tabular data. Adversarial robustness in tabular data poses two serious challenges. First, tabular datasets often contain categorical features, and therefore cannot be tackled directly with existing optimization procedures. Second, in the tabular domain, algorithms that are not based on deep networks are widely used and offer great performance, but algorithms to enhance robustness are tailored to neural networks (e.g. adversarial training). In this paper, we tackle both challenges. We present a method that allows us to train adversarially robust deep networks for tabular data and to transfer this robustness to other classifiers via universal robust embeddings tailored to categorical data. These embeddings, created using a bilevel alternating minimization framework, can be transferred to boosted trees or random forests making them robust without the need for adversarial training while preserving their high accuracy on tabular data. We show that our methods outperform existing techniques within a practical threat model suitable for tabular data.

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Sharpness-Aware Minimization Leads to Low-Rank Features

Sharpness-aware minimization (SAM) is a recently proposed method that minimizes the sharpness of the training loss of a neural network. While its generalization improvement is well-known and is the primary motivation, we uncover an additional intriguing effect of SAM: reduction of the feature rank which happens at different layers of a neural network. We show that this low-rank effect occurs very broadly: for different architectures such as fully-connected networks, convolutional networks, vision transformers and for different objectives such as regression, classification, language-image contrastive training. To better understand this phenomenon, we provide a mechanistic understanding of how low-rank features arise in a simple two-layer network. We observe that a significant number of activations gets entirely pruned by SAM which directly contributes to the rank reduction. We confirm this effect theoretically and check that it can also occur in deep networks, although the overall rank reduction mechanism can be more complex, especially for deep networks with pre-activation skip connections and self-attention layers. We make our code available at https://github.com/tml-epfl/sam-low-rank-features.

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SGD with Large Step Sizes Learns Sparse Features

We showcase important features of the dynamics of the Stochastic Gradient Descent (SGD) in the training of neural networks. We present empirical observations that commonly used large step sizes (i) lead the iterates to jump from one side of a valley to the other causing loss stabilization, and (ii) this stabilization induces a hidden stochastic dynamics orthogonal to the bouncing directions that biases it implicitly toward sparse predictors. Furthermore, we show empirically that the longer large step sizes keep SGD high in the loss landscape valleys, the better the implicit regularization can operate and find sparse representations. Notably, no explicit regularization is used so that the regularization effect comes solely from the SGD training dynamics influenced by the step size schedule. Therefore, these observations unveil how, through the step size schedules, both gradient and noise drive together the SGD dynamics through the loss landscape of neural networks. We justify these findings theoretically through the study of simple neural network models as well as qualitative arguments inspired from stochastic processes. Finally, this analysis allows us to shed a new light on some common practice and observed phenomena when training neural networks. The code of our experiments is available at https://github.com/tml-epfl/sgd-sparse-features.

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A Modern Look at the Relationship between Sharpness and Generalization

Sharpness of minima is a promising quantity that can correlate with generalization in deep networks and, when optimized during training, can improve generalization. However, standard sharpness is not invariant under reparametrizations of neural networks, and, to fix this, reparametrization-invariant sharpness definitions have been proposed, most prominently adaptive sharpness (Kwon et al., 2021). But does it really capture generalization in modern practical settings? We comprehensively explore this question in a detailed study of various definitions of adaptive sharpness in settings ranging from training from scratch on ImageNet and CIFAR-10 to fine-tuning CLIP on ImageNet and BERT on MNLI. We focus mostly on transformers for which little is known in terms of sharpness despite their widespread usage. Overall, we observe that sharpness does not correlate well with generalization but rather with some training parameters like the learning rate that can be positively or negatively correlated with generalization depending on the setup. Interestingly, in multiple cases, we observe a consistent negative correlation of sharpness with out-of-distribution error implying that sharper minima can generalize better. Finally, we illustrate on a simple model that the right sharpness measure is highly data-dependent, and that we do not understand well this aspect for realistic data distributions. The code of our experiments is available at https://github.com/tml-epfl/sharpness-vs-generalization.

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Towards Understanding Sharpness-Aware Minimization

Sharpness-Aware Minimization (SAM) is a recent training method that relies on worst-case weight perturbations which significantly improves generalization in various settings. We argue that the existing justifications for the success of SAM which are based on a PAC-Bayes generalization bound and the idea of convergence to flat minima are incomplete. Moreover, there are no explanations for the success of using $m$-sharpness in SAM which has been shown as essential for generalization. To better understand this aspect of SAM, we theoretically analyze its implicit bias for diagonal linear networks. We prove that SAM always chooses a solution that enjoys better generalization properties than standard gradient descent for a certain class of problems, and this effect is amplified by using $m$-sharpness. We further study the properties of the implicit bias on non-linear networks empirically, where we show that fine-tuning a standard model with SAM can lead to significant generalization improvements. Finally, we provide convergence results of SAM for non-convex objectives when used with stochastic gradients. We illustrate these results empirically for deep networks and discuss their relation to the generalization behavior of SAM. The code of our experiments is available at https://github.com/tml-epfl/understanding-sam.

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ARIA: Adversarially Robust Image Attribution for Content Provenance

Image attribution -- matching an image back to a trusted source -- is an emerging tool in the fight against online misinformation. Deep visual fingerprinting models have recently been explored for this purpose. However, they are not robust to tiny input perturbations known as adversarial examples. First we illustrate how to generate valid adversarial images that can easily cause incorrect image attribution. Then we describe an approach to prevent imperceptible adversarial attacks on deep visual fingerprinting models, via robust contrastive learning. The proposed training procedure leverages training on $\ell_\infty$-bounded adversarial examples, it is conceptually simple and incurs only a small computational overhead. The resulting models are substantially more robust, are accurate even on unperturbed images, and perform well even over a database with millions of images. In particular, we achieve 91.6% standard and 85.1% adversarial recall under $\ell_\infty$-bounded perturbations on manipulated images compared to 80.1% and 0.0% from prior work. We also show that robustness generalizes to other types of imperceptible perturbations unseen during training. Finally, we show how to train an adversarially robust image comparator model for detecting editorial changes in matched images.

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Sparse-RS: a versatile framework for query-efficient sparse black-box adversarial attacks

We propose a versatile framework based on random search, Sparse-RS, for score-based sparse targeted and untargeted attacks in the black-box setting. Sparse-RS does not rely on substitute models and achieves state-of-the-art success rate and query efficiency for multiple sparse attack models: $l_0$-bounded perturbations, adversarial patches, and adversarial frames. The $l_0$-version of untargeted Sparse-RS outperforms all black-box and even all white-box attacks for different models on MNIST, CIFAR-10, and ImageNet. Moreover, our untargeted Sparse-RS achieves very high success rates even for the challenging settings of $20\times20$ adversarial patches and $2$-pixel wide adversarial frames for $224\times224$ images. Finally, we show that Sparse-RS can be applied to generate targeted universal adversarial patches where it significantly outperforms the existing approaches. The code of our framework is available at https://github.com/fra31/sparse-rs.

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On the effectiveness of adversarial training against common corruptions

The literature on robustness towards common corruptions shows no consensus on whether adversarial training can improve the performance in this setting. First, we show that, when used with an appropriately selected perturbation radius, $\ell_p$ adversarial training can serve as a strong baseline against common corruptions improving both accuracy and calibration. Then we explain why adversarial training performs better than data augmentation with simple Gaussian noise which has been observed to be a meaningful baseline on common corruptions. Related to this, we identify the $σ$-overfitting phenomenon when Gaussian augmentation overfits to a particular standard deviation used for training which has a significant detrimental effect on common corruption accuracy. We discuss how to alleviate this problem and then how to further enhance $\ell_p$ adversarial training by introducing an efficient relaxation of adversarial training with learned perceptual image patch similarity as the distance metric. Through experiments on CIFAR-10 and ImageNet-100, we show that our approach does not only improve the $\ell_p$ adversarial training baseline but also has cumulative gains with data augmentation methods such as AugMix, DeepAugment, ANT, and SIN, leading to state-of-the-art performance on common corruptions. The code of our experiments is publicly available at https://github.com/tml-epfl/adv-training-corruptions.

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RobustBench: a standardized adversarial robustness benchmark

As a research community, we are still lacking a systematic understanding of the progress on adversarial robustness which often makes it hard to identify the most promising ideas in training robust models. A key challenge in benchmarking robustness is that its evaluation is often error-prone leading to robustness overestimation. Our goal is to establish a standardized benchmark of adversarial robustness, which as accurately as possible reflects the robustness of the considered models within a reasonable computational budget. To this end, we start by considering the image classification task and introduce restrictions (possibly loosened in the future) on the allowed models. We evaluate adversarial robustness with AutoAttack, an ensemble of white- and black-box attacks, which was recently shown in a large-scale study to improve almost all robustness evaluations compared to the original publications. To prevent overadaptation of new defenses to AutoAttack, we welcome external evaluations based on adaptive attacks, especially where AutoAttack flags a potential overestimation of robustness. Our leaderboard, hosted at https://robustbench.github.io/, contains evaluations of 120+ models and aims at reflecting the current state of the art in image classification on a set of well-defined tasks in $\ell_\infty$- and $\ell_2$-threat models and on common corruptions, with possible extensions in the future. Additionally, we open-source the library https://github.com/RobustBench/robustbench that provides unified access to 80+ robust models to facilitate their downstream applications. Finally, based on the collected models, we analyze the impact of robustness on the performance on distribution shifts, calibration, out-of-distribution detection, fairness, privacy leakage, smoothness, and transferability.

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On the Stability of Fine-tuning BERT: Misconceptions, Explanations, and Strong Baselines

Fine-tuning pre-trained transformer-based language models such as BERT has become a common practice dominating leaderboards across various NLP benchmarks. Despite the strong empirical performance of fine-tuned models, fine-tuning is an unstable process: training the same model with multiple random seeds can result in a large variance of the task performance. Previous literature (Devlin et al., 2019; Lee et al., 2020; Dodge et al., 2020) identified two potential reasons for the observed instability: catastrophic forgetting and small size of the fine-tuning datasets. In this paper, we show that both hypotheses fail to explain the fine-tuning instability. We analyze BERT, RoBERTa, and ALBERT, fine-tuned on commonly used datasets from the GLUE benchmark, and show that the observed instability is caused by optimization difficulties that lead to vanishing gradients. Additionally, we show that the remaining variance of the downstream task performance can be attributed to differences in generalization where fine-tuned models with the same training loss exhibit noticeably different test performance. Based on our analysis, we present a simple but strong baseline that makes fine-tuning BERT-based models significantly more stable than the previously proposed approaches. Code to reproduce our results is available online: https://github.com/uds-lsv/bert-stable-fine-tuning.

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Understanding and Improving Fast Adversarial Training

A recent line of work focused on making adversarial training computationally efficient for deep learning models. In particular, Wong et al. (2020) showed that $\ell_\infty$-adversarial training with fast gradient sign method (FGSM) can fail due to a phenomenon called "catastrophic overfitting", when the model quickly loses its robustness over a single epoch of training. We show that adding a random step to FGSM, as proposed in Wong et al. (2020), does not prevent catastrophic overfitting, and that randomness is not important per se -- its main role being simply to reduce the magnitude of the perturbation. Moreover, we show that catastrophic overfitting is not inherent to deep and overparametrized networks, but can occur in a single-layer convolutional network with a few filters. In an extreme case, even a single filter can make the network highly non-linear locally, which is the main reason why FGSM training fails. Based on this observation, we propose a new regularization method, GradAlign, that prevents catastrophic overfitting by explicitly maximizing the gradient alignment inside the perturbation set and improves the quality of the FGSM solution. As a result, GradAlign allows to successfully apply FGSM training also for larger $\ell_\infty$-perturbations and reduce the gap to multi-step adversarial training. The code of our experiments is available at https://github.com/tml-epfl/understanding-fast-adv-training.

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Square Attack: a query-efficient black-box adversarial attack via random search

We propose the Square Attack, a score-based black-box $l_2$- and $l_\infty$-adversarial attack that does not rely on local gradient information and thus is not affected by gradient masking. Square Attack is based on a randomized search scheme which selects localized square-shaped updates at random positions so that at each iteration the perturbation is situated approximately at the boundary of the feasible set. Our method is significantly more query efficient and achieves a higher success rate compared to the state-of-the-art methods, especially in the untargeted setting. In particular, on ImageNet we improve the average query efficiency in the untargeted setting for various deep networks by a factor of at least $1.8$ and up to $3$ compared to the recent state-of-the-art $l_\infty$-attack of Al-Dujaili & O'Reilly. Moreover, although our attack is black-box, it can also outperform gradient-based white-box attacks on the standard benchmarks achieving a new state-of-the-art in terms of the success rate. The code of our attack is available at https://github.com/max-andr/square-attack.

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Provably Robust Boosted Decision Stumps and Trees against Adversarial Attacks

The problem of adversarial robustness has been studied extensively for neural networks. However, for boosted decision trees and decision stumps there are almost no results, even though they are widely used in practice (e.g. XGBoost) due to their accuracy, interpretability, and efficiency. We show in this paper that for boosted decision stumps the \textit{exact} min-max robust loss and test error for an $l_\infty$-attack can be computed in $O(T\log T)$ time per input, where $T$ is the number of decision stumps and the optimal update step of the ensemble can be done in $O(n^2\,T\log T)$, where $n$ is the number of data points. For boosted trees we show how to efficiently calculate and optimize an upper bound on the robust loss, which leads to state-of-the-art robust test error for boosted trees on MNIST (12.5% for $ε_\infty=0.3$), FMNIST (23.2% for $ε_\infty=0.1$), and CIFAR-10 (74.7% for $ε_\infty=8/255$). Moreover, the robust test error rates we achieve are competitive to the ones of provably robust convolutional networks. The code of all our experiments is available at http://github.com/max-andr/provably-robust-boosting

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