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Mark Russinovich

Publications and source records attributed to Mark Russinovich.

At least 19 recordsLinked to original sources

SpecGuard: Inference-Time Backdoor Detection For Free

Large language models are often fine-tuned, shared, or downloaded from third parties, so a deployed model may carry a hidden backdoor that behaves normally on benign inputs but switches to attacker-controlled behavior when a secret trigger appears. While backdoors can be audited before deployment, runtime monitoring remains important for models that are frequently updated. The challenge is that LLM serving is latency-sensitive: existing inference-time detectors either rely on assumptions about the trigger form, which can fail on stealthy attacks, or require extra model computation, such as input perturbations or an additional generation pass. We introduce SpecGuard, an inference-time backdoor detector that repurposes speculative decoding at zero added model-computation cost. Speculative decoding speeds up inference by using a small draft model to propose tokens and a target model to verify them. We observe that this verification process already exposes a useful signal: when a backdoor is triggered, the target model shifts toward the attacker's behavior, while a clean draft model does not predict this shift, causing the draft-token acceptance rate to change. We formalize when this signal appears and show that an attacker who suppresses it must also weaken the backdoor. Across diverse backdoor types and model families, SpecGuard reliably detects triggered behavior, including stealthy cases where input-level filters are blind, while avoiding the extra generation cost of existing runtime detectors. Speculative decoding therefore doubles as a free, always-on signal for detecting backdoored LLM behavior.

cs.CR

Fool's Gold: Defensive Deception Against Safety-Removal Attacks on Open-Weight Models

Safety alignment in open-weight language models is trivially removable: abliteration projects a refusal-mediating direction out of the weights in minutes, and no release-time defense we are aware of prevents it durably. What cannot be prevented can be deceived. Our defense, decoy hardening ("Fool's Gold"), concedes the refusal strip and poisons its payoff: once refusal is stripped, most answers to hazardous operational requests are confident, fluent decoys whose critical elements are falsified. Decoys are trained inside a differentiable simulation of the attack, expressing only in the attacked state; a refusal pin and benign leash hold clean-state behavior to the original. We instantiate it on seven models from five families (9B-122B, dense and mixture-of-experts). On the six models passing our pre-registered efficacy gate, 0.51-0.90 of attacked-state responses to held-out prompts are decoys, +0.27-0.84 attributable to the defense; all six stay within registered benign-behavior and capability budgets; the seventh (smaller) fails the gate (boundary case). Rates replicate on a frozen test split or untouched strata. The claim is epistemic: without independent ground truth, no observation surface we tested separates falsified answers from correct ones - on external red-team benchmarks' CBRNE-adjacent slice, the defended 122B is fatally wrong on 0.82-0.86 of matched-quality answers vs at most 0.10 undefended. Repeated sampling does not restore trust: element-wise consensus at K=64 reconstructs a fully usable procedure on 0.083-0.625 of prompts where the instrument validates, vs 0.58-0.96 undefended, with no label-free way to tell the regimes apart; on the weakest such model the claim is per-draw only. We evaluate chemical and biological hazards; the defense does not address in-context jailbreaks and protects only the initially released defended weights.

cs.AI

Phantom References: Hallucinated Citations That Survive Peer Review at Top-Tier Conferences

Large language models can generate polished scientific text that includes unsupported claims, allowing hallucinations to enter the archival record. Assessing this risk via technical statements is difficult and often requires expert judgment, but citations provide a more auditable surface: a reference either resolves to a real scholarly work with compatible authorship, or it does not. We measure citation hallucination in peer-reviewed proceedings using a conservative definition limited to identity-level failures: non-existent works and substantial author-list mismatches. We explicitly exclude ordinary bibliographic drift (e.g., venue/year differences, publication-status updates, minor name variants). To audit citations at scale, we build RefChecker, a verification pipeline that resolves bibliography entries against multiple bibliographic sources and escalates unresolved cases to web-search re-verification. We apply RefChecker to accepted camera-ready papers from ICLR, ICML, NeurIPS, and USENIX Security. Hallucinated citations have entered the archival record. While reference-level rates are usually below 1%, proceedings are large enough that paper-level failures are visible: in 2025, roughly one in twenty NeurIPS and USENIX Security papers contains at least two likely hallucinated academic-paper-like references under our strict definition. We also observe post-ChatGPT increases in several venues, including a tail of papers with 5+ failures in a single bibliography, and likely hallucinated citations even among award-winning papers. These results suggest peer review alone does not reliably enforce citation integrity, yet auditing is tractable (about 0.04$ per paper in one venue-scale scan). We open-source RefChecker for routine, reproducible citation verification before publication (https://github.com/markrussinovich/refchecker).

cs.DL

Learning to Attack and Defend: Adaptive Red Teaming of Language Models via GRPO

AI red teaming must continually adapt to evolving attackers and defenders. Reinforcement learning offers a promising approach to discovering novel attacks, and co-training methods can produce more robust defenders in tandem. Recent works have demonstrated the efficacy of attacker-defender co-training by applying PPO and DPO, but report that GRPO is unstable in this setting. We introduce AdvGRPO, a co-training framework that makes GRPO viable for joint attacker-defender optimization using dense multi-channel rewards and decoupled advantage normalization. Training progresses through a curriculum from single-turn to closed-loop multi-turn attacks before bootstrapping co-training, where attacker and defender models are updated in alternation. We show that our method can produce highly effective and transferable attacks and that co-trained defenders outperform baselines on safety benchmarks.

cs.CL

MetaBackdoor: Exploiting Positional Encoding as a Backdoor Attack Surface in LLMs

Backdoor attacks pose a serious security threat to large language models (LLMs), which are increasingly deployed as general-purpose assistants in safety- and privacy-critical applications. Existing LLM backdoors rely primarily on content-based triggers, requiring explicit modification of the input text. In this work, we show that this assumption is unnecessary and limiting. We introduce MetaBackdoor, a new class of backdoor attacks that exploits positional information as the trigger, without modifying textual content. Our key insight is that Transformer-based LLMs necessarily encode token positions to process ordered sequences. As a result, length-correlated positional structure is reflected in the model's internal computation and can be used as an effective non-content trigger signal. We demonstrate that even a simple length-based positional trigger is sufficient to activate stealthy backdoors. Unlike prior attacks, MetaBackdoor operates on visibly and semantically clean inputs and enables qualitatively new capabilities. We show that a backdoored LLM can be induced to disclose sensitive internal information, including proprietary system prompts, once a length condition is satisfied. We further demonstrate a self-activation scenario, where normal multi-turn interaction can move the conversation context into the trigger region and induce malicious tool-call behavior without attacker-supplied trigger text. In addition, MetaBackdoor is orthogonal to content-based backdoors and can be composed with them to create more precise and harder-to-detect activation conditions. Our results expand the threat model of LLM backdoors by revealing positional encoding as a previously overlooked attack surface. This challenges defenses that focus on detecting suspicious text and highlights the need for new defense strategies that explicitly account for positional triggers in modern LLM architectures.

cs.CR

Optimizing Agent Planning for Security and Autonomy

Indirect prompt injection attacks threaten AI agents that execute consequential actions, motivating deterministic system-level defenses. Such defenses can provably block unsafe actions by enforcing confidentiality and integrity policies, but currently appear costly: they reduce task completion rates and increase token usage compared to probabilistic defenses. We argue that existing evaluations miss a key benefit of system-level defenses: reduced reliance on human oversight. We introduce autonomy metrics to quantify this benefit: the fraction of consequential actions an agent can execute without human-in-the-loop (HITL) approval while preserving security. To increase autonomy, we design a security-aware agent that (i) introduces richer HITL interactions, and (ii) explicitly plans for both task progress and policy compliance. We implement this agent design atop an existing information-flow control defense against prompt injection and evaluate it on the AgentDojo and WASP benchmarks. Experiments show that this approach yields higher autonomy without sacrificing utility.

cs.CR

GRP-Obliteration: Unaligning LLMs With a Single Unlabeled Prompt

Safety alignment is only as robust as its weakest failure mode. Despite extensive work on safety post-training, it has been shown that models can be readily unaligned through post-deployment fine-tuning. However, these methods often require extensive data curation and degrade model utility. In this work, we extend the practical limits of unalignment by introducing GRP-Obliteration (GRP-Oblit), a method that uses Group Relative Policy Optimization (GRPO) to directly remove safety constraints from target models. We show that a single unlabeled prompt is sufficient to reliably unalign safety-aligned models while largely preserving their utility, and that GRP-Oblit achieves stronger unalignment on average than existing state-of-the-art techniques. Moreover, GRP-Oblit generalizes beyond language models and can also unalign diffusion-based image generation systems. We evaluate GRP-Oblit on six utility benchmarks and five safety benchmarks across fifteen 7-20B parameter models, spanning instruct and reasoning models, as well as dense and MoE architectures. The evaluated model families include GPT-OSS, distilled DeepSeek, Gemma, Llama, Ministral, and Qwen.

cs.LG

Securing AI Agents with Information-Flow Control

As AI agents become increasingly autonomous and capable, ensuring their security against vulnerabilities such as prompt injection becomes critical. This paper explores the use of information-flow control (IFC) to provide security guarantees for AI agents. We present a formal model to reason about the security and expressiveness of agent planners. Using this model, we characterize the class of properties enforceable by dynamic taint-tracking and construct a taxonomy of tasks to evaluate security and utility trade-offs of planner designs. Informed by this exploration, we present Fides, a planner that tracks confidentiality and integrity labels, deterministically enforces security policies, and introduces novel primitives for selectively hiding information. Its evaluation in AgentDojo demonstrates that this approach enables us to complete a broad range of tasks with security guarantees. A tutorial to walk readers through the the concepts introduced in the paper can be found at https://github.com/microsoft/fides

cs.CR

A Representation Engineering Perspective on the Effectiveness of Multi-Turn Jailbreaks

Recent research has demonstrated that state-of-the-art LLMs and defenses remain susceptible to multi-turn jailbreak attacks. These attacks require only closed-box model access and are often easy to perform manually, posing a significant threat to the safe and secure deployment of LLM-based systems. We study the effectiveness of the Crescendo multi-turn jailbreak at the level of intermediate model representations and find that safety-aligned LMs often represent Crescendo responses as more benign than harmful, especially as the number of conversation turns increases. Our analysis indicates that at each turn, Crescendo prompts tend to keep model outputs in a "benign" region of representation space, effectively tricking the model into fulfilling harmful requests. Further, our results help explain why single-turn jailbreak defenses like circuit breakers are generally ineffective against multi-turn attacks, motivating the development of mitigations that address this generalization gap.

cs.CR

Obliviate: Efficient Unmemorization for Protecting Intellectual Property in Large Language Models

Recent copyright agreements between AI companies and content creators underscore the need for fine-grained control over language models' ability to reproduce copyrighted text. Existing defenses-ranging from aggressive unlearning to simplistic output filters-either sacrifice model utility or inadequately address verbatim leakage. We introduce Obliviate, a lightweight post-training method that surgically suppresses exact reproduction of specified sequences while preserving semantic understanding. Obliviate first identifies memorized passages and then, for each target token, minimally adjusts the model's output distribution via a Kullback-Leibler divergence penalty to drive down the probability of exact reproduction. Simultaneously, we enforce a consistency loss on non-target tokens to retain the model's fluency and task performance. We evaluate Obliviate on four popular 6-8B-parameter models (LLaMA-3.1, LLaMA-3.1-Instruct, Qwen-2.5, and Yi-1.5) using synthetic memorization benchmarks and organic copyrighted excerpts (e.g., Moby Dick, Frankenstein, Alice in Wonderland and Les Miserables). Across all settings, Obliviate reduces verbatim recall by two orders of magnitude (e.g., from hundreds of words to fewer than 12) while degrading downstream accuracy by at most 1% on HellaSwag, MMLU, TruthfulQA, and Winogrande. Furthermore, we benchmark Obliviate aganist different unlearning and copyright techniques using the MUSE and CoTaEval benchmarks. These results position Obliviate as a practical, high-fidelity solution for copyright compliance in deployed LLMs.

cs.CL

LogiPlan: A Structured Benchmark for Logical Planning and Relational Reasoning in LLMs

We introduce LogiPlan, a novel benchmark designed to evaluate the capabilities of large language models (LLMs) in logical planning and reasoning over complex relational structures. Logical relational reasoning is important for applications that may rely on LLMs to generate and query structured graphs of relations such as network infrastructure, knowledge bases, or business process schema. Our framework allows for dynamic variation of task complexity by controlling the number of objects, relations, and the minimum depth of relational chains, providing a fine-grained assessment of model performance across difficulty levels. LogiPlan encompasses three complementary tasks: (1) Plan Generation, where models must construct valid directed relational graphs meeting specified structural constraints; (2) Consistency Detection, testing models' ability to identify inconsistencies in relational structures; and (3) Comparison Question, evaluating models' capacity to determine the validity of queried relationships within a given graph. Additionally, we assess models' self-correction capabilities by prompting them to verify and refine their initial solutions. We evaluate state-of-the-art models including DeepSeek R1, Gemini 2.0 Pro, Gemini 2 Flash Thinking, GPT-4.5, GPT-4o, Llama 3.1 405B, O3-mini, O1, and Claude 3.7 Sonnet across these tasks, revealing significant performance gaps that correlate with model scale and architecture. Our analysis demonstrates that while recent reasoning-enhanced models show promising results on simpler instances, they struggle with more complex configurations requiring deeper logical planning.

cs.AI

LLMail-Inject: A Dataset from a Realistic Adaptive Prompt Injection Challenge

Indirect Prompt Injection attacks exploit the inherent limitation of Large Language Models (LLMs) to distinguish between instructions and data in their inputs. Despite numerous defense proposals, the systematic evaluation against adaptive adversaries remains limited, even when successful attacks can have wide security and privacy implications, and many real-world LLM-based applications remain vulnerable. We present the results of LLMail-Inject, a public challenge simulating a realistic scenario in which participants adaptively attempted to inject malicious instructions into emails in order to trigger unauthorized tool calls in an LLM-based email assistant. The challenge spanned multiple defense strategies, LLM architectures, and retrieval configurations, resulting in a dataset of 208,095 unique attack submissions from 839 participants. We release the challenge code, the full dataset of submissions, and our analysis demonstrating how this data can provide new insights into the instruction-data separation problem. We hope this will serve as a foundation for future research towards practical structural solutions to prompt injection.

cs.CR

Jailbreaking is (Mostly) Simpler Than You Think

We introduce the Context Compliance Attack (CCA), a novel, optimization-free method for bypassing AI safety mechanisms. Unlike current approaches -- which rely on complex prompt engineering and computationally intensive optimization -- CCA exploits a fundamental architectural vulnerability inherent in many deployed AI systems. By subtly manipulating conversation history, CCA convinces the model to comply with a fabricated dialogue context, thereby triggering restricted behavior. Our evaluation across a diverse set of open-source and proprietary models demonstrates that this simple attack can circumvent state-of-the-art safety protocols. We discuss the implications of these findings and propose practical mitigation strategies to fortify AI systems against such elementary yet effective adversarial tactics.

cs.CR

Great, Now Write an Article About That: The Crescendo Multi-Turn LLM Jailbreak Attack

Large Language Models (LLMs) have risen significantly in popularity and are increasingly being adopted across multiple applications. These LLMs are heavily aligned to resist engaging in illegal or unethical topics as a means to avoid contributing to responsible AI harms. However, a recent line of attacks, known as jailbreaks, seek to overcome this alignment. Intuitively, jailbreak attacks aim to narrow the gap between what the model can do and what it is willing to do. In this paper, we introduce a novel jailbreak attack called Crescendo. Unlike existing jailbreak methods, Crescendo is a simple multi-turn jailbreak that interacts with the model in a seemingly benign manner. It begins with a general prompt or question about the task at hand and then gradually escalates the dialogue by referencing the model's replies progressively leading to a successful jailbreak. We evaluate Crescendo on various public systems, including ChatGPT, Gemini Pro, Gemini-Ultra, LlaMA-2 70b and LlaMA-3 70b Chat, and Anthropic Chat. Our results demonstrate the strong efficacy of Crescendo, with it achieving high attack success rates across all evaluated models and tasks. Furthermore, we present Crescendomation, a tool that automates the Crescendo attack and demonstrate its efficacy against state-of-the-art models through our evaluations. Crescendomation surpasses other state-of-the-art jailbreaking techniques on the AdvBench subset dataset, achieving 29-61% higher performance on GPT-4 and 49-71% on Gemini-Pro. Finally, we also demonstrate Crescendo's ability to jailbreak multimodal models.

cs.CR

Lessons From Red Teaming 100 Generative AI Products

In recent years, AI red teaming has emerged as a practice for probing the safety and security of generative AI systems. Due to the nascency of the field, there are many open questions about how red teaming operations should be conducted. Based on our experience red teaming over 100 generative AI products at Microsoft, we present our internal threat model ontology and eight main lessons we have learned: 1. Understand what the system can do and where it is applied 2. You don't have to compute gradients to break an AI system 3. AI red teaming is not safety benchmarking 4. Automation can help cover more of the risk landscape 5. The human element of AI red teaming is crucial 6. Responsible AI harms are pervasive but difficult to measure 7. LLMs amplify existing security risks and introduce new ones 8. The work of securing AI systems will never be complete By sharing these insights alongside case studies from our operations, we offer practical recommendations aimed at aligning red teaming efforts with real world risks. We also highlight aspects of AI red teaming that we believe are often misunderstood and discuss open questions for the field to consider.

cs.AI

Hey, That's My Model! Introducing Chain & Hash, An LLM Fingerprinting Technique

Growing concerns over the theft and misuse of Large Language Models (LLMs) underscore the need for effective fingerprinting to link a model to its original version and detect misuse. We define five essential properties for a successful fingerprint: Transparency, Efficiency, Persistence, Robustness, and Unforgeability. We present a novel fingerprinting framework that provides verifiable proof of ownership while preserving fingerprint integrity. Our approach makes two main contributions. First, a chain and hash technique that cryptographically binds fingerprint prompts to their responses, preventing collisions and enabling irrefutable ownership claims. Second, we address a realistic threat model in which instruction-tuned models' output distribution can be significantly altered through meta-prompts. By incorporating random padding and varied meta-prompt configurations during training, our method maintains robustness even under significant output style changes. Experiments show that our framework securely proves ownership, resists both benign transformations (e.g., fine-tuning) and adversarial fingerprint removal, and extends to fingerprinting LoRA adapters\footnote{We release our code at: https://github.com/microsoft/Chain-Hash.

cs.CR

Confidential Consortium Framework: Secure Multiparty Applications with Confidentiality, Integrity, and High Availability

Confidentiality, integrity protection, and high availability, abbreviated to CIA, are essential properties for trustworthy data systems. The rise of cloud computing and the growing demand for multiparty applications however means that building modern CIA systems is more challenging than ever. In response, we present the Confidential Consortium Framework (CCF), a general-purpose foundation for developing secure stateful CIA applications. CCF combines centralized compute with decentralized trust, supporting deployment on untrusted cloud infrastructure and transparent governance by mutually untrusted parties. CCF leverages hardware-based trusted execution environments for remotely verifiable confidentiality and code integrity. This is coupled with state machine replication backed by an auditable immutable ledger for data integrity and high availability. CCF enables each service to bring its own application logic, custom multiparty governance model, and deployment scenario, decoupling the operators of nodes from the consortium that governs them. CCF is open-source and available now at https://github.com/microsoft/CCF.

cs.CR

Who's Harry Potter? Approximate Unlearning in LLMs

Large language models (LLMs) are trained on massive internet corpora that often contain copyrighted content. This poses legal and ethical challenges for the developers and users of these models, as well as the original authors and publishers. In this paper, we propose a novel technique for unlearning a subset of the training data from a LLM, without having to retrain it from scratch. We evaluate our technique on the task of unlearning the Harry Potter books from the Llama2-7b model (a generative language model recently open-sourced by Meta). While the model took over 184K GPU-hours to pretrain, we show that in about 1 GPU hour of finetuning, we effectively erase the model's ability to generate or recall Harry Potter-related content, while its performance on common benchmarks (such as Winogrande, Hellaswag, arc, boolq and piqa) remains almost unaffected. We make our fine-tuned model publicly available on HuggingFace for community evaluation. To the best of our knowledge, this is the first paper to present an effective technique for unlearning in generative language models. Our technique consists of three main components: First, we use a reinforced model that is further trained on the target data to identify the tokens that are most related to the unlearning target, by comparing its logits with those of a baseline model. Second, we replace idiosyncratic expressions in the target data with generic counterparts, and leverage the model's own predictions to generate alternative labels for every token. These labels aim to approximate the next-token predictions of a model that has not been trained on the target data. Third, we finetune the model on these alternative labels, which effectively erases the original text from the model's memory whenever it is prompted with its context.

cs.CL