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Martin S. Krejca

Publications and source records attributed to Martin S. Krejca.

At least 19 recordsLinked to original sources

Runtime Analysis of a Compact Genetic Algorithm on a Truly Multi-valued OneMax Function

Recently, the runtime analysis of multi-valued estimation-of-distribution algorithms in the framework of Ben Jedidia et al. (TCS 2024) has made significant advancements. However, almost all existing analyses are limited to multi-valued objective functions that in each dimension only distinguish between two types, also called categories, of values and hence can be treated with similar methods as pseudo-Boolean problems. Only recently, Adak and Witt (GECCO 2025) have presented a first runtime analysis of a multi-valued compact genetic algorithm (cGA) on the multi-valued OneMax function G-OneMax$\colon \{0,\dots,r-1\}^n \to \mathbf{N}$ defined by G-OneMax$(x_1,\dots,x_n)=\sum_{i=1}^n {x}_i$ and truly depending on all $r$ categories. We improve their runtime result from $\textrm{O}\bigl(n r^3 \log^2( n)\log (r)\bigr)$ to $\textrm{O}\bigl(n r \log^3(n)\log^3(r)\bigr)$, both for an optimal choice of the update strength $K$. Our result matches, up to polylogarithmic factors, the existing bound for the simpler $r$-valued OneMax function depending essentially only on two values and analyzed in several previous works. To show the new bound, we use improved drift theorems for processes with high self-loop probabilities and specifically derived concentration inequalities to analyze how probability mass in the multi-valued cGA moves into successively smaller and smaller intervals of the $r$-valued frequency matrix.

cs.NE

Reemergence of the Epidemic Threshold in SIRS Infections on Connected Stars

The SIRS process is a continuous-time process for how infections spread on a graph. In this model, each vertex is in one of the following three states: susceptible (to the infection; S), infected (I), or recovered (R) and thus immune to the infection. For each vertex, the transition among these states is exponentially distributed according to the parameters of the process. It was recently shown that recovered vertices effectively stop the infection on stars, that is, the expected survival time of SIRS processes on stars is bounded from above by a polynomial in the number of the vertices, independently of the infection rate of the process. The setting where the process has, so far, been shown to exhibit epidemic behavior, i.e., super-polynomial survival time when the infection rate is above some threshold value, requires the host graph to be an expander. This is in contrast to the shown behavior of the well-studied SIS process, a related model in which vertices never transition to R, and in which even sparsely connected graphs, in particular stars, exhibit epidemic behavior. In this work, we show that expansion of the host graph is not a necessary condition for the SIRS process to result in an epidemic. Our main technical contribution shows that, while the SIRS process does not survive super-polynomially long on a single star, it does so on a network of poly-logarithmic (in the total number of vertices) stars of polynomial size. In addition, we show that such substructures appear in popular complex network models, providing for each a bound on the epidemic threshold. In particular, on hyperbolic random graphs, we compare our threshold for connected stars with the previously known one based on expansion, finding that both of them can be more permissive depending on the graph's power-law exponent and the rate that determines how long immunity lasts.

math.PR

A Tight Epidemic Threshold for Competing Stochastic Infection Processes with Mutually Exclusive Immunity

Stochastic infection processes are continuous-time Markov chains on graphs that assign each vertex one of multiple states, such as susceptible, infected, or recovered. Depending on the model, vertices change their state based on random transition rates and the states of their neighbors, resulting in a variety of complex dynamics. The body of rigorous literature is rich for processes that consider a single infection. In contrast, the setting with at least two infections, where the same state exists for different types, allows for far more transition combinations, leaving several interesting models entirely unexplored. We address this shortcoming in the literature by defining the IRIR process, in which two SIR processes run on the same graph and each vertex is immune only to its most recent infection. We study the survival time of the IRIR process, that is, the time until no infected vertex remains, with mathematical rigor. Our main result is a tight threshold, known as epidemic threshold, where the survival time rapidly changes from at most quasi-linear in the graph size $n$ to at least super-polynomial in $n$. This result is applicable to perfectly mixed graphs, which are graphs where the density of edges between each non-empty subset of vertices is a given value $p \in (0, 1]$. Our super-polynomial lower bound extends to jumbled graphs, which allow for some more flexibility in the density. In particular, this includes with high probability Erdos-Renyi graphs with an average degree of $k\in \omega(\ln^2(n))$. Our proof for the lower bound is based on a potential that transforms the configurations of the IRIR process to a supermartingale with drift in a large region, implying the lower bound. We detail how to systematically derive such a potential, based on a Lyapunov function of the transition equilibrium of the process.

math.PR

Improved Runtime Guarantees for the SPEA2 Multi-Objective Optimizer

Together with the NSGA-II, the SPEA2 is one of the most widely used domination-based multi-objective evolutionary algorithms. For both algorithms, the known runtime guarantees are linear in the population size; for the NSGA-II, matching lower bounds exist. With a careful study of the more complex selection mechanism of the SPEA2, we show that it has very different population dynamics. From these, we prove runtime guarantees for the OneMinMax, LeadingOnesTrailingZeros, and OneJumpZeroJump benchmarks that depend less on the population size. For example, we show that the SPEA2 with parent population size $\mu \ge n - 2k + 3$ and offspring population size $\lambda$ computes the Pareto front of the OneJumpZeroJump benchmark with gap size $k$ in an expected number of $O( (\lambda+\mu)n + n^{k+1})$ function evaluations. This shows that the best runtime guarantee of $O(n^{k+1})$ is not only achieved for $\mu = \Theta(n)$ and $\lambda = O(n)$ but for arbitrary $\mu, \lambda = O(n^k)$. Thus, choosing suitable parameters -- a key challenge in using heuristic algorithms -- is much easier for the SPEA2 than the NSGA-II.

cs.NE

Speeding Up the NSGA-II via Dynamic Population Sizes

Multi-objective evolutionary algorithms (MOEAs) are among the most widely and successfully applied optimizers for multi-objective problems. However, to store many optimal trade-offs (the Pareto optima) simultaneously, MOEAs are typically run with a large population of solution candidates. This slows down the algorithm and renders the choice of the population size a crucial design decision. In this work, we aim to overcome these difficulties by proposing the dynamic NSGA-II, a variant of the well-known NSGA-II that starts with a small initial population and doubles it after a user-specified number $\tau$ of function evaluations, up to a maximum size of $N_{max}$. We prove that the dynamic NSGA-II with optimal parameters computes the Pareto front of the OneMinMax benchmark of size $n$ with high probability in $O(n \log^2 n)$ function evaluations, which is considerably faster than the $\Theta(n^2 \log n)$ runtime of the static NSGA-II with optimal parameters. For the OneJumpZeroJump benchmark with gap size $k$, we show a runtime of $O(n^k \log^2 n)$, improving upon the known runtime of $\Theta(n^{k+1})$. We also propose a variant that uses the initial population size for a longer period and achieves slightly better performance. Finally, we show that a simple concurrent-run strategy turns our dynamic NSGA-II variants into parameter-less algorithms that exceed the above runtimes only by a logarithmic factor and hence still outperform the static NSGA-II by a factor of $\tilde\Omega(n)$.

cs.NE

Proven Approximation Guarantees in Multi-Objective Optimization: SPEA2 Beats NSGA-II

Together with the NSGA-II and SMS-EMOA, the strength Pareto evolutionary algorithm 2 (SPEA2) is one of the most prominent dominance-based multi-objective evolutionary algorithms (MOEAs). Different from the NSGA-II, it does not employ the crowding distance (essentially the distance to neighboring solutions) to compare pairwise non-dominating solutions but a complex system of $\sigma$-distances that builds on the distances to all other solutions. In this work, we give a first mathematical proof showing that this more complex system of distances can be superior. More specifically, we prove that a simple steady-state SPEA2 can compute optimal approximations of the Pareto front of the OneMinMax benchmark in polynomial time. The best proven guarantee for a comparable variant of the NSGA-II only assures approximation ratios of roughly a factor of two, and both mathematical analyses and experiments indicate that optimal approximations are not found efficiently.

cs.NE

Runtime Analysis of the Compact Genetic Algorithm on the LeadingOnes Benchmark

The compact genetic algorithm (cGA) is one of the simplest estimation-of-distribution algorithms (EDAs). Next to the univariate marginal distribution algorithm (UMDA) -- another simple EDA -- , the cGA has been subject to extensive mathematical runtime analyses, often showcasing a similar or even superior performance to competing approaches. Surprisingly though, up to date and in contrast to the UMDA and many other heuristics, we lack a rigorous runtime analysis of the cGA on the LeadingOnes benchmark -- one of the most studied theory benchmarks in the domain of evolutionary computation. We fill this gap in the literature by conducting a formal runtime analysis of the cGA on LeadingOnes. For the cGA's single parameter -- called the hypothetical population size -- at least polylogarithmically larger than the problem size, we prove that the cGA samples the optimum of LeadingOnes with high probability within a number of function evaluations quasi-linear in the problem size and linear in the hypothetical population size. For the best hypothetical population size, our result matches, up to polylogarithmic factors, the typical quadratic runtime that many randomized search heuristics exhibit on LeadingOnes. Our analysis exhibits some noteworthy differences in the working principles of the two algorithms which were not visible in previous works.

cs.NE

Gradually Declining Immunity Retains the Exponential Duration of Immunity-Free Diffusion

Diffusion processes pervade numerous areas of AI, abstractly modeling the dynamics of exchanging, oftentimes volatile, information in networks. A central question is how long the information remains in the network, known as survival time. For the commonly studied SIS process, the expected survival time is at least super-polynomial in the network size already on star graphs, for a wide range of parameters. In contrast, the expected survival time of the SIRS process, which introduces temporary immunity, is always at most polynomial on stars and only known to be super-polynomial for far denser networks, such as expanders. However, this result relies on featuring full temporary immunity, which is not always present in actual processes. We introduce the cSIRS process, which incorporates gradually declining immunity such that the expected immunity at each point in time is identical to that of the SIRS process. We study the survival time of the cSIRS process rigorously on star graphs and expanders and show that its expected survival time is very similar to that of the SIS process, which features no immunity. This suggests that featuring gradually declining immunity is almost as having none at all.

math.PR

Runtime Analysis for Multi-Objective Evolutionary Algorithms in Unbounded Integer Spaces

Randomized search heuristics have been applied successfully to a plethora of problems. This success is complemented by a large body of theoretical results. Unfortunately, the vast majority of these results regard problems with binary or continuous decision variables -- the theoretical analysis of randomized search heuristics for unbounded integer domains is almost nonexistent. To resolve this shortcoming, we start the runtime analysis of multi-objective evolutionary algorithms, which are among the most successful randomized search heuristics, for unbounded integer search spaces. We analyze single- and full-dimensional mutation operators with three different mutation strengths, namely changes by plus/minus one (unit strength), random changes following a law with exponential tails, and random changes following a power-law. The performance guarantees we prove on a recently proposed natural benchmark problem suggest that unit mutation strengths can be slow when the initial solutions are far from the Pareto front. When setting the expected change right (depending on the benchmark parameter and the distance of the initial solutions), the mutation strength with exponential tails yields the best runtime guarantees in our results -- however, with a wrong choice of this expectation, the performance guarantees quickly become highly uninteresting. With power-law mutation, which is an essentially parameter-less mutation operator, we obtain good results uniformly over all problem parameters and starting points. We complement our mathematical findings with experimental results that suggest that our bounds are not always tight. Most prominently, our experiments indicate that power-law mutation outperforms the one with exponential tails even when the latter uses a near-optimal parametrization. Hence, we suggest to favor power-law mutation for unknown problems in integer spaces.

cs.NE

Speeding Up the NSGA-II With a Simple Tie-Breaking Rule

The non-dominated sorting genetic algorithm~II (NSGA-II) is the most popular multi-objective optimization heuristic. Recent mathematical runtime analyses have detected two shortcomings in discrete search spaces, namely, that the NSGA-II has difficulties with more than two objectives and that it is very sensitive to the choice of the population size. To overcome these difficulties, we analyze a simple tie-breaking rule in the selection of the next population. Similar rules have been proposed before, but have found only little acceptance. We prove the effectiveness of our tie-breaking rule via mathematical runtime analyses on the classic OneMinMax, LeadingOnesTrailingZeros, and OneJumpZeroJump benchmarks. We prove that this modified NSGA-II can optimize the three benchmarks efficiently also for many objectives, in contrast to the exponential lower runtime bound previously shown for OneMinMax with three or more objectives. For the bi-objective problems, we show runtime guarantees that do not increase when moderately increasing the population size over the minimum admissible size. For example, for the OneJumpZeroJump problem with representation length $n$ and gap parameter $k$, we show a runtime guarantee of $O(\max\{n^{k+1},Nn\})$ function evaluations when the population size is at least four times the size of the Pareto front. For population sizes larger than the minimal choice $N = \Theta(n)$, this result improves considerably over the $\Theta(Nn^k)$ runtime of the classic NSGA-II.

cs.NE

Difficulties of the NSGA-II with the Many-Objective LeadingOnes Problem

The NSGA-II is the most prominent multi-objective evolutionary algorithm (cited more than 50,000 times). Very recently, a mathematical runtime analysis has proven that this algorithm can have enormous difficulties when the number of objectives is larger than two (Zheng, Doerr. IEEE Transactions on Evolutionary Computation (2024)). However, this result was shown only for the OneMinMax benchmark problem, which has the particularity that all solutions are on the Pareto front, a fact heavily exploited in the proof of this result. In this work, we show a comparable result for the LeadingOnesTrailingZeroes benchmark. This popular benchmark problem appears more natural in that most of its solutions are not on the Pareto front. With a careful analysis of the population dynamics of the NGSA-II optimizing this benchmark, we manage to show that when the population grows on the Pareto front, then it does so much faster by creating known Pareto optima than by spreading out on the Pareto front. Consequently, already when still a constant fraction of the Pareto front is unexplored, the crowding distance becomes the crucial selection mechanism, and thus the same problems arise as in the optimization of OneMinMax. With these and some further arguments, we show that the NSGA-II, with a population size by at most a constant factor larger than the Pareto front, cannot compute the Pareto front in less than exponential time.

cs.NE

Proven Runtime Guarantees for How the MOEA/D Computes the Pareto Front From the Subproblem Solutions

The decomposition-based multi-objective evolutionary algorithm (MOEA/D) does not directly optimize a given multi-objective function $f$, but instead optimizes $N + 1$ single-objective subproblems of $f$ in a co-evolutionary manner. It maintains an archive of all non-dominated solutions found and outputs it as approximation to the Pareto front. Once the MOEA/D found all optima of the subproblems (the $g$-optima), it may still miss Pareto optima of $f$. The algorithm is then tasked to find the remaining Pareto optima directly by mutating the $g$-optima. In this work, we analyze for the first time how the MOEA/D with only standard mutation operators computes the whole Pareto front of the OneMinMax benchmark when the $g$-optima are a strict subset of the Pareto front. For standard bit mutation, we prove an expected runtime of $O(n N \log n + n^{n/(2N)} N \log n)$ function evaluations. Especially for the second, more interesting phase when the algorithm start with all $g$-optima, we prove an $\Omega(n^{(1/2)(n/N + 1)} \sqrt{N} 2^{-n/N})$ expected runtime. This runtime is super-polynomial if $N = o(n)$, since this leaves large gaps between the $g$-optima, which require costly mutations to cover. For power-law mutation with exponent $\beta \in (1, 2)$, we prove an expected runtime of $O\left(n N \log n + n^{\beta} \log n\right)$ function evaluations. The $O\left(n^{\beta} \log n\right)$ term stems from the second phase of starting with all $g$-optima, and it is independent of the number of subproblems $N$. This leads to a huge speedup compared to the lower bound for standard bit mutation. In general, our overall bound for power-law suggests that the MOEA/D performs best for $N = O(n^{\beta - 1})$, resulting in an $O(n^\beta \log n)$ bound. In contrast to standard bit mutation, smaller values of $N$ are better for power-law mutation, as it is capable of easily creating missing solutions.

cs.NE

A Flexible Evolutionary Algorithm With Dynamic Mutation Rate Archive

We propose a new, flexible approach for dynamically maintaining successful mutation rates in evolutionary algorithms using $k$-bit flip mutations. The algorithm adds successful mutation rates to an archive of promising rates that are favored in subsequent steps. Rates expire when their number of unsuccessful trials has exceeded a threshold, while rates currently not present in the archive can enter it in two ways: (i) via user-defined minimum selection probabilities for rates combined with a successful step or (ii) via a stagnation detection mechanism increasing the value for a promising rate after the current bit-flip neighborhood has been explored with high probability. For the minimum selection probabilities, we suggest different options, including heavy-tailed distributions. We conduct rigorous runtime analysis of the flexible evolutionary algorithm on the OneMax and Jump functions, on general unimodal functions, on minimum spanning trees, and on a class of hurdle-like functions with varying hurdle width that benefit particularly from the archive of promising mutation rates. In all cases, the runtime bounds are close to or even outperform the best known results for both stagnation detection and heavy-tailed mutations.

cs.NE

Superior Genetic Algorithms for the Target Set Selection Problem Based on Power-Law Parameter Choices and Simple Greedy Heuristics

The target set selection problem (TSS) asks for a set of vertices such that an influence spreading process started in these vertices reaches the whole graph. The current state of the art for this NP-hard problem are three recently proposed randomized search heuristics, namely a biased random-key genetic algorithm (BRKGA) obtained from extensive parameter tuning, a max-min ant system (MMAS), and a MMAS using Q-learning with a graph convolutional network. We show that the BRKGA with two simple modifications and without the costly parameter tuning obtains significantly better results. Our first modification is to simply choose all parameters of the BRKGA in each iteration randomly from a power-law distribution. The resulting parameterless BRKGA is already competitive with the tuned BRKGA, as our experiments on the previously used benchmarks show. We then add a natural greedy heuristic, namely to repeatedly discard small-degree vertices that are not necessary for reaching the whole graph. The resulting algorithm consistently outperforms all of the state-of-the-art algorithms. Besides providing a superior algorithm for the TSS problem, this work shows that randomized parameter choices and elementary greedy heuristics can give better results than complex algorithms and costly parameter tuning.

cs.NE

Robust Parameter Fitting to Realistic Network Models via Iterative Stochastic Approximation

Random graph models are widely used to understand network properties and graph algorithms. Key to such analyses are the different parameters of each model, which affect various network features, such as its size, clustering, or degree distribution. The exact effect of the parameters on these features is not well understood, mainly because we lack tools to thoroughly investigate this relation. Moreover, the parameters cannot be considered in isolation, as changing one affects multiple features. Existing approaches for finding the best model parameters of desired features, such as a grid search or estimating the parameter-feature relations, are not well suited, as they are inaccurate or computationally expensive. We introduce an efficient iterative fitting method, named ParFit, that finds parameters using only a few network samples, based on the Robbins-Monro algorithm. We test ParFit on three well-known graph models, namely Erdős-Rényi, Chung-Lu, and geometric inhomogeneous random graphs, as well as on real-world networks, including web networks. We find that ParFit performs well in terms of quality and running time across most parameter configurations.

cs.SI

From Market Saturation to Social Reinforcement: Understanding the Impact of Non-Linearity in Information Diffusion Models

Diffusion of information in networks is at the core of many problems in AI. Common examples include the spread of ideas and rumors as well as marketing campaigns. Typically, information diffuses at a non-linear rate, for example, if markets become saturated or if users of social networks reinforce each other's opinions. Despite these characteristics, this area has seen little research, compared to the vast amount of results for linear models, which exhibit less complex dynamics. Especially, when considering the possibility of re-infection, no fully rigorous guarantees exist so far. We address this shortcoming by studying a very general non-linear diffusion model that captures saturation as well as reinforcement. More precisely, we consider a variant of the SIS model in which vertices get infected at a rate that scales polynomially in the number of their infected neighbors, weighted by an infection coefficient $\lambda$. We give the first fully rigorous results for thresholds of $\lambda$ at which the expected survival time becomes super-polynomial. For cliques we show that when the infection rate scales sub-linearly, the threshold only shifts by a poly-logarithmic factor, compared to the standard SIS model. In contrast, super-linear scaling changes the process considerably and shifts the threshold by a polynomial term. For stars, sub-linear and super-linear scaling behave similar and both shift the threshold by a polynomial factor. Our bounds are almost tight, as they are only apart by at most a poly-logarithmic factor from the lower thresholds, at which the expected survival time is logarithmic.

math.PR

Estimation-of-Distribution Algorithms for Multi-Valued Decision Variables

The majority of research on estimation-of-distribution algorithms (EDAs) concentrates on pseudo-Boolean optimization and permutation problems, leaving the domain of EDAs for problems in which the decision variables can take more than two values, but which are not permutation problems, mostly unexplored. To render this domain more accessible, we propose a natural way to extend the known univariate EDAs to this setting. Different from a naive reduction to the binary case, our approach avoids additional constraints. Since understanding genetic drift is crucial for an optimal parameter choice, we extend the known quantitative analysis of genetic drift to EDAs for multi-valued variables. Roughly speaking, when the variables take $r$ different values, the time for genetic drift to become significant is $r$ times shorter than in the binary case. Consequently, the update strength of the probabilistic model has to be chosen $r$ times lower now. To investigate how desired model updates take place in this framework, we undertake a mathematical runtime analysis on the $r$-valued \leadingones problem. We prove that with the right parameters, the multi-valued UMDA solves this problem efficiently in $O(r\ln(r)^2 n^2 \ln(n))$ function evaluations. This bound is nearly tight as our lower bound $Ω(r\ln(r) n^2 \ln(n))$ shows. Overall, our work shows that our good understanding of binary EDAs naturally extends to the multi-valued setting, and it gives advice on how to set the main parameters of multi-values EDAs.

cs.NE

Bivariate Estimation-of-Distribution Algorithms Can Find an Exponential Number of Optima

Finding a large set of optima in a multimodal optimization landscape is a challenging task. Classical population-based evolutionary algorithms typically converge only to a single solution. While this can be counteracted by applying niching strategies, the number of optima is nonetheless trivially bounded by the population size. Estimation-of-distribution algorithms (EDAs) are an alternative, maintaining a probabilistic model of the solution space instead of a population. Such a model is able to implicitly represent a solution set far larger than any realistic population size. To support the study of how optimization algorithms handle large sets of optima, we propose the test function EqualBlocksOneMax (EBOM). It has an easy fitness landscape with exponentially many optima. We show that the bivariate EDA mutual-information-maximizing input clustering, without any problem-specific modification, quickly generates a model that behaves very similarly to a theoretically ideal model for EBOM, which samples each of the exponentially many optima with the same maximal probability. We also prove via mathematical means that no univariate model can come close to having this property: If the probability to sample an optimum is at least inverse-polynomial, there is a Hamming ball of logarithmic radius such that, with high probability, each sample is in this ball.

cs.NE