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Masashi Sugiyama

Publications and source records attributed to Masashi Sugiyama.

At least 73 records · Page 4Linked to original sources

The adaptive complexity of parallelized log-concave sampling

In large-data applications, such as the inference process of diffusion models, it is desirable to design sampling algorithms with a high degree of parallelization. In this work, we study the adaptive complexity of sampling, which is the minimum number of sequential rounds required to achieve sampling given polynomially many queries executed in parallel at each round. For unconstrained sampling, we examine distributions that are log-smooth or log-Lipschitz and log strongly or non-strongly concave. We show that an almost linear iteration algorithm cannot return a sample with a specific exponentially small error under total variation distance. For box-constrained sampling, we show that an almost linear iteration algorithm cannot return a sample with sup-polynomially small error under total variation distance for log-concave distributions. Our proof relies upon novel analysis with the characterization of the output for the hardness potentials based on the chain-like structure with random partition and classical smoothing techniques.

cs.DS↗

UC-MOA: Utility-Conditioned Multi-Objective Alignment for Distributional Pareto-Optimality

Reinforcement Learning from Human Feedback (RLHF) has become a cornerstone for aligning large language models (LLMs) with human values. However, existing approaches struggle to capture the multi-dimensional, distributional nuances of human preferences. Methods such as RiC that directly inject raw reward values into prompts face significant numerical sensitivity issues--for instance, LLMs may fail to distinguish between 9.11 and 9.8--while alternatives like MORLHF, Rewarded Soups, and MODPO incur high computational costs by training multiple models. In this work, we introduce Utility-Conditioned Multi-Objective Alignment (UC-MOA), a novel framework that overcomes these limitations. Our approach leverages a diverse set of strictly increasing, non-linear utility functions to transform user-specified preferences into symbolic tokens, which are then used to condition a single LLM. This design not only mitigates numerical reasoning challenges but also substantially reduces training overhead, yielding models that achieve superior Pareto fronts and robust alignment across complex reward dimensions.

cs.CL↗

The Adaptive Complexity of Finding a Stationary Point

In large-scale applications, such as machine learning, it is desirable to design non-convex optimization algorithms with a high degree of parallelization. In this work, we study the adaptive complexity of finding a stationary point, which is the minimal number of sequential rounds required to achieve stationarity given polynomially many queries executed in parallel at each round. For the high-dimensional case, i.e., $d = \widetildeΩ(\varepsilon^{-(2 + 2p)/p})$, we show that for any (potentially randomized) algorithm, there exists a function with Lipschitz $p$-th order derivatives such that the algorithm requires at least $\varepsilon^{-(p+1)/p}$ iterations to find an $\varepsilon$-stationary point. Our lower bounds are tight and show that even with $\mathrm{poly}(d)$ queries per iteration, no algorithm has better convergence rate than those achievable with one-query-per-round algorithms. In other words, gradient descent, the cubic-regularized Newton's method, and the $p$-th order adaptive regularization method are adaptively optimal. Our proof relies upon novel analysis with the characterization of the output for the hardness potentials based on a chain-like structure with random partition. For the constant-dimensional case, i.e., $d = Θ(1)$, we propose an algorithm that bridges grid search and gradient flow trapping, finding an approximate stationary point in constant iterations. Its asymptotic tightness is verified by a new lower bound on the required queries per iteration. We show there exists a smooth function such that any algorithm running with $Θ(\log (1/\varepsilon))$ rounds requires at least $\widetildeΩ((1/\varepsilon)^{(d-1)/2})$ queries per round. This lower bound is tight up to a logarithmic factor, and implies that the gradient flow trapping is adaptively optimal.

math.OC↗

Impact of Noisy Supervision in Foundation Model Learning

Foundation models are usually pre-trained on large-scale datasets and then adapted to downstream tasks through tuning. However, the large-scale pre-training datasets, often inaccessible or too expensive to handle, can contain label noise that may adversely affect the generalization of the model and pose unexpected risks. This paper stands out as the first work to comprehensively understand and analyze the nature of noise in pre-training datasets and then effectively mitigate its impacts on downstream tasks. Specifically, through extensive experiments of fully-supervised and image-text contrastive pre-training on synthetic noisy ImageNet-1K, YFCC15M, and CC12M datasets, we demonstrate that, while slight noise in pre-training can benefit in-domain (ID) performance, where the training and testing data share a similar distribution, it always deteriorates out-of-domain (OOD) performance, where training and testing distributions are significantly different. These observations are agnostic to scales of pre-training datasets, pre-training noise types, model architectures, pre-training objectives, downstream tuning methods, and downstream applications. We empirically ascertain that the reason behind this is that the pre-training noise shapes the feature space differently. We then propose a tuning method (NMTune) to affine the feature space to mitigate the malignant effect of noise and improve generalization, which is applicable in both parameter-efficient and black-box tuning manners. We additionally conduct extensive experiments on popular vision and language models, including APIs, which are supervised and self-supervised pre-trained on realistic noisy data for evaluation. Our analysis and results demonstrate the importance of this novel and fundamental research direction, which we term as Noisy Model Learning.

cs.LG↗

Weak-to-Strong Diffusion with Reflection

The goal of diffusion generative models is to align the learned distribution with the real data distribution through gradient score matching. However, inherent limitations in training data quality, modeling strategies, and architectural design lead to inevitable gap between generated outputs and real data. To reduce this gap, we propose Weak-to-Strong Diffusion (W2SD), a novel framework that utilizes the estimated difference between existing weak and strong models (i.e., weak-to-strong difference) to bridge the gap between an ideal model and a strong model. By employing a reflective operation that alternates between denoising and inversion with weak-to-strong difference, we theoretically understand that W2SD steers latent variables along sampling trajectories toward regions of the real data distribution. W2SD is highly flexible and broadly applicable, enabling diverse improvements through the strategic selection of weak-to-strong model pairs (e.g., DreamShaper vs. SD1.5, good experts vs. bad experts in MoE). Extensive experiments demonstrate that W2SD significantly improves human preference, aesthetic quality, and prompt adherence, achieving SOTA performance across various modalities (e.g., image, video), architectures (e.g., UNet-based, DiT-based, MoE), and benchmarks. For example, Juggernaut-XL with W2SD can improve with the HPSv2 winning rate up to 90% over the original results. Moreover, the performance gains achieved by W2SD markedly outweigh its additional computational overhead, while the cumulative improvements from different weak-to-strong difference further solidify its practical utility and deployability.

cs.LG↗

Multi-Player Approaches for Dueling Bandits

Various approaches have emerged for multi-armed bandits in distributed systems. The multiplayer dueling bandit problem, common in scenarios with only preference-based information like human feedback, introduces challenges related to controlling collaborative exploration of non-informative arm pairs, but has received little attention. To fill this gap, we demonstrate that the direct use of a Follow Your Leader black-box approach matches the lower bound for this setting when utilizing known dueling bandit algorithms as a foundation. Additionally, we analyze a message-passing fully distributed approach with a novel Condorcet-winner recommendation protocol, resulting in expedited exploration in many cases. Our experimental comparisons reveal that our multiplayer algorithms surpass single-player benchmark algorithms, underscoring their efficacy in addressing the nuanced challenges of the multiplayer dueling bandit setting.

cs.LG↗

Domain Adaptation and Entanglement: an Optimal Transport Perspective

Current machine learning systems are brittle in the face of distribution shifts (DS), where the target distribution that the system is tested on differs from the source distribution used to train the system. This problem of robustness to DS has been studied extensively in the field of domain adaptation. For deep neural networks, a popular framework for unsupervised domain adaptation (UDA) is domain matching, in which algorithms try to align the marginal distributions in the feature or output space. The current theoretical understanding of these methods, however, is limited and existing theoretical results are not precise enough to characterize their performance in practice. In this paper, we derive new bounds based on optimal transport that analyze the UDA problem. Our new bounds include a term which we dub as \emph{entanglement}, consisting of an expectation of Wasserstein distance between conditionals with respect to changing data distributions. Analysis of the entanglement term provides a novel perspective on the unoptimizable aspects of UDA. In various experiments with multiple models across several DS scenarios, we show that this term can be used to explain the varying performance of UDA algorithms.

cs.LG↗

Offline Reinforcement Learning with Domain-Unlabeled Data

Offline reinforcement learning (RL) is vital in areas where active data collection is expensive or infeasible, such as robotics or healthcare. In the real world, offline datasets often involve multiple domains that share the same state and action spaces but have distinct dynamics, and only a small fraction of samples are clearly labeled as belonging to the target domain we are interested in. For example, in robotics, precise system identification may only have been performed for part of the deployments. To address this challenge, we consider Positive-Unlabeled Offline RL (PUORL), a novel offline RL setting in which we have a small amount of labeled target-domain data and a large amount of domain-unlabeled data from multiple domains, including the target domain. For PUORL, we propose a plug-and-play approach that leverages positive-unlabeled (PU) learning to train a domain classifier. The classifier then extracts target-domain samples from the domain-unlabeled data, augmenting the scarce target-domain data. Empirical results on a modified version of the D4RL benchmark demonstrate the effectiveness of our method: even when only 1 to 3 percent of the dataset is domain-labeled, our approach accurately identifies target-domain samples and achieves high performance, even under substantial dynamics shift. Our plug-and-play algorithm seamlessly integrates PU learning with existing offline RL pipelines, enabling effective multi-domain data utilization in scenarios where comprehensive domain labeling is prohibitive.

cs.LG↗

Towards Effective Evaluations and Comparisons for LLM Unlearning Methods

The imperative to eliminate undesirable data memorization underscores the significance of machine unlearning for large language models (LLMs). Recent research has introduced a series of promising unlearning methods, notably boosting the practical significance of the field. Nevertheless, adopting a proper evaluation framework to reflect the true unlearning efficacy is also essential yet has not received adequate attention. This paper seeks to refine the evaluation of LLM unlearning by addressing two key challenges -- a) the robustness of evaluation metrics and b) the trade-offs between competing goals. The first challenge stems from findings that current metrics are susceptible to various red teaming scenarios. It indicates that they may not reflect the true extent of knowledge retained by LLMs but rather tend to mirror superficial model behaviors, thus prone to attacks. We address this issue by devising and assessing a series of candidate metrics, selecting the most robust ones under various types of attacks. The second challenge arises from the conflicting goals of eliminating unwanted knowledge while retaining those of others. This trade-off between unlearning and retention often fails to conform the Pareto frontier, rendering it subtle to compare the efficacy between methods that excel only in either unlearning or retention. We handle this issue by proposing a calibration method that can restore the original performance on non-targeted data after unlearning, thereby allowing us to focus exclusively on assessing the strength of unlearning. Our evaluation framework notably enhances the effectiveness when assessing and comparing various LLM unlearning methods, further allowing us to benchmark existing works, identify their proper hyper-parameters, and explore new tricks to enhance their practical efficacy.

cs.LG↗

Accurate Forgetting for Heterogeneous Federated Continual Learning

Recent years have witnessed a burgeoning interest in federated learning (FL). However, the contexts in which clients engage in sequential learning remain under-explored. Bridging FL and continual learning (CL) gives rise to a challenging practical problem: federated continual learning (FCL). Existing research in FCL primarily focuses on mitigating the catastrophic forgetting issue of continual learning while collaborating with other clients. We argue that the forgetting phenomena are not invariably detrimental. In this paper, we consider a more practical and challenging FCL setting characterized by potentially unrelated or even antagonistic data/tasks across different clients. In the FL scenario, statistical heterogeneity and data noise among clients may exhibit spurious correlations which result in biased feature learning. While existing CL strategies focus on a complete utilization of previous knowledge, we found that forgetting biased information is beneficial in our study. Therefore, we propose a new concept accurate forgetting (AF) and develop a novel generative-replay method~\method~which selectively utilizes previous knowledge in federated networks. We employ a probabilistic framework based on a normalizing flow model to quantify the credibility of previous knowledge. Comprehensive experiments affirm the superiority of our method over baselines.

cs.LG↗

Realistic Evaluation of Deep Partial-Label Learning Algorithms

Partial-label learning (PLL) is a weakly supervised learning problem in which each example is associated with multiple candidate labels and only one is the true label. In recent years, many deep PLL algorithms have been developed to improve model performance. However, we find that some early developed algorithms are often underestimated and can outperform many later algorithms with complicated designs. In this paper, we delve into the empirical perspective of PLL and identify several critical but previously overlooked issues. First, model selection for PLL is non-trivial, but has never been systematically studied. Second, the experimental settings are highly inconsistent, making it difficult to evaluate the effectiveness of the algorithms. Third, there is a lack of real-world image datasets that can be compatible with modern network architectures. Based on these findings, we propose PLENCH, the first Partial-Label learning bENCHmark to systematically compare state-of-the-art deep PLL algorithms. We investigate the model selection problem for PLL for the first time, and propose novel model selection criteria with theoretical guarantees. We also create Partial-Label CIFAR-10 (PLCIFAR10), an image dataset of human-annotated partial labels collected from Amazon Mechanical Turk, to provide a testbed for evaluating the performance of PLL algorithms in more realistic scenarios. Researchers can quickly and conveniently perform a comprehensive and fair evaluation and verify the effectiveness of newly developed algorithms based on PLENCH. We hope that PLENCH will facilitate standardized, fair, and practical evaluation of PLL algorithms in the future.

cs.LG↗

Label Distribution Learning with Biased Annotations by Learning Multi-Label Representation

Multi-label learning (MLL) has gained attention for its ability to represent real-world data. Label Distribution Learning (LDL), an extension of MLL to learning from label distributions, faces challenges in collecting accurate label distributions. To address the issue of biased annotations, based on the low-rank assumption, existing works recover true distributions from biased observations by exploring the label correlations. However, recent evidence shows that the label distribution tends to be full-rank, and naive apply of low-rank approximation on biased observation leads to inaccurate recovery and performance degradation. In this paper, we address the LDL with biased annotations problem from a novel perspective, where we first degenerate the soft label distribution into a hard multi-hot label and then recover the true label information for each instance. This idea stems from an insight that assigning hard multi-hot labels is often easier than assigning a soft label distribution, and it shows stronger immunity to noise disturbances, leading to smaller label bias. Moreover, assuming that the multi-label space for predicting label distributions is low-rank offers a more reasonable approach to capturing label correlations. Theoretical analysis and experiments confirm the effectiveness and robustness of our method on real-world datasets.

cs.LG↗

A Fast Algorithm for the Real-Valued Combinatorial Pure Exploration of Multi-Armed Bandit

We study the real-valued combinatorial pure exploration problem in the stochastic multi-armed bandit (R-CPE-MAB). We study the case where the size of the action set is polynomial with respect to the number of arms. In such a case, the R-CPE-MAB can be seen as a special case of the so-called transductive linear bandits. We introduce an algorithm named the combinatorial gap-based exploration (CombGapE) algorithm, whose sample complexity upper bound matches the lower bound up to a problem-dependent constant factor. We numerically show that the CombGapE algorithm outperforms existing methods significantly in both synthetic and real-world datasets.

cs.LG↗

Action-Agnostic Point-Level Supervision for Temporal Action Detection

We propose action-agnostic point-level (AAPL) supervision for temporal action detection to achieve accurate action instance detection with a lightly annotated dataset. In the proposed scheme, a small portion of video frames is sampled in an unsupervised manner and presented to human annotators, who then label the frames with action categories. Unlike point-level supervision, which requires annotators to search for every action instance in an untrimmed video, frames to annotate are selected without human intervention in AAPL supervision. We also propose a detection model and learning method to effectively utilize the AAPL labels. Extensive experiments on the variety of datasets (THUMOS '14, FineAction, GTEA, BEOID, and ActivityNet 1.3) demonstrate that the proposed approach is competitive with or outperforms prior methods for video-level and point-level supervision in terms of the trade-off between the annotation cost and detection performance.

cs.CV↗

Dual-Decoupling Learning and Metric-Adaptive Thresholding for Semi-Supervised Multi-Label Learning

Semi-supervised multi-label learning (SSMLL) is a powerful framework for leveraging unlabeled data to reduce the expensive cost of collecting precise multi-label annotations. Unlike semi-supervised learning, one cannot select the most probable label as the pseudo-label in SSMLL due to multiple semantics contained in an instance. To solve this problem, the mainstream method developed an effective thresholding strategy to generate accurate pseudo-labels. Unfortunately, the method neglected the quality of model predictions and its potential impact on pseudo-labeling performance. In this paper, we propose a dual-perspective method to generate high-quality pseudo-labels. To improve the quality of model predictions, we perform dual-decoupling to boost the learning of correlative and discriminative features, while refining the generation and utilization of pseudo-labels. To obtain proper class-wise thresholds, we propose the metric-adaptive thresholding strategy to estimate the thresholds, which maximize the pseudo-label performance for a given metric on labeled data. Experiments on multiple benchmark datasets show the proposed method can achieve the state-of-the-art performance and outperform the comparative methods with a significant margin.

cs.LG↗

Vision-Language Model Fine-Tuning via Simple Parameter-Efficient Modification

Recent advances in fine-tuning Vision-Language Models (VLMs) have witnessed the success of prompt tuning and adapter tuning, while the classic model fine-tuning on inherent parameters seems to be overlooked. It is believed that fine-tuning the parameters of VLMs with few-shot samples corrupts the pre-trained knowledge since fine-tuning the CLIP model even degrades performance. In this paper, we revisit this viewpoint, and propose a new perspective: fine-tuning the specific parameters instead of all will uncover the power of classic model fine-tuning on VLMs. Through our meticulous study, we propose ClipFit, a simple yet effective method to fine-tune CLIP without introducing any overhead of extra parameters. We demonstrate that by only fine-tuning the specific bias terms and normalization layers, ClipFit can improve the performance of zero-shot CLIP by 7.27\% average harmonic mean accuracy. Lastly, to understand how fine-tuning in CLIPFit affects the pre-trained models, we conducted extensive experimental analyses w.r.t. changes in internal parameters and representations. We found that low-level text bias layers and the first layer normalization layer change much more than other layers. The code is available at \url{https://github.com/minglllli/CLIPFit}.

cs.CV↗

Enriching Disentanglement: From Logical Definitions to Quantitative Metrics

Disentangling the explanatory factors in complex data is a promising approach for generalizable and data-efficient representation learning. While a variety of quantitative metrics for learning and evaluating disentangled representations have been proposed, it remains unclear what properties these metrics truly quantify. In this work, we establish algebraic relationships between logical definitions and quantitative metrics to derive theoretically grounded disentanglement metrics. Concretely, we introduce a compositional approach for converting a higher-order predicate into a real-valued quantity by replacing (i) equality with a strict premetric, (ii) the Heyting algebra of binary truth values with a quantale of continuous values, and (iii) quantifiers with aggregators. The metrics induced by logical definitions have strong theoretical guarantees, and some of them are easily differentiable and can be used as learning objectives directly. Finally, we empirically demonstrate the effectiveness of the proposed metrics by isolating different aspects of disentangled representations.

cs.LG↗

Imprecise Label Learning: A Unified Framework for Learning with Various Imprecise Label Configurations

Learning with reduced labeling standards, such as noisy label, partial label, and multiple label candidates, which we generically refer to as \textit{imprecise} labels, is a commonplace challenge in machine learning tasks. Previous methods tend to propose specific designs for every emerging imprecise label configuration, which is usually unsustainable when multiple configurations of imprecision coexist. In this paper, we introduce imprecise label learning (ILL), a framework for the unification of learning with various imprecise label configurations. ILL leverages expectation-maximization (EM) for modeling the imprecise label information, treating the precise labels as latent variables.Instead of approximating the correct labels for training, it considers the entire distribution of all possible labeling entailed by the imprecise information. We demonstrate that ILL can seamlessly adapt to partial label learning, semi-supervised learning, noisy label learning, and, more importantly, a mixture of these settings. Notably, ILL surpasses the existing specified techniques for handling imprecise labels, marking the first unified framework with robust and effective performance across various challenging settings. We hope our work will inspire further research on this topic, unleashing the full potential of ILL in wider scenarios where precise labels are expensive and complicated to obtain.

cs.LG↗