arXiv subjects

Massimiliano Stengel

Publications and source records attributed to Massimiliano Stengel.

At least 55 records · Page 3Linked to original sources

arXiv2020

Ferroelectric 180 degree walls are mechanically softer than the domains they separate

Domain walls are functionally different from the domains they separate, but little is known about their mechanical properties. Using scanning probe microscopy, we have measured the mechanical response of ferroelectric 180o domain walls and observed that, despite separating domains that are mechanically identical (non-ferroelastic), the walls are mechanically distinct -- softer -- compared to the domains. This effect has been observed in different ferroelectric materials (LiNbO3, BaTiO3, PbTiO3) and with different morphologies (from single crystals to thin films) so it appears to be universal. We propose a theoretical framework that explains the domain wall softening and justifies that the effect should be common to all ferroelectrics.

cond-mat.mtrl-sci↗

arXiv2020

Using high multipolar orders to reconstruct the sound velocity in piezoelectrics from lattice dynamics

Information over the phonon band structure is crucial to predicting many thermodynamic properties of materials, such as thermal transport coefficients. Highly accurate phonon dispersion curves can be, in principle, calculated in the framework of density-functional perturbation theory (DFPT). However, well-established techniques can run into trouble (or even catastrophically fail) in the case of piezoelectric materials, where the acoustic branches hardly reproduce the physically correct sound velocity. Here we identify the culprit in the higher-order multipolar interactions between atoms, and demonstrate an effective procedure that fixes the aforementioned issue. Our strategy drastically improves the predictive power of perturbative lattice-dynamical calculations in piezoelectric crystals, and is directly implementable for high-throughput generation of materials databases.

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arXiv2019

Novel mechanisms to enhance the capacitance beyond the classical limits in capacitors with free-electron-like electrodes

The so-called negative electron compressibility refers to the lowering of the chemical potential of a metallic system when the carrier density increases. This effect has often been invoked in the past to explain the enhancement of the capacitance beyond the classical limits in capacitors with two-dimensional electron gases as electrodes. Based on experiments on strongly confined semiconductor quantum wells (QWs), it has been traditionally ascribed to the electron exchange energy as the main driving force. Recent research, however, has revealed that analogous effects can occur in other classes of materials systems, such as polar oxide interfaces, whose characteristics drastically depart from those of the previously considered cases. To rationalize these new results, it is necessary to revisit the established theory of confined electron gases, and test whether its conclusions are valid beyond the specifics of semiconductor-based QWs. Here we find, based on first-principles calculations of jellium slabs, that one must indeed be very careful when extrapolating existing results to other realistic physical systems. In particular, we identify a number of additional, previously overlooked mechanisms (e.g., related to the displacement of the electronic cloud and to the multiband structure of the delocalized gas), that enter into play and become new sources of negative capacitance in the weak-confinement regime. Our detailed analysis of these emerging contributions, supported by analytic models and multiple test cases, will provide a useful guidance in the ongoing quest for nanometric capacitors with enhanced performance.

cond-mat.mes-hall↗

arXiv2019

First-principles theory of spatial dispersion: Dynamical quadrupoles and flexoelectricity

Density-functional perturbation theory (DFPT) is nowadays the method of choice for the accurate computation of linear and non-linear response properties of materials from first principles. A notable advantage of DFPT over alternative approaches is the possibility of treating incommensurate lattice distortions with an arbitrary wavevector, ${\bf q}$, at essentially the same computational cost as the lattice-periodic case. Here we show that ${\bf q}$ can be formally treated as a perturbation parameter, and used in conjunction with established results of perturbation theory (e.g. the "2n+1" theorem) to perform a long-wave expansion of an arbitrary response function in powers of the wavevector components. This provides a powerful, general framework to accessing a wide range of spatial dispersion effects that were formerly difficult to calculate by means of first-principles electronic-structure methods. In particular, the physical response to the spatial gradient of any external field can now be calculated at negligible cost, by using the response functions to $\mathit{uniform}$ perturbations (electric, magnetic or strain fields) as the only input. We demonstrate our method by calculating the flexoelectric and dynamical quadrupole tensors of selected crystalline insulators and model systems.

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arXiv2018

Metric-wave approach to flexoelectricity within density-functional perturbation theory

Within the framework of density functional perturbation theory (DFPT), we implement and test a novel "metric wave" response-function approach. It consists in the reformulation of an acoustic phonon perturbation in the curvilinear frame that is comoving with the atoms. This means that all the perturbation effects are encoded in the first-order variation of the real-space metric, while the atomic positions remain fixed. This approach can be regarded as the generalization of the uniform strain perturbation of Hamann et al. [D. R. Hamann, X. Wu, K. M. Rabe, and D. Vanderbilt, Phys. Rev. B 71, 035117 (2005)] to the case of inhomogeneous deformations, and greatly facilitates the calculation of advanced electromechanical couplings such as the flexoelectric tensor. We demonstrate the accuracy of our approach with extensive tests on model systems and on bulk crystals of Si and SrTiO$_3$.

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arXiv2018

Current-density implementation for calculating flexoelectric coefficients

The flexoelectric effect refers to polarization induced in an insulator when a strain gradient is applied. We have developed a first-principles methodology based on density-functional perturbation theory to calculate the elements of the bulk, clamped-ion flexoelectric tensor. In order to determine the transverse and shear components directly from a unit cell calculation, we calculate the current density induced by the adiabatic atomic displacements of a long-wavelength acoustic phonon. Previous implementations based on the charge-density response required supercells to capture these components. Our density-functional-theory implementation requires the development of an expression for the current density that is valid for the case of nonlocal pseudopotentials, and long-wavelength phonon perturbations. We benchmark our methodology on simple systems of isolated noble gas atoms, and apply it to calculate the clamped-ion flexoelectric constants for a variety of technologically important cubic oxides. We also discuss some technical issues that are associated with the definition of current density in a nonlocal pseudopotential context, and their relevance to the calculation of macroscopic response properties of crystals.

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arXiv2018

Quantum theory of mechanical deformations

We construct a general metric-tensor framework for treating inhomogenous adiabatic deformations applied to crystalline insulators, by deriving an effective time-dependent Schrödinger equation in the undistorted frame. The response can be decomposed into "static" and "dynamic" terms that correspond, respectively, to the amplitude and the velocity of the distortion. We then focus on the dynamic contributon, which takes the form of a gauge field entering the effective Hamiltonian, in the linear-response limit. We uncover an intimate relation between the dynamic response to the rotational component of the inhomogeneous deformation and the diamagnetic response to a corresponding inhomogeneous magnetic field. We apply this formalism to the theory of flexoelectric response, where we resolve a previous puzzle by showing that the currents generated by the dynamic term, while real, generate no bound charges even at surfaces, and so may be dropped from a practical theory of flexoelectricity.

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arXiv2018

Macroscopic Polarization from Antiferrodistortive Cycloids in Ferroelastic SrTiO$_3$

Based on a first-principles based multiscale approach, we study the polarity (P) of ferroelastic twin walls in SrTiO$_3$. In addition to flexoelectricity, which was pointed out before, we identify two new mechanisms that crucially contribute to P: a direct "rotopolar" coupling to the gradients of the antiferrodistortive (AFD) oxygen tilts, and a trilinear coupling that is mediated by the antiferroelectric displacement of the Ti atoms. Remarkably, the rotopolar coupling presents a strong analogy to the mechanism that generates a spontaneous polarization in cycloidal magnets. We show how this similarity allows for a breakdown of macroscopic inversion symmetry (and therefore, a macroscopic polarization) in a periodic sequence of parallel twins. These results open new avenues towards engineering pyroelectricity or piezoelectricity in nominally nonpolar ferroic materials.

cond-mat.mtrl-sci↗

arXiv2016

Unified ab initio formulation of flexoelectricity and strain-gradient elasticity

The theories of flexoelectricity and that of nonlocal elasticity are closely related, and are often considered together when modeling strain-gradient effects in solids. Here I show, based on a first-principles lattice-dynamical analysis, that their relationship is much more intimate than previously thought, and their consistent simultaneous treatment is crucial for obtaining correct physical answers. In particular, I identify a gauge invariance in the theory, whereby the energies associated to strain-gradient elasticity and flexoelectrically induced electric fields are individually reference-dependent, and only when summed up they yield a well-defined result. To illustrate this, I construct a minimal thermodynamic functional incorporating strain-gradient effects, and establish a formal link between the continuum description and ab initio phonon dispersion curves to calculate the relevant tensor quantities. As a practical demonstration, I apply such a formalism to bulk SrTiO$_3$, where I find an unusually strong contribution of nonlocal elasticity, mediated by the interaction between the ferroelectric soft mode and the transverse acoustic branches. These results have important implications towards the construction of well-defined thermodynamic theories where flexoelectricity and ferroelectricity coexist. More generally, they open exciting new avenues for the implementation of hierarchical multiscale concepts in the first-principles simulation of crystalline insulators.

cond-mat.mtrl-sci↗

arXiv2015

Electrostatic engineering of strained ferroelectric perovskites from first-principles

Design of novel artificial materials based on ferroelectric perovskites relies on the basic principles of electrostatic coupling and in-plane lattice matching. These rules state that the out-of-plane component of the electric displacement field and the in-plane components of the strain are preserved across a layered superlattice, provided that certain growth conditions are respected. Intense research is currently directed at optimizing materials functionalities based on these guidelines, often with remarkable success. Such principles, however, are of limited practical use unless one disposes of reliable data on how a given material behaves under arbitrary electrical and mechanical boundary conditions. Here we demonstrate, by focusing on the prototypical ferroelectrics PbTiO3 and BiFeO3 as testcases, how such information can be calculated from first principles in a systematic and efficient way. In particular, we construct a series of two-dimensional maps that describe the behavior of either compound (e.g. concerning the ferroelectric polarization and antiferrodistortive instabilities) at any conceivable choice of the in-plane lattice parameter, a, and out-of-plane electric displacement, D. In addition to being of immediate practical applicability to superlattice design, our results bring new insight into the complex interplay of competing degrees of freedom in perovskite materials, and reveal some notable instances where the behavior of these materials depart from what naively is expected.

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arXiv2015

From flexoelectricity to absolute deformation potentials: The case of SrTiO$_3$

Based on recent developments in the first-principles theory of flexoelectricity, we generalize the concept of absolute deformation potential to arbitrary nonpiezoelectric insulators and deformation fields. To demonstrate our formalism, we calculate the response of the band edges of SrTiO$_3$ to both dynamic (sound waves) and static (bending) mechanical loads, respectively at the bulk level and in a slab geometry. Our results have important implications for the understanding of strain-gradient-related phenomena in crystalline insulators, formally unifying the description of band-structure and electrostatic effects.

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arXiv2015

Electrical phase diagram of bulk BiFeO$_3$

We study the electrical behavior of multiferroic BiFeO$_3$ by means of first-principles calculations. We do so by constraining a specific component of the electric displacement field along a variety of structural paths, and by monitoring the evolution of the relevant physical properties of the crystal along the way. We find a complex interplay of ferroelectric, antiferroelectric and antiferrodistortive degrees of freedom that leads to an unusually rich electrical phase diagram, which strongly departs from the paradigmatic double-well model of simpler ferroelectric materials. In particular, we show that many of the structural phases that were recently reported in the literature, e.g. those characterized by a giant aspect ratio, can be accessed via application of an external electric field starting from the $R3c$ ground state. Our results also reveal ways in which non-polar distortions (e.g., the antiferrodistortive ones associated with rotations of the oxygen octahedra in the perovskite lattice) can be controlled by means of applied electric fields, as well as the basic features characterizing the switching between the ferroelectric and antiferroelectric phases of BiFeO$_{3}$. We discuss the multi-mode couplings behind this wealth of effects, while highlighting the implications of our work as regards both theoretical and experimental literature on BiFeO$_{3}$.

cond-mat.mtrl-sci↗

arXiv2015

First-principles theory of flexoelectricity

In this Chapter we provide an overview of the current first-principles perspective on flexoelectric effects in crystalline solids. We base our theoretical formalism on the long-wave expansion of the electrical response of a crystal to an acoustic phonon perturbation. In particular, we recover the known expression for the piezoelectric tensor from the response at first order in wavevector ${\bf q}$, and then obtain the flexoelectric tensor by extending the formalism to second order in $\bf q$. We put special emphasis on the issue of surface effects, which we first analyze heuristically, and then treat more carefully by presenting a general theory of the microscopic response to an arbitrary inhomogeneous strain. We demonstrate our approach by presenting a full calculation of the flexoelectric response of a SrTiO$_3$ film, where we point out an unusually strong dependence of the bending-induced open-circuit voltage on the choice of surface termination. Finally, we briefly discuss some remaining open issues concerning the methodology and some promising areas for future research.

cond-mat.mtrl-sci↗

arXiv2014

First-principles study of the multi-mode anti-ferroelectric transition of PbZrO3

We have studied ab initio the phase transition in PbZrO3, a perovskite oxide usually presented as the prototypic anti-ferroelectric material. Our work reveals the crucial role that anti-ferrodistortive modes -- involving concerted rotations of the oxygen octahedra in the structure -- play in the transformation, as they select the observed anti-ferroelectric phase, among competing structural variants, via a cooperative trilinear coupling.

cond-mat.mtrl-sci↗

arXiv2014

Ab initio design of charge-mismatched ferroelectric superlattices

We present a systematic approach to modeling the electrical and structural properties of charge-mismatched superlattices from first principles. Our strategy is based on bulk calculations of the parent compounds, which we perform as a function of in-plane strain and out-of-plane electric displacement field. The resulting two-dimensional phase diagrams allow us to accurately predict, without performing further calculations, the behavior of a layered heterostructure where the aforementioned building blocks are electrostatically and elastically coupled, with an arbitrary choice of the interface charge (originated from the polar discontinuity) and volume ratio. By using the [PbTiO3]_m/[BiFeO3]_n system as test case, we demonstrate that interface polarity has a dramatic impact on the ferroelectric behavior of the superlattice, leading to the stabilization of otherwise inaccessible bulk phases.

cond-mat.mtrl-sci↗

arXiv2014

Surface control of flexoelectricity

The polarization response of a material to a strain gradient, known as flexoelectricity, holds great promise for novel electromechanical applications. Despite considerable recent progress, however, the effect remains poorly understood. From both the fundamental and practical viewpoints, it is of crucial importance to know whether the coupling coefficients are primarily governed by the properties of the bulk material or by the details of the sample surface. Here we provide, by means of first-principles calculations, quantitative evidence supporting the latter scenario. In particular, we demonstrate that a SrTiO$_3$ film can yield a positive or negative flexoelectric voltage depending on its surface termination. This result points to a full control of the flexoelectric effect via surface/interface engineering, opening exciting new avenues for device design.

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arXiv2013

Flexoelectricity from density-functional perturbation theory

We derive the complete flexoelectric tensor, including electronic and lattice-mediated effects, of an arbitrary insulator in terms of the microscopic linear response of the crystal to atomic displacements. The basic ingredient, which can be readily calculated from first principles in the framework of density-functional perturbation theory, is the quantum-mechanical probability current response to a long-wavelength acoustic phonon. Its second-order Taylor expansion in the wavevector q around the Gamma (q=0) point in the Brillouin zone naturally yields the flexoelectric tensor. At order one in q we recover Martin's theory of piezoelectricity [R. M. Martin, Phys. Rev. B 5, 1607 (1972)], thus providing an alternative derivation thereof. To put our derivations on firm theoretical grounds, we perform a thorough analysis of the nonanalytic behavior of the dynamical matrix and other response functions in a vicinity of Gamma. Based on this analysis, we find that there is an ambiguity in the specification of the "zero macroscopic field" condition in the flexoelectric case; such arbitrariness can be related to an analytic band-structure term, in close analogy to the theory of deformation potentials. As a byproduct, we derive a rigorous generalization of the Cochran-Cowley formula [W. Cochran and R. A. Cowley, J. Phys. Chem. Solids 23, 447 (1962)] to higher orders in q. This can be of great utility in building reliable atomistic models of electromechanical phenomena, as well as for improving the accuracy of the calculation of phonon dispersion curves. Finally, we discuss the physical interpretation of the various contributions to the flexoelectric response, either in the static or dynamic regime.

cond-mat.mtrl-sci↗

arXiv2012

One-dimensional half-metallic interfaces of two-dimensional honeycomb insulators

We study zigzag interfaces between insulating compounds that are isostructural to graphene, specifically II-VI, III-V and IV-IV two-dimensional (2D) honeycomb insulators. We show that these one-dimensional interfaces are polar, with a net density of excess charge that can be simply determined by using the ideal (integer) formal valence charges, regardless of the predominant covalent character of the bonding in these materials. We justify this finding on fundamental physical grounds, by analyzing the topology of the formal polarization lattice in the parent bulk materials. First principles calculations elucidate an electronic compensation mechanism not dissimilar to oxide interfaces, which is triggered by a Zener-like charge transfer between interfaces of opposite polarity. In particular, we predict the emergence of one dimensional electron and hole gases (1DEG), which in some cases are ferromagnetic half-metallic.

cond-mat.mes-hall↗