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Mathieu Lewin

Publications and source records attributed to Mathieu Lewin.

At least 37 records · Page 2Linked to original sources

Dirac-Coulomb operators with general charge distribution. II. The lowest eigenvalue

Consider the Coulomb potential $-μ\ast|x|^{-1}$ generated by a non-negative finite measure $μ$. It is well known that the lowest eigenvalue of the corresponding Schrödinger operator $-Δ/2-μ\ast|x|^{-1}$ is minimized, at fixed mass $μ(\mathbb{R}^3)=ν$, when $μ$ is proportional to a delta. In this paper we investigate the conjecture that the same holds for the Dirac operator $-iα\cdot\nabla+β-μ\ast|x|^{-1}$. In a previous work on the subject we proved that this operator is self-adjoint when $μ$ has no atom of mass larger than or equal to 1, and that its eigenvalues are given by min-max formulas. Here we consider the critical mass $ν_1$, below which the lowest eigenvalue does not dive into the lower continuum spectrum for all $μ\geq0$ with $μ(\mathbb{R}^3)<ν_1$. We first show that $ν_1$ is related to the best constant in a new scaling-invariant Hardy-type inequality. Our main result is that for all $0\leqν<ν_1$, there exists an optimal measure $μ\geq0$ giving the lowest possible eigenvalue at fixed mass $μ(\mathbb{R}^3)=ν$, which concentrates on a compact set of Lebesgue measure zero. The last property is shown using a new unique continuation principle for Dirac operators. The existence proof is based on the concentration-compactness principle.

math.SP

The periodic Lieb-Thirring inequality

We discuss the Lieb-Thirring inequality for periodic systems, which has the same optimal constant as the original inequality for finite systems. This allows us to formulate a new conjecture about the value of its best constant. To demonstrate the importance of periodic states, we prove that the 1D Lieb-Thirring inequality at the special exponent $γ=3/2$ admits a one-parameter family of periodic optimizers, interpolating between the one-bound state and the uniform potential. Finally, we provide numerical simulations in 2D which support our conjecture that optimizers could be periodic.

math-ph

Classical field theory limit of many-body quantum Gibbs states in 2D and 3D

We provide a rigorous derivation of nonlinear Gibbs measures in two and three space dimensions, starting from many-body quantum systems in thermal equilibrium. More precisely, we prove that the grand-canonical Gibbs state of a large bosonic quantum system converges to the Gibbs measure of a nonlinear Schr{ö}dinger-type classical field theory, in terms of partition functions and reduced density matrices. The Gibbs measure thus describes the behavior of the infinite Bose gas at criticality, that is, close to the phase transition to a Bose-Einstein condensate. The Gibbs measure is concentrated on singular distributions and has to be appropriately renormalized, while the quantum system is well defined without any renormalization. By tuning a single real parameter (the chemical potential), we obtain a counter-term for the diverging repulsive interactions which provides the desired Wick renormalization of the limit classical theory. The proof relies on a new estimate on the entropy relative to quasi-free states and a novel method to control quantum variances.

math.AP

The nonlinear Schrödinger equation for orthonormal functions: II. Application to Lieb-Thirring inequalities

In this paper we disprove part of a conjecture of Lieb and Thirring concerning the best constant in their eponymous inequality. We prove that the best Lieb-Thirring constant when the eigenvalues of a Schrödinger operator $-Δ+V(x)$ are raised to the power $κ$ is never given by the one-bound state case when $κ>\max(0,2-d/2)$ in space dimension $d\geq1$. When in addition $κ\geq1$ we prove that this best constant is never attained for a potential having finitely many eigenvalues. The method to obtain the first result is to carefully compute the exponentially small interaction between two Gagliardo-Nirenberg optimisers placed far away. For the second result, we study the dual version of the Lieb-Thirring inequality, in the same spirit as in Part I of this work (D. Gontier, M. Lewin & F.Q. Nazar, arXiv:2002.04963). In a different but related direction, we also show that the cubic nonlinear Schrödinger equation admits no orthonormal ground state in 1D, for more than one function.

math.AP

The double-power nonlinear Schrödinger equation and its generalizations: uniqueness, non-degeneracy and applications

In this paper we first prove a general result about the uniqueness and non-degeneracy of positive radial solutions to equations of the form $Δu+g(u)=0$. Our result applies in particular to the double power non-linearity where $g(u)=u^q-u^p-μu$ for $p>q>1$ and $μ>0$, which we discuss with more details. In this case, the non-degeneracy of the unique solution $u_μ$ allows us to derive its behavior in the two limits $μ\to0$ and $μ\toμ_*$ where $μ_*$ is the threshold of existence. This gives the uniqueness of energy minimizers at fixed mass in certain regimes. We also make a conjecture about the variations of the $L^2$ mass of $u_μ$ in terms of $μ$, which we illustrate with numerical simulations. If valid, this conjecture would imply the uniqueness of energy minimizers in all cases and also give some important information about the orbital stability of $u_μ$.

math.AP

Compactness of molecular reaction paths in quantum mechanics

We study isomerizations in quantum mechanics. We consider a neutral molecule composed of N quantum electrons and M classical nuclei and assume that the first eigenvalue of the corresponding N-particle Schrödinger operator possesses two local minima with respect to the locations of the nuclei. An isomerization is a mountain pass problem between these two local configurations, where one minimizes over all possible paths the highest value of the energy along the paths. Here we state a conjecture about the compactness of min-maxing sequences of such paths, which we then partly solve in the particular case of a molecule composed of two rigid sub-molecules that can move freely in space. More precisely, under appropriate assumptions on the multipoles of the two molecules, we are able to prove that the distance between them stays bounded during the whole chemical reaction. We obtain a critical point at the mountain pass level, which is called a transition state in chemistry. Our method requires to study the critical points and the Morse indices of the classical multipole interactions, as well as to improve existing results about the van der Waals force. This paper generalizes previous works by the second author in several directions.

math-ph

The Local Density Approximation in Density Functional Theory

We give the first mathematically rigorous justification of the Local Density Approximation in Density Functional Theory. We provide a quantitative estimate on the difference between the grand-canonical Levy-Lieb energy of a given density (the lowest possible energy of all quantum states having this density) and the integral over the Uniform Electron Gas energy of this density. The error involves gradient terms and justifies the use of the Local Density Approximation in the situation where the density is very flat on sufficiently large regions in space.

math-ph

The Hartree and Vlasov equations at positive density

We consider the nonlinear Hartree and Vlasov equations around a translation-invariant (homogeneous) stationary state in infinite volume, for a short range interaction potential. For both models, we consider time-dependent solutions which have a finite relative energy with respect to the reference translation-invariant state. We prove the convergence of the Hartree solutions to the Vlasov ones in a semi-classical limit and obtain as a by-product global well-posedness of the Vlasov equation in the (relative) energy space.

math-ph

Floating Wigner crystal with no boundary charge fluctuations

We modify the "floating crystal" trial state for the classical Homogeneous Electron Gas (also known as Jellium), in order to suppress the boundary charge fluctuations that are known to lead to a macroscopic increase of the energy. The argument is to melt a thin layer of the crystal close to the boundary and consequently replace it by an incompressible fluid. With the aid of this trial state we show that three different definitions of the ground state energy of Jellium coincide. In the first point of view the electrons are placed in a neutralizing uniform background. In the second definition there is no background but the electrons are submitted to the constraint that their density is constant, as is appropriate in Density Functional Theory. Finally, in the third system each electron interacts with a periodic image of itself, that is, periodic boundary conditions are imposed on the interaction potential.

cond-mat.str-el

Spin symmetry breaking in the translation-invariant Hartree-Fock electron gas

We study the breaking of spin symmetry for the nonlinear Hartree-Fock model describing an infinite translation-invariant interacting quantum gas (fluid phase). At zero temperature and for the Coulomb interaction in three space dimensions, we can prove the existence of a unique first order transition between a pure ferromagnetic phase at low density and a paramagnetic phase at high density. Multiple first or second order transitions can happen for other interaction potentials, as we illustrate on some examples. At positive temperature $T>0$ we compute numerically the phase diagram in the Coulomb case. We find the paramagnetic phase at high temperature or high density and a region where the system is ferromagnetic. We prove that the equilibrium state is unique and paramagnetic at high temperature or high density.

math-ph

The semi-classical limit of large fermionic systems

We study a system of $N$ fermions in the regime where the intensity of the interaction scales as $1/N$ and with an effective semi-classical parameter $\hbar=N^{-1/d}$ where $d$ is the space dimension. For a large class of interaction potentials and of external electromagnetic fields, we prove the convergence to the Thomas-Fermi minimizers in the limit $N\to\infty$. The limit is expressed using many-particle coherent states and Wigner functions. The method of proof is based on a fermionic de Finetti-Hewitt-Savage theorem in phase space and on a careful analysis of the possible lack of compactness at infinity.

math-ph

Domains for Dirac-Coulomb min-max levels

We consider a Dirac operator in three space dimensions, with an electrostatic (i.e. real-valued) potential $V(x)$, having a strong Coulomb-type singularity at the origin. This operator is not always essentially self-adjoint but admits a distinguished self-adjoint extension $D\_V$. In a first part we obtain new results on the domain of this extension, complementing previous works of Esteban and Loss. Then we prove the validity of min-max formulas for the eigenvalues in the spectral gap of $D\_V$, in a range of simple function spaces independent of $V$. Our results include the critical case $\liminf\_{x \to 0} |x| V(x)= -1$, with units such that $\hbar=mc^2=1$, and they are the first ones in this situation. We also give the corresponding results in two dimensions.

math-ph

Semi-classical limit of large fermionic systems at positive temperature

We study a system of $N$ interacting fermions at positive temperature in a confining potential. In the regime where the intensity of the interaction scales as $1/N$ and with an effective semi-classical parameter $\hbar=N^{-1/d}$ where $d$ is the space dimension, we prove the convergence to the corresponding Thomas-Fermi model at positive temperature.

math-ph

Differentiability of the van der Waals interaction between two atoms

In this work we improve upon previous results on the expansion of the interaction energy of two atoms. On the one hand we prove the van der Waals-London's law, assuming that only one of the ground state eigenspaces of the atoms is irreducible in an appropriate sense. On the other hand we prove strict monotonicity of the interaction energy at large distances and, under more restrictive assumptions, we provide the leading order of its first two derivatives. The first derivative is interpreted as the force in Physics. Moreover, the estimates of the first two derivatives provide a rigorous proof of the monotonicity and concavity of the interaction energy at large distances.

math-ph

Lower Bound on the Hartree-Fock Energy of the Electron Gas

The Hartree-Fock ground state of the Homogeneous Electron Gas is never translation invariant, even at high densities. As proved by Overhauser, the (paramagnetic) free Fermi Gas is always unstable under the formation of spin or charge density waves. We give here the first explicit bound on the energy gain due to the breaking of translational symmetry. Our bound is exponentially small at high density, which justifies posteriori the use of the non-interacting Fermi Gas as a reference state in the large-density expansion of the correlation energy of the Homogeneous Electron Gas. We are also able to discuss the positive temperature phase diagram and prove that the Overhauser instability only occurs at temperatures which are exponentially small at high density. Our work sheds a new light on the Hartree-Fock phase diagram of the Homogeneous Electron Gas.

cond-mat.str-el

Gibbs measures based on 1D (an)harmonic oscillators as mean-field limits

We prove that Gibbs measures based on 1D defocusing nonlinear Schr{ö}dinger functionals with sub-harmonic trapping can be obtained as the mean-field/large temperature limit of the corresponding grand-canonical ensemble for many bosons. The limit measure is supported on Sobolev spaces of negative regularity and the corresponding density matrices are not trace-class. The general proof strategy is that of a previous paper of ours, but we have to complement it with Hilbert-Schmidt estimates on reduced density matrices.

math-ph