arXiv subjects

Ming Yin

Publications and source records attributed to Ming Yin.

At least 73 records · Page 4Linked to original sources

arXiv2024

MMMU: A Massive Multi-discipline Multimodal Understanding and Reasoning Benchmark for Expert AGI

We introduce MMMU: a new benchmark designed to evaluate multimodal models on massive multi-discipline tasks demanding college-level subject knowledge and deliberate reasoning. MMMU includes 11.5K meticulously collected multimodal questions from college exams, quizzes, and textbooks, covering six core disciplines: Art & Design, Business, Science, Health & Medicine, Humanities & Social Science, and Tech & Engineering. These questions span 30 subjects and 183 subfields, comprising 30 highly heterogeneous image types, such as charts, diagrams, maps, tables, music sheets, and chemical structures. Unlike existing benchmarks, MMMU focuses on advanced perception and reasoning with domain-specific knowledge, challenging models to perform tasks akin to those faced by experts. The evaluation of 14 open-source LMMs as well as the proprietary GPT-4V(ision) and Gemini highlights the substantial challenges posed by MMMU. Even the advanced GPT-4V and Gemini Ultra only achieve accuracies of 56% and 59% respectively, indicating significant room for improvement. We believe MMMU will stimulate the community to build next-generation multimodal foundation models towards expert artificial general intelligence.

cs.CL↗

arXiv2024

Improving Sample Efficiency of Model-Free Algorithms for Zero-Sum Markov Games

The problem of two-player zero-sum Markov games has recently attracted increasing interests in theoretical studies of multi-agent reinforcement learning (RL). In particular, for finite-horizon episodic Markov decision processes (MDPs), it has been shown that model-based algorithms can find an $ε$-optimal Nash Equilibrium (NE) with the sample complexity of $O(H^3SAB/ε^2)$, which is optimal in the dependence of the horizon $H$ and the number of states $S$ (where $A$ and $B$ denote the number of actions of the two players, respectively). However, none of the existing model-free algorithms can achieve such an optimality. In this work, we propose a model-free stage-based Q-learning algorithm and show that it achieves the same sample complexity as the best model-based algorithm, and hence for the first time demonstrate that model-free algorithms can enjoy the same optimality in the $H$ dependence as model-based algorithms. The main improvement of the dependency on $H$ arises by leveraging the popular variance reduction technique based on the reference-advantage decomposition previously used only for single-agent RL. However, such a technique relies on a critical monotonicity property of the value function, which does not hold in Markov games due to the update of the policy via the coarse correlated equilibrium (CCE) oracle. Thus, to extend such a technique to Markov games, our algorithm features a key novel design of updating the reference value functions as the pair of optimistic and pessimistic value functions whose value difference is the smallest in the history in order to achieve the desired improvement in the sample efficiency.

cs.LG↗

arXiv2024

Transfer Q Star: Principled Decoding for LLM Alignment

Aligning foundation models is essential for their safe and trustworthy deployment. However, traditional fine-tuning methods are computationally intensive and require updating billions of model parameters. A promising alternative, alignment via decoding, adjusts the response distribution directly without model updates to maximize a target reward $r$, thus providing a lightweight and adaptable framework for alignment. However, principled decoding methods rely on oracle access to an optimal Q-function ($Q^*$), which is often unavailable in practice. Hence, prior SoTA methods either approximate this $Q^*$ using $Q^{π_{\texttt{sft}}}$ (derived from the reference $\texttt{SFT}$ model) or rely on short-term rewards, resulting in sub-optimal decoding performance. In this work, we propose Transfer $Q^*$, which implicitly estimates the optimal value function for a target reward $r$ through a baseline model $ρ_{\texttt{BL}}$ aligned with a baseline reward $ρ_{\texttt{BL}}$ (which can be different from the target reward $r$). Theoretical analyses of Transfer $Q^*$ provide a rigorous characterization of its optimality, deriving an upper bound on the sub-optimality gap and identifying a hyperparameter to control the deviation from the pre-trained reference $\texttt{SFT}$ model based on user needs. Our approach significantly reduces the sub-optimality gap observed in prior SoTA methods and demonstrates superior empirical performance across key metrics such as coherence, diversity, and quality in extensive tests on several synthetic and real datasets.

cs.CL↗

arXiv2024

Bases for optimising stabiliser decompositions of quantum states

Stabiliser states play a central role in the theory of quantum computation. For example, they are used to encode computational basis states in the most common quantum error correction schemes. Arbitrary quantum states admit many stabiliser decompositions: ways of being expressed as a superposition of stabiliser states. Understanding the structure of stabiliser decompositions has significant applications in verifying and simulating near-term quantum computers. We introduce and study the vector space of linear dependencies of $n$-qubit stabiliser states. These spaces have canonical bases containing vectors whose size grows exponentially in $n$. We construct elegant bases of linear dependencies of constant size three. Critically, our sparse bases can be computed without first compiling a dictionary of all $n$-qubit stabiliser states. We utilise them to explicitly compute the stabiliser extent of states of more qubits than is feasible with existing techniques. Finally, we delineate future applications to improving theoretical bounds on the stabiliser rank of magic states.

quant-ph↗

arXiv2024

Offline Policy Evaluation for Reinforcement Learning with Adaptively Collected Data

Developing theoretical guarantees on the sample complexity of offline RL methods is an important step towards making data-hungry RL algorithms practically viable. Currently, most results hinge on unrealistic assumptions about the data distribution -- namely that it comprises a set of i.i.d. trajectories collected by a single logging policy. We consider a more general setting where the dataset may have been gathered adaptively. We develop theory for the TMIS Offline Policy Evaluation (OPE) estimator in this generalized setting for tabular MDPs, deriving high-probability, instance-dependent bounds on its estimation error. We also recover minimax-optimal offline learning in the adaptive setting. Finally, we conduct simulations to empirically analyze the behavior of these estimators under adaptive and non-adaptive regimes.

cs.LG↗

arXiv2024

Robust Federated Learning Mitigates Client-side Training Data Distribution Inference Attacks

Recent studies have revealed that federated learning (FL), once considered secure due to clients not sharing their private data with the server, is vulnerable to attacks such as client-side training data distribution inference, where a malicious client can recreate the victim's data. While various countermeasures exist, they are not practical, often assuming server access to some training data or knowledge of label distribution before the attack. In this work, we bridge the gap by proposing InferGuard, a novel Byzantine-robust aggregation rule aimed at defending against client-side training data distribution inference attacks. In our proposed InferGuard, the server first calculates the coordinate-wise median of all the model updates it receives. A client's model update is considered malicious if it significantly deviates from the computed median update. We conduct a thorough evaluation of our proposed InferGuard on five benchmark datasets and perform a comparison with ten baseline methods. The results of our experiments indicate that our defense mechanism is highly effective in protecting against client-side training data distribution inference attacks, even against strong adaptive attacks. Furthermore, our method substantially outperforms the baseline methods in various practical FL scenarios.

cs.CR↗

arXiv2024

The Value, Benefits, and Concerns of Generative AI-Powered Assistance in Writing

Recent advances in generative AI technologies like large language models raise both excitement and concerns about the future of human-AI co-creation in writing. To unpack people's attitude towards and experience with generative AI-powered writing assistants, in this paper, we conduct an experiment to understand whether and how much value people attach to AI assistance, and how the incorporation of AI assistance in writing workflows changes people's writing perceptions and performance. Our results suggest that people are willing to forgo financial payments to receive writing assistance from AI, especially if AI can provide direct content generation assistance and the writing task is highly creative. Generative AI-powered assistance is found to offer benefits in increasing people's productivity and confidence in writing. However, direct content generation assistance offered by AI also comes with risks, including decreasing people's sense of accountability and diversity in writing. We conclude by discussing the implications of our findings.

cs.HC↗

arXiv2024

"Are You Really Sure?" Understanding the Effects of Human Self-Confidence Calibration in AI-Assisted Decision Making

In AI-assisted decision-making, it is crucial but challenging for humans to achieve appropriate reliance on AI. This paper approaches this problem from a human-centered perspective, "human self-confidence calibration". We begin by proposing an analytical framework to highlight the importance of calibrated human self-confidence. In our first study, we explore the relationship between human self-confidence appropriateness and reliance appropriateness. Then in our second study, We propose three calibration mechanisms and compare their effects on humans' self-confidence and user experience. Subsequently, our third study investigates the effects of self-confidence calibration on AI-assisted decision-making. Results show that calibrating human self-confidence enhances human-AI team performance and encourages more rational reliance on AI (in some aspects) compared to uncalibrated baselines. Finally, we discuss our main findings and provide implications for designing future AI-assisted decision-making interfaces.

cs.HC↗

arXiv2024

Beyond Recommender: An Exploratory Study of the Effects of Different AI Roles in AI-Assisted Decision Making

Artificial Intelligence (AI) is increasingly employed in various decision-making tasks, typically as a Recommender, providing recommendations that the AI deems correct. However, recent studies suggest this may diminish human analytical thinking and lead to humans' inappropriate reliance on AI, impairing the synergy in human-AI teams. In contrast, human advisors in group decision-making perform various roles, such as analyzing alternative options or criticizing decision-makers to encourage their critical thinking. This diversity of roles has not yet been empirically explored in AI assistance. In this paper, we examine three AI roles: Recommender, Analyzer, and Devil's Advocate, and evaluate their effects across two AI performance levels. Our results show each role's distinct strengths and limitations in task performance, reliance appropriateness, and user experience. Notably, the Recommender role is not always the most effective, especially if the AI performance level is low, the Analyzer role may be preferable. These insights offer valuable implications for designing AI assistants with adaptive functional roles according to different situations.

cs.HC↗

arXiv2024

Poisoning Federated Recommender Systems with Fake Users

Federated recommendation is a prominent use case within federated learning, yet it remains susceptible to various attacks, from user to server-side vulnerabilities. Poisoning attacks are particularly notable among user-side attacks, as participants upload malicious model updates to deceive the global model, often intending to promote or demote specific targeted items. This study investigates strategies for executing promotion attacks in federated recommender systems. Current poisoning attacks on federated recommender systems often rely on additional information, such as the local training data of genuine users or item popularity. However, such information is challenging for the potential attacker to obtain. Thus, there is a need to develop an attack that requires no extra information apart from item embeddings obtained from the server. In this paper, we introduce a novel fake user based poisoning attack named PoisonFRS to promote the attacker-chosen targeted item in federated recommender systems without requiring knowledge about user-item rating data, user attributes, or the aggregation rule used by the server. Extensive experiments on multiple real-world datasets demonstrate that PoisonFRS can effectively promote the attacker-chosen targeted item to a large portion of genuine users and outperform current benchmarks that rely on additional information about the system. We further observe that the model updates from both genuine and fake users are indistinguishable within the latent space.

cs.CR↗

arXiv2024

Does More Advice Help? The Effects of Second Opinions in AI-Assisted Decision Making

AI assistance in decision-making has become popular, yet people's inappropriate reliance on AI often leads to unsatisfactory human-AI collaboration performance. In this paper, through three pre-registered, randomized human subject experiments, we explore whether and how the provision of {second opinions} may affect decision-makers' behavior and performance in AI-assisted decision-making. We find that if both the AI model's decision recommendation and a second opinion are always presented together, decision-makers reduce their over-reliance on AI while increase their under-reliance on AI, regardless whether the second opinion is generated by a peer or another AI model. However, if decision-makers have the control to decide when to solicit a peer's second opinion, we find that their active solicitations of second opinions have the potential to mitigate over-reliance on AI without inducing increased under-reliance in some cases. We conclude by discussing the implications of our findings for promoting effective human-AI collaborations in decision-making.

cs.HC↗

arXiv2024

Decoding AI's Nudge: A Unified Framework to Predict Human Behavior in AI-assisted Decision Making

With the rapid development of AI-based decision aids, different forms of AI assistance have been increasingly integrated into the human decision making processes. To best support humans in decision making, it is essential to quantitatively understand how diverse forms of AI assistance influence humans' decision making behavior. To this end, much of the current research focuses on the end-to-end prediction of human behavior using ``black-box'' models, often lacking interpretations of the nuanced ways in which AI assistance impacts the human decision making process. Meanwhile, methods that prioritize the interpretability of human behavior predictions are often tailored for one specific form of AI assistance, making adaptations to other forms of assistance difficult. In this paper, we propose a computational framework that can provide an interpretable characterization of the influence of different forms of AI assistance on decision makers in AI-assisted decision making. By conceptualizing AI assistance as the ``{\em nudge}'' in human decision making processes, our approach centers around modelling how different forms of AI assistance modify humans' strategy in weighing different information in making their decisions. Evaluations on behavior data collected from real human decision makers show that the proposed framework outperforms various baselines in accurately predicting human behavior in AI-assisted decision making. Based on the proposed framework, we further provide insights into how individuals with different cognitive styles are nudged by AI assistance differently.

cs.HC↗

arXiv2023

TheoremQA: A Theorem-driven Question Answering dataset

The recent LLMs like GPT-4 and PaLM-2 have made tremendous progress in solving fundamental math problems like GSM8K by achieving over 90% accuracy. However, their capabilities to solve more challenging math problems which require domain-specific knowledge (i.e. theorem) have yet to be investigated. In this paper, we introduce TheoremQA, the first theorem-driven question-answering dataset designed to evaluate AI models' capabilities to apply theorems to solve challenging science problems. TheoremQA is curated by domain experts containing 800 high-quality questions covering 350 theorems (e.g. Taylor's theorem, Lagrange's theorem, Huffman coding, Quantum Theorem, Elasticity Theorem, etc) from Math, Physics, EE&CS, and Finance. We evaluate a wide spectrum of 16 large language and code models with different prompting strategies like Chain-of-Thoughts and Program-of-Thoughts. We found that GPT-4's capabilities to solve these problems are unparalleled, achieving an accuracy of 51% with Program-of-Thoughts Prompting. All the existing open-sourced models are below 15%, barely surpassing the random-guess baseline. Given the diversity and broad coverage of TheoremQA, we believe it can be used as a better benchmark to evaluate LLMs' capabilities to solve challenging science problems. The data and code are released in https://github.com/wenhuchen/TheoremQA.

cs.CL↗

arXiv2023

Posterior Sampling with Delayed Feedback for Reinforcement Learning with Linear Function Approximation

Recent studies in reinforcement learning (RL) have made significant progress by leveraging function approximation to alleviate the sample complexity hurdle for better performance. Despite the success, existing provably efficient algorithms typically rely on the accessibility of immediate feedback upon taking actions. The failure to account for the impact of delay in observations can significantly degrade the performance of real-world systems due to the regret blow-up. In this work, we tackle the challenge of delayed feedback in RL with linear function approximation by employing posterior sampling, which has been shown to empirically outperform the popular UCB algorithms in a wide range of regimes. We first introduce Delayed-PSVI, an optimistic value-based algorithm that effectively explores the value function space via noise perturbation with posterior sampling. We provide the first analysis for posterior sampling algorithms with delayed feedback in RL and show our algorithm achieves $\widetilde{O}(\sqrt{d^3H^3 T} + d^2H^2 E[τ])$ worst-case regret in the presence of unknown stochastic delays. Here $E[τ]$ is the expected delay. To further improve its computational efficiency and to expand its applicability in high-dimensional RL problems, we incorporate a gradient-based approximate sampling scheme via Langevin dynamics for Delayed-LPSVI, which maintains the same order-optimal regret guarantee with $\widetilde{O}(dHK)$ computational cost. Empirical evaluations are performed to demonstrate the statistical and computational efficacy of our algorithms.

cs.LG↗

arXiv2023

Synthetic Data Generation with Large Language Models for Text Classification: Potential and Limitations

The collection and curation of high-quality training data is crucial for developing text classification models with superior performance, but it is often associated with significant costs and time investment. Researchers have recently explored using large language models (LLMs) to generate synthetic datasets as an alternative approach. However, the effectiveness of the LLM-generated synthetic data in supporting model training is inconsistent across different classification tasks. To better understand factors that moderate the effectiveness of the LLM-generated synthetic data, in this study, we look into how the performance of models trained on these synthetic data may vary with the subjectivity of classification. Our results indicate that subjectivity, at both the task level and instance level, is negatively associated with the performance of the model trained on synthetic data. We conclude by discussing the implications of our work on the potential and limitations of leveraging LLM for synthetic data generation.

cs.CL↗

arXiv2023

Neutral Atom Quantum Computing Hardware: Performance and End-User Perspective

We present an industrial end-user perspective on the current state of quantum computing hardware for one specific technological approach, the neutral atom platform. Our aim is to assist developers in understanding the impact of the specific properties of these devices on the effectiveness of algorithm execution. Based on discussions with different vendors and recent literature, we discuss the performance data of the neutral atom platform. Specifically, we focus on the physical qubit architecture, which affects state preparation, qubit-to-qubit connectivity, gate fidelities, native gate instruction set, and individual qubit stability. These factors determine both the quantum-part execution time and the end-to-end wall clock time relevant for end-users, but also the ability to perform fault-tolerant quantum computation in the future. We end with an overview of which applications have been shown to be well suited for the peculiar properties of neutral atom-based quantum computers.

quant-ph↗

arXiv2023

Offline Reinforcement Learning with Closed-Form Policy Improvement Operators

Behavior constrained policy optimization has been demonstrated to be a successful paradigm for tackling Offline Reinforcement Learning. By exploiting historical transitions, a policy is trained to maximize a learned value function while constrained by the behavior policy to avoid a significant distributional shift. In this paper, we propose our closed-form policy improvement operators. We make a novel observation that the behavior constraint naturally motivates the use of first-order Taylor approximation, leading to a linear approximation of the policy objective. Additionally, as practical datasets are usually collected by heterogeneous policies, we model the behavior policies as a Gaussian Mixture and overcome the induced optimization difficulties by leveraging the LogSumExp's lower bound and Jensen's Inequality, giving rise to a closed-form policy improvement operator. We instantiate offline RL algorithms with our novel policy improvement operators and empirically demonstrate their effectiveness over state-of-the-art algorithms on the standard D4RL benchmark. Our code is available at https://cfpi-icml23.github.io/.

cs.LG↗

arXiv2023

No-Regret Linear Bandits beyond Realizability

We study linear bandits when the underlying reward function is not linear. Existing work relies on a uniform misspecification parameter $ε$ that measures the sup-norm error of the best linear approximation. This results in an unavoidable linear regret whenever $ε> 0$. We describe a more natural model of misspecification which only requires the approximation error at each input $x$ to be proportional to the suboptimality gap at $x$. It captures the intuition that, for optimization problems, near-optimal regions should matter more and we can tolerate larger approximation errors in suboptimal regions. Quite surprisingly, we show that the classical LinUCB algorithm -- designed for the realizable case -- is automatically robust against such gap-adjusted misspecification. It achieves a near-optimal $\sqrt{T}$ regret for problems that the best-known regret is almost linear in time horizon $T$. Technically, our proof relies on a novel self-bounding argument that bounds the part of the regret due to misspecification by the regret itself.

cs.LG↗