arXiv subjects
Publications and source records attributed to Mithat Unsal.
In Euclidean path integrals, quantum mechanical tunneling amplitudes are associated with instanton configurations. We explain how tunneling amplitudes are encoded in real-time Feynman path integrals. The essential steps are borrowed from Picard-Lefschetz theory and resurgence theory.
We illustrate the physical significance and mathematical origin of resurgent trans-series expansions for energy eigenvalues in quantum mechanical problems with degenerate harmonic minima, by using the uniform WKB approach. We provide evidence that the perturbative expansion, combined with a global eigenvalue condition, contains all information needed to generate all orders of the non-perturbative multi-instanton expansion. This provides a dramatic realization of the concept of resurgence, whose structure is naturally encoded in the resurgence triangle. We explain the relation between the uniform WKB approach, multi-instantons, and resurgence theory. The essential idea applies to any perturbative expansion, and so is also relevant for quantum field theories with degenerate minima which can be continuously connected to quantum mechanical systems.
In a large variety of quantum mechanical systems, we show that the full non-perturbative expression for energy eigenvalues, containing all orders of perturbative, non-perturbative and quasi-zero-mode terms, may be generated directly from the perturbative expansion about the perturbative vacuum, combined with a single global boundary condition. This provides a dramatic realization of the principle of "resurgence", that the fluctuations about different semiclassical saddle points are related to one another in a precise quantitative manner. The analysis of quantum mechanics also generalizes to certain calculable regimes of quantum field theory.
Large-N volume independence in circle-compactified QCD with N_f \geq 1 adjoint Weyl fermions implies the absence of any phase transitions as the radius is dialed to arbitrarily small values. This class of theories are believed to possess a Hagedorn density of hadronic states. It turns out that these properties are in apparent tension with each other, because a Hagedorn density of states typically implies a phase transition at some finite radius. This tension is resolved if there are degeneracies between the spectra of bosonic and fermionic states, as happens in the N_f=1 supersymmetric case. Resolution of the tension for N_f>1 then suggests the emergence of a fermionic symmetry at large N, where there is no supersymmetry. We can escape the Coleman-Mandula theorem since the N=\infty theory is free, with a trivial S-matrix. We show an example of such a spectral degeneracy in a non-supersymmetric toy example which has a Hagedorn spectrum.
We study the thermal confinement/deconfinement and non-thermal quantum phase transitions or rapid cross-overs in QCD and QCD-like theories in external magnetic fields. At large magnetic fields, while the contribution of gauge fluctuations to Wilson-line potential remains unaltered at one-loop order, the contribution of fermions effectively becomes two lower dimensional and is enhanced by the density of states of the lowest Landau level (LLL). In a spatial compactification and for heavy adjoint fermions, this enhancement leads to a calculable zero temperature quantum phase transition on R^3*S^1 driven by a competition between the center-destabilizing gauge contribution and center-stabilizing LLL fermions. We also show that at a (formal) asymptotically large magnetic field, the adjoint fermions with arbitrarily large but fixed mass stabilize the center symmetry. This is an exotic case of simultaneous non-decoupling of large mass fermions (due to the enhancement by the LLL density of states) and decoupling from the low energy effective field theory. This observation has important implications for both Hosotani mechanism, for which gauge symmetry "breaking" occurs, and large-N volume independence (Eguchi-Kawai reduction), for which gauge structure is never "broken". Despite sounding almost self-contradictory, we carefully explain the physical scales entering the problem, double-meaning of unbroken center symmetry and how a clash is avoided. We also identify, for both thermal and spatial compactification, the jump in magnetic susceptibility as an order parameter for the deconfinement transition. The predictions of our analysis are testable by using current lattice techniques.
A general quantum mechanical or quantum field theoretical system in the path integral formulation has both real and complex saddles (instantons and ghost-instantons). Resurgent asymptotic analysis implies that both types of saddles contribute to physical observables, even if the complex saddles are not on the integration path i.e., the associated Stokes multipliers are zero. We show explicitly that instanton-anti-instanton and ghost--anti-ghost saddles both affect the expansion around the perturbative vacuum. We study a self-dual model in which the analytic continuation of the partition function to negative values of coupling constant gives a pathological exponential growth, but a homotopically independent combination of integration cycles (Lefschetz thimbles) results in a sensible theory. These two choices of the integration cycles are tied with a quantum phase transition. The general set of ideas in our construction may provide new insights into non-perturbative QFT, string theory, quantum gravity, and the theory of quantum phase transitions.
We explain the physical role of non-perturbative saddle points of path integrals in theories without instantons, using the example of the asymptotically free two-dimensional principal chiral model (PCM). Standard topological arguments based on homotopy considerations suggest no role for non-perturbative saddles in such theories. However, resurgence theory, which unifies perturbative and non-perturbative physics, predicts the existence of several types of non-perturbative saddles associated with features of the large-order structure of perturbation theory. These points are illustrated in the PCM, where we find new non-perturbative `fracton' saddle point field configurations, and give a quantum interpretation of previously discovered `uniton' unstable classical solutions. The fractons lead to a semi-classical realization of IR renormalons in the circle-compactified theory, and yield the microscopic mechanism of the mass gap of the PCM.
Using the twisted partition function on R^3 x S^1, we argue that the deconfinement phase transition in pure Yang-Mills theory for all simple gauge groups is continuously connected to a quantum phase transition that can be studied in a controlled way. We explicitly consider two classes of theories, gauge theories with a center symmetry, such as SU(N_c) gauge theory for arbitrary N_c, and theories without a center symmetry, such as G_2 gauge theory. The mechanism governing the phase transition is universal and valid for all simple groups. The perturbative one-loop potential as well as monopole-instantons generate attraction among the eigenvalues of the Wilson line. This is counter-acted by neutral bions --- topological excitations which generate eigenvalue repulsion for all simple groups. The transition is driven by the competition between these three effects. We study the transition in more detail for the gauge groups SU(N_c), N_c>2, and G_2. In the case of G_2, there is no change of symmetry, but the expectation value of the Wilson line exhibits a discontinuity. We also examine the effect of the theta-angle on the phase transition and critical temperature T_c(theta). The critical temperature is a multi-branched function, which has a minimum at theta=pi as a result of topological intereference.
We introduce a non-perturbative continuum framework to study the dynamics of quantum field theory (QFT), applied here to the CP(N-1) model, using Ecalle's theory of resurgent trans-series, combined with the physical principle of continuity, in which spatial compactification and a Born-Oppenheimer approximation reduce QFT to quantum mechanics, while preventing all intervening rapid cross-overs or phase transitions. The reduced quantum mechanics contains the germ of all non-perturbative data, e.g., mass gap, of the QFT, all of which are calculable. For CP(N-1), the results obtained at arbitrary N are consistent with lattice and large-N results. These theories are perturbatively non-Borel summable and possess the elusive IR-renormalon singularities. The trans-series expansion, in which perturbative and non-perturbative effects are intertwined, encapsulates the multi-length-scale nature of the theory, and eliminates all perturbative and non-perturbative ambiguities under consistent analytic continuation of the coupling. We demonstrate the cancellation of the leading non-perturbative ambiguity in perturbation theory against the ambiguity in neutral bion amplitudes. This provides a weak-coupling interpretation of the IR-renormalon, and a theorem by Pham et al implies that the mass gap is a resurgent function, for which resummation of the semi-classical expansion yields finite exact results.
This work is a step towards a non-perturbative continuum definition of quantum field theory (QFT), beginning with asymptotically free two dimensional non-linear sigma-models, using recent ideas from mathematics and QFT. The ideas from mathematics are resurgence theory, the trans-series framework, and Borel-Ecalle resummation. The ideas from QFT use continuity on R^1 x S^1_L, i.e, the absence of any phase transition as N \to infinity, or rapid-crossovers for finite-N, and the small-L weak coupling limit to render the semi-classical sector well-defined and calculable. We classify semi-classical configurations with actions 1/N (kink-instantons), 2/N (bions and bi-kinks), in units where the 2d instanton action is normalized to one. Perturbation theory possesses the IR-renormalon ambiguity that arises due to non-Borel summability of the large-orders perturbation series (of Gevrey-1 type), for which a microscopic cancellation mechanism was unknown. This divergence must be present because the corresponding expansion is on a singular Stokes ray in the complexified coupling constant plane, and the sum exhibits the Stokes phenomenon crossing the ray. We show that there is also a non-perturbative ambiguity inherent to certain neutral topological molecules (neutral bions and bion-anti-bions) in the semiclassical expansion. We find a set of "confluence equations" that encode the exact cancellation of the two different type of ambiguities. We show that a new notion of "graded resurgence triangle" is necessary to capture the path integral approach to resurgence, and that graded resurgence underlies a potentially rigorous definition of general QFTs. The mass gap and the Theta angle dependence of vacuum energy are calculated from first principles, and are in accord with large-N and lattice results.
We study the phase diagram of SU(2) Yang-Mills theory with one adjoint Weyl fermion on R^3xS^1 as a function of the fermion mass m and the compactification scale L. This theory reduces to thermal pure gauge theory as m->infinity and to circle-compactified (non-thermal) supersymmetric gluodynamics in the limit m->0. In the m-L plane, there is a line of center symmetry changing phase transitions. In the limit m->infinity, this transition takes place at L_c=1/T_c, where T_c is the critical temperature of the deconfinement transition in pure Yang-Mills theory. We show that near m=0, the critical compactification scale L_c can be computed using semi-classical methods and that the transition is of second order. This suggests that the deconfining phase transition in pure Yang-Mills theory is continuously connected to a transition that can be studied at weak coupling. The center symmetry changing phase transition arises from the competition of perturbative contributions and monopole-instantons that destabilize the center, and topological molecules (neutral bions) that stabilize the center. The contribution of molecules can be computed using supersymmetry in the limit m=0, and via the Bogomolnyi--Zinn-Justin (BZJ) prescription in the non-supersymmetric gauge theory. Finally, we also give a detailed discussion of an issue that has not received proper attention in the context of N=1 theories---the non-cancellation of nonzero-mode determinants around supersymmetric BPS and KK monopole-instanton backgrounds on R^3xS^1. We explain why the non-cancellation is required for consistency with holomorphy and supersymmetry and perform an explicit calculation of the one-loop determinant ratio.
We introduce a duality between two-dimensional XY-spin models with symmetry-breaking perturbations and certain four-dimensional SU(2)and SU(2)/Z_2 gauge theories, compactified on a small spatial circle R^(1,2) x S^1, and considered at temperatures near the deconfinement transition. In a Euclidean set up, the theory is defined on R^2 x T^2. Similarly, thermal gauge theories of higher rank are dual to new families of "affine" XY-spin models with perturbations. For rank two, these are related to models used to describe the melting of a 2d crystal with a triangular lattice. The connection is made through a multi-component electric-magnetic Coulomb gas representation for both systems. Perturbations in the spin system map to topological defects in the gauge theory, such as monopole-instantons or magnetic bions, and the vortices in the spin system map to the electrically charged W-bosons in field theory (or vice versa, depending on the duality frame). The duality permits one to use the two-dimensional technology of spin systems to study the thermal deconfinement and discrete chiral transitions in four-dimensional SU(N) gauge theories with n_f >=1 adjoint Weyl fermions.
Perturbation series in quantum field theory are generally divergent asymptotic series which are also typically not Borel resummable in the sense that the resummed series is ambiguous. The ambiguity is associated with singularities in the Borel plane on the positive real axis. In quantum mechanics there are cases in which the ambiguity that arises in perturbation theory cancels against a similarly ambiguous contribution from instanton--anti-instanton events. In asymptotically free gauge theories this mechanism does not suffice because perturbation theory develops ambiguities associated with singularities in the Borel plane which are closer to the origin by a factor of about N (the rank of the gauge group) compared to the singularities realized by instanton events. These are called IR renormalon poles, and on R**4 they do not possess any known semiclassical realization. By using continuity on R**3 x S**1, and by generalizing the works of Bogomolny and Zinn-Justin to QFT, we identify saddle point field configurations, e.g., bion--anti-bion events, corresponding to singularities in the Borel plane which are of order N times closer to the origin than the 4d BPST instanton--anti-instanton singularity. We conjecture that these are the leading singularities in the Borel plane and that they are the incarnation of the elusive renormalons in the weak coupling regime.
In a Euclidean path integral formulation of gauge theory and quantum mechanics, the theta-term induces a sign problem, and relatedly, a complex phase for the fugacity of topological defects; whereas in Minkowskian formulation, it induces a topological (geometric) phase multiplying ordinary path-amplitudes. In an SU(2) Yang-Mills theory which admits a semi-classical limit, we show that the complex fugacity generates interference between Euclidean path histories, i.e., monopole-instanton events, and radically alters the vacuum structure. At theta=0, a mass gap is due to the monopole-instanton plasma, and the theory has a unique vacuum. At theta=pi, the monopole induced mass gap vanishes, despite the fact that monopole density is independent of theta, due to destructive topological interference. The theory has two options: to remain gapless or to be gapped with a two-fold degenerate vacua. We show the latter is realized by the magnetic bion mechanism, and the two-vacua are realization of spontaneous CP-breaking. The effect of the theta-term in the circle-compactified gauge theory is a generalization of Aharonov-Bohm effect, and the geometric (Berry) phase. As theta varies from 0 to pi, the gauge theory interpolates between even- and odd-integer spin quantum anti-ferromagnets on two spatial dimensional bi-partite lattices, which have ground state degeneracies one and two, respectively, as it is in gauge theory at theta=0 and theta=pi.
We study four-dimensional N=2 supersymmetric pure-gauge (Seiberg-Witten) theory and its N=1 mass perturbation by using compactification S**1 x R**3. It is well known that on R**4 (or at large S**1) the perturbed theory realizes confinement through monopole or dyon condensation. At small S**1, we demonstrate that confinement is induced by a generalization of Polyakov's three-dimensional instanton mechanism to a locally four-dimensional theory - the magnetic bion mechanism - which also applies to a large class of nonsupersymmetric theories. Using a large- vs. small-L Poisson duality, we show that the two mechanisms of confinement, previously thought to be distinct, are in fact continuously connected.
Large-N QCD with heavy adjoint fermions emulates pure Yang-Mills theory at long distances. We study this theory on a four- and three-torus, and analytically argue the existence of a large-small volume equivalence. For any finite mass, center symmetry unbroken phase exists at sufficiently small volume and this phase can be used to study the large-volume limit through the Eguchi-Kawai equivalence. A finite temperature version of volume independence implies that thermodynamics on R^3 x S^1 can be studied via a unitary matrix quantum mechanics on S^1, by varying the temperature. To confirm this non-perturbatively, we numerically study both zero- and one-dimensional theories by using Monte-Carlo simulation. Order of finite-N corrections turns out to be 1/N. We introduce various twisted versions of the reduced QCD which systematically suppress finite-N corrections. Using a twisted model, we observe the confinement/deconfinement transition on a 1^3 x 2-lattice. The result agrees with large volume simulations of Yang-Mills theory. We also comment that the twisted model can serve as a non-perturbative formulation of the non-commutative Yang-Mills theory.
We introduce field theory techniques through which the deconfinement transition of four-dimensional Yang-Mills theory can be moved to a semi-classical domain where it becomes calculable using two-dimensional field theory. We achieve this through a double- trace deformation of toroidally compactified Yang-Mills theory on R2 \times S1_L \times S1_β. At large N, fixed-L, and arbitrary β, the thermodynamics of the deformed theory is equivalent to that of ordinary Yang-Mills theory at leading order in the large N expansion. At fixed-N, small L and a range of β, the deformed theory maps to a two-dimensional theory with electric and magnetic (order and disorder) perturbations, analogs of which appear in planar spin-systems and statistical physics. We show that in this regime the deconfinement transition is driven by the competition between electric and magnetic perturbations in this two-dimensional theory. This appears to support the scenario proposed by Liao and Shuryak regarding the magnetic component of the quark-gluon plasma at RHIC.
Consequences of large $N$ volume independence are examined in conformal and confining gauge theories. In the large $N$ limit, gauge theories compactified on $\R^{d-k} \times (S^1)^k$ are independent of the $S^1$ radii, provided the theory has unbroken center symmetry. In particular, this implies that a large $N$ gauge theory which, on $\R^d$, flows to an IR fixed point, retains the infinite correlation length and other scale invariant properties of the decompactified theory even when compactified on $\R^{d-k} \times (S^1)^k$. In other words, finite volume effects are $1/N$ suppressed. In lattice formulations of vector-like theories, this implies that numerical studies to determine the boundary between confined and conformal phases may be performed on one-site lattice models. In $N=4$ supersymmetric Yang-Mills theory, the center symmetry realization is a matter of choice: the theory on $\R^{4-k}\times (S^1)^k$ has a moduli space which contains points with all possible realizations of center symmetry. Large $N$ QCD with massive adjoint fermions and one or two compactified dimensions has a rich phase structure with an infinite number of phase transitions coalescing in the zero radius limit.