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Nicolas Papernot

Publications and source records attributed to Nicolas Papernot.

At least 55 records · Page 3Linked to original sources

Decentralised, Collaborative, and Privacy-preserving Machine Learning for Multi-Hospital Data

Machine Learning (ML) has demonstrated its great potential on medical data analysis. Large datasets collected from diverse sources and settings are essential for ML models in healthcare to achieve better accuracy and generalizability. Sharing data across different healthcare institutions is challenging because of complex and varying privacy and regulatory requirements. Hence, it is hard but crucial to allow multiple parties to collaboratively train an ML model leveraging the private datasets available at each party without the need for direct sharing of those datasets or compromising the privacy of the datasets through collaboration. In this paper, we address this challenge by proposing Decentralized, Collaborative, and Privacy-preserving ML for Multi-Hospital Data (DeCaPH). It offers the following key benefits: (1) it allows different parties to collaboratively train an ML model without transferring their private datasets; (2) it safeguards patient privacy by limiting the potential privacy leakage arising from any contents shared across the parties during the training process; and (3) it facilitates the ML model training without relying on a centralized server. We demonstrate the generalizability and power of DeCaPH on three distinct tasks using real-world distributed medical datasets: patient mortality prediction using electronic health records, cell-type classification using single-cell human genomes, and pathology identification using chest radiology images. We demonstrate that the ML models trained with DeCaPH framework have an improved utility-privacy trade-off, showing it enables the models to have good performance while preserving the privacy of the training data points. In addition, the ML models trained with DeCaPH framework in general outperform those trained solely with the private datasets from individual parties, showing that DeCaPH enhances the model generalizability.

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The Curse of Recursion: Training on Generated Data Makes Models Forget

Stable Diffusion revolutionised image creation from descriptive text. GPT-2, GPT-3(.5) and GPT-4 demonstrated astonishing performance across a variety of language tasks. ChatGPT introduced such language models to the general public. It is now clear that large language models (LLMs) are here to stay, and will bring about drastic change in the whole ecosystem of online text and images. In this paper we consider what the future might hold. What will happen to GPT-{n} once LLMs contribute much of the language found online? We find that use of model-generated content in training causes irreversible defects in the resulting models, where tails of the original content distribution disappear. We refer to this effect as Model Collapse and show that it can occur in Variational Autoencoders, Gaussian Mixture Models and LLMs. We build theoretical intuition behind the phenomenon and portray its ubiquity amongst all learned generative models. We demonstrate that it has to be taken seriously if we are to sustain the benefits of training from large-scale data scraped from the web. Indeed, the value of data collected about genuine human interactions with systems will be increasingly valuable in the presence of content generated by LLMs in data crawled from the Internet.

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Advancing Differential Privacy: Where We Are Now and Future Directions for Real-World Deployment

In this article, we present a detailed review of current practices and state-of-the-art methodologies in the field of differential privacy (DP), with a focus of advancing DP's deployment in real-world applications. Key points and high-level contents of the article were originated from the discussions from "Differential Privacy (DP): Challenges Towards the Next Frontier," a workshop held in July 2022 with experts from industry, academia, and the public sector seeking answers to broad questions pertaining to privacy and its implications in the design of industry-grade systems. This article aims to provide a reference point for the algorithmic and design decisions within the realm of privacy, highlighting important challenges and potential research directions. Covering a wide spectrum of topics, this article delves into the infrastructure needs for designing private systems, methods for achieving better privacy/utility trade-offs, performing privacy attacks and auditing, as well as communicating privacy with broader audiences and stakeholders.

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Fairness Feedback Loops: Training on Synthetic Data Amplifies Bias

Model-induced distribution shifts (MIDS) occur as previous model outputs pollute new model training sets over generations of models. This is known as model collapse in the case of generative models, and performative prediction or unfairness feedback loops for supervised models. When a model induces a distribution shift, it also encodes its mistakes, biases, and unfairnesses into the ground truth of its data ecosystem. We introduce a framework that allows us to track multiple MIDS over many generations, finding that they can lead to loss in performance, fairness, and minoritized group representation, even in initially unbiased datasets. Despite these negative consequences, we identify how models might be used for positive, intentional, interventions in their data ecosystems, providing redress for historical discrimination through a framework called algorithmic reparation (AR). We simulate AR interventions by curating representative training batches for stochastic gradient descent to demonstrate how AR can improve upon the unfairnesses of models and data ecosystems subject to other MIDS. Our work takes an important step towards identifying, mitigating, and taking accountability for the unfair feedback loops enabled by the idea that ML systems are inherently neutral and objective.

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Auditing Private Prediction

Differential privacy (DP) offers a theoretical upper bound on the potential privacy leakage of analgorithm, while empirical auditing establishes a practical lower bound. Auditing techniques exist forDP training algorithms. However machine learning can also be made private at inference. We propose thefirst framework for auditing private prediction where we instantiate adversaries with varying poisoningand query capabilities. This enables us to study the privacy leakage of four private prediction algorithms:PATE [Papernot et al., 2016], CaPC [Choquette-Choo et al., 2020], PromptPATE [Duan et al., 2023],and Private-kNN [Zhu et al., 2020]. To conduct our audit, we introduce novel techniques to empiricallyevaluate privacy leakage in terms of Renyi DP. Our experiments show that (i) the privacy analysis ofprivate prediction can be improved, (ii) algorithms which are easier to poison lead to much higher privacyleakage, and (iii) the privacy leakage is significantly lower for adversaries without query control than thosewith full control.

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Architectural Neural Backdoors from First Principles

While previous research backdoored neural networks by changing their parameters, recent work uncovered a more insidious threat: backdoors embedded within the definition of the network's architecture. This involves injecting common architectural components, such as activation functions and pooling layers, to subtly introduce a backdoor behavior that persists even after (full re-)training. However, the full scope and implications of architectural backdoors have remained largely unexplored. Bober-Irizar et al. [2023] introduced the first architectural backdoor; they showed how to create a backdoor for a checkerboard pattern, but never explained how to target an arbitrary trigger pattern of choice. In this work we construct an arbitrary trigger detector which can be used to backdoor an architecture with no human supervision. This leads us to revisit the concept of architecture backdoors and taxonomise them, describing 12 distinct types. To gauge the difficulty of detecting such backdoors, we conducted a user study, revealing that ML developers can only identify suspicious components in common model definitions as backdoors in 37% of cases, while they surprisingly preferred backdoored models in 33% of cases. To contextualize these results, we find that language models outperform humans at the detection of backdoors. Finally, we discuss defenses against architectural backdoors, emphasizing the need for robust and comprehensive strategies to safeguard the integrity of ML systems.

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Regulation Games for Trustworthy Machine Learning

Existing work on trustworthy machine learning (ML) often concentrates on individual aspects of trust, such as fairness or privacy. Additionally, many techniques overlook the distinction between those who train ML models and those responsible for assessing their trustworthiness. To address these issues, we propose a framework that views trustworthy ML as a multi-objective multi-agent optimization problem. This naturally lends itself to a game-theoretic formulation we call regulation games. We illustrate a particular game instance, the SpecGame in which we model the relationship between an ML model builder and fairness and privacy regulators. Regulators wish to design penalties that enforce compliance with their specification, but do not want to discourage builders from participation. Seeking such socially optimal (i.e., efficient for all agents) solutions to the game, we introduce ParetoPlay. This novel equilibrium search algorithm ensures that agents remain on the Pareto frontier of their objectives and avoids the inefficiencies of other equilibria. Simulating SpecGame through ParetoPlay can provide policy guidance for ML Regulation. For instance, we show that for a gender classification application, regulators can enforce a differential privacy budget that is on average 4.0 lower if they take the initiative to specify their desired guarantee first.

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Have it your way: Individualized Privacy Assignment for DP-SGD

When training a machine learning model with differential privacy, one sets a privacy budget. This budget represents a maximal privacy violation that any user is willing to face by contributing their data to the training set. We argue that this approach is limited because different users may have different privacy expectations. Thus, setting a uniform privacy budget across all points may be overly conservative for some users or, conversely, not sufficiently protective for others. In this paper, we capture these preferences through individualized privacy budgets. To demonstrate their practicality, we introduce a variant of Differentially Private Stochastic Gradient Descent (DP-SGD) which supports such individualized budgets. DP-SGD is the canonical approach to training models with differential privacy. We modify its data sampling and gradient noising mechanisms to arrive at our approach, which we call Individualized DP-SGD (IDP-SGD). Because IDP-SGD provides privacy guarantees tailored to the preferences of individual users and their data points, we find it empirically improves privacy-utility trade-offs.

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Robust and Actively Secure Serverless Collaborative Learning

Collaborative machine learning (ML) is widely used to enable institutions to learn better models from distributed data. While collaborative approaches to learning intuitively protect user data, they remain vulnerable to either the server, the clients, or both, deviating from the protocol. Indeed, because the protocol is asymmetric, a malicious server can abuse its power to reconstruct client data points. Conversely, malicious clients can corrupt learning with malicious updates. Thus, both clients and servers require a guarantee when the other cannot be trusted to fully cooperate. In this work, we propose a peer-to-peer (P2P) learning scheme that is secure against malicious servers and robust to malicious clients. Our core contribution is a generic framework that transforms any (compatible) algorithm for robust aggregation of model updates to the setting where servers and clients can act maliciously. Finally, we demonstrate the computational efficiency of our approach even with 1-million parameter models trained by 100s of peers on standard datasets.

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The Adversarial Implications of Variable-Time Inference

Machine learning (ML) models are known to be vulnerable to a number of attacks that target the integrity of their predictions or the privacy of their training data. To carry out these attacks, a black-box adversary must typically possess the ability to query the model and observe its outputs (e.g., labels). In this work, we demonstrate, for the first time, the ability to enhance such decision-based attacks. To accomplish this, we present an approach that exploits a novel side channel in which the adversary simply measures the execution time of the algorithm used to post-process the predictions of the ML model under attack. The leakage of inference-state elements into algorithmic timing side channels has never been studied before, and we have found that it can contain rich information that facilitates superior timing attacks that significantly outperform attacks based solely on label outputs. In a case study, we investigate leakage from the non-maximum suppression (NMS) algorithm, which plays a crucial role in the operation of object detectors. In our examination of the timing side-channel vulnerabilities associated with this algorithm, we identified the potential to enhance decision-based attacks. We demonstrate attacks against the YOLOv3 detector, leveraging the timing leakage to successfully evade object detection using adversarial examples, and perform dataset inference. Our experiments show that our adversarial examples exhibit superior perturbation quality compared to a decision-based attack. In addition, we present a new threat model in which dataset inference based solely on timing leakage is performed. To address the timing leakage vulnerability inherent in the NMS algorithm, we explore the potential and limitations of implementing constant-time inference passes as a mitigation strategy.

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LLM Censorship: A Machine Learning Challenge or a Computer Security Problem?

Large language models (LLMs) have exhibited impressive capabilities in comprehending complex instructions. However, their blind adherence to provided instructions has led to concerns regarding risks of malicious use. Existing defence mechanisms, such as model fine-tuning or output censorship using LLMs, have proven to be fallible, as LLMs can still generate problematic responses. Commonly employed censorship approaches treat the issue as a machine learning problem and rely on another LM to detect undesirable content in LLM outputs. In this paper, we present the theoretical limitations of such semantic censorship approaches. Specifically, we demonstrate that semantic censorship can be perceived as an undecidable problem, highlighting the inherent challenges in censorship that arise due to LLMs' programmatic and instruction-following capabilities. Furthermore, we argue that the challenges extend beyond semantic censorship, as knowledgeable attackers can reconstruct impermissible outputs from a collection of permissible ones. As a result, we propose that the problem of censorship needs to be reevaluated; it should be treated as a security problem which warrants the adaptation of security-based approaches to mitigate potential risks.

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Training Private Models That Know What They Don't Know

Training reliable deep learning models which avoid making overconfident but incorrect predictions is a longstanding challenge. This challenge is further exacerbated when learning has to be differentially private: protection provided to sensitive data comes at the price of injecting additional randomness into the learning process. In this work, we conduct a thorough empirical investigation of selective classifiers -- that can abstain when they are unsure -- under a differential privacy constraint. We find that several popular selective prediction approaches are ineffective in a differentially private setting as they increase the risk of privacy leakage. At the same time, we identify that a recent approach that only uses checkpoints produced by an off-the-shelf private learning algorithm stands out as particularly suitable under DP. Further, we show that differential privacy does not just harm utility but also degrades selective classification performance. To analyze this effect across privacy levels, we propose a novel evaluation mechanism which isolate selective prediction performance across model utility levels. Our experimental results show that recovering the performance level attainable by non-private models is possible but comes at a considerable coverage cost as the privacy budget decreases.

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Tubes Among Us: Analog Attack on Automatic Speaker Identification

Recent years have seen a surge in the popularity of acoustics-enabled personal devices powered by machine learning. Yet, machine learning has proven to be vulnerable to adversarial examples. A large number of modern systems protect themselves against such attacks by targeting artificiality, i.e., they deploy mechanisms to detect the lack of human involvement in generating the adversarial examples. However, these defenses implicitly assume that humans are incapable of producing meaningful and targeted adversarial examples. In this paper, we show that this base assumption is wrong. In particular, we demonstrate that for tasks like speaker identification, a human is capable of producing analog adversarial examples directly with little cost and supervision: by simply speaking through a tube, an adversary reliably impersonates other speakers in eyes of ML models for speaker identification. Our findings extend to a range of other acoustic-biometric tasks such as liveness detection, bringing into question their use in security-critical settings in real life, such as phone banking.

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Flocks of Stochastic Parrots: Differentially Private Prompt Learning for Large Language Models

Large language models (LLMs) are excellent in-context learners. However, the sensitivity of data contained in prompts raises privacy concerns. Our work first shows that these concerns are valid: we instantiate a simple but highly effective membership inference attack against the data used to prompt LLMs. To address this vulnerability, one could forego prompting and resort to fine-tuning LLMs with known algorithms for private gradient descent. However, this comes at the expense of the practicality and efficiency offered by prompting. Therefore, we propose to privately learn to prompt. We first show that soft prompts can be obtained privately through gradient descent on downstream data. However, this is not the case for discrete prompts. Thus, we orchestrate a noisy vote among an ensemble of LLMs presented with different prompts, i.e., a flock of stochastic parrots. The vote privately transfers the flock's knowledge into a single public prompt. We show that LLMs prompted with our private algorithms closely match the non-private baselines. For example, using GPT3 as the base model, we achieve a downstream accuracy of 92.7% on the sst2 dataset with ($ε=0.147, δ=10^{-6}$)-differential privacy vs. 95.2% for the non-private baseline. Through our experiments, we also show that our prompt-based approach is easily deployed with existing commercial APIs.

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Measuring Forgetting of Memorized Training Examples

Machine learning models exhibit two seemingly contradictory phenomena: training data memorization, and various forms of forgetting. In memorization, models overfit specific training examples and become susceptible to privacy attacks. In forgetting, examples which appeared early in training are forgotten by the end. In this work, we connect these phenomena. We propose a technique to measure to what extent models "forget" the specifics of training examples, becoming less susceptible to privacy attacks on examples they have not seen recently. We show that, while non-convex models can memorize data forever in the worst-case, standard image, speech, and language models empirically do forget examples over time. We identify nondeterminism as a potential explanation, showing that deterministically trained models do not forget. Our results suggest that examples seen early when training with extremely large datasets - for instance those examples used to pre-train a model - may observe privacy benefits at the expense of examples seen later.

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Proof-of-Learning is Currently More Broken Than You Think

Proof-of-Learning (PoL) proposes that a model owner logs training checkpoints to establish a proof of having expended the computation necessary for training. The authors of PoL forego cryptographic approaches and trade rigorous security guarantees for scalability to deep learning. They empirically argued the benefit of this approach by showing how spoofing--computing a proof for a stolen model--is as expensive as obtaining the proof honestly by training the model. However, recent work has provided a counter-example and thus has invalidated this observation. In this work we demonstrate, first, that while it is true that current PoL verification is not robust to adversaries, recent work has largely underestimated this lack of robustness. This is because existing spoofing strategies are either unreproducible or target weakened instantiations of PoL--meaning they are easily thwarted by changing hyperparameters of the verification. Instead, we introduce the first spoofing strategies that can be reproduced across different configurations of the PoL verification and can be done for a fraction of the cost of previous spoofing strategies. This is possible because we identify key vulnerabilities of PoL and systematically analyze the underlying assumptions needed for robust verification of a proof. On the theoretical side, we show how realizing these assumptions reduces to open problems in learning theory.We conclude that one cannot develop a provably robust PoL verification mechanism without further understanding of optimization in deep learning.

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When the Curious Abandon Honesty: Federated Learning Is Not Private

In federated learning (FL), data does not leave personal devices when they are jointly training a machine learning model. Instead, these devices share gradients, parameters, or other model updates, with a central party (e.g., a company) coordinating the training. Because data never "leaves" personal devices, FL is often presented as privacy-preserving. Yet, recently it was shown that this protection is but a thin facade, as even a passive, honest-but-curious attacker observing gradients can reconstruct data of individual users contributing to the protocol. In this work, we show a novel data reconstruction attack which allows an active and dishonest central party to efficiently extract user data from the received gradients. While prior work on data reconstruction in FL relies on solving computationally expensive optimization problems or on making easily detectable modifications to the shared model's architecture or parameters, in our attack the central party makes inconspicuous changes to the shared model's weights before sending them out to the users. We call the modified weights of our attack trap weights. Our active attacker is able to recover user data perfectly, i.e., with zero error, even when this data stems from the same class. Recovery comes with near-zero costs: the attack requires no complex optimization objectives. Instead, our attacker exploits inherent data leakage from model gradients and simply amplifies this effect by maliciously altering the weights of the shared model through the trap weights. These specificities enable our attack to scale to fully-connected and convolutional deep neural networks trained with large mini-batches of data. For example, for the high-dimensional vision dataset ImageNet, we perfectly reconstruct more than 50% of the training data points from mini-batches as large as 100 data points.

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Reconstructing Individual Data Points in Federated Learning Hardened with Differential Privacy and Secure Aggregation

Federated learning (FL) is a framework for users to jointly train a machine learning model. FL is promoted as a privacy-enhancing technology (PET) that provides data minimization: data never "leaves" personal devices and users share only model updates with a server (e.g., a company) coordinating the distributed training. While prior work showed that in vanilla FL a malicious server can extract users' private data from the model updates, in this work we take it further and demonstrate that a malicious server can reconstruct user data even in hardened versions of the protocol. More precisely, we propose an attack against FL protected with distributed differential privacy (DDP) and secure aggregation (SA). Our attack method is based on the introduction of sybil devices that deviate from the protocol to expose individual users' data for reconstruction by the server. The underlying root cause for the vulnerability to our attack is a power imbalance: the server orchestrates the whole protocol and users are given little guarantees about the selection of other users participating in the protocol. Moving forward, we discuss requirements for privacy guarantees in FL. We conclude that users should only participate in the protocol when they trust the server or they apply local primitives such as local DP, shifting power away from the server. Yet, the latter approaches come at significant overhead in terms of performance degradation of the trained model, making them less likely to be deployed in practice.

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