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Peixin Zhang

Publications and source records attributed to Peixin Zhang.

At least 19 recordsLinked to original sources

Tripwire: Triggering Aligned Refusal via Statistically Certified Safety Neurons

Neuron- and path-level interventions offer the finest-grained route to defending large language models (LLMs) against jailbreak attacks, yet existing methods fall short of this promise, i.e., they often compromise model utility significantly. Specifically, one line of work suppresses toxic neurons to erase harmful semantics, but since such semantics are distributed across the network, blocking every pathway forces a large intervention footprint. An alternative line of research focus on identify safety neurons using external classifiers. While promising, the existing approaches suffer from compromising neurons that are important for the model utility as well. Moreover, both approaches remain always on and thus perturb every benign request even when no attack is present. To address these limitations, we present \ours{}, a training-free defense that first identifies safety-specific neurons through per-neuron hypothesis tests under false-discovery-rate control together with a utility-specificity filter. Based on this identification, a trigger-style clamp holds the selected neurons at their harmful-conditional mean activations, injecting an internal harmful-input signal that triggers the refusal behavior learned during alignment. The clamp is then realized by two provably equivalent deployment modes, namely a detector-gated inference-time intervention and an offline bias-patch weight edit. Extensive experiments across four safety-aligned LLMs and four representative attacks demonstrate that \ours{} reduces the average attack success rate to at most 2.0\% while incurring a utility drop of only 0.5\% to 5.3\% on MT-Bench, the smallest among all defenses. Code is available at https://anonymous.4open.science/r/Tripwire-65C4.

cs.AI

Lossless Tensor Compression as Program Synthesis

Model checkpoints are growing in both number and size, which makes archival, transfer, and deployment increasingly costly. General-purpose compressors can reduce storage requirements but ignore tensor structure, whereas existing tensor-specific compressors rely on fixed and format-specific pipelines. We present Brevis, which formulates lossless tensor compression as program synthesis. We design a typed domain-specific language (DSL) that captures recurring tensor structures, such as repeated regions and floating-point fields, through a set of reversible operators. Given a tensor, Brevis synthesizes a self-contained DSL program that reconstructs it bit-exactly. A checkpoint-specific production prior, learned from a small representative sample of tensors, guides a bounded A* search to synthesize compact programs, which can later be executed directly for bit-exact decompression. On 10 public checkpoints spanning language, audio, and image generation models, Brevis reduces 2.13 TB of checkpoint data to 1.41 TB, a 33.93% storage reduction. It produces archives up to 30.87% smaller than those of four general-purpose compressors, including zstd and gzip, and smaller archives than the tensor-specific compressors ZipNN and DFloat11. Under a practical concurrency configuration, Brevis achieves 3.60 GB/s compression and 6.61 GB/s decompression while preserving every source byte.

cs.SE

Forecasting Side Effects of Activation Steering

Activation steering modifies a language model by adding a learned direction to its hidden activations, enabling targeted behavioral changes without retraining. While effective, steering often produces unintended side effects on other behaviors, making it difficult to deploy safely. We therefore ask: can these side effects be forecasted before steering is applied? We answer this question by constructing a cross-effect matrix over a taxonomy of 67 behaviors across three open-weight language models. We find that side effects are common, structured, and often asymmetric, revealing interactions that cannot be explained by existing similarity-based heuristics. Despite this complexity, we show that side effects are largely predictable before steering is performed. Their magnitude depends primarily on the target behavior, while their direction can be forecasted from the model's unsteered representations with substantially higher accuracy than simple baselines. Our results demonstrate that activation steering has systematic and forecastable side effects, enabling proactive safety auditing and more informed deployment of steering interventions.

cs.AI

Efficient and Universal Watermarking for LLM-Generated Code Detection

Large language models (LLMs) have significantly enhanced the usability of AI-generated code, providing effective assistance to programmers. This advancement also raises ethical and legal concerns, such as academic dishonesty and the generation of malicious code. For accountability, it is imperative to detect whether a piece of code is AI-generated. Watermarking is broadly considered a promising solution and has been successfully applied to identify LLM-generated text. However, existing efforts on code are far from ideal, suffering from limited universality and excessive time and memory consumption. In this work, we propose a plug-and-play watermarking approach for AI-generated code detection, named ACW (AI Code Watermarking). ACW is training-free and works by selectively applying a set of carefully-designed, semantic-preserving and idempotent code transformations to LLM code outputs. The presence or absence of the transformations serves as implicit watermarks, enabling the detection of AI-generated code. Our experimental results show that ACW effectively and efficiently detects AI-generated code, preserves code utility, and is resilient against potential code disruptions. Especially, ACW is universal across different LLMs, addressing the limitations of existing approaches.

cs.CR

DDOR: Delta Debugging for Explainable Overrefusal Testing and Repair

While safety alignment and guardrails help large language models (LLMs) avoid harmful outputs, they can also induce overrefusal, i.e., unwarranted rejection of benign queries that merely appear risky. We present DDOR (Delta Debugging for OverRefusal), a fully automated and explainable framework for overrefusal testing and repair in a black-box setting, where only model inputs and outputs are accessible and internal safety mechanisms remain opaque. DDOR applies delta debugging to localize minimal refusal-triggering fragments (mRTFs) that provide phrase-level, explainable evidence for why a refusal occurs. Conditioned on these mRTFs, DDOR generates diverse, context-rich prompts and performs multi-oracle validation to filter intrinsically unsafe or ambiguous cases, producing scalable and model-specific overrefusal test suites (approximately 1K cases per model). Beyond evaluation, we further leverage localized mRTFs to perform targeted prompt repair, substantially reducing overrefusal while preserving the original intent and maintaining safety on genuinely harmful inputs. Overall, DDOR offers a practical end-to-end solution to both evaluate and mitigate overrefusal, improving LLM usability without sacrificing safety.

cs.SE

ClawGuard: A Runtime Security Framework for Tool-Augmented LLM Agents Against Indirect Prompt Injection

Tool-augmented Large Language Model (LLM) agents have demonstrated impressive capabilities in automating complex, multi-step real-world tasks, yet remain vulnerable to indirect prompt injection. Adversaries exploit this weakness by embedding malicious instructions within tool-returned content, which agents directly incorporate into their conversation history as trusted observations. To address these vulnerabilities, we introduce \textsc{ClawGuard}, a novel runtime security framework that enforces a user-confirmed rule set at every tool-call boundary, transforming unreliable alignment-dependent defense into a deterministic, auditable mechanism that intercepts adversarial tool calls before any real-world effect is produced. By automatically deriving task-specific access constraints from the user's stated objective prior to any external tool invocation, \textsc{ClawGuard} blocks all three injection pathways without model modification or infrastructure change. Experiments across five state-of-the-art language models on six injection benchmarks covering web, local, MCP, and skill channels, as well as three utility benchmarks covering OS, web, and code tasks, demonstrate that \textsc{ClawGuard} achieves robust protection against indirect prompt injection without compromising agent utility or introducing significant token overhead. This work establishes deterministic tool-call boundary enforcement as an effective defense mechanism for secure agentic AI systems. Code is publicly available at github.com/Claw-Guard/ClawGuard/.

cs.CR

Towards Provably Unlearnable Examples via Bayes Error Optimisation

The recent success of machine learning models, especially large-scale classifiers and language models, relies heavily on training with massive data. These data are often collected from online sources. This raises serious concerns about the protection of user data, as individuals may not have given consent for their data to be used in training. To address this concern, recent studies introduce the concept of unlearnable examples, i.e., data instances that appear natural but are intentionally altered to prevent models from effectively learning from them. While existing methods demonstrate empirical effectiveness, they typically rely on heuristic trials and lack formal guarantees. Besides, when unlearnable examples are mixed with clean data, as is often the case in practice, their unlearnability disappears. In this work, we propose a novel approach to constructing unlearnable examples by systematically maximising the Bayes error, a measurement of irreducible classification error. We develop an optimisation-based approach and provide an efficient solution using projected gradient ascent. Our method provably increases the Bayes error and remains effective when the unlearning examples are mixed with clean samples. Experimental results across multiple datasets and model architectures are consistent with our theoretical analysis and show that our approach can restrict data learnability, effectively in practice.

cs.AI

PRUNE: A Patching Based Repair Framework for Certifiable Unlearning of Neural Networks

It is often desirable to remove (a.k.a. unlearn) a specific part of the training data from a trained neural network model. A typical application scenario is to protect the data holder's right to be forgotten, which has been promoted by many recent regulation rules. Existing unlearning methods involve training alternative models with remaining data, which may be costly and challenging to verify from the data holder or a thirdparty auditor's perspective. In this work, we provide a new angle and propose a novel unlearning approach by imposing carefully crafted "patch" on the original neural network to achieve targeted "forgetting" of the requested data to delete. Specifically, inspired by the research line of neural network repair, we propose to strategically seek a lightweight minimum "patch" for unlearning a given data point with certifiable guarantee. Furthermore, to unlearn a considerable amount of data points (or an entire class), we propose to iteratively select a small subset of representative data points to unlearn, which achieves the effect of unlearning the whole set. Extensive experiments on multiple categorical datasets demonstrates our approach's effectiveness, achieving measurable unlearning while preserving the model's performance and being competitive in efficiency and memory consumption compared to various baseline methods.

cs.LG

Rounding-Guided Backdoor Injection in Deep Learning Model Quantization

Model quantization is a popular technique for deploying deep learning models on resource-constrained environments. However, it may also introduce previously overlooked security risks. In this work, we present QuRA, a novel backdoor attack that exploits model quantization to embed malicious behaviors. Unlike conventional backdoor attacks relying on training data poisoning or model training manipulation, QuRA solely works using the quantization operations. In particular, QuRA first employs a novel weight selection strategy to identify critical weights that influence the backdoor target (with the goal of perserving the model's overall performance in mind). Then, by optimizing the rounding direction of these weights, we amplify the backdoor effect across model layers without degrading accuracy. Extensive experiments demonstrate that QuRA achieves nearly 100% attack success rates in most cases, with negligible performance degradation. Furthermore, we show that QuRA can adapt to bypass existing backdoor defenses, underscoring its threat potential. Our findings highlight critical vulnerability in widely used model quantization process, emphasizing the need for more robust security measures. Our implementation is available at https://github.com/cxx122/QuRA.

cs.CR

LLMScan: Causal Scan for LLM Misbehavior Detection

Despite the success of Large Language Models (LLMs) across various fields, their potential to generate untruthful, biased and harmful responses poses significant risks, particularly in critical applications. This highlights the urgent need for systematic methods to detect and prevent such misbehavior. While existing approaches target specific issues such as harmful responses, this work introduces LLMScan, an innovative LLM monitoring technique based on causality analysis, offering a comprehensive solution. LLMScan systematically monitors the inner workings of an LLM through the lens of causal inference, operating on the premise that the LLM's `brain' behaves differently when misbehaving. By analyzing the causal contributions of the LLM's input tokens and transformer layers, LLMScan effectively detects misbehavior. Extensive experiments across various tasks and models reveal clear distinctions in the causal distributions between normal behavior and misbehavior, enabling the development of accurate, lightweight detectors for a variety of misbehavior detection tasks.

cs.AI

Enhancing Diagnostic Accuracy in Rare and Common Fundus Diseases with a Knowledge-Rich Vision-Language Model

Previous foundation models for fundus images were pre-trained with limited disease categories and knowledge base. Here we introduce a knowledge-rich vision-language model (RetiZero) that leverages knowledge from more than 400 fundus diseases. For RetiZero's pretraining, we compiled 341,896 fundus images paired with texts, sourced from public datasets, ophthalmic literature, and online resources, encompassing a diverse range of diseases across multiple ethnicities and countries. RetiZero exhibits remarkable performance in several downstream tasks, including zero-shot disease recognition, image-to-image retrieval, AI-assisted clinical diagnosis,few-shot fine-tuning, and internal- and cross-domain disease identification. In zero-shot scenarios, RetiZero achieves Top-5 accuracies of 0.843 for 15 diseases and 0.756 for 52 diseases. For image retrieval, it achieves Top-5 scores of 0.950 and 0.886 for the same sets, respectively. AI-assisted clinical diagnosis results show that RetiZero's Top-3 zero-shot performance surpasses the average of 19 ophthalmologists from Singapore, China, and the United States. RetiZero substantially enhances clinicians' accuracy in diagnosing fundus diseases, in particularly rare ones. These findings underscore the value of integrating the RetiZero into clinical settings, where various fundus diseases are encountered.

eess.IV

Drone Remote Identification Based on Zadoff-Chu Sequences and Time-Frequency Images

We propose an algorithm based on Zadoff-Chu (ZC) sequences and time-frequency images (TFI) to achieve drone remote identification (RID). Specifically, by analyzing the modulation parameters and frame structures of drone ratio-frequency (RF) signals in the DroneRFa dataset, we extract prior information about ZC sequences with surprising correlation properties and robustness. Cross-correlation is performed between locally generated ZC sequences and drone signals to derive ZC sequence-based features. Then, these ZF sequence features are fused with TFI features containing communication protocol information to achieve drone RID. To reduce computational costs, data reduction of the cross-correlation features is performed by analyzing the frame structures and modulation parameters, ensuring that the feature performance remained unaffected. Three feature fusion methods, namely probability-weighted addition, feature vector addition, and feature vector concatenation, are analyzed. Simulation results demonstrate that the proposed algorithm improves the average accuracy by at least 2.5\% compared to existing methods, which also indicate robust RID performance under burst interference and background noise. For RF sampling signals at varying flight distances, the proposed algorithm achieves a maximum accuracy of 99.11\%.

eess.SP

RedTest: Towards Measuring Redundancy in Deep Neural Networks Effectively

Deep learning has revolutionized computing in many real-world applications, arguably due to its remarkable performance and extreme convenience as an end-to-end solution. However, deep learning models can be costly to train and to use, especially for those large-scale models, making it necessary to optimize the original overly complicated models into smaller ones in scenarios with limited resources such as mobile applications or simply for resource saving. The key question in such model optimization is, how can we effectively identify and measure the redundancy in a deep learning model structure. While several common metrics exist in the popular model optimization techniques to measure the performance of models after optimization, they are not able to quantitatively inform the degree of remaining redundancy. To address the problem, we present a novel testing approach, i.e., RedTest, which proposes a novel testing metric called Model Structural Redundancy Score (MSRS) to quantitatively measure the degree of redundancy in a deep learning model structure. We first show that MSRS is effective in both revealing and assessing the redundancy issues in many state-of-the-art models, which urgently calls for model optimization. Then, we utilize MSRS to assist deep learning model developers in two practical application scenarios: 1) in Neural Architecture Search, we design a novel redundancy-aware algorithm to guide the search for the optimal model structure and demonstrate its effectiveness by comparing it to existing standard NAS practice; 2) in the pruning of large-scale pre-trained models, we prune the redundant layers of pre-trained models with the guidance of layer similarity to derive less redundant ones of much smaller size. Extensive experimental results demonstrate that removing such redundancy has a negligible effect on the model utility.

cs.LG

Exploiting Machine Unlearning for Backdoor Attacks in Deep Learning System

In recent years, the security issues of artificial intelligence have become increasingly prominent due to the rapid development of deep learning research and applications. Backdoor attack is an attack targeting the vulnerability of deep learning models, where hidden backdoors are activated by triggers embedded by the attacker, thereby outputting malicious predictions that may not align with the intended output for a given input. In this work, we propose a novel black-box backdoor attack based on machine unlearning. The attacker first augments the training set with carefully designed samples, including poison and mitigation data, to train a `benign' model. Then, the attacker posts unlearning requests for the mitigation samples to remove the impact of relevant data on the model, gradually activating the hidden backdoor. Since backdoors are implanted during the iterative unlearning process, it significantly increases the computational overhead of existing defense methods for backdoor detection or mitigation. To address this new security threat, we proposes two methods for detecting or mitigating such malicious unlearning requests. We conduct the experiment in both exact unlearning and approximate unlearning (i.e., SISA) settings. Experimental results indicate that: 1) our attack approach can successfully implant backdoor into the model, and sharding increases the difficult of attack; 2) our detection algorithms are effective in identifying the mitigation samples, while sharding reduces the effectiveness of our detection algorithms.

cs.CR

Towards Certified Probabilistic Robustness with High Accuracy

Adversarial examples pose a security threat to many critical systems built on neural networks (such as face recognition systems, and self-driving cars). While many methods have been proposed to build robust models, how to build certifiably robust yet accurate neural network models remains an open problem. For example, adversarial training improves empirical robustness, but they do not provide certification of the model's robustness. On the other hand, certified training provides certified robustness but at the cost of a significant accuracy drop. In this work, we propose a novel approach that aims to achieve both high accuracy and certified probabilistic robustness. Our method has two parts, i.e., a probabilistic robust training method with an additional goal of minimizing variance in terms of divergence and a runtime inference method for certified probabilistic robustness of the prediction. The latter enables efficient certification of the model's probabilistic robustness at runtime with statistical guarantees. This is supported by our training objective, which minimizes the variance of the model's predictions in a given vicinity, derived from a general definition of model robustness. Our approach works for a variety of perturbations and is reasonably efficient. Our experiments on multiple models trained on different datasets demonstrate that our approach significantly outperforms existing approaches in terms of both certification rate and accuracy.

cs.LG

Fairness Testing of Deep Image Classification with Adequacy Metrics

As deep image classification applications, e.g., face recognition, become increasingly prevalent in our daily lives, their fairness issues raise more and more concern. It is thus crucial to comprehensively test the fairness of these applications before deployment. Existing fairness testing methods suffer from the following limitations: 1) applicability, i.e., they are only applicable for structured data or text without handling the high-dimensional and abstract domain sampling in the semantic level for image classification applications; 2) functionality, i.e., they generate unfair samples without providing testing criterion to characterize the model's fairness adequacy. To fill the gap, we propose DeepFAIT, a systematic fairness testing framework specifically designed for deep image classification applications. DeepFAIT consists of several important components enabling effective fairness testing of deep image classification applications: 1) a neuron selection strategy to identify the fairness-related neurons; 2) a set of multi-granularity adequacy metrics to evaluate the model's fairness; 3) a test selection algorithm for fixing the fairness issues efficiently. We have conducted experiments on widely adopted large-scale face recognition applications, i.e., VGGFace and FairFace. The experimental results confirm that our approach can effectively identify the fairness-related neurons, characterize the model's fairness, and select the most valuable test cases to mitigate the model's fairness issues.

cs.LG

Automatic Fairness Testing of Neural Classifiers through Adversarial Sampling

Although deep learning has demonstrated astonishing performance in many applications, there are still concerns about its dependability. One desirable property of deep learning applications with societal impact is fairness (i.e., non-discrimination). Unfortunately, discrimination might be intrinsically embedded into the models due to the discrimination in the training data. As a countermeasure, fairness testing systemically identifies discriminatory samples, which can be used to retrain the model and improve the model's fairness. Existing fairness testing approaches however have two major limitations. Firstly, they only work well on traditional machine learning models and have poor performance (e.g., effectiveness and efficiency) on deep learning models. Secondly, they only work on simple structured (e.g., tabular) data and are not applicable for domains such as text. In this work, we bridge the gap by proposing a scalable and effective approach for systematically searching for discriminatory samples while extending existing fairness testing approaches to address a more challenging domain, i.e., text classification. Compared with state-of-the-art methods, our approach only employs lightweight procedures like gradient computation and clustering, which is significantly more scalable and effective. Experimental results show that on average, our approach explores the search space much more effectively (9.62 and 2.38 times more than the state-of-the-art methods respectively on tabular and text datasets) and generates much more discriminatory samples (24.95 and 2.68 times) within a same reasonable time. Moreover, the retrained models reduce discrimination by 57.2% and 60.2% respectively on average.

cs.LG

There is Limited Correlation between Coverage and Robustness for Deep Neural Networks

Deep neural networks (DNN) are increasingly applied in safety-critical systems, e.g., for face recognition, autonomous car control and malware detection. It is also shown that DNNs are subject to attacks such as adversarial perturbation and thus must be properly tested. Many coverage criteria for DNN since have been proposed, inspired by the success of code coverage criteria for software programs. The expectation is that if a DNN is a well tested (and retrained) according to such coverage criteria, it is more likely to be robust. In this work, we conduct an empirical study to evaluate the relationship between coverage, robustness and attack/defense metrics for DNN. Our study is the largest to date and systematically done based on 100 DNN models and 25 metrics. One of our findings is that there is limited correlation between coverage and robustness, i.e., improving coverage does not help improve the robustness. Our dataset and implementation have been made available to serve as a benchmark for future studies on testing DNN.

cs.LG