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Pengfei Cao

Publications and source records attributed to Pengfei Cao.

At least 37 records · Page 2Linked to original sources

EvoEdit: Lifelong Free-Text Knowledge Editing through Latent Perturbation Augmentation and Knowledge-driven Parameter Fusion

Adjusting the outdated knowledge of large language models (LLMs) after deployment remains a major challenge. This difficulty has spurred the development of knowledge editing, which seeks to accurately and efficiently modify a model's internal (parametric) knowledge without retraining it from scratch. However, existing methods suffer from two limitations. First, they depend on structured triplets that are misaligned with the free-text nature of LLM pretraining and fail to capture the nuanced relationships among facts. Second, they typically support one-time knowledge updates, with relatively limited research on the problem of sequential or lifelong editing. To address these gaps, we propose a new task, Lifelong Free-text Knowledge Editing (LF-Edit), which enables models to incorporate updates expressed in natural language and supports continual editing over time. Despite its promise, LF-Edit faces the dual challenge of integrating new knowledge while mitigating the forgetting of prior information. To foster research on this new task, we construct a large-scale benchmark, Multi-Rank Lifelong Free-text Editing Benchmark (MRLF-Bench), containing 16,835 free-text edit requests. We further design a cognitively inspired multi-rank evaluation framework encompassing four levels: memorization, understanding, constrained comprehension, and reasoning. To tackle the challenges inherent in LF-Edit, we introduce a novel approach named EvoEdit that enhances knowledge injection through Latent Perturbation Augmentation and preserves prior information via Knowledge-driven Parameter Fusion. Experimental results demonstrate that EvoEdit substantially outperforms existing knowledge editing methods on the proposed LF-Edit task.

cs.CL↗

LLM-based Agents Suffer from Hallucinations: A Survey of Taxonomy, Methods, and Directions

Driven by the rapid advancements of Large Language Models (LLMs), LLM-based agents have emerged as powerful intelligent systems capable of human-like cognition, reasoning, and interaction. These agents are increasingly being deployed across diverse real-world applications, including student education, scientific research, and financial analysis. However, despite their remarkable potential, LLM-based agents remain vulnerable to hallucination issues, which can result in erroneous task execution and undermine the reliability of the overall system design. Addressing this critical challenge requires a deep understanding and a systematic consolidation of recent advances on LLM-based agents. To this end, we present the first comprehensive survey of hallucinations in LLM-based agents. By carefully analyzing the complete workflow of agents, we propose a new taxonomy that identifies different types of agent hallucinations occurring at different stages. Furthermore, we conduct an in-depth examination of eighteen triggering causes underlying the emergence of agent hallucinations. Through a detailed review of a large number of existing studies, we summarize approaches for hallucination mitigation and detection, and highlight promising directions for future research. We hope this survey will inspire further efforts toward addressing hallucinations in LLM-based agents, ultimately contributing to the development of more robust and reliable agent systems.

cs.AI↗

Bias-Restrained Prefix Representation Finetuning for Mathematical Reasoning

Parameter-Efficient finetuning (PEFT) enhances model performance on downstream tasks by updating a minimal subset of parameters. Representation finetuning (ReFT) methods further improve efficiency by freezing model weights and optimizing internal representations with fewer parameters than PEFT, outperforming PEFT on several tasks. However, ReFT exhibits a significant performance decline on mathematical reasoning tasks. To address this problem, the paper demonstrates that ReFT's poor performance on mathematical tasks primarily stems from its struggle to generate effective reasoning prefixes during the early inference phase. Moreover, ReFT disturbs the numerical encoding and the error accumulats during the CoT stage. Based on these observations, this paper proposes Bias-REstrained Prefix Representation FineTuning (BREP ReFT), which enhances ReFT's mathematical reasoning capability by truncating training data to optimize the generation of initial reasoning prefixes, intervening on the early inference stage to prevent error accumulation, and constraining the intervention vectors' magnitude to avoid disturbing numerical encoding. Extensive experiments across diverse model architectures demonstrate BREP's superior effectiveness, efficiency, and robust generalization capability, outperforming both standard ReFT and weight-based PEFT methods on the task of mathematical reasoning. The source code is available at https://github.com/LiangThree/BREP.

cs.LG↗

Omni-Reward: Towards Generalist Omni-Modal Reward Modeling with Free-Form Preferences

Reward models (RMs) play a critical role in aligning AI behaviors with human preferences, yet they face two fundamental challenges: (1) Modality Imbalance, where most RMs are mainly focused on text and image modalities, offering limited support for video, audio, and other modalities; and (2) Preference Rigidity, where training on fixed binary preference pairs fails to capture the complexity and diversity of personalized preferences. To address the above challenges, we propose Omni-Reward, a step toward generalist omni-modal reward modeling with support for free-form preferences, consisting of: (1) Evaluation: We introduce Omni-RewardBench, the first omni-modal RM benchmark with free-form preferences, covering nine tasks across five modalities including text, image, video, audio, and 3D; (2) Data: We construct Omni-RewardData, a multimodal preference dataset comprising 248K general preference pairs and 69K instruction-tuning pairs for training generalist omni-modal RMs; (3) Model: We propose Omni-RewardModel, which includes both discriminative and generative RMs, and achieves strong performance on Omni-RewardBench as well as other widely used reward modeling benchmarks.

cs.CL↗

A Troublemaker with Contagious Jailbreak Makes Chaos in Honest Towns

With the development of large language models, they are widely used as agents in various fields. A key component of agents is memory, which stores vital information but is susceptible to jailbreak attacks. Existing research mainly focuses on single-agent attacks and shared memory attacks. However, real-world scenarios often involve independent memory. In this paper, we propose the Troublemaker Makes Chaos in Honest Town (TMCHT) task, a large-scale, multi-agent, multi-topology text-based attack evaluation framework. TMCHT involves one attacker agent attempting to mislead an entire society of agents. We identify two major challenges in multi-agent attacks: (1) Non-complete graph structure, (2) Large-scale systems. We attribute these challenges to a phenomenon we term toxicity disappearing. To address these issues, we propose an Adversarial Replication Contagious Jailbreak (ARCJ) method, which optimizes the retrieval suffix to make poisoned samples more easily retrieved and optimizes the replication suffix to make poisoned samples have contagious ability. We demonstrate the superiority of our approach in TMCHT, with 23.51%, 18.95%, and 52.93% improvements in line topology, star topology, and 100-agent settings. Encourage community attention to the security of multi-agent systems.

cs.CL↗

Agent-RewardBench: Towards a Unified Benchmark for Reward Modeling across Perception, Planning, and Safety in Real-World Multimodal Agents

As Multimodal Large Language Models (MLLMs) advance, multimodal agents show promise in real-world tasks like web navigation and embodied intelligence. However, due to limitations in a lack of external feedback, these agents struggle with self-correction and generalization. A promising approach is to use reward models as external feedback, but there is no clear on how to select reward models for agents. Thus, there is an urgent need to build a reward bench targeted at agents. To address these challenges, we propose Agent-RewardBench, a benchmark designed to evaluate reward modeling ability in MLLMs. The benchmark is characterized by three key features: (1) Multiple dimensions and real-world agent scenarios evaluation. It covers perception, planning, and safety with 7 scenarios; (2) Step-level reward evaluation. It allows for the assessment of agent capabilities at the individual steps of a task, providing a more granular view of performance during the planning process; and (3) Appropriately difficulty and high-quality. We carefully sample from 10 diverse models, difficulty control to maintain task challenges, and manual verification to ensure the integrity of the data. Experiments demonstrate that even state-of-the-art multimodal models show limited performance, highlighting the need for specialized training in agent reward modeling. Code is available at github.

cs.CL↗

Know-MRI: A Knowledge Mechanisms Revealer&Interpreter for Large Language Models

As large language models (LLMs) continue to advance, there is a growing urgency to enhance the interpretability of their internal knowledge mechanisms. Consequently, many interpretation methods have emerged, aiming to unravel the knowledge mechanisms of LLMs from various perspectives. However, current interpretation methods differ in input data formats and interpreting outputs. The tools integrating these methods are only capable of supporting tasks with specific inputs, significantly constraining their practical applications. To address these challenges, we present an open-source Knowledge Mechanisms Revealer&Interpreter (Know-MRI) designed to analyze the knowledge mechanisms within LLMs systematically. Specifically, we have developed an extensible core module that can automatically match different input data with interpretation methods and consolidate the interpreting outputs. It enables users to freely choose appropriate interpretation methods based on the inputs, making it easier to comprehensively diagnose the model's internal knowledge mechanisms from multiple perspectives. Our code is available at https://github.com/nlpkeg/Know-MRI. We also provide a demonstration video on https://youtu.be/NVWZABJ43Bs.

cs.CL↗

Towards Better Chain-of-Thought: A Reflection on Effectiveness and Faithfulness

Chain-of-thought (CoT) prompting demonstrates varying performance under different reasoning tasks. Previous work attempts to evaluate it but falls short in providing an in-depth analysis of patterns that influence the CoT. In this paper, we study the CoT performance from the perspective of effectiveness and faithfulness. For the former, we identify key factors that influence CoT effectiveness on performance improvement, including problem difficulty, information gain, and information flow. For the latter, we interpret the unfaithful CoT issue by conducting a joint analysis of the information interaction among the question, CoT, and answer. The result demonstrates that, when the LLM predicts answers, it can recall correct information missing in the CoT from the question, leading to the problem. Finally, we propose a novel algorithm to mitigate this issue, in which we recall extra information from the question to enhance the CoT generation and evaluate CoTs based on their information gain. Extensive experiments demonstrate that our approach enhances both the faithfulness and effectiveness of CoT.

cs.CL↗

Large Language Models for Planning: A Comprehensive and Systematic Survey

Planning represents a fundamental capability of intelligent agents, requiring comprehensive environmental understanding, rigorous logical reasoning, and effective sequential decision-making. While Large Language Models (LLMs) have demonstrated remarkable performance on certain planning tasks, their broader application in this domain warrants systematic investigation. This paper presents a comprehensive review of LLM-based planning. Specifically, this survey is structured as follows: First, we establish the theoretical foundations by introducing essential definitions and categories about automated planning. Next, we provide a detailed taxonomy and analysis of contemporary LLM-based planning methodologies, categorizing them into three principal approaches: 1) External Module Augmented Methods that combine LLMs with additional components for planning, 2) Finetuning-based Methods that involve using trajectory data and feedback signals to adjust LLMs in order to improve their planning abilities, and 3) Searching-based Methods that break down complex tasks into simpler components, navigate the planning space, or enhance decoding strategies to find the best solutions. Subsequently, we systematically summarize existing evaluation frameworks, including benchmark datasets, evaluation metrics and performance comparisons between representative planning methods. Finally, we discuss the underlying mechanisms enabling LLM-based planning and outline promising research directions for this rapidly evolving field. We hope this survey will serve as a valuable resource to inspire innovation and drive progress in this field.

cs.AI↗

Revealing the Deceptiveness of Knowledge Editing: A Mechanistic Analysis of Superficial Editing

Knowledge editing, which aims to update the knowledge encoded in language models, can be deceptive. Despite the fact that many existing knowledge editing algorithms achieve near-perfect performance on conventional metrics, the models edited by them are still prone to generating original knowledge. This paper introduces the concept of "superficial editing" to describe this phenomenon. Our comprehensive evaluation reveals that this issue presents a significant challenge to existing algorithms. Through systematic investigation, we identify and validate two key factors contributing to this issue: (1) the residual stream at the last subject position in earlier layers and (2) specific attention modules in later layers. Notably, certain attention heads in later layers, along with specific left singular vectors in their output matrices, encapsulate the original knowledge and exhibit a causal relationship with superficial editing. Furthermore, we extend our analysis to the task of superficial unlearning, where we observe consistent patterns in the behavior of specific attention heads and their corresponding left singular vectors, thereby demonstrating the robustness and broader applicability of our methodology and conclusions. Our code is available here.

cs.CL↗

Evaluating Personalized Tool-Augmented LLMs from the Perspectives of Personalization and Proactivity

Personalized tool utilization is essential for aligning large language models (LLMs) with user preference in interaction scenarios with various tools. However, most of the current benchmarks primarily focus on either personalization of text generation or direct tool-utilizing, without considering both. In this work, we introduce a novel benchmark ETAPP for evaluating personalized tool invocation, establishing a sandbox environment, and a comprehensive dataset of 800 testing cases covering diverse user profiles. To improve the accuracy of our evaluation, we propose a key-point-based LLM evaluation method, mitigating biases in the LLM-as-a-judge system by manually annotating key points for each test case and providing them to LLM as the reference. Additionally, we evaluate the excellent LLMs and provide an in-depth analysis. Furthermore, we investigate the impact of different tool-invoking strategies on LLMs' personalization performance and the effects of fine-tuning in our task. The effectiveness of our preference-setting and key-point-based evaluation method is also validated. Our findings offer insights into improving personalized LLM agents. Our Code is available at https://github.com/hypasd-art/ETAPP.

cs.CL↗

MIRAGE: Evaluating and Explaining Inductive Reasoning Process in Language Models

Inductive reasoning is an essential capability for large language models (LLMs) to achieve higher intelligence, which requires the model to generalize rules from observed facts and then apply them to unseen examples. We present MIRAGE, a synthetic dataset that addresses the limitations of previous work, specifically the lack of comprehensive evaluation and flexible test data. In it, we evaluate LLMs' capabilities in both the inductive and deductive stages, allowing for flexible variation in input distribution, task scenario, and task difficulty to analyze the factors influencing LLMs' inductive reasoning. Based on these multi-faceted evaluations, we demonstrate that the LLM is a poor rule-based reasoner. In many cases, when conducting inductive reasoning, they do not rely on a correct rule to answer the unseen case. From the perspectives of different prompting methods, observation numbers, and task forms, models tend to consistently conduct correct deduction without correct inductive rules. Besides, we find that LLMs are good neighbor-based reasoners. In the inductive reasoning process, the model tends to focus on observed facts that are close to the current test example in feature space. By leveraging these similar examples, the model maintains strong inductive capabilities within a localized region, significantly improving its deductive performance.

cs.CL↗

Knowledge Localization: Mission Not Accomplished? Enter Query Localization!

Large language models (LLMs) store extensive factual knowledge, but the mechanisms behind how they store and express this knowledge remain unclear. The Knowledge Neuron (KN) thesis is a prominent theory for explaining these mechanisms. This theory is based on the Knowledge Localization (KL) assumption, which suggests that a fact can be localized to a few knowledge storage units, namely knowledge neurons. However, this assumption has two limitations: first, it may be too rigid regarding knowledge storage, and second, it neglects the role of the attention module in knowledge expression. In this paper, we first re-examine the KL assumption and demonstrate that its limitations do indeed exist. To address these, we then present two new findings, each targeting one of the limitations: one focusing on knowledge storage and the other on knowledge expression. We summarize these findings as \textbf{Query Localization} (QL) assumption and argue that the KL assumption can be viewed as a simplification of the QL assumption. Based on QL assumption, we further propose the Consistency-Aware KN modification method, which improves the performance of knowledge modification, further validating our new assumption. We conduct 39 sets of experiments, along with additional visualization experiments, to rigorously confirm our conclusions. Code is available at https://github.com/heng840/KnowledgeLocalization.

cs.CL↗

The Knowledge Microscope: Features as Better Analytical Lenses than Neurons

Previous studies primarily utilize MLP neurons as units of analysis for understanding the mechanisms of factual knowledge in Language Models (LMs); however, neurons suffer from polysemanticity, leading to limited knowledge expression and poor interpretability. In this paper, we first conduct preliminary experiments to validate that Sparse Autoencoders (SAE) can effectively decompose neurons into features, which serve as alternative analytical units. With this established, our core findings reveal three key advantages of features over neurons: (1) Features exhibit stronger influence on knowledge expression and superior interpretability. (2) Features demonstrate enhanced monosemanticity, showing distinct activation patterns between related and unrelated facts. (3) Features achieve better privacy protection than neurons, demonstrated through our proposed FeatureEdit method, which significantly outperforms existing neuron-based approaches in erasing privacy-sensitive information from LMs.Code and dataset will be available.

cs.CL↗

Knowledge in Superposition: Unveiling the Failures of Lifelong Knowledge Editing for Large Language Models

Knowledge editing aims to update outdated or incorrect knowledge in large language models (LLMs). However, current knowledge editing methods have limited scalability for lifelong editing. This study explores the fundamental reason why knowledge editing fails in lifelong editing. We begin with the closed-form solution derived from linear associative memory, which underpins state-of-the-art knowledge editing methods. We extend the solution from single editing to lifelong editing, and through rigorous mathematical derivation, identify an interference term in the final solution, suggesting that editing knowledge may impact irrelevant knowledge. Further analysis of the interference term reveals a close relationship with superposition between knowledge representations. When knowledge superposition does not exist in language models, the interference term vanishes, allowing for lossless knowledge editing. Experiments across numerous language models reveal that knowledge superposition is universal, exhibiting high kurtosis, zero mean, and heavy-tailed distributions with clear scaling laws. Ultimately, by combining theory and experiments, we demonstrate that knowledge superposition is the fundamental reason for the failure of lifelong editing. Moreover, this is the first study to investigate knowledge editing from the perspective of superposition and provides a comprehensive observation of superposition across numerous real-world language models. Code available at https://github.com/ChenhuiHu/knowledge_in_superposition.

cs.CL↗

Short-time Variational Mode Decomposition

Variational mode decomposition (VMD) and its extensions like Multivariate VMD (MVMD) decompose signals into ensembles of band-limited modes with narrow central frequencies. These methods utilize Fourier transformations to shift signals between time and frequency domains. However, since Fourier transformations span the entire time-domain signal, they are suboptimal for non-stationary time series. We introduce Short-Time Variational Mode Decomposition (STVMD), an innovative extension of the VMD algorithm that incorporates the Short-Time Fourier transform (STFT) to minimize the impact of local disturbances. STVMD segments signals into short time windows, converting these segments into the frequency domain. It then formulates a variational optimization problem to extract band-limited modes representing the windowed data. The optimization aims to minimize the sum of the bandwidths of these modes across the windowed data, extending the cost functions used in VMD and MVMD. Solutions are derived using the alternating direction method of multipliers, ensuring the extraction of modes with narrow bandwidths. STVMD is divided into dynamic and non-dynamic types, depending on whether the central frequencies vary with time. Our experiments show that non-dynamic STVMD is comparable to VMD with properly sized time windows, while dynamic STVMD better accommodates non-stationary signals, evidenced by reduced mode function errors and tracking of dynamic central frequencies. This effectiveness is validated by steady-state visual-evoked potentials in electroencephalogram signals.

cs.IT↗

RAG-RewardBench: Benchmarking Reward Models in Retrieval Augmented Generation for Preference Alignment

Despite the significant progress made by existing retrieval augmented language models (RALMs) in providing trustworthy responses and grounding in reliable sources, they often overlook effective alignment with human preferences. In the alignment process, reward models (RMs) act as a crucial proxy for human values to guide optimization. However, it remains unclear how to evaluate and select a reliable RM for preference alignment in RALMs. To this end, we propose RAG-RewardBench, the first benchmark for evaluating RMs in RAG settings. First, we design four crucial and challenging RAG-specific scenarios to assess RMs, including multi-hop reasoning, fine-grained citation, appropriate abstain, and conflict robustness. Then, we incorporate 18 RAG subsets, six retrievers, and 24 RALMs to increase the diversity of data sources. Finally, we adopt an LLM-as-a-judge approach to improve preference annotation efficiency and effectiveness, exhibiting a strong correlation with human annotations. Based on the RAG-RewardBench, we conduct a comprehensive evaluation of 45 RMs and uncover their limitations in RAG scenarios. Additionally, we also reveal that existing trained RALMs show almost no improvement in preference alignment, highlighting the need for a shift towards preference-aligned training.We release our benchmark and code publicly at https://huggingface.co/datasets/jinzhuoran/RAG-RewardBench/ for future work.

cs.CL↗

One Mind, Many Tongues: A Deep Dive into Language-Agnostic Knowledge Neurons in Large Language Models

Large language models (LLMs) have learned vast amounts of factual knowledge through self-supervised pre-training on large-scale corpora. Meanwhile, LLMs have also demonstrated excellent multilingual capabilities, which can express the learned knowledge in multiple languages. However, the knowledge storage mechanism in LLMs still remains mysterious. Some researchers attempt to demystify the factual knowledge in LLMs from the perspective of knowledge neurons, and subsequently discover language-agnostic knowledge neurons that store factual knowledge in a form that transcends language barriers. However, the preliminary finding suffers from two limitations: 1) High Uncertainty in Localization Results. Existing study only uses a prompt-based probe to localize knowledge neurons for each fact, while LLMs cannot provide consistent answers for semantically equivalent queries. Thus, it leads to inaccurate localization results with high uncertainty. 2) Lack of Analysis in More Languages. The study only analyzes language-agnostic knowledge neurons on English and Chinese data, without exploring more language families and languages. Naturally, it limits the generalizability of the findings. To address aforementioned problems, we first construct a new benchmark called Rephrased Multilingual LAMA (RML-LAMA), which contains high-quality cloze-style multilingual parallel queries for each fact. Then, we propose a novel method named Multilingual Integrated Gradients with Uncertainty Estimation (MATRICE), which quantifies the uncertainty across queries and languages during knowledge localization. Extensive experiments show that our method can accurately localize language-agnostic knowledge neurons. We also further investigate the role of language-agnostic knowledge neurons in cross-lingual knowledge editing, knowledge enhancement and new knowledge injection.

cs.CL↗