arXiv subjects

Pengfei Cao

Publications and source records attributed to Pengfei Cao.

At least 55 records · Page 3Linked to original sources

arXiv2024

DTELS: Towards Dynamic Granularity of Timeline Summarization

The rapid proliferation of online news has posed significant challenges in tracking the continuous development of news topics. Traditional timeline summarization constructs a chronological summary of the events but often lacks the flexibility to meet the diverse granularity needs. To overcome this limitation, we introduce a new paradigm, Dynamic-granularity TimELine Summarization, (DTELS), which aims to construct adaptive timelines based on user instructions or requirements. This paper establishes a comprehensive benchmark for DTLES that includes: (1) an evaluation framework grounded in journalistic standards to assess the timeline quality across four dimensions: Informativeness, Granular Consistency, Factuality, and Coherence; (2) a large-scale, multi-source dataset with multiple granularity timeline annotations based on a consensus process to facilitate authority; (3) extensive experiments and analysis with two proposed solutions based on Large Language Models (LLMs) and existing state-of-the-art TLS methods. The experimental results demonstrate the effectiveness of LLM-based solutions. However, even the most advanced LLMs struggle to consistently generate timelines that are both informative and granularly consistent, highlighting the challenges of the DTELS task.

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arXiv2024

LINKED: Eliciting, Filtering and Integrating Knowledge in Large Language Model for Commonsense Reasoning

Large language models (LLMs) sometimes demonstrate poor performance on knowledge-intensive tasks, commonsense reasoning is one of them. Researchers typically address these issues by retrieving related knowledge from knowledge graphs or employing self-enhancement methods to elicit knowledge in LLMs. However, noisy knowledge and invalid reasoning issues hamper their ability to answer questions accurately. To this end, we propose a novel method named eliciting, filtering and integrating knowledge in large language model (LINKED). In it, we design a reward model to filter out the noisy knowledge and take the marginal consistent reasoning module to reduce invalid reasoning. With our comprehensive experiments on two complex commonsense reasoning benchmarks, our method outperforms SOTA baselines (up to 9.0% improvement of accuracy). Besides, to measure the positive and negative impact of the injected knowledge, we propose a new metric called effectiveness-preservation score for the knowledge enhancement works. Finally, through extensive experiments, we conduct an in-depth analysis and find many meaningful conclusions about LLMs in commonsense reasoning tasks.

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arXiv2024

CITI: Enhancing Tool Utilizing Ability in Large Language Models without Sacrificing General Performance

Tool learning enables the Large Language Models (LLMs) to interact with the external environment by invoking tools, enriching the accuracy and capability scope of LLMs. However, previous works predominantly focus on improving model's tool-utilizing accuracy and the ability to generalize to new, unseen tools, excessively forcing LLMs to adjust specific tool-invoking pattern without considering the harm to model's general performance. This deviates from the actual applications and original intention of integrating tools to enhance model. To tackle this problem, we dissect the capability trade-offs by examining the hidden representation changes and the gradient-based importance score of model's components. Based on the analysis result, we propose a Component Importance-based Tool-utilizing ability Injection method (CITI). According to the gradient-based importance score of different components, it alleviates the capability conflicts caused by fine-tuning process by applying distinct training strategies to different components. CITI applies Mixture-Of-LoRA (MOLoRA) for important components. Meanwhile, it fine-tunes the parameters of few components deemed less important in the backbone of the LLM, while keeping other parameters frozen. CITI can effectively enhance the model's tool-utilizing capability without excessively compromising its general performance. Experimental results demonstrate that our approach achieves outstanding performance across a range of evaluation metrics.

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arXiv2024

AgentsCourt: Building Judicial Decision-Making Agents with Court Debate Simulation and Legal Knowledge Augmentation

With the development of deep learning, natural language processing technology has effectively improved the efficiency of various aspects of the traditional judicial industry. However, most current efforts focus on tasks within individual judicial stages, making it difficult to handle complex tasks that span multiple stages. As the autonomous agents powered by large language models are becoming increasingly smart and able to make complex decisions in real-world settings, offering new insights for judicial intelligence. In this paper, (1) we propose a novel multi-agent framework, AgentsCourt, for judicial decision-making. Our framework follows the classic court trial process, consisting of court debate simulation, legal resources retrieval and decision-making refinement to simulate the decision-making of judge. (2) we introduce SimuCourt, a judicial benchmark that encompasses 420 Chinese judgment documents, spanning the three most common types of judicial cases. Furthermore, to support this task, we construct a large-scale legal knowledge base, Legal-KB, with multi-resource legal knowledge. (3) Extensive experiments show that our framework outperforms the existing advanced methods in various aspects, especially in generating legal articles, where our model achieves significant improvements of 8.6% and 9.1% F1 score in the first and second instance settings, respectively.

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arXiv2024

Towards Robust Knowledge Unlearning: An Adversarial Framework for Assessing and Improving Unlearning Robustness in Large Language Models

LLM have achieved success in many fields but still troubled by problematic content in the training corpora. LLM unlearning aims at reducing their influence and avoid undesirable behaviours. However, existing unlearning methods remain vulnerable to adversarial queries and the unlearned knowledge resurfaces after the manually designed attack queries. As part of a red-team effort to proactively assess the vulnerabilities of unlearned models, we design Dynamic Unlearning Attack (DUA), a dynamic and automated framework to attack these models and evaluate their robustness. It optimizes adversarial suffixes to reintroduce the unlearned knowledge in various scenarios. We find that unlearned knowledge can be recovered in $55.2\%$ of the questions, even without revealing the unlearned model's parameters. In response to this vulnerability, we propose Latent Adversarial Unlearning (LAU), a universal framework that effectively enhances the robustness of the unlearned process. It formulates the unlearning process as a min-max optimization problem and resolves it through two stages: an attack stage, where perturbation vectors are trained and added to the latent space of LLMs to recover the unlearned knowledge, and a defense stage, where previously trained perturbation vectors are used to enhance unlearned model's robustness. With our LAU framework, we obtain two robust unlearning methods, AdvGA and AdvNPO. We conduct extensive experiments across multiple unlearning benchmarks and various models, and demonstrate that they improve the unlearning effectiveness by over $53.5\%$, cause only less than a $11.6\%$ reduction in neighboring knowledge, and have almost no impact on the model's general capabilities.

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arXiv2024

Focus on Your Question! Interpreting and Mitigating Toxic CoT Problems in Commonsense Reasoning

Large language models exhibit high-level commonsense reasoning abilities, especially with enhancement methods like Chain-of-Thought (CoT). However, we find these CoT-like methods lead to a considerable number of originally correct answers turning wrong, which we define as the Toxic CoT problem. To interpret and mitigate this problem, we first utilize attribution tracing and causal tracing methods to probe the internal working mechanism of the LLM during CoT reasoning. Through comparisons, we prove that the model exhibits information loss from the question over the shallow attention layers when generating rationales or answers. Based on the probing findings, we design a novel method called RIDERS (Residual decodIng and sERial-position Swap), which compensates for the information deficit in the model from both decoding and serial-position perspectives. Through extensive experiments on multiple commonsense reasoning benchmarks, we validate that this method not only significantly eliminates Toxic CoT problems (decreased by 23.6%), but also effectively improves the model's overall commonsense reasoning performance (increased by 5.5%).

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arXiv2024

Beyond Under-Alignment: Atomic Preference Enhanced Factuality Tuning for Large Language Models

Large language models (LLMs) have achieved remarkable success but still tend to generate factually erroneous responses, a phenomenon known as hallucination. A recent trend is to use preference learning to fine-tune models to align with factuality. However, existing work primarily evaluates fine-tuned models on in-domain (ID) datasets and the factuality on out-of-domain (OOD) datasets remains underexplored. In this paper, we conduct a comprehensive evaluation of the factuality of different models tuned by various preference learning algorithms and demonstrate that their performance on OOD datasets either increases minimally or decreases. Subsequently, we reveal that the main cause of model's failure to uphold factuality under a distribution shift is \textbf{under-alignment}, rather than \textbf{over-alignment}, by analyzing the token distribution shift of the models before and after tuning. Finally, we propose \textbf{APEFT} (\textbf{A}tomic \textbf{P}reference \textbf{E}nhanced \textbf{F}actuality \textbf{T}uning), a framework that enhances model's awareness of factuality at the granularity of individual facts. Extensive experiments demonstrate that APEFT improves model performance by an average of $\boldsymbol{3.45\%}$ on both ID and OOD datasets, which is highly effective.

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arXiv2024

Unlocking the Future: Exploring Look-Ahead Planning Mechanistic Interpretability in Large Language Models

Planning, as the core module of agents, is crucial in various fields such as embodied agents, web navigation, and tool using. With the development of large language models (LLMs), some researchers treat large language models as intelligent agents to stimulate and evaluate their planning capabilities. However, the planning mechanism is still unclear. In this work, we focus on exploring the look-ahead planning mechanism in large language models from the perspectives of information flow and internal representations. First, we study how planning is done internally by analyzing the multi-layer perception (MLP) and multi-head self-attention (MHSA) components at the last token. We find that the output of MHSA in the middle layers at the last token can directly decode the decision to some extent. Based on this discovery, we further trace the source of MHSA by information flow, and we reveal that MHSA mainly extracts information from spans of the goal states and recent steps. According to information flow, we continue to study what information is encoded within it. Specifically, we explore whether future decisions have been encoded in advance in the representation of flow. We demonstrate that the middle and upper layers encode a few short-term future decisions to some extent when planning is successful. Overall, our research analyzes the look-ahead planning mechanisms of LLMs, facilitating future research on LLMs performing planning tasks.

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arXiv2024

Cracking Factual Knowledge: A Comprehensive Analysis of Degenerate Knowledge Neurons in Large Language Models

Large language models (LLMs) store extensive factual knowledge, but the underlying mechanisms remain unclear. Previous research suggests that factual knowledge is stored within multi-layer perceptron weights, and some storage units exhibit degeneracy, referred to as Degenerate Knowledge Neurons (DKNs). Despite the novelty and unique properties of this concept, it has not been rigorously defined or systematically studied. We first consider the connection weight patterns of MLP neurons and define DKNs from both structural and functional aspects. Based on this, we introduce the Neurological Topology Clustering method, which allows the formation of DKNs in any numbers and structures, leading to a more accurate DKN acquisition. Furthermore, inspired by cognitive science, we explore the relationship between DKNs and the robustness, evolvability, and complexity of LLMs. Our execution of 34 experiments under 6 settings demonstrates the connection between DKNs and these three properties. The code will be available soon.

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arXiv2024

MEMLA: Enhancing Multilingual Knowledge Editing with Neuron-Masked Low-Rank Adaptation

Knowledge editing aims to adjust the knowledge within large language models (LLMs) to prevent their responses from becoming obsolete or inaccurate. However, existing works on knowledge editing are primarily conducted in a single language, which is inadequate for multilingual language models. In this paper, we focus on multilingual knowledge editing (MKE), which requires propagating updates across multiple languages. This necessity poses a significant challenge for the task. Furthermore, the limited availability of a comprehensive dataset for MKE exacerbates this challenge, hindering progress in this area. Hence, we introduce the Multilingual Knowledge Editing Benchmark (MKEB), a novel dataset comprising 12 languages and providing a complete evaluation framework. Additionally, we propose a method that enhances Multilingual knowledge Editing with neuron-Masked Low-Rank Adaptation (MEMLA). Specifically, we identify two categories of knowledge neurons to improve editing precision. Moreover, we perform LoRA-based editing with neuron masks to efficiently modify parameters and facilitate the propagation of updates across multiple languages. Experiments demonstrate that our method outperforms existing baselines and significantly enhances the multi-hop reasoning capability of the edited model, with minimal impact on its downstream task performance. The dataset and code will be made publicly available.

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arXiv2024

RWKU: Benchmarking Real-World Knowledge Unlearning for Large Language Models

Large language models (LLMs) inevitably memorize sensitive, copyrighted, and harmful knowledge from the training corpus; therefore, it is crucial to erase this knowledge from the models. Machine unlearning is a promising solution for efficiently removing specific knowledge by post hoc modifying models. In this paper, we propose a Real-World Knowledge Unlearning benchmark (RWKU) for LLM unlearning. RWKU is designed based on the following three key factors: (1) For the task setting, we consider a more practical and challenging unlearning setting, where neither the forget corpus nor the retain corpus is accessible. (2) For the knowledge source, we choose 200 real-world famous people as the unlearning targets and show that such popular knowledge is widely present in various LLMs. (3) For the evaluation framework, we design the forget set and the retain set to evaluate the model's capabilities across various real-world applications. Regarding the forget set, we provide four four membership inference attack (MIA) methods and nine kinds of adversarial attack probes to rigorously test unlearning efficacy. Regarding the retain set, we assess locality and utility in terms of neighbor perturbation, general ability, reasoning ability, truthfulness, factuality, and fluency. We conduct extensive experiments across two unlearning scenarios, two models and six baseline methods and obtain some meaningful findings. We release our benchmark and code publicly at http://rwku-bench.github.io for future work.

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arXiv2024

WilKE: Wise-Layer Knowledge Editor for Lifelong Knowledge Editing

Knowledge editing aims to rectify inaccuracies in large language models (LLMs) without costly retraining for outdated or erroneous knowledge. However, current knowledge editing methods primarily focus on single editing, failing to meet the requirements for lifelong editing. This study reveals a performance degradation encountered by knowledge editing in lifelong editing, characterized by toxicity buildup and toxicity flash, with the primary cause identified as pattern unmatch. We introduce a knowledge editing approach named Wise-Layer Knowledge Editor (WilKE), which selects editing layer based on the pattern matching degree of editing knowledge across different layers in language models. Experimental results demonstrate that, in lifelong editing, WilKE exhibits an average improvement of 46.2% and 67.8% on editing GPT2-XL and GPT-J relative to state-of-the-art knowledge editing methods.

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arXiv2024

Continual Few-shot Event Detection via Hierarchical Augmentation Networks

Traditional continual event detection relies on abundant labeled data for training, which is often impractical to obtain in real-world applications. In this paper, we introduce continual few-shot event detection (CFED), a more commonly encountered scenario when a substantial number of labeled samples are not accessible. The CFED task is challenging as it involves memorizing previous event types and learning new event types with few-shot samples. To mitigate these challenges, we propose a memory-based framework: Hierarchical Augmentation Networks (HANet). To memorize previous event types with limited memory, we incorporate prototypical augmentation into the memory set. For the issue of learning new event types in few-shot scenarios, we propose a contrastive augmentation module for token representations. Despite comparing with previous state-of-the-art methods, we also conduct comparisons with ChatGPT. Experiment results demonstrate that our method significantly outperforms all of these methods in multiple continual few-shot event detection tasks.

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arXiv2024

Zero-Shot Cross-Lingual Document-Level Event Causality Identification with Heterogeneous Graph Contrastive Transfer Learning

Event Causality Identification (ECI) refers to the detection of causal relations between events in texts. However, most existing studies focus on sentence-level ECI with high-resource languages, leaving more challenging document-level ECI (DECI) with low-resource languages under-explored. In this paper, we propose a Heterogeneous Graph Interaction Model with Multi-granularity Contrastive Transfer Learning (GIMC) for zero-shot cross-lingual document-level ECI. Specifically, we introduce a heterogeneous graph interaction network to model the long-distance dependencies between events that are scattered over a document. Then, to improve cross-lingual transferability of causal knowledge learned from the source language, we propose a multi-granularity contrastive transfer learning module to align the causal representations across languages. Extensive experiments show our framework outperforms the previous state-of-the-art model by 9.4% and 8.2% of average F1 score on monolingual and multilingual scenarios respectively. Notably, in the multilingual scenario, our zero-shot framework even exceeds GPT-3.5 with few-shot learning by 24.3% in overall performance.

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arXiv2024

Whispers that Shake Foundations: Analyzing and Mitigating False Premise Hallucinations in Large Language Models

Large Language Models (LLMs) have shown impressive capabilities but still suffer from the issue of hallucinations. A significant type of this issue is the false premise hallucination, which we define as the phenomenon when LLMs generate hallucinated text when confronted with false premise questions. In this paper, we perform a comprehensive analysis of the false premise hallucination and elucidate its internal working mechanism: a small subset of attention heads (which we designate as false premise heads) disturb the knowledge extraction process, leading to the occurrence of false premise hallucination. Based on our analysis, we propose \textbf{FAITH} (\textbf{F}alse premise \textbf{A}ttention head constra\textbf{I}ining for mi\textbf{T}igating \textbf{H}allucinations), a novel and effective method to mitigate false premise hallucinations. It constrains the false premise attention heads during the model inference process. Impressively, extensive experiments demonstrate that constraining only approximately $1\%$ of the attention heads in the model yields a notable increase of nearly $20\%$ of model performance.

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arXiv2024

Cutting Off the Head Ends the Conflict: A Mechanism for Interpreting and Mitigating Knowledge Conflicts in Language Models

Recently, retrieval augmentation and tool augmentation have demonstrated a remarkable capability to expand the internal memory boundaries of language models (LMs) by providing external context. However, internal memory and external context inevitably clash, leading to knowledge conflicts within LMs. In this paper, we aim to interpret the mechanism of knowledge conflicts through the lens of information flow, and then mitigate conflicts by precise interventions at the pivotal point. We find there are some attention heads with opposite effects in the later layers, where memory heads can recall knowledge from internal memory, and context heads can retrieve knowledge from external context. Moreover, we reveal that the pivotal point at which knowledge conflicts emerge in LMs is the integration of inconsistent information flows by memory heads and context heads. Inspired by the insights, we propose a novel method called Pruning Head via PatH PatcHing (PH3), which can efficiently mitigate knowledge conflicts by pruning conflicting attention heads without updating model parameters. PH3 can flexibly control eight LMs to use internal memory ($\uparrow$ 44.0%) or external context ($\uparrow$ 38.5%). Moreover, PH3 can also improve the performance of LMs on open-domain QA tasks. We also conduct extensive experiments to demonstrate the cross-model, cross-relation, and cross-format generalization of our method.

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arXiv2024

Tug-of-War Between Knowledge: Exploring and Resolving Knowledge Conflicts in Retrieval-Augmented Language Models

Retrieval-augmented language models (RALMs) have demonstrated significant potential in refining and expanding their internal memory by retrieving evidence from external sources. However, RALMs will inevitably encounter knowledge conflicts when integrating their internal memory with external sources. Knowledge conflicts can ensnare RALMs in a tug-of-war between knowledge, limiting their practical applicability. In this paper, we focus on exploring and resolving knowledge conflicts in RALMs. First, we present an evaluation framework for assessing knowledge conflicts across various dimensions. Then, we investigate the behavior and preference of RALMs from the following two perspectives: (1) Conflicts between internal memory and external sources: We find that stronger RALMs emerge with the Dunning-Kruger effect, persistently favoring their faulty internal memory even when correct evidence is provided. Besides, RALMs exhibit an availability bias towards common knowledge; (2) Conflicts between truthful, irrelevant and misleading evidence: We reveal that RALMs follow the principle of majority rule, leaning towards placing trust in evidence that appears more frequently. Moreover, we find that RALMs exhibit confirmation bias, and are more willing to choose evidence that is consistent with their internal memory. To solve the challenge of knowledge conflicts, we propose a method called Conflict-Disentangle Contrastive Decoding (CD2) to better calibrate the model's confidence. Experimental results demonstrate that our CD2 can effectively resolve knowledge conflicts in RALMs.

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arXiv2023

Journey to the Center of the Knowledge Neurons: Discoveries of Language-Independent Knowledge Neurons and Degenerate Knowledge Neurons

Pre-trained language models (PLMs) contain vast amounts of factual knowledge, but how the knowledge is stored in the parameters remains unclear. This paper delves into the complex task of understanding how factual knowledge is stored in multilingual PLMs, and introduces the Architecture-adapted Multilingual Integrated Gradients method, which successfully localizes knowledge neurons more precisely compared to current methods, and is more universal across various architectures and languages. Moreover, we conduct an in-depth exploration of knowledge neurons, leading to the following two important discoveries: (1) The discovery of Language-Independent Knowledge Neurons, which store factual knowledge in a form that transcends language. We design cross-lingual knowledge editing experiments, demonstrating that the PLMs can accomplish this task based on language-independent neurons; (2) The discovery of Degenerate Knowledge Neurons, a novel type of neuron showing that different knowledge neurons can store the same fact. Its property of functional overlap endows the PLMs with a robust mastery of factual knowledge. We design fact-checking experiments, proving that the degenerate knowledge neurons can help the PLMs to detect wrong facts. Experiments corroborate these findings, shedding light on the mechanisms of factual knowledge storage in multilingual PLMs, and contribute valuable insights to the field. The code is available at https://github.com/heng840/AMIG.

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