arXiv subjects

Qingyao Ai

Publications and source records attributed to Qingyao Ai.

At least 109 records · Page 6Linked to original sources

arXiv2024

EEG-SVRec: An EEG Dataset with User Multidimensional Affective Engagement Labels in Short Video Recommendation

In recent years, short video platforms have gained widespread popularity, making the quality of video recommendations crucial for retaining users. Existing recommendation systems primarily rely on behavioral data, which faces limitations when inferring user preferences due to issues such as data sparsity and noise from accidental interactions or personal habits. To address these challenges and provide a more comprehensive understanding of user affective experience and cognitive activity, we propose EEG-SVRec, the first EEG dataset with User Multidimensional Affective Engagement Labels in Short Video Recommendation. The study involves 30 participants and collects 3,657 interactions, offering a rich dataset that can be used for a deeper exploration of user preference and cognitive activity. By incorporating selfassessment techniques and real-time, low-cost EEG signals, we offer a more detailed understanding user affective experiences (valence, arousal, immersion, interest, visual and auditory) and the cognitive mechanisms behind their behavior. We establish benchmarks for rating prediction by the recommendation algorithm, showing significant improvement with the inclusion of EEG signals. Furthermore, we demonstrate the potential of this dataset in gaining insights into the affective experience and cognitive activity behind user behaviors in recommender systems. This work presents a novel perspective for enhancing short video recommendation by leveraging the rich information contained in EEG signals and multidimensional affective engagement scores, paving the way for future research in short video recommendation systems.

cs.IR↗

arXiv2024

A Situation-aware Enhancer for Personalized Recommendation

When users interact with Recommender Systems (RecSys), current situations, such as time, location, and environment, significantly influence their preferences. Situations serve as the background for interactions, where relationships between users and items evolve with situation changes. However, existing RecSys treat situations, users, and items on the same level. They can only model the relations between situations and users/items respectively, rather than the dynamic impact of situations on user-item associations (i.e., user preferences). In this paper, we provide a new perspective that takes situations as the preconditions for users' interactions. This perspective allows us to separate situations from user/item representations, and capture situations' influences over the user-item relationship, offering a more comprehensive understanding of situations. Based on it, we propose a novel Situation-Aware Recommender Enhancer (SARE), a pluggable module to integrate situations into various existing RecSys. Since users' perception of situations and situations' impact on preferences are both personalized, SARE includes a Personalized Situation Fusion (PSF) and a User-Conditioned Preference Encoder (UCPE) to model the perception and impact of situations, respectively. We conduct experiments of applying SARE on seven backbones in various settings on two real-world datasets. Experimental results indicate that SARE improves the recommendation performances significantly compared with backbones and SOTA situation-aware baselines.

cs.IR↗

arXiv2024

Common Sense Enhanced Knowledge-based Recommendation with Large Language Model

Knowledge-based recommendation models effectively alleviate the data sparsity issue leveraging the side information in the knowledge graph, and have achieved considerable performance. Nevertheless, the knowledge graphs used in previous work, namely metadata-based knowledge graphs, are usually constructed based on the attributes of items and co-occurring relations (e.g., also buy), in which the former provides limited information and the latter relies on sufficient interaction data and still suffers from cold start issue. Common sense, as a form of knowledge with generality and universality, can be used as a supplement to the metadata-based knowledge graph and provides a new perspective for modeling users' preferences. Recently, benefiting from the emergent world knowledge of the large language model, efficient acquisition of common sense has become possible. In this paper, we propose a novel knowledge-based recommendation framework incorporating common sense, CSRec, which can be flexibly coupled to existing knowledge-based methods. Considering the challenge of the knowledge gap between the common sense-based knowledge graph and metadata-based knowledge graph, we propose a knowledge fusion approach based on mutual information maximization theory. Experimental results on public datasets demonstrate that our approach significantly improves the performance of existing knowledge-based recommendation models.

cs.IR↗

arXiv2024

Sequential Recommendation with Latent Relations based on Large Language Model

Sequential recommender systems predict items that may interest users by modeling their preferences based on historical interactions. Traditional sequential recommendation methods rely on capturing implicit collaborative filtering signals among items. Recent relation-aware sequential recommendation models have achieved promising performance by explicitly incorporating item relations into the modeling of user historical sequences, where most relations are extracted from knowledge graphs. However, existing methods rely on manually predefined relations and suffer the sparsity issue, limiting the generalization ability in diverse scenarios with varied item relations. In this paper, we propose a novel relation-aware sequential recommendation framework with Latent Relation Discovery (LRD). Different from previous relation-aware models that rely on predefined rules, we propose to leverage the Large Language Model (LLM) to provide new types of relations and connections between items. The motivation is that LLM contains abundant world knowledge, which can be adopted to mine latent relations of items for recommendation. Specifically, inspired by that humans can describe relations between items using natural language, LRD harnesses the LLM that has demonstrated human-like knowledge to obtain language knowledge representations of items. These representations are fed into a latent relation discovery module based on the discrete state variational autoencoder (DVAE). Then the self-supervised relation discovery tasks and recommendation tasks are jointly optimized. Experimental results on multiple public datasets demonstrate our proposed latent relations discovery method can be incorporated with existing relation-aware sequential recommendation models and significantly improve the performance. Further analysis experiments indicate the effectiveness and reliability of the discovered latent relations.

cs.IR↗

arXiv2024

BLADE: Enhancing Black-box Large Language Models with Small Domain-Specific Models

Large Language Models (LLMs) like ChatGPT and GPT-4 are versatile and capable of addressing a diverse range of tasks. However, general LLMs, which are developed on open-domain data, may lack the domain-specific knowledge essential for tasks in vertical domains, such as legal, medical, etc. To address this issue, previous approaches either conduct continuous pre-training with domain-specific data or employ retrieval augmentation to support general LLMs. Unfortunately, these strategies are either cost-intensive or unreliable in practical applications. To this end, we present a novel framework named BLADE, which enhances Black-box LArge language models with small Domain-spEcific models. BLADE consists of a black-box LLM and a small domain-specific LM. The small LM preserves domain-specific knowledge and offers specialized insights, while the general LLM contributes robust language comprehension and reasoning capabilities. Specifically, our method involves three steps: 1) pre-training the small LM with domain-specific data, 2) fine-tuning this model using knowledge instruction data, and 3) joint Bayesian optimization of the general LLM and the small LM. Extensive experiments conducted on public legal and medical benchmarks reveal that BLADE significantly outperforms existing approaches. This shows the potential of BLADE as an effective and cost-efficient solution in adapting general LLMs for vertical domains.

cs.CL↗

arXiv2024

DELTA: Pre-train a Discriminative Encoder for Legal Case Retrieval via Structural Word Alignment

Recent research demonstrates the effectiveness of using pre-trained language models for legal case retrieval. Most of the existing works focus on improving the representation ability for the contextualized embedding of the [CLS] token and calculate relevance using textual semantic similarity. However, in the legal domain, textual semantic similarity does not always imply that the cases are relevant enough. Instead, relevance in legal cases primarily depends on the similarity of key facts that impact the final judgment. Without proper treatments, the discriminative ability of learned representations could be limited since legal cases are lengthy and contain numerous non-key facts. To this end, we introduce DELTA, a discriminative model designed for legal case retrieval. The basic idea involves pinpointing key facts in legal cases and pulling the contextualized embedding of the [CLS] token closer to the key facts while pushing away from the non-key facts, which can warm up the case embedding space in an unsupervised manner. To be specific, this study brings the word alignment mechanism to the contextual masked auto-encoder. First, we leverage shallow decoders to create information bottlenecks, aiming to enhance the representation ability. Second, we employ the deep decoder to enable translation between different structures, with the goal of pinpointing key facts to enhance discriminative ability. Comprehensive experiments conducted on publicly available legal benchmarks show that our approach can outperform existing state-of-the-art methods in legal case retrieval. It provides a new perspective on the in-depth understanding and processing of legal case documents.

cs.IR↗

arXiv2024

Capability-aware Prompt Reformulation Learning for Text-to-Image Generation

Text-to-image generation systems have emerged as revolutionary tools in the realm of artistic creation, offering unprecedented ease in transforming textual prompts into visual art. However, the efficacy of these systems is intricately linked to the quality of user-provided prompts, which often poses a challenge to users unfamiliar with prompt crafting. This paper addresses this challenge by leveraging user reformulation data from interaction logs to develop an automatic prompt reformulation model. Our in-depth analysis of these logs reveals that user prompt reformulation is heavily dependent on the individual user's capability, resulting in significant variance in the quality of reformulation pairs. To effectively use this data for training, we introduce the Capability-aware Prompt Reformulation (CAPR) framework. CAPR innovatively integrates user capability into the reformulation process through two key components: the Conditional Reformulation Model (CRM) and Configurable Capability Features (CCF). CRM reformulates prompts according to a specified user capability, as represented by CCF. The CCF, in turn, offers the flexibility to tune and guide the CRM's behavior. This enables CAPR to effectively learn diverse reformulation strategies across various user capacities and to simulate high-capability user reformulation during inference. Extensive experiments on standard text-to-image generation benchmarks showcase CAPR's superior performance over existing baselines and its remarkable robustness on unseen systems. Furthermore, comprehensive analyses validate the effectiveness of different components. CAPR can facilitate user-friendly interaction with text-to-image systems and make advanced artistic creation more achievable for a broader range of users.

cs.CL↗

arXiv2024

Unsupervised Large Language Model Alignment for Information Retrieval via Contrastive Feedback

Large language models (LLMs) have demonstrated remarkable capabilities across various research domains, including the field of Information Retrieval (IR). However, the responses generated by off-the-shelf LLMs tend to be generic, i.e., cannot capture the distinctiveness of each document with similar content. This limits the performance of LLMs in IR because finding and distinguishing relevant documents from substantial similar documents is a typical problem in many IR tasks. To address this issue, we propose an unsupervised alignment method, namely Reinforcement Learning from Contrastive Feedback (RLCF), empowering LLMs to generate both high-quality and context-specific responses. Our approach constructs unsupervised contrastive feedback signals based on similar document groups, and adopts a reward function, named group-wise reciprocal rank, to optimize LLMs within a standard Proximal Policy Optimization. We conduct extensive experiments to evaluate the effectiveness of RLCF on LLMs built with different languages and parameter sizes on multiple downstream IR applications. RLCF significantly outperforms existing alignment methods, and RLCF-optimized LLMs demonstrate considerable improvement in generating responses with distinctiveness.

cs.IR↗

arXiv2024

I^3 Retriever: Incorporating Implicit Interaction in Pre-trained Language Models for Passage Retrieval

Passage retrieval is a fundamental task in many information systems, such as web search and question answering, where both efficiency and effectiveness are critical concerns. In recent years, neural retrievers based on pre-trained language models (PLM), such as dual-encoders, have achieved huge success. Yet, studies have found that the performance of dual-encoders are often limited due to the neglecting of the interaction information between queries and candidate passages. Therefore, various interaction paradigms have been proposed to improve the performance of vanilla dual-encoders. Particularly, recent state-of-the-art methods often introduce late-interaction during the model inference process. However, such late-interaction based methods usually bring extensive computation and storage cost on large corpus. Despite their effectiveness, the concern of efficiency and space footprint is still an important factor that limits the application of interaction-based neural retrieval models. To tackle this issue, we incorporate implicit interaction into dual-encoders, and propose I^3 retriever. In particular, our implicit interaction paradigm leverages generated pseudo-queries to simulate query-passage interaction, which jointly optimizes with query and passage encoders in an end-to-end manner. It can be fully pre-computed and cached, and its inference process only involves simple dot product operation of the query vector and passage vector, which makes it as efficient as the vanilla dual encoders. We conduct comprehensive experiments on MSMARCO and TREC2019 Deep Learning Datasets, demonstrating the I^3 retriever's superiority in terms of both effectiveness and efficiency. Moreover, the proposed implicit interaction is compatible with special pre-training and knowledge distillation for passage retrieval, which brings a new state-of-the-art performance.

cs.IR↗

arXiv2024

Improving Legal Case Retrieval with Brain Signals

The tasks of legal case retrieval have received growing attention from the IR community in the last decade. Relevance feedback techniques with implicit user feedback (e.g., clicks) have been demonstrated to be effective in traditional search tasks (e.g., Web search). In legal case retrieval, however, collecting relevance feedback faces a couple of challenges that are difficult to resolve under existing feedback paradigms. First, legal case retrieval is a complex task as users often need to understand the relationship between legal cases in detail to correctly judge their relevance. Traditional feedback signal such as clicks is too coarse to use as they do not reflect any fine-grained relevance information. Second, legal case documents are usually long, users often need even tens of minutes to read and understand them. Simple behavior signal such as clicks and eye-tracking fixations can hardly be useful when users almost click and examine every part of the document. In this paper, we explore the possibility of solving the feedback problem in legal case retrieval with brain signal. Recent advances in brain signal processing have shown that human emotional can be collected in fine grains through Brain-Machine Interfaces (BMI) without interrupting the users in their tasks. Therefore, we propose a framework for legal case retrieval that uses EEG signal to optimize retrieval results. We collected and create a legal case retrieval dataset with users EEG signal and propose several methods to extract effective EEG features for relevance feedback. Our proposed features achieve a 71% accuracy for feedback prediction with an SVM-RFE model, and our proposed ranking method that takes into account the diverse needs of users can significantly improve user satisfaction for legal case retrieval. Experiment results show that re-ranked result list make user more satisfied.

cs.IR↗

arXiv2024

Evaluation Ethics of LLMs in Legal Domain

In recent years, the utilization of large language models for natural language dialogue has gained momentum, leading to their widespread adoption across various domains. However, their universal competence in addressing challenges specific to specialized fields such as law remains a subject of scrutiny. The incorporation of legal ethics into the model has been overlooked by researchers. We asserts that rigorous ethic evaluation is essential to ensure the effective integration of large language models in legal domains, emphasizing the need to assess domain-specific proficiency and domain-specific ethic. To address this, we propose a novelty evaluation methodology, utilizing authentic legal cases to evaluate the fundamental language abilities, specialized legal knowledge and legal robustness of large language models (LLMs). The findings from our comprehensive evaluation contribute significantly to the academic discourse surrounding the suitability and performance of large language models in legal domains.

cs.CL↗

arXiv2024

Query Augmentation by Decoding Semantics from Brain Signals

Query augmentation is a crucial technique for refining semantically imprecise queries. Traditionally, query augmentation relies on extracting information from initially retrieved, potentially relevant documents. If the quality of the initially retrieved documents is low, then the effectiveness of query augmentation would be limited as well. We propose Brain-Aug, which enhances a query by incorporating semantic information decoded from brain signals. BrainAug generates the continuation of the original query with a prompt constructed with brain signal information and a ranking-oriented inference approach. Experimental results on fMRI (functional magnetic resonance imaging) datasets show that Brain-Aug produces semantically more accurate queries, leading to improved document ranking performance. Such improvement brought by brain signals is particularly notable for ambiguous queries.

cs.CL↗

arXiv2024

Gender Biased Legal Case Retrieval System on Users' Decision Process

In the last decade, legal case search has become an important part of a legal practitioner's work. During legal case search, search engines retrieval a number of relevant cases from huge amounts of data and serve them to users. However, it is uncertain whether these cases are gender-biased and whether such bias has impact on user perceptions. We designed a new user experiment framework to simulate the judges' reading of relevant cases. 72 participants with backgrounds in legal affairs invited to conduct the experiment. Participants were asked to simulate the role of the judge in conducting a legal case search on 3 assigned cases and determine the sentences of the defendants in these cases. Gender of the defendants in both the task and relevant cases was edited to statistically measure the effect of gender bias in the legal case search results on participants' perceptions. The results showed that gender bias in the legal case search results did not have a significant effect on judges' perceptions.

cs.IR↗

arXiv2024

An In-depth Investigation of User Response Simulation for Conversational Search

Conversational search has seen increased recent attention in both the IR and NLP communities. It seeks to clarify and solve users' search needs through multi-turn natural language interactions. However, most existing systems are trained and demonstrated with recorded or artificial conversation logs. Eventually, conversational search systems should be trained, evaluated, and deployed in an open-ended setting with unseen conversation trajectories. A key challenge is that training and evaluating such systems both require a human-in-the-loop, which is expensive and does not scale. One strategy is to simulate users, thereby reducing the scaling costs. However, current user simulators are either limited to only responding to yes-no questions from the conversational search system or unable to produce high-quality responses in general. In this paper, we show that existing user simulation systems could be significantly improved by a smaller finetuned natural language generation model. However, rather than merely reporting it as the new state-of-the-art, we consider it a strong baseline and present an in-depth investigation of simulating user response for conversational search. Our goal is to supplement existing work with an insightful hand-analysis of unsolved challenges by the baseline and propose our solutions. The challenges we identified include (1) a blind spot that is difficult to learn, and (2) a specific type of misevaluation in the standard setup. We propose a new generation system to effectively cover the training blind spot and suggest a new evaluation setup to avoid misevaluation. Our proposed system leads to significant improvements over existing systems and large language models such as GPT-4. Additionally, our analysis provides insights into the nature of user simulation to facilitate future work.

cs.IR↗

arXiv2024

Towards Better Understanding of User Satisfaction in Open-Domain Conversational Search

With the increasing popularity of conversational search, how to evaluate the performance of conversational search systems has become an important question in the IR community. Existing works on conversational search evaluation can mainly be categorized into two streams: (1) constructing metrics based on semantic similarity (e.g. BLUE, METEOR and BERTScore), or (2) directly evaluating the response ranking performance of the system using traditional search methods (e.g. nDCG, RBP and nERR). However, these methods either ignore the information need of the user or ignore the mixed-initiative property of conversational search. This raises the question of how to accurately model user satisfaction in conversational search scenarios. Since explicitly asking users to provide satisfaction feedback is difficult, traditional IR studies often rely on the Cranfield paradigm (i.e., third-party annotation) and user behavior modeling to estimate user satisfaction in search. However, the feasibility and effectiveness of these two approaches have not been fully explored in conversational search. In this paper, we dive into the evaluation of conversational search from the perspective of user satisfaction. We build a novel conversational search experimental platform and construct a Chinese open-domain conversational search behavior dataset containing rich annotations and search behavior data. We also collect third-party satisfaction annotation at the session-level and turn-level, to investigate the feasibility of the Cranfield paradigm in the conversational search scenario. Experimental results show both some consistency and considerable differences between the user satisfaction annotations and third-party annotations. We also propose dialog continuation or ending behavior models (DCEBM) to capture session-level user satisfaction based on turn-level information.

cs.IR↗

arXiv2024

Caseformer: Pre-training for Legal Case Retrieval Based on Inter-Case Distinctions

Legal case retrieval aims to help legal workers find relevant cases related to their cases at hand, which is important for the guarantee of fairness and justice in legal judgments. While recent advances in neural retrieval methods have significantly improved the performance of open-domain retrieval tasks (e.g., Web search), their advantages have not been observed in legal case retrieval due to their thirst for annotated data. As annotating large-scale training data in legal domains is prohibitive due to the need for domain expertise, traditional search techniques based on lexical matching such as TF-IDF, BM25, and Query Likelihood are still prevalent in legal case retrieval systems. While previous studies have designed several pre-training methods for IR models in open-domain tasks, these methods are usually suboptimal in legal case retrieval because they cannot understand and capture the key knowledge and data structures in the legal corpus. To this end, we propose a novel pre-training framework named Caseformer that enables the pre-trained models to learn legal knowledge and domain-specific relevance information in legal case retrieval without any human-labeled data. Through three unsupervised learning tasks, Caseformer is able to capture the special language, document structure, and relevance patterns of legal case documents, making it a strong backbone for downstream legal case retrieval tasks. Experimental results show that our model has achieved state-of-the-art performance in both zero-shot and full-data fine-tuning settings. Also, experiments on both Chinese and English legal datasets demonstrate that the effectiveness of Caseformer is language-independent in legal case retrieval.

cs.IR↗

arXiv2024

Wikiformer: Pre-training with Structured Information of Wikipedia for Ad-hoc Retrieval

With the development of deep learning and natural language processing techniques, pre-trained language models have been widely used to solve information retrieval (IR) problems. Benefiting from the pre-training and fine-tuning paradigm, these models achieve state-of-the-art performance. In previous works, plain texts in Wikipedia have been widely used in the pre-training stage. However, the rich structured information in Wikipedia, such as the titles, abstracts, hierarchical heading (multi-level title) structure, relationship between articles, references, hyperlink structures, and the writing organizations, has not been fully explored. In this paper, we devise four pre-training objectives tailored for IR tasks based on the structured knowledge of Wikipedia. Compared to existing pre-training methods, our approach can better capture the semantic knowledge in the training corpus by leveraging the human-edited structured data from Wikipedia. Experimental results on multiple IR benchmark datasets show the superior performance of our model in both zero-shot and fine-tuning settings compared to existing strong retrieval baselines. Besides, experimental results in biomedical and legal domains demonstrate that our approach achieves better performance in vertical domains compared to previous models, especially in scenarios where long text similarity matching is needed.

cs.IR↗

arXiv2023

Relevance Feedback with Brain Signals

The Relevance Feedback (RF) process relies on accurate and real-time relevance estimation of feedback documents to improve retrieval performance. Since collecting explicit relevance annotations imposes an extra burden on the user, extensive studies have explored using pseudo-relevance signals and implicit feedback signals as substitutes. However, such signals are indirect indicators of relevance and suffer from complex search scenarios where user interactions are absent or biased. Recently, the advances in portable and high-precision brain-computer interface (BCI) devices have shown the possibility to monitor user's brain activities during search process. Brain signals can directly reflect user's psychological responses to search results and thus it can act as additional and unbiased RF signals. To explore the effectiveness of brain signals in the context of RF, we propose a novel RF framework that combines BCI-based relevance feedback with pseudo-relevance signals and implicit signals to improve the performance of document re-ranking. The experimental results on the user study dataset show that incorporating brain signals leads to significant performance improvement in our RF framework. Besides, we observe that brain signals perform particularly well in several hard search scenarios, especially when implicit signals as feedback are missing or noisy. This reveals when and how to exploit brain signals in the context of RF.

cs.AI↗