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Rafet Sifa

Publications and source records attributed to Rafet Sifa.

At least 55 records · Page 3Linked to original sources

Controlled Randomness Improves the Performance of Transformer Models

During the pre-training step of natural language models, the main objective is to learn a general representation of the pre-training dataset, usually requiring large amounts of textual data to capture the complexity and diversity of natural language. Contrasting this, in most cases, the size of the data available to solve the specific downstream task is often dwarfed by the aforementioned pre-training dataset, especially in domains where data is scarce. We introduce controlled randomness, i.e. noise, into the training process to improve fine-tuning language models and explore the performance of targeted noise in addition to the parameters of these models. We find that adding such noise can improve the performance in our two downstream tasks of joint named entity recognition and relation extraction and text summarization.

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Informed Named Entity Recognition Decoding for Generative Language Models

Ever-larger language models with ever-increasing capabilities are by now well-established text processing tools. Alas, information extraction tasks such as named entity recognition are still largely unaffected by this progress as they are primarily based on the previous generation of encoder-only transformer models. Here, we propose a simple yet effective approach, Informed Named Entity Recognition Decoding (iNERD), which treats named entity recognition as a generative process. It leverages the language understanding capabilities of recent generative models in a future-proof manner and employs an informed decoding scheme incorporating the restricted nature of information extraction into open-ended text generation, improving performance and eliminating any risk of hallucinations. We coarse-tune our model on a merged named entity corpus to strengthen its performance, evaluate five generative language models on eight named entity recognition datasets, and achieve remarkable results, especially in an environment with an unknown entity class set, demonstrating the adaptability of the approach.

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Improving Zero-Shot Text Matching for Financial Auditing with Large Language Models

Auditing financial documents is a very tedious and time-consuming process. As of today, it can already be simplified by employing AI-based solutions to recommend relevant text passages from a report for each legal requirement of rigorous accounting standards. However, these methods need to be fine-tuned regularly, and they require abundant annotated data, which is often lacking in industrial environments. Hence, we present ZeroShotALI, a novel recommender system that leverages a state-of-the-art large language model (LLM) in conjunction with a domain-specifically optimized transformer-based text-matching solution. We find that a two-step approach of first retrieving a number of best matching document sections per legal requirement with a custom BERT-based model and second filtering these selections using an LLM yields significant performance improvements over existing approaches.

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Improving Natural Language Inference in Arabic using Transformer Models and Linguistically Informed Pre-Training

This paper addresses the classification of Arabic text data in the field of Natural Language Processing (NLP), with a particular focus on Natural Language Inference (NLI) and Contradiction Detection (CD). Arabic is considered a resource-poor language, meaning that there are few data sets available, which leads to limited availability of NLP methods. To overcome this limitation, we create a dedicated data set from publicly available resources. Subsequently, transformer-based machine learning models are being trained and evaluated. We find that a language-specific model (AraBERT) performs competitively with state-of-the-art multilingual approaches, when we apply linguistically informed pre-training methods such as Named Entity Recognition (NER). To our knowledge, this is the first large-scale evaluation for this task in Arabic, as well as the first application of multi-task pre-training in this context.

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Word Sense Disambiguation as a Game of Neurosymbolic Darts

Word Sense Disambiguation (WSD) is one of the hardest tasks in natural language understanding and knowledge engineering. The glass ceiling of 80% F1 score is recently achieved through supervised deep-learning, enriched by a variety of knowledge graphs. Here, we propose a novel neurosymbolic methodology that is able to push the F1 score above 90%. The core of our methodology is a neurosymbolic sense embedding, in terms of a configuration of nested balls in n-dimensional space. The centre point of a ball well-preserves word embedding, which partially fix the locations of balls. Inclusion relations among balls precisely encode symbolic hypernym relations among senses, and enable simple logic deduction among sense embeddings, which cannot be realised before. We trained a Transformer to learn the mapping from a contextualized word embedding to its sense ball embedding, just like playing the game of darts (a game of shooting darts into a dartboard). A series of experiments are conducted by utilizing pre-training n-ball embeddings, which have the coverage of around 70% training data and 75% testing data in the benchmark WSD corpus. The F1 scores in experiments range from 90.1% to 100.0% in all six groups of test data-sets (each group has 4 testing data with different sizes of n-ball embeddings). Our novel neurosymbolic methodology has the potential to break the ceiling of deep-learning approaches for WSD. Limitations and extensions of our current works are listed.

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sustain.AI: a Recommender System to analyze Sustainability Reports

We present sustainAI, an intelligent, context-aware recommender system that assists auditors and financial investors as well as the general public to efficiently analyze companies' sustainability reports. The tool leverages an end-to-end trainable architecture that couples a BERT-based encoding module with a multi-label classification head to match relevant text passages from sustainability reports to their respective law regulations from the Global Reporting Initiative (GRI) standards. We evaluate our model on two novel German sustainability reporting data sets and consistently achieve a significantly higher recommendation performance compared to multiple strong baselines. Furthermore, sustainAI is publicly available for everyone at https://sustain.ki.nrw/.

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Is Reinforcement Learning (Not) for Natural Language Processing: Benchmarks, Baselines, and Building Blocks for Natural Language Policy Optimization

We tackle the problem of aligning pre-trained large language models (LMs) with human preferences. If we view text generation as a sequential decision-making problem, reinforcement learning (RL) appears to be a natural conceptual framework. However, using RL for LM-based generation faces empirical challenges, including training instability due to the combinatorial action space, as well as a lack of open-source libraries and benchmarks customized for LM alignment. Thus, a question rises in the research community: is RL a practical paradigm for NLP? To help answer this, we first introduce an open-source modular library, RL4LMs (Reinforcement Learning for Language Models), for optimizing language generators with RL. The library consists of on-policy RL algorithms that can be used to train any encoder or encoder-decoder LM in the HuggingFace library (Wolf et al. 2020) with an arbitrary reward function. Next, we present the GRUE (General Reinforced-language Understanding Evaluation) benchmark, a set of 6 language generation tasks which are supervised not by target strings, but by reward functions which capture automated measures of human preference. GRUE is the first leaderboard-style evaluation of RL algorithms for NLP tasks. Finally, we introduce an easy-to-use, performant RL algorithm, NLPO (Natural Language Policy Optimization) that learns to effectively reduce the combinatorial action space in language generation. We show 1) that RL techniques are generally better than supervised methods at aligning LMs to human preferences; and 2) that NLPO exhibits greater stability and performance than previous policy gradient methods (e.g., PPO (Schulman et al. 2017)), based on both automatic and human evaluations.

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Towards Linguistically Informed Multi-Objective Pre-Training for Natural Language Inference

We introduce a linguistically enhanced combination of pre-training methods for transformers. The pre-training objectives include POS-tagging, synset prediction based on semantic knowledge graphs, and parent prediction based on dependency parse trees. Our approach achieves competitive results on the Natural Language Inference task, compared to the state of the art. Specifically for smaller models, the method results in a significant performance boost, emphasizing the fact that intelligent pre-training can make up for fewer parameters and help building more efficient models. Combining POS-tagging and synset prediction yields the overall best results.

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Towards automating Numerical Consistency Checks in Financial Reports

We introduce KPI-Check, a novel system that automatically identifies and cross-checks semantically equivalent key performance indicators (KPIs), e.g. "revenue" or "total costs", in real-world German financial reports. It combines a financial named entity and relation extraction module with a BERT-based filtering and text pair classification component to extract KPIs from unstructured sentences before linking them to synonymous occurrences in the balance sheet and profit & loss statement. The tool achieves a high matching performance of $73.00$% micro F$_1$ on a hold out test set and is currently being deployed for a globally operating major auditing firm to assist the auditing procedure of financial statements.

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Improving Chest X-Ray Classification by RNN-based Patient Monitoring

Chest X-Ray imaging is one of the most common radiological tools for detection of various pathologies related to the chest area and lung function. In a clinical setting, automated assessment of chest radiographs has the potential of assisting physicians in their decision making process and optimize clinical workflows, for example by prioritizing emergency patients. Most work analyzing the potential of machine learning models to classify chest X-ray images focuses on vision methods processing and predicting pathologies for one image at a time. However, many patients undergo such a procedure multiple times during course of a treatment or during a single hospital stay. The patient history, that is previous images and especially the corresponding diagnosis contain useful information that can aid a classification system in its prediction. In this study, we analyze how information about diagnosis can improve CNN-based image classification models by constructing a novel dataset from the well studied CheXpert dataset of chest X-rays. We show that a model trained on additional patient history information outperforms a model trained without the information by a significant margin. We provide code to replicate the dataset creation and model training.

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Solving Subset Sum Problems using Quantum Inspired Optimization Algorithms with Applications in Auditing and Financial Data Analysis

Many applications in automated auditing and the analysis and consistency check of financial documents can be formulated in part as the subset sum problem: Given a set of numbers and a target sum, find the subset of numbers that sums up to the target. The problem is NP-hard and classical solving algorithms are therefore not practical to use in many real applications. We tackle the problem as a QUBO (quadratic unconstrained binary optimization) problem and show how gradient descent on Hopfield Networks reliably finds solutions for both artificial and real data. We outline how this algorithm can be applied by adiabatic quantum computers (quantum annealers) and specialized hardware (field programmable gate arrays) for digital annealing and run experiments on quantum annealing hardware.

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Zero-Shot Text Matching for Automated Auditing using Sentence Transformers

Natural language processing methods have several applications in automated auditing, including document or passage classification, information retrieval, and question answering. However, training such models requires a large amount of annotated data which is scarce in industrial settings. At the same time, techniques like zero-shot and unsupervised learning allow for application of models pre-trained using general domain data to unseen domains. In this work, we study the efficiency of unsupervised text matching using Sentence-Bert, a transformer-based model, by applying it to the semantic similarity of financial passages. Experimental results show that this model is robust to documents from in- and out-of-domain data.

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A Linguistic Investigation of Machine Learning based Contradiction Detection Models: An Empirical Analysis and Future Perspectives

We analyze two Natural Language Inference data sets with respect to their linguistic features. The goal is to identify those syntactic and semantic properties that are particularly hard to comprehend for a machine learning model. To this end, we also investigate the differences between a crowd-sourced, machine-translated data set (SNLI) and a collection of text pairs from internet sources. Our main findings are, that the model has difficulty recognizing the semantic importance of prepositions and verbs, emphasizing the importance of linguistically aware pre-training tasks. Furthermore, it often does not comprehend antonyms and homonyms, especially if those are depending on the context. Incomplete sentences are another problem, as well as longer paragraphs and rare words or phrases. The study shows that automated language understanding requires a more informed approach, utilizing as much external knowledge as possible throughout the training process.

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KPI-EDGAR: A Novel Dataset and Accompanying Metric for Relation Extraction from Financial Documents

We introduce KPI-EDGAR, a novel dataset for Joint Named Entity Recognition and Relation Extraction building on financial reports uploaded to the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system, where the main objective is to extract Key Performance Indicators (KPIs) from financial documents and link them to their numerical values and other attributes. We further provide four accompanying baselines for benchmarking potential future research. Additionally, we propose a new way of measuring the success of said extraction process by incorporating a word-level weighting scheme into the conventional F1 score to better model the inherently fuzzy borders of the entity pairs of a relation in this domain.

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Gradient Flows for L2 Support Vector Machine Training

We explore the merits of training of support vector machines for binary classification by means of solving systems of ordinary differential equations. We thus assume a continuous time perspective on a machine learning problem which may be of interest for implementations on (re)emerging hardware platforms such as analog- or quantum computers.

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KPI-BERT: A Joint Named Entity Recognition and Relation Extraction Model for Financial Reports

We present KPI-BERT, a system which employs novel methods of named entity recognition (NER) and relation extraction (RE) to extract and link key performance indicators (KPIs), e.g. "revenue" or "interest expenses", of companies from real-world German financial documents. Specifically, we introduce an end-to-end trainable architecture that is based on Bidirectional Encoder Representations from Transformers (BERT) combining a recurrent neural network (RNN) with conditional label masking to sequentially tag entities before it classifies their relations. Our model also introduces a learnable RNN-based pooling mechanism and incorporates domain expert knowledge by explicitly filtering impossible relations. We achieve a substantially higher prediction performance on a new practical dataset of German financial reports, outperforming several strong baselines including a competing state-of-the-art span-based entity tagging approach.

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Towards Bundle Adjustment for Satellite Imaging via Quantum Machine Learning

Given is a set of images, where all images show views of the same area at different points in time and from different viewpoints. The task is the alignment of all images such that relevant information, e.g., poses, changes, and terrain, can be extracted from the fused image. In this work, we focus on quantum methods for keypoint extraction and feature matching, due to the demanding computational complexity of these sub-tasks. To this end, k-medoids clustering, kernel density clustering, nearest neighbor search, and kernel methods are investigated and it is explained how these methods can be re-formulated for quantum annealers and gate-based quantum computers. Experimental results obtained on digital quantum emulation hardware, quantum annealers, and quantum gate computers show that classical systems still deliver superior results. However, the proposed methods are ready for the current and upcoming generations of quantum computing devices which have the potential to outperform classical systems in the near future.

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Evolutionary Hierarchical Harvest Schedule Optimization for Food Waste Prevention

In order to avoid disadvantages of monocropping for soil and environment, it is advisable to practice intercropping of various plant species whenever possible. However, intercropping is challenging as it requires a balanced planting schedule due to individual cultivation time frames. Maintaining a continuous harvest reduces logistical costs and related greenhouse gas emissions, and contributes to food waste prevention. In this work, we address these issues and propose an optimization method for a full harvest season of large crop ensembles that complies with given constraints. By using an approach based on an evolutionary algorithm combined with a novel hierarchical loss function and adaptive mutation rate, we transfer the multi-objective into a pseudo-single-objective optimization problem and obtain faster convergence and better solutions than for conventional approaches.

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