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Rich Caruana

Publications and source records attributed to Rich Caruana.

45 records · Page 3Linked to original sources
arXiv2018

Sparse Partially Linear Additive Models

The generalized partially linear additive model (GPLAM) is a flexible and interpretable approach to building predictive models. It combines features in an additive manner, allowing each to have either a linear or nonlinear effect on the response. However, the choice of which features to treat as linear or nonlinear is typically assumed known. Thus, to make a GPLAM a viable approach in situations in which little is known $a~priori$ about the features, one must overcome two primary model selection challenges: deciding which features to include in the model and determining which of these features to treat nonlinearly. We introduce the sparse partially linear additive model (SPLAM), which combines model fitting and $both$ of these model selection challenges into a single convex optimization problem. SPLAM provides a bridge between the lasso and sparse additive models. Through a statistical oracle inequality and thorough simulation, we demonstrate that SPLAM can outperform other methods across a broad spectrum of statistical regimes, including the high-dimensional ($p\gg N$) setting. We develop efficient algorithms that are applied to real data sets with half a million samples and over 45,000 features with excellent predictive performance.

stat.ME↗
arXiv2017

Interpretable & Explorable Approximations of Black Box Models

We propose Black Box Explanations through Transparent Approximations (BETA), a novel model agnostic framework for explaining the behavior of any black-box classifier by simultaneously optimizing for fidelity to the original model and interpretability of the explanation. To this end, we develop a novel objective function which allows us to learn (with optimality guarantees), a small number of compact decision sets each of which explains the behavior of the black box model in unambiguous, well-defined regions of feature space. Furthermore, our framework also is capable of accepting user input when generating these approximations, thus allowing users to interactively explore how the black-box model behaves in different subspaces that are of interest to the user. To the best of our knowledge, this is the first approach which can produce global explanations of the behavior of any given black box model through joint optimization of unambiguity, fidelity, and interpretability, while also allowing users to explore model behavior based on their preferences. Experimental evaluation with real-world datasets and user studies demonstrates that our approach can generate highly compact, easy-to-understand, yet accurate approximations of various kinds of predictive models compared to state-of-the-art baselines.

cs.AI↗
arXiv2017

Do Deep Convolutional Nets Really Need to be Deep and Convolutional?

Yes, they do. This paper provides the first empirical demonstration that deep convolutional models really need to be both deep and convolutional, even when trained with methods such as distillation that allow small or shallow models of high accuracy to be trained. Although previous research showed that shallow feed-forward nets sometimes can learn the complex functions previously learned by deep nets while using the same number of parameters as the deep models they mimic, in this paper we demonstrate that the same methods cannot be used to train accurate models on CIFAR-10 unless the student models contain multiple layers of convolution. Although the student models do not have to be as deep as the teacher model they mimic, the students need multiple convolutional layers to learn functions of comparable accuracy as the deep convolutional teacher.

stat.ML↗
arXiv2016

Identifying Unknown Unknowns in the Open World: Representations and Policies for Guided Exploration

Predictive models deployed in the real world may assign incorrect labels to instances with high confidence. Such errors or unknown unknowns are rooted in model incompleteness, and typically arise because of the mismatch between training data and the cases encountered at test time. As the models are blind to such errors, input from an oracle is needed to identify these failures. In this paper, we formulate and address the problem of informed discovery of unknown unknowns of any given predictive model where unknown unknowns occur due to systematic biases in the training data. We propose a model-agnostic methodology which uses feedback from an oracle to both identify unknown unknowns and to intelligently guide the discovery. We employ a two-phase approach which first organizes the data into multiple partitions based on the feature similarity of instances and the confidence scores assigned by the predictive model, and then utilizes an explore-exploit strategy for discovering unknown unknowns across these partitions. We demonstrate the efficacy of our framework by varying the underlying causes of unknown unknowns across various applications. To the best of our knowledge, this paper presents the first algorithmic approach to the problem of discovering unknown unknowns of predictive models.

cs.AI↗
arXiv2016

Blending LSTMs into CNNs

We consider whether deep convolutional networks (CNNs) can represent decision functions with similar accuracy as recurrent networks such as LSTMs. First, we show that a deep CNN with an architecture inspired by the models recently introduced in image recognition can yield better accuracy than previous convolutional and LSTM networks on the standard 309h Switchboard automatic speech recognition task. Then we show that even more accurate CNNs can be trained under the guidance of LSTMs using a variant of model compression, which we call model blending because the teacher and student models are similar in complexity but different in inductive bias. Blending further improves the accuracy of our CNN, yielding a computationally efficient model of accuracy higher than any of the other individual models. Examining the effect of "dark knowledge" in this model compression task, we find that less than 1% of the highest probability labels are needed for accurate model compression.

cs.LG↗
arXiv2016

A Dual Embedding Space Model for Document Ranking

A fundamental goal of search engines is to identify, given a query, documents that have relevant text. This is intrinsically difficult because the query and the document may use different vocabulary, or the document may contain query words without being relevant. We investigate neural word embeddings as a source of evidence in document ranking. We train a word2vec embedding model on a large unlabelled query corpus, but in contrast to how the model is commonly used, we retain both the input and the output projections, allowing us to leverage both the embedding spaces to derive richer distributional relationships. During ranking we map the query words into the input space and the document words into the output space, and compute a query-document relevance score by aggregating the cosine similarities across all the query-document word pairs. We postulate that the proposed Dual Embedding Space Model (DESM) captures evidence on whether a document is about a query term in addition to what is modelled by traditional term-frequency based approaches. Our experiments show that the DESM can re-rank top documents returned by a commercial Web search engine, like Bing, better than a term-matching based signal like TF-IDF. However, when ranking a larger set of candidate documents, we find the embeddings-based approach is prone to false positives, retrieving documents that are only loosely related to the query. We demonstrate that this problem can be solved effectively by ranking based on a linear mixture of the DESM and the word counting features.

cs.IR↗
arXiv2014

Do Deep Nets Really Need to be Deep?

Currently, deep neural networks are the state of the art on problems such as speech recognition and computer vision. In this extended abstract, we show that shallow feed-forward networks can learn the complex functions previously learned by deep nets and achieve accuracies previously only achievable with deep models. Moreover, in some cases the shallow neural nets can learn these deep functions using a total number of parameters similar to the original deep model. We evaluate our method on the TIMIT phoneme recognition task and are able to train shallow fully-connected nets that perform similarly to complex, well-engineered, deep convolutional architectures. Our success in training shallow neural nets to mimic deeper models suggests that there probably exist better algorithms for training shallow feed-forward nets than those currently available.

cs.LG↗
arXiv2013

Using Multiple Samples to Learn Mixture Models

In the mixture models problem it is assumed that there are $K$ distributions $θ_{1},\ldots,θ_{K}$ and one gets to observe a sample from a mixture of these distributions with unknown coefficients. The goal is to associate instances with their generating distributions, or to identify the parameters of the hidden distributions. In this work we make the assumption that we have access to several samples drawn from the same $K$ underlying distributions, but with different mixing weights. As with topic modeling, having multiple samples is often a reasonable assumption. Instead of pooling the data into one sample, we prove that it is possible to use the differences between the samples to better recover the underlying structure. We present algorithms that recover the underlying structure under milder assumptions than the current state of art when either the dimensionality or the separation is high. The methods, when applied to topic modeling, allow generalization to words not present in the training data.

stat.ML↗