arXiv subjects

Robert S. Whitney

Publications and source records attributed to Robert S. Whitney.

At least 37 records · Page 2Linked to original sources

arXiv2018

Quantum thermodynamics of nanoscale thermoelectrics and electronic devices

This mini-review is intended as a short introduction to electron flow in nanostructures. Its aim is to provide a brief overview of this topic for people who are interested in the thermodynamics of quantum systems but know little about nanostructures. We particularly emphasize devices that work in the steady-state, such as simple thermoelectrics, but also mention cyclically driven heat engines. We do not aim to be either complete or rigorous, but use a few pages to outline some of the main ideas in the topic.

cond-mat.mes-hall↗

arXiv2017

Fundamental aspects of steady-state conversion of heat to work at the nanoscale

In recent years, the study of heat to work conversion has been re-invigorated by nanotechnology. Steady-state devices do this conversion without any macroscopic moving parts, through steady-state flows of microscopic particles such as electrons, photons, phonons, etc. This review aims to introduce some of the theories used to describe these steady-state flows in a variety of mesoscopic or nanoscale systems. These theories are introduced in the context of idealized machines which convert heat into electrical power (heat-engines) or convert electrical power into a heat flow (refrigerators). In this sense, the machines could be categorized as thermoelectrics, although this should be understood to include photovoltaics when the heat source is the sun. As quantum mechanics is important for most such machines, they fall into the field of quantum thermodynamics. In many cases, the machines we consider have few degrees of freedom, however the reservoirs of heat and work that they interact with are assumed to be macroscopic. This review discusses different theories which can take into account different aspects of mesoscopic and nanoscale physics, such as coherent quantum transport, magnetic-field induced effects (including topological ones such as the quantum Hall effect), and single electron charging effects. It discusses the efficiency of thermoelectric conversion, and the thermoelectric figure of merit. More specifically, the theories presented are (i) linear response theory with or without magnetic fields, (ii) Landauer scattering theory in the linear response regime and far from equilibrium, (iii) Green-Kubo formula for strongly interacting systems within the linear response regime, (iv) rate equation analysis for small quantum machines with or without ..... (SEE THE PDF FOR THE REST OF THIS ABSTRACT)

cond-mat.mes-hall↗

arXiv2017

Quantum coherent three-terminal thermoelectrics: maximum efficiency at given power output

We consider the nonlinear scattering theory for three-terminal thermoelectric devices, used for power generation or refrigeration. Such systems are quantum phase-coherent versions of a thermocouple, and the theory applies to systems in which interactions can be treated at a mean-field level. We consider an arbitrary three-terminal system in any external magnetic field, including systems with broken time-reversal symmetry, such as chiral thermoelectrics, as well as systems in which the magnetic field plays no role. We show that the upper bound on efficiency at given power output is of quantum origin and is stricter than Carnot's bound. The bound is exactly the same as previously found for two-terminal devices, and can be achieved by three-terminal systems with or without broken time-reversal symmetry, i.e. chiral and non-chiral thermoelectrics.

cond-mat.mes-hall↗

arXiv2015

Finding the quantum thermoelectric with maximal efficiency and minimal entropy production at given power output

We investigate the nonlinear scattering theory for quantum systems with strong Seebeck and Peltier effects, and consider their use as heat-engines and refrigerators with finite power outputs. This article gives detailed derivations of the results summarized in Phys. Rev. Lett. 112, 130601 (2014). It shows how to use the scattering theory to find (i) the quantum thermoelectric with maximum possible power output, and (ii) the quantum thermoelectric with maximum efficiency at given power output. The latter corresponds to a minimal entropy production at that power output. These quantities are of quantum origin since they depend on system size over electronic wavelength, and so have no analogue in classical thermodynamics. The maximal efficiency coincides with Carnot efficiency at zero power output, but decreases with increasing power output. This gives a fundamental lower bound on entropy production, which means that reversibility (in the thermodynamic sense) is impossible for finite power output. The suppression of efficiency by (nonlinear) phonon and photon effects is addressed in detail; when these effects are strong, maximum efficiency coincides with maximum power. Finally, we show in particular limits (typically without magnetic fields) that relaxation within the quantum system does not allow the system to exceed the bounds derived for relaxation-free systems, however, a general proof of this remains elusive.

cond-mat.mes-hall↗

arXiv2014

Most efficient quantum thermoelectric at finite power output

Machines are only Carnot efficient if they are reversible, but then their power output is vanishingly small. Here we ask, what is the maximum efficiency of an irreversible device with finite power output? We use a nonlinear scattering theory to answer this question for thermoelectric quantum systems; heat engines or refrigerators consisting of nanostructures or molecules that exhibit a Peltier effect. We find that quantum mechanics places an upper bound on both power output, and on the efficiency at any finite power. The upper bound on efficiency equals Carnot efficiency at zero power output, but decays with increasing power output. It is intrinsically quantum (wavelength dependent), unlike Carnot efficiency. This maximum efficiency occurs when the system lets through all particles in a certain energy window, but none at other energies. A physical implementation of this is discussed, as is the suppression of efficiency by a phonon heat flow.

cond-mat.mes-hall↗

arXiv2013

Nonlinear thermoelectricity in point-contacts at pinch-off: a catastrophe aids cooling

We consider refrigeration and heat engine circuits based on the nonlinear thermoelectric response of point-contacts at pinch-off, allowing for electrostatic interaction effects. We show that a refrigerator can cool to much lower temperatures than predicted by the thermoelectric figure-of-merit ZT (which is based on linear-response arguments). The lowest achievable temperature has a discontinuity, called a fold catastrophe in mathematics, at a critical driving current I=I_c. For I >I_c one can in principle cool to absolute zero, when for I<I_c the lowest temperature is about half the ambient temperature. Heat back-flow due to phonons and photons stop cooling at a temperature above absolute zero, and above a certain threshold turns the discontinuity into a sharp cusp. We also give a heuristic condition for when an arbitrary system's nonlinear response means that its ZT ceases to indicate (even qualitatively) the lowest temperature to which the system can refrigerate.

cond-mat.mes-hall↗

arXiv2013

Thermodynamic and quantum bounds on nonlinear DC thermoelectric transport

I consider the non-equilibrium DC transport of electrons through a quantum system with a thermoelectric response. This system may be any nanostructure or molecule modeled by the nonlinear scattering theory which includes Hartree-like electrostatic interactions exactly, and certain dynamic interaction effects (decoherence and relaxation) phenomenologically. This theory is believed to be a reasonable model when single-electron charging effects are negligible. I derive three fundamental bounds for such quantum systems coupled to multiple macroscopic reservoirs, one of which may be superconducting. These bounds affect nonlinear heating (such as Joule heating), work and entropy production. Two bounds correspond to the first law and second law of thermodynamics in classical physics. The third bound is quantum (wavelength dependent), and is as important as the thermodynamic ones in limiting the capabilities of mesoscopic heat-engines and refrigerators. The quantum bound also leads to Nernst's unattainability principle that the quantum system cannot cool a reservoir to absolute zero in a finite time, although it can get exponentially close.

cond-mat.mes-hall↗

arXiv2012

Size-independence of statistics for boundary collisions of random walks and its implications for spin-polarized gases

A bounded random walk exhibits strong correlations between collisions with a boundary. For an one-dimensional walk, we obtain the full statistical distribution of the number of such collisions in a time t. In the large t limit, the fluctuations in the number of collisions are found to be size-independent (independent of the distance between boundaries). This occurs for any inter-boundary distance, including less and greater than the mean-free-path, and means that this boundary effect does not decay with increasing system-size. As an application, we consider spin-polarized gases, such as 3-Helium, in the three-dimensional diffusive regime. The above results mean that the depolarizing effect of rare magnetic-impurities in the container walls is orders of magnitude larger than a Smoluchowski assumption (to neglect correlations) would imply. This could explain why depolarization is so sensitive to the container's treatment with magnetic fields prior to its use.

physics.atom-ph↗

arXiv2012

Onsager Relations in Coupled Electric, Thermoelectric and Spin Transport: The Ten-Fold Way

Hamiltonian systems can be classified into ten classes, in terms of the presence or absence of time-reversal symmetry, particle-hole symmetry and sublattice/chiral symmetry. We construct a quantum coherent scattering theory of linear transport for coupled electric, heat and spin transport; including the effect of Andreev reflection from superconductors. We derive a complete list of the Onsager reciprocity relations between transport coefficients for coupled electric, spin, thermoelectric and spin caloritronic effects. We apply these to all ten symmetry classes, paying special attention to specific additional relations that follow from the combination of symmetries, beyond microreversibility. We discuss these relations in several illustrative situations. We show the reciprocity between spin-Hall and inverse spin-Hall effects, and the reciprocity between spin-injection and magnetoelectric spin currents. We discuss the symmetry and reciprocity relations of Seebeck, Peltier, spin-Seebeck and spin-Peltier effects in systems with and without coupling to superconductors.

cond-mat.mes-hall↗

arXiv2011

Temperature can enhance coherent oscillations at a Landau-Zener transition

We consider sweeping a system through a Landau-Zener avoided-crossing, when that system is also coupled to an environment or noise. Unsurprisingly, we find that decoherence suppresses the coherent oscillations of quantum superpositions of system states, as superpositions decohere into mixed states. However, we also find an effect we call "Lamb-assisted coherent oscillations", in which a Lamb shift exponentially enhances the coherent oscillation amplitude. This dominates for high-frequency environments such as super-Ohmic environments, where the coherent oscillations can grow exponentially as either the environment coupling or temperature are increased. The effect could be used as an experimental probe for high-frequency environments in such systems as molecular magnets, solid-state qubits, spin-polarized gases (neutrons or He3) or Bose-condensates.

cond-mat.mes-hall↗

arXiv2009

Controlling the Sign of Magnetoconductance in Andreev Quantum Dots

We construct a theory of coherent transport through a ballistic quantum dot coupled to a superconductor. We show that the leading-order quantum correction to the two-terminal conductance of these Andreev quantum dots may change sign depending on (i) the number of channels carried by the normal leads or (ii) the magnetic flux threading the dot. In contrast, spin-orbit interaction may affect the magnitude of the correction, but not always its sign. Experimental signatures of the effect include a non-monotonic magnetoconductance curve and a transition from an insulator-like to a metal-like temperature dependence of the conductance. Our results are applicable to ballistic or disordered dots.

cond-mat.mes-hall↗

arXiv2009

Suppression of non-adiabatic phases by a non-Markovian environment: easier observation of Berry phases

We consider a two-level system coupled to a highly non-Markovian environment when the coupling axis rotates with time. The environment may be quantum (for example a bosonic bath or a spin bath) or classical (such as classical noise). We show that an Anderson orthogonality catastrophe suppresses transitions, so that the system's instantaneous eigenstates (parallel and anti-parallel to the coupling axis) can adiabatically follow the rotation. These states thereby acquire Berry phases; geometric phases given by the area enclosed by the coupling axis. Unlike in earlier proposals for environment-induced Berry phases, here there is little decoherence, so one does not need a decoherence-free subspace. Indeed we show that this Berry phase should be much easier to observe than a conventional one, because it is not masked by either the dynamic phase or the leading non-adiabatic phase. The effects that we discuss should be observable in any qubit device where one can drive three parameters in the Hamiltonian with strong man-made noise.

quant-ph↗

arXiv2009

Semiclassical transport in nearly symmetric quantum dots I: symmetry-breaking in the dot

We apply the semiclassical theory of transport to quantum dots with exact and approximate spatial symmetries; left-right mirror symmetry, up-down mirror symmetry, inversion symmetry or four-fold symmetry. In this work - the first of a pair of articles - we consider (a) perfectly symmetric dots and (b) nearly symmetric dots in which the symmetry is broken by the dot's internal dynamics. The second article addresses symmetry-breaking by displacement of the leads. Using semiclassics, we identify the origin of the symmetry-induced interference effects that contribute to weak-localization corrections and universal conductance fluctuations. For perfect spatial symmetry, we recover results previously found using the random-matrix theory conjecture. We then go on to show how the results are affected by asymmetries in the dot, magnetic fields and decoherence. In particular, the symmetry-asymmetry crossover is found to be described by a universal dependence on an asymmetry parameter $γ_{asym}$. However, the form of this parameter is very different depending on how the dot is deformed away from spatial symmetry. Symmetry-induced interference effects are completely destroyed when the dot's boundary is globally deformed by less than an electron wavelength. In contrast, these effects are only reduced by a finite amount when a part of the dot's boundary smaller than a lead-width is deformed an arbitrarily large distance.

cond-mat.mes-hall↗

arXiv2009

Semiclassical transport in nearly symmetric quantum dots II: symmetry-breaking due to asymmetric leads

In this work - the second of a pair of articles - we consider transport through spatially symmetric quantum dots with leads whose widths or positions do not obey the spatial symmetry. We use the semiclassical theory of transport to find the symmetry-induced contributions to weak localization corrections and universal conductance fluctuations for dots with left-right, up-down, inversion and four-fold symmetries. We show that all these contributions are suppressed by asymmetric leads, however they remain finite whenever leads intersect with their images under the symmetry operation. For an up-down symmetric dot, this means that the contributions can be finite even if one of the leads is completely asymmetric. We find that the suppression of the contributions to universal conductance fluctuations is the square of the suppression of contributions to weak localization. Finally, we develop a random-matrix theory model which enables us to numerically confirm these results.

cond-mat.mes-hall↗

arXiv2009

Poor qubits make for rich physics: noise-induced quantum Zeno effects and noise-induced Berry phases

We briefly review three ways that environmental noise can slow-down (or speed-up) quantum transitions; (i) Lamb shifts, (ii) over-damping and (iii) orthogonality catastrophe. We compare them with the quantum Zeno effect induced by observing the system. These effects are relevant to poor qubits (those strongly coupled to noise). We discuss Berry phases generated by the orthogonality catastrophe, and argue that noise may make it easier to observe Berry phases.

cond-mat.mes-hall↗

arXiv2009

Symmetry causes a huge conductance peak in double quantum dots

We predict a huge interference effect contributing to the conductance through large ultra-clean quantum dots of chaotic shape. When a double-dot structure is made such that the dots are the mirror-image of each other, constructive interference can make a tunnel barrier located on the symmetry axis effectively transparent. We show (via theoretical analysis and numerical simulation) that this effect can be orders of magnitude larger than the well-known universal conductance fluctuations and weak-localization (both less than a conductance quantum). A small magnetic field destroys the effect, massively reducing the double-dot conductance; thus a magnetic field detector is obtained, with a similar sensitivity to a SQUID, but requiring no superconductors.

cond-mat.mes-hall↗

arXiv2008

Staying positive: going beyond Lindblad with perturbative master equations

The perturbative master equation (Bloch-Redfield) is extensively used to study dissipative quantum mechanics - particularly for qubits - despite the 25 year old criticism that it violates positivity (generating negative probabilities). We take an arbitrary system coupled to an environment containing many degrees-of-freedom, and cast its perturbative master equation (derived from a perturbative treatment of Nakajima-Zwanzig or Schoeller-Schon equations) in the form of a Lindblad master equation. We find that the equation's parameters are time-dependent. This time-dependence is rarely accounted for, and invalidates Lindblad's dynamical semigroup analysis. We analyze one such Bloch-Redfield master equation (for a two-level system coupled to an environment with a short but non-vanishing memory time), which apparently violates positivity. We show analytically that, once the time-dependence of the parameters is accounted for, positivity is preserved.

quant-ph↗

arXiv2008

Towards a dephasing diode: asymmetric and geometric dephasing

We study the effect of a noisy environment on spin and charge transport in ballistic quantum wires with spin-orbit coupling (Rashba coupling). We find that the wire then acts as a ``dephasing diode'', inducing very different dephasing of the spins of right and left movers. We also show how Berry phase (geometric phase) in a curved wire can induce such asymmetric dephasing, in addition to purely geometric dephasing. We propose ways to measure these effects through spin detectors, spin-echo techniques, and Aharanov-Bohm interferometry.

cond-mat.mes-hall↗