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Robert W. Heath Jr.

Publications and source records attributed to Robert W. Heath Jr..

28 records · Page 2Linked to original sources

Achievable Rates of Multi-User Millimeter Wave Systems with Hybrid Precoding

Millimeter wave (mmWave) systems will likely employ large antenna arrays at both the transmitters and receivers. A natural application of antenna arrays is simultaneous transmission to multiple users, which requires multi-user precoding at the transmitter. Hardware constraints, however, make it difficult to apply conventional lower frequency MIMO precoding techniques at mmWave. This paper proposes and analyzes a low complexity hybrid analog/digital beamforming algorithm for downlink multi-user mmWave systems. Hybrid precoding involves a combination of analog and digital processing that is motivated by the requirement to reduce the power consumption of the complete radio frequency and mixed signal hardware. The proposed algorithm configures hybrid precoders at the transmitter and analog combiners at multiple receivers with a small training and feedback overhead. For this algorithm, we derive a lower bound on the achievable rate for the case of single-path channels, show its asymptotic optimality at large numbers of antennas, and make useful insights for more general cases. Simulation results show that the proposed algorithm offers higher sum rates compared with analog-only beamforming, and approaches the performance of the unconstrained digital precoding solutions.

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Impact of Metro Cell Antenna Pattern and Downtilt in Heterogeneous Networks

This article discusses the positive impact metro cell antennas with narrow vertical beamwidth and electrical downtilt can have on heterogeneous cellular networks. Using a model of random cell placement based on Poisson distribution, along with an innovative 3D building model that quantifies blockage due to shadowing, it is demonstrated that network spectral efficiency and average user throughput both increase as vertical beamwidth is decreased and downtilt is applied to metro cell transmission. Moreover, the network becomes more energy efficient. Importantly, these additional gains in network performance can be achieved without any cooperation or exchange of information between macro cell base stations and metro cells.

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The Interplay between Massive MIMO and Underlaid D2D Networking

In a device-to-device (D2D) underlaid cellular network, the uplink spectrum is reused by the D2D transmissions, causing mutual interference with the ongoing cellular transmissions. Massive MIMO is appealing in such a context as the base station's (BS's) large antenna array can nearly null the D2D-to-BS interference. The multi-user transmission in massive MIMO, however, may lead to increased cellular-to-D2D interference. This paper studies the interplay between massive MIMO and underlaid D2D networking in a multi-cell setting. We investigate cellular and D2D spectral efficiency under both perfect and imperfect channel state information (CSI) at the receivers that employ partial zero-forcing. Compared to the case without D2D, there is a loss in cellular spectral efficiency due to D2D underlay. With perfect CSI, the loss can be completely overcome if the number of canceled D2D interfering signals is scaled with the number of BS antennas at an arbitrarily slow rate. With imperfect CSI, in addition to pilot contamination, a new asymptotic effect termed underlay contamination arises. In the non-asymptotic regime, simple analytical lower bounds are derived for both the cellular and D2D spectral efficiency.

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Five Disruptive Technology Directions for 5G

New research directions will lead to fundamental changes in the design of future 5th generation (5G) cellular networks. This paper describes five technologies that could lead to both architectural and component disruptive design changes: device-centric architectures, millimeter Wave, Massive-MIMO, smarter devices, and native support to machine-2-machine. The key ideas for each technology are described, along with their potential impact on 5G and the research challenges that remain.

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Modeling the Time-varying Subjective Quality of HTTP Video Streams with Rate Adaptations

Newly developed HTTP-based video streaming technologies enable flexible rate-adaptation under varying channel conditions. Accurately predicting the users' Quality of Experience (QoE) for rate-adaptive HTTP video streams is thus critical to achieve efficiency. An important aspect of understanding and modeling QoE is predicting the up-to-the-moment subjective quality of a video as it is played, which is difficult due to hysteresis effects and nonlinearities in human behavioral responses. This paper presents a Hammerstein-Wiener model for predicting the time-varying subjective quality (TVSQ) of rate-adaptive videos. To collect data for model parameterization and validation, a database of longer-duration videos with time-varying distortions was built and the TVSQs of the videos were measured in a large-scale subjective study. The proposed method is able to reliably predict the TVSQ of rate adaptive videos. Since the Hammerstein-Wiener model has a very simple structure, the proposed method is suitable for on-line TVSQ prediction in HTTP based streaming.

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Fundamental Limits of Cooperation

Cooperation is viewed as a key ingredient for interference management in wireless systems. This paper shows that cooperation has fundamental limitations. The main result is that even full cooperation between transmitters cannot in general change an interference-limited network to a noise-limited network. The key idea is that there exists a spectral efficiency upper bound that is independent of the transmit power. First, a spectral efficiency upper bound is established for systems that rely on pilot-assisted channel estimation; in this framework, cooperation is shown to be possible only within clusters of limited size, which are subject to out-of-cluster interference whose power scales with that of the in-cluster signals. Second, an upper bound is also shown to exist when cooperation is through noncoherent communication; thus, the spectral efficiency limitation is not a by-product of the reliance on pilot-assisted channel estimation. Consequently, existing literature that routinely assumes the high-power spectral efficiency scales with the log of the transmit power provides only a partial characterization. The complete characterization proposed in this paper subdivides the high-power regime into a degrees-of-freedom regime, where the scaling with the log of the transmit power holds approximately, and a saturation regime, where the spectral efficiency hits a ceiling that is independent of the power. Using a cellular system as an example, it is demonstrated that the spectral efficiency saturates at power levels of operational relevance.

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Limited Feedback for Temporally Correlated MIMO Channels with Other Cell Interference

Limited feedback improves link reliability with a small amount of feedback from the receiver back to the transmitter. In cellular systems, the performance of limited feedback will be degraded in the presence of other cell interference, when the base stations have limited or no coordination. This paper establishes the degradation in sum rate of users in a cellular system, due to uncoordinated other cell interference and delay on the feedback channel. A goodput metric is defined as the rate when the bits are successfully received at the mobile station, and used to derive an upper bound on the performance of limited feedback systems with delay. This paper shows that the goodput gained from having delayed limited feedback decreases doubly exponentially as the delay increases. The analysis is extended to precoded spatial multiplexing systems where it is shown that the same upper bound can be used to evaluate the decay in the achievable sum rate. To reduce the effects of interference, zero forcing interference cancellation is applied at the receiver, where it is shown that the effect of the interference on the achievable sum rate can be suppressed by nulling out the interferer. Numerical results show that the decay rate of the goodput decreases when the codebook quantization size increases and when the doppler shift in the channel decreases.

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Adaptive Limited Feedback for Sum-Rate Maximizing Beamforming in Cooperative Multicell Systems

Base station cooperation improves the sum-rates that can be achieved in cellular systems. Conventional cooperation techniques require sharing large amounts of information over finite-capacity backhaul links and assume that base stations have full channel state information (CSI) of all the active users in the system. In this paper, a new limited feedback strategy is proposed for multicell beamforming where cooperation is restricted to sharing only the CSI of active users among base stations. The system setup considered is a linear array of cells based on the Wyner model. Each cell contains single-antenna users and multi-antenna base stations. Closed-form expressions for the beamforming vectors that approximately maximize the sum-rates in a multicell system are first presented, assuming full CSI at the transmitter. For the more practical case of a finite-bandwidth feedback link, CSI of the desired and interfering channels is quantized at the receiver before being fed back to the base station. An upper bound on the mean loss in sum rate due to random vector quantization is derived. A new feedback-bit allocation strategy, to partition the available bits between the desired and interfering channels, is developed to approximately minimize the mean loss in sum-rate due to quantization. The proposed feedback-bit partitioning algorithm is shown, using simulations, to yield sum-rates close to the those obtained using full CSI at base stations.

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Mode Switching for MIMO Broadcast Channel Based on Delay and Channel Quantization

Imperfect channel state information degrades the performance of multiple-input multiple-output (MIMO) communications; its effect on single-user (SU) and multi-user (MU) MIMO transmissions are quite different. In particular, MU-MIMO suffers from residual inter-user interference due to imperfect channel state information while SU-MIMO only suffers from a power loss. This paper compares the throughput loss of both SU and MU MIMO on the downlink due to delay and channel quantization. Accurate closed-form approximations are derived for the achievable rates for both SU and MU MIMO. It is shown that SU-MIMO is relatively robust to delayed and quantized channel information, while MU MIMO with zero-forcing precoding loses spatial multiplexing gain with a fixed delay or fixed codebook size. Based on derived achievable rates, a mode switching algorithm is proposed that switches between SU and MU MIMO modes to improve the spectral efficiency, based on the average signal-to-noise ratio (SNR), the normalized Doppler frequency, and the channel quantization codebook size. The operating regions for SU and MU modes with different delays and codebook sizes are determined, which can be used to select the preferred mode. It is shown that the MU mode is active only when the normalized Doppler frequency is very small and the codebook size is large.

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The Impact of Channel Feedback on Opportunistic Relay Selection for Hybrid-ARQ in Wireless Networks

This paper presents a decentralized relay selection protocol for a dense wireless network and describes channel feedback strategies that improve its performance. The proposed selection protocol supports hybrid automatic-repeat-request transmission where relays forward parity information to the destination in the event of a decoding error. Channel feedback is employed for refining the relay selection process and for selecting an appropriate transmission mode in a proposed adaptive modulation transmission framework. An approximation of the throughput of the proposed adaptive modulation strategy is presented, and the dependence of the throughput on system parameters such as the relay contention probability and the adaptive modulation switching point is illustrated via maximization of this approximation. Simulations show that the throughput of the proposed selection strategy is comparable to that yielded by a centralized selection approach that relies on geographic information.

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