arXiv subjects

Ruichu Cai

Publications and source records attributed to Ruichu Cai.

At least 37 records · Page 2Linked to original sources

arXiv2026

SAM-NER: Semantic Archetype Mediation for Zero-Shot Named Entity Recognition

Zero-shot Named Entity Recognition (ZS-NER) remains brittle under domain and schema shifts, where unseen label definitions often misalign with a large language model's (LLM's) intrinsic semantic organization. As a result, directly mapping entity mentions to fine-grained target labels can induce systematic semantic drift, especially when target schemas are novel or semantically overlapping. We propose \textbf{SAM-NER}, a three-stage framework based on \emph{Semantic Archetype Mediation} that stabilizes cross-domain transfer through an intermediate, domain-invariant archetype space. SAM-NER: (i) performs \emph{Entity Discovery} via cooperative extraction and consensus-based denoising to obtain high-coverage, high-fidelity entity spans; (ii) conducts \emph{Abstract Mediation} by projecting entities into a compact set of universal semantic archetypes distilled from high-level ontological abstractions; and (iii) applies \emph{Semantic Calibration} to resolve archetype-level predictions into target-domain types through constrained, definition-aligned inference with a frozen LLM. Experiments on the CrossNER benchmark show that SAM-NER consistently outperforms strong prior ZS-NER baselines in cross-domain settings. Our implementation will be open-sourced at https://github.com/DMIRLAB-Group/SAM-NER.

cs.CL↗

arXiv2026

$\mathcal{S}^2$IT: Stepwise Syntax Integration Tuning for Large Language Models in Aspect Sentiment Quad Prediction

Aspect Sentiment Quad Prediction (ASQP) has seen significant advancements, largely driven by the powerful semantic understanding and generative capabilities of large language models (LLMs). However, while syntactic structure information has been proven effective in previous extractive paradigms, it remains underutilized in the generative paradigm of LLMs due to their limited reasoning capabilities. In this paper, we propose S^2IT, a novel Stepwise Syntax Integration Tuning framework that progressively integrates syntactic structure knowledge into LLMs through a multi-step tuning process. The training process is divided into three steps. S^2IT decomposes the quadruple generation task into two stages: 1) Global Syntax-guided Extraction and 2) Local Syntax-guided Classification, integrating both global and local syntactic structure information. Finally, Fine-grained Structural Tuning enhances the model's understanding of syntactic structures through the prediction of element links and node classification. Experiments demonstrate that S^2IT significantly improves state-of-the-art performance across multiple datasets. Our implementation will be open-sourced at https://github.com/DMIRLAB-Group/S2IT.

cs.CL↗

arXiv2026

Recent Advances in Multimodal Affective Computing: An NLP Perspective

Multimodal affective computing has gained increasing attention due to its broad applications in understanding human behavior and intentions, particularly in text-centric multimodal scenarios. Existing research spans diverse tasks, modalities, and modeling paradigms, yet lacks a unified perspective. In this survey, we systematically review recent advances from an NLP perspective, focusing on four representative tasks: multimodal sentiment analysis (MSA), multimodal emotion recognition in conversation (MERC), multimodal aspect-based sentiment analysis (MABSA), and multimodal multi-label emotion recognition (MMER). We present a unified view by comparing task formulations, benchmark datasets, and evaluation protocols, and by organizing representative methods into key paradigms, including multitask learning, pre-trained models, knowledge enhancement, and contextual modeling. We further extend the discussion to related directions, such as facial, acoustic, and physiological modalities, as well as emotion cause analysis. Finally, we highlight key challenges and outline promising future directions. To facilitate further research, we release a curated repository of relevant works and resources \footnote{https://anonymous.4open.science/r/Multimodal-Affective-Computing-Survey-9819}.

cs.CL↗

arXiv2026

Track-SQL: Enhancing Generative Language Models with Dual-Extractive Modules for Schema and Context Tracking in Multi-turn Text-to-SQL

Generative language models have shown significant potential in single-turn Text-to-SQL. However, their performance does not extend equivalently to multi-turn Text-to-SQL. This is primarily due to generative language models' inadequacy in handling the complexities of context information and dynamic schema linking in multi-turn interactions. In this paper, we propose a framework named Track-SQL, which enhances generative language models with dual-extractive modules designed to track schema and contextual changes in multi-turn Text-to-SQL. Specifically, Track-SQL incorporates a \emph{Semantic-enhanced Schema Extractor} and a \emph{Schema-aware Context Extractor}. Experimental results demonstrate that Track-SQL achieves state-of-the-art performance on the SparC and CoSQL datasets. Furthermore, detailed ablation studies reveal that Track-SQL significantly improves execution accuracy in multi-turn interactions by 7.1\% and 9.55\% on these datasets, respectively. Our implementation will be open-sourced at https://github.com/DMIRLAB-Group/Track-SQL.

cs.CL↗

arXiv2026

Hierarchical Action Learning for Weakly-Supervised Action Segmentation

Humans perceive actions through key transitions that structure actions across multiple abstraction levels, whereas machines, relying on visual features, tend to over-segment. This highlights the difficulty of enabling hierarchical reasoning in video understanding. Interestingly, we observe that lower-level visual and high-level action latent variables evolve at different rates, with low-level visual variables changing rapidly, while high-level action variables evolve more slowly, making them easier to identify. Building on this insight, we propose the Hierarchical Action Learning (\textbf{HAL}) model for weakly-supervised action segmentation. Our approach introduces a hierarchical causal data generation process, where high-level latent action governs the dynamics of low-level visual features. To model these varying timescales effectively, we introduce deterministic processes to align these latent variables over time. The \textbf{HAL} model employs a hierarchical pyramid transformer to capture both visual features and latent variables, and a sparse transition constraint is applied to enforce the slower dynamics of high-level action variables. This mechanism enhances the identification of these latent variables over time. Under mild assumptions, we prove that these latent action variables are strictly identifiable. Experimental results on several benchmarks show that the \textbf{HAL} model significantly outperforms existing methods for weakly-supervised action segmentation, confirming its practical effectiveness in real-world applications.

cs.CV↗

arXiv2026

CausalAgent: A Conversational Multi-Agent System for End-to-End Causal Inference

Causal inference holds immense value in fields such as healthcare, economics, and social sciences. However, traditional causal analysis workflows impose significant technical barriers, requiring researchers to possess dual backgrounds in statistics and computer science, while manually selecting algorithms, handling data quality issues, and interpreting complex results. To address these challenges, we propose CausalAgent, a conversational multi-agent system for end-to-end causal inference. The system innovatively integrates Multi-Agent Systems (MAS), Retrieval-Augmented Generation (RAG), and the Model Context Protocol (MCP) to achieve automation from data cleaning and causal structure learning to bias correction and report generation through natural language interaction. Users need only upload a dataset and pose questions in natural language to receive a rigorous, interactive analysis report. As a novel user-centered human-AI collaboration paradigm, CausalAgent explicitly models the analysis workflow. By leveraging interactive visualizations, it significantly lowers the barrier to entry for causal analysis while ensuring the rigor and interpretability of the process.

cs.AI↗

arXiv2026

What Gets Activated: Uncovering Domain and Driver Experts in MoE Language Models

Most interpretability work focuses on layer- or neuron-level mechanisms in Transformers, leaving expert-level behavior in MoE LLMs underexplored. Motivated by functional specialization in the human brain, we analyze expert activation by distinguishing domain and driver experts. In this work, we study expert activation in MoE models across three public domains and address two key questions: (1) which experts are activated, and whether certain expert types exhibit consistent activation patterns; and (2) how tokens are associated with and trigger the activation of specific experts. To answer these questions, we introduce entropy-based and causal-effect metrics to assess whether an expert is strongly favored for a particular domain, and how strongly expert activation contributes causally to the model's output, thus identify domain and driver experts, respectively. Furthermore, we explore how individual tokens are associated with the activation of specific experts. Our analysis reveals that (1) Among the activated experts, some show clear domain preferences, while others exert strong causal influence on model performance, underscoring their decisive roles. (2) tokens occurring earlier in a sentence are more likely to trigger the driver experts, and (3) adjusting the weights of domain and driver experts leads to significant performance gains across all three models and domains. These findings shed light on the internal mechanisms of MoE models and enhance their interpretability.

cs.CL↗

arXiv2026

On the Identification of Temporally Causal Representation with Instantaneous Dependence

Temporally causal representation learning aims to identify the latent causal process from time series observations, but most methods require the assumption that the latent causal processes do not have instantaneous relations. Although some recent methods achieve identifiability in the instantaneous causality case, they require either interventions on the latent variables or grouping of the observations, which are in general difficult to obtain in real-world scenarios. To fill this gap, we propose an \textbf{ID}entification framework for instantane\textbf{O}us \textbf{L}atent dynamics (\textbf{IDOL}) by imposing a sparse influence constraint that the latent causal processes have sparse time-delayed and instantaneous relations. Specifically, we establish identifiability results of the latent causal process based on sufficient variability and the sparse influence constraint by employing contextual information of time series data. Based on these theories, we incorporate a temporally variational inference architecture to estimate the latent variables and a gradient-based sparsity regularization to identify the latent causal process. Experimental results on simulation datasets illustrate that our method can identify the latent causal process. Furthermore, evaluations on multiple human motion forecasting benchmarks with instantaneous dependencies indicate the effectiveness of our method in real-world settings.

cs.LG↗

arXiv2026

ENTRA: Entropy-Based Redundancy Avoidance in Large Language Model Reasoning

Large Reasoning Models (LRMs) often suffer from overthinking, generating unnecessarily long reasoning chains even for simple tasks. This leads to substantial computational overhead with limited performance gain, primarily due to redundant verification and repetitive generation. While prior work typically constrains output length or optimizes correctness, such coarse supervision fails to guide models toward concise yet accurate inference. In this paper, we propose ENTRA, an entropy-based training framework that suppresses redundant reasoning while preserving performance. ENTRA first estimates the token-level importance using a lightweight Bidirectional Importance Estimation (BIE) method, which accounts for both prediction confidence and forward influence. It then computes a redundancy reward based on the entropy of low-importance tokens, normalized by its theoretical upper bound, and optimizes this reward via reinforcement learning. Experiments on mathematical reasoning benchmarks demonstrate that ENTRA reduces output length by 37% to 53% with no loss-and in some cases, gains-in accuracy. Our approach offers a principled and efficient solution to reduce overthinking in LRMs, and provides a generalizable path toward redundancy-aware reasoning optimization.

cs.AI↗

arXiv2025

CAMA: Enhancing Mathematical Reasoning in Large Language Models with Causal Knowledge

Large Language Models (LLMs) have demonstrated strong performance across a wide range of tasks, yet they still struggle with complex mathematical reasoning, a challenge fundamentally rooted in deep structural dependencies. To address this challenge, we propose \textbf{CA}usal \textbf{MA}thematician (\textbf{CAMA}), a two-stage causal framework that equips LLMs with explicit, reusable mathematical structure. In the learning stage, CAMA first constructs the \textbf{M}athematical \textbf{C}ausal \textbf{G}raph (\textbf{MCG}), a high-level representation of solution strategies, by combining LLM priors with causal discovery algorithms applied to a corpus of question-solution pairs. The resulting MCG encodes essential knowledge points and their causal dependencies. To better align the graph with downstream reasoning tasks, CAMA further refines the MCG through iterative feedback derived from a selected subset of the question-solution pairs. In the reasoning stage, given a new question, CAMA dynamically extracts a task-relevant subgraph from the MCG, conditioned on both the question content and the LLM's intermediate reasoning trace. This subgraph, which encodes the most pertinent knowledge points and their causal dependencies, is then injected back into the LLM to guide its reasoning process. Empirical results on real-world datasets show that CAMA significantly improves LLM performance on challenging mathematical problems. Furthermore, our experiments demonstrate that structured guidance consistently outperforms unstructured alternatives, and that incorporating asymmetric causal relationships yields greater improvements than using symmetric associations alone.

cs.AI↗

arXiv2025

Text-to-SQL as Dual-State Reasoning: Integrating Adaptive Context and Progressive Generation

Recent divide-and-conquer reasoning approaches, particularly those based on Chain-of-Thought (CoT), have substantially improved the Text-to-SQL capabilities of Large Language Models (LLMs). However, when applied to complex enterprise databases, such methods struggle to maintain coherent reasoning due to limited context capacity, unreliable schema linking, and weak grounding in database semantics. To overcome these issues, we introduce DSR-SQL, a \textbf{D}ual-\textbf{S}tate \textbf{R}easoning framework that models Text-to-SQL as an interaction between an adaptive context state and a progressive generation state. The first constructs a compact, semantically faithful environment by refining large schemas and selecting relevant structures, while the second formalizes SQL synthesis as feedback-guided state transitions, enabling the model to self-correct and align with user intent. Without any post-training or in-context examples, DSR-SQL achieves competitive performance, reaching 35.28\% execution accuracy on Spider 2.0-Snow and 68.32\% on BIRD development set. Our implementation will be open-sourced at: https://github.com/DMIRLAB-Group/DSR-SQL.

cs.CL↗

arXiv2025

Temporal Latent Variable Structural Causal Model for Causal Discovery under External Interferences

Inferring causal relationships from observed data is an important task, yet it becomes challenging when the data is subject to various external interferences. Most of these interferences are the additional effects of external factors on observed variables. Since these external factors are often unknown, we introduce latent variables to represent these unobserved factors that affect the observed data. Specifically, to capture the causal strength and adjacency information, we propose a new temporal latent variable structural causal model, incorporating causal strength and adjacency coefficients that represent the causal relationships between variables. Considering that expert knowledge can provide information about unknown interferences in certain scenarios, we develop a method that facilitates the incorporation of prior knowledge into parameter learning based on Variational Inference, to guide the model estimation. Experimental results demonstrate the stability and accuracy of our proposed method.

cs.LG↗

arXiv2025

Identification of Causal Direction under an Arbitrary Number of Latent Confounders

Recovering causal structure in the presence of latent variables is an important but challenging task. While many methods have been proposed to handle it, most of them require strict and/or untestable assumptions on the causal structure. In real-world scenarios, observed variables may be affected by multiple latent variables simultaneously, which, generally speaking, cannot be handled by these methods. In this paper, we consider the linear, non-Gaussian case, and make use of the joint higher-order cumulant matrix of the observed variables constructed in a specific way. We show that, surprisingly, causal asymmetry between two observed variables can be directly seen from the rank deficiency properties of such higher-order cumulant matrices, even in the presence of an arbitrary number of latent confounders. Identifiability results are established, and the corresponding identification methods do not even involve iterative procedures. Experimental results demonstrate the effectiveness and asymptotic correctness of our proposed method.

cs.LG↗

arXiv2025

Estimating Long-term Heterogeneous Dose-response Curve: Generalization Bound Leveraging Optimal Transport Weights

Long-term treatment effect estimation is a significant but challenging problem in many applications. Existing methods rely on ideal assumptions, such as no unobserved confounders or binary treatment, to estimate long-term average treatment effects. However, in numerous real-world applications, these assumptions could be violated, and average treatment effects are insufficient for personalized decision-making. In this paper, we address a more general problem of estimating long-term Heterogeneous Dose-Response Curve (HDRC) while accounting for unobserved confounders and continuous treatment. Specifically, to remove the unobserved confounders in the long-term observational data, we introduce an optimal transport weighting framework to align the long-term observational data to an auxiliary short-term experimental data. Furthermore, to accurately predict the heterogeneous effects of continuous treatment, we establish a generalization bound on counterfactual prediction error by leveraging the reweighted distribution induced by optimal transport. Finally, we develop a long-term HDRC estimator building upon the above theoretical foundations. Extensive experiments on synthetic and semi-synthetic datasets demonstrate the effectiveness of our approach.

cs.LG↗

arXiv2025

Long-term Causal Inference via Modeling Sequential Latent Confounding

Long-term causal inference is an important but challenging problem across various scientific domains. To solve the latent confounding problem in long-term observational studies, existing methods leverage short-term experimental data. Ghassami et al. propose an approach based on the Conditional Additive Equi-Confounding Bias (CAECB) assumption, which asserts that the confounding bias in the short-term outcome is equal to that in the long-term outcome, so that the long-term confounding bias and the causal effects can be identified. While effective in certain cases, this assumption is limited to scenarios where there is only one short-term outcome with the same scale as the long-term outcome. In this paper, we introduce a novel assumption that extends the CAECB assumption to accommodate temporal short-term outcomes. Our proposed assumption states a functional relationship between sequential confounding biases across temporal short-term outcomes, under which we theoretically establish the identification of long-term causal effects. Based on the identification result, we develop an estimator and conduct a theoretical analysis of its asymptotic properties. Extensive experiments validate our theoretical results and demonstrate the effectiveness of the proposed method.

cs.LG↗

arXiv2025

Online Time Series Forecasting with Theoretical Guarantees

This paper is concerned with online time series forecasting, where unknown distribution shifts occur over time, i.e., latent variables influence the mapping from historical to future observations. To develop an automated way of online time series forecasting, we propose a Theoretical framework for Online Time-series forecasting (TOT in short) with theoretical guarantees. Specifically, we prove that supplying a forecaster with latent variables tightens the Bayes risk, the benefit endures under estimation uncertainty of latent variables and grows as the latent variables achieve a more precise identifiability. To better introduce latent variables into online forecasting algorithms, we further propose to identify latent variables with minimal adjacent observations. Based on these results, we devise a model-agnostic blueprint by employing a temporal decoder to match the distribution of observed variables and two independent noise estimators to model the causal inference of latent variables and mixing procedures of observed variables, respectively. Experiment results on synthetic data support our theoretical claims. Moreover, plug-in implementations built on several baselines yield general improvement across multiple benchmarks, highlighting the effectiveness in real-world applications.

cs.LG↗

arXiv2025

Towards Identifiability of Hierarchical Temporal Causal Representation Learning

Modeling hierarchical latent dynamics behind time series data is critical for capturing temporal dependencies across multiple levels of abstraction in real-world tasks. However, existing temporal causal representation learning methods fail to capture such dynamics, as they fail to recover the joint distribution of hierarchical latent variables from \textit{single-timestep observed variables}. Interestingly, we find that the joint distribution of hierarchical latent variables can be uniquely determined using three conditionally independent observations. Building on this insight, we propose a Causally Hierarchical Latent Dynamic (CHiLD) identification framework. Our approach first employs temporal contextual observed variables to identify the joint distribution of multi-layer latent variables. Sequentially, we exploit the natural sparsity of the hierarchical structure among latent variables to identify latent variables within each layer. Guided by the theoretical results, we develop a time series generative model grounded in variational inference. This model incorporates a contextual encoder to reconstruct multi-layer latent variables and normalize flow-based hierarchical prior networks to impose the independent noise condition of hierarchical latent dynamics. Empirical evaluations on both synthetic and real-world datasets validate our theoretical claims and demonstrate the effectiveness of CHiLD in modeling hierarchical latent dynamics.

cs.LG↗

arXiv2025

Horizontal and Vertical Federated Causal Structure Learning via Higher-order Cumulants

Federated causal discovery aims to uncover the causal relationships between entities while protecting data privacy, which has significant importance and numerous applications in real-world scenarios. Existing federated causal structure learning methods primarily focus on horizontal federated settings. However, in practical situations, different clients may not necessarily contain data on the same variables. In a single client, the incomplete set of variables can easily lead to spurious causal relationships, thereby affecting the information transmitted to other clients. To address this issue, we comprehensively consider causal structure learning methods under both horizontal and vertical federated settings. We provide the identification theories and methods for learning causal structure in the horizontal and vertical federal setting via higher-order cumulants. Specifically, we first aggregate higher-order cumulant information from all participating clients to construct global cumulant estimates. These global estimates are then used for recursive source identification, ultimately yielding a global causal strength matrix. Our approach not only enables the reconstruction of causal graphs but also facilitates the estimation of causal strength coefficients. Our algorithm demonstrates superior performance in experiments conducted on both synthetic data and real-world data.

cs.LG↗