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Saber Salehkaleybar

Publications and source records attributed to Saber Salehkaleybar.

At least 19 recordsLinked to original sources

One Intervention per Component is Enough: Towards Identifiability in Linear Stochastic Dynamics from Steady State

We study the problem of recovering the parameters of a multivariate Ornstein-Uhlenbeck (OU) process from steady-state observational and interventional data. In many applications, such as large-scale gene perturbation experiments, only stationary "snapshot" measurements are available, making standard stochastic differential equation estimation methods that rely on time-series trajectories inapplicable. We first establish an identifiability result: one intervention per strongly connected component (SCC) of the drift graph suffices to recover all OU process parameters generically up to a global scaling factor. This holds provided that the SCC condensation graph is connected with a single root and certain spectral nondegeneracy assumptions hold. We propose a recursive learning algorithm that orders SCCs topologically and, for each component, isolates its marginal dynamics and solves a linear system derived from the steady-state moment equations, leveraging parameters recovered for upstream components. Building on this theoretical foundation, we propose a regularized least-squares estimator that jointly minimizes residuals of the steady-state mean and covariance equations across observational and interventional data. Experimental results validate our theoretical findings in recovering parameters of the underlying OU process.

cs.LG

The Role of Causality in Algorithmic Recourse

Algorithmic recourse aims to provide individuals with actionable changes to improve their predicted outcomes in high-stakes classification settings, such as loan and mortgage applications. However, most existing approaches focus only on flipping a model's prediction, without accounting for whether the recommended changes lead to genuine improvement in an individual's true qualifications or merely enable strategic gaming of the classifier. Consequently, deployed recourse policies can induce behavioral responses that degrade predictive accuracy and become ineffective after model retraining. In this work, we formalize this failure mode through a causal performative framework for recourse. We model how recourse actions propagate through a structural causal model, capturing interactions among features as well as their effect on the true label. These causal responses induce a non-convex optimization problem, even under standard convex losses. We characterize conditions under which performatively stable solutions exist and can be efficiently computed via simple iterative dynamics. Our analysis reveals that recourse policies that ignore causal structure can induce large, misaligned behavioral responses, whereas causal recourse leads to stable equilibria that reduce incentives for gaming. Experiments on both semi-synthetic and real credit datasets demonstrate that our approach consistently outperforms standard empirical risk minimization while reducing the need for repeated model retraining to accommodate distribution shifts caused by strategic agent behavior.

cs.LG

Sign Identifiability of Causal Effects in Stationary Stochastic Dynamical Systems

We study identifiability in continuous-time linear stationary stochastic differential equations with a known causal structure. Unlike existing approaches, we relax the assumption of a known diffusion matrix, thereby respecting the model's intrinsic scale invariance. Therefore, rather than recovering drift coefficients themselves, we introduce edge-sign identifiability: for a given causal structure, we ask whether the sign of a given drift entry is uniquely determined across all observational covariance matrices induced by parametrisations compatible with that structure. This leads to a trichotomy of edge-sign identifiability: identifiable, non-identifiable, and partially identifiable. This trichotomy introduces the new notion of partial identifiability to the literature, which we show is a genuine category in our setting. Under a notion of faithfulness, we derive criteria to identify membership of each category for general graphs. Applying our criteria to specific causal structures, both analogous to classical causal settings (e.g., instrumental variables) and novel cyclic settings, we determine their edge-sign identifiability and, in some cases, obtain explicit expressions for the sign of a target edge in terms of the observational covariance matrix.

math.ST

ACTIVA: Amortized Causal Effect Estimation via Transformer-based Variational Autoencoder

Predicting post-intervention distributions from observational data is central to many scientific and decision-making problems, but remains challenging due to causal ambiguity, restrictive modeling assumptions, and the lack of amortization across tasks. We introduce ACTIVA, a transformer-based conditional variational autoencoder for amortized estimation of full interventional distributions from observational data and intervention queries. ACTIVA learns a conditional latent prior that supports zero-shot inference by amortizing causal knowledge across diverse training tasks. We provide a consistency result showing that, under idealized conditions, ACTIVA's learning objective targets a mixture over the interventional distributions of causal models that are observationally compatible with the input. Empirically, on synthetic datasets and biologically realistic gene-expression simulations, ACTIVA substantially outperforms a correlational baseline, reduces spurious non-descendant effects, and achieves competitive performance relative to strong amortized baselines. Our results show that ACTIVA is a promising approach for estimating interventional distributions from observational data.

cs.LG

Inference Time Causal Probing in LLMs

Causal probing methods aim to test and control how internal representations influence the behavior of generative models. In causal probing, an intervention modifies hidden states so that a property takes on a different value. Most existing approaches define such interventions by training an auxiliary probe classifier, which ties the method to a specific task or model and risks misalignment with the model's predictive geometry. We propose Hidden-state Driven Margin Intervention (HDMI), a probe-free, gradient-based technique that directly steers hidden states using the model's native output. HDMI applies a margin objective that increases the probability of a target continuation while decreasing that of the source, without relying on probe classifiers. We further introduce a lookahead variant (LA-HDMI) for text editing that backpropagates through the softmax embeddings, modifying the current hidden state so that the likelihood of user-specified tokens increases in next token generations while preserving fluency. To evaluate interventions, we measure completeness (whether the targeted property changes as intended) and selectivity (whether unrelated properties are preserved), and report their harmonic mean as an overall measure of reliability. HDMI consistently achieves higher reliability than prior methods on the LGD agreement corpus and the CausalGym benchmark, across Meta-Llama-3-8B-Instruct, and Pythia-70M.

cs.AI

Data-Driven Covariate Selection for Nonparametric and Cycle-Agnostic Causal Effect Estimation

Estimating causal effects from observational data requires identifying valid adjustment sets. This task is especially challenging in realistic settings where latent confounding and feedback loops are present. Existing approaches typically assume acyclicity or rely on global causal structure learning, limiting applicability and computational efficiency. In this work, we study a local, data-driven method for covariate selection based on conditional independence information. While this method is known to be sound and complete in acyclic causal models, its validity in the presence of cycles has remained unclear. Our main contribution is to show that these guarantees extend to cyclic causal models. In particular, our result relies on the invariance of conditional independence assertions under $σ$-acyclification. These findings establish a unified, cycle-agnostic perspective on covariate selection and causal effect estimation, showing that the method applies across cyclic and acyclic settings without modification. Empirically, we validate this on extensive synthetic data, showing reliable performance in cyclic causal models.

cs.LG

Optimal Local Convergence Rates of Stochastic First-Order Methods under Local $α$-PL

We study the local convergence rate of stochastic first-order methods under a local $α$-Polyak-Lojasiewicz ($α$-PL) condition in a neighborhood of a target connected component $\mathcal{M}$ of the local minimizer set. The parameter $α\in [1,2]$ is the exponent of the gradient norm in the $α$-PL inequality: $α=2$ recovers the classical PL case, $α=1$ corresponds to Holder-type error bounds, and intermediate values interpolate between these regimes. Our performance criterion is the number of oracle queries required to output $\hat{x}$ with $F(\hat{x})-l \le \varepsilon$, where $l := F(y)$ for any $y \in \mathcal{M}$. We work in a local regime where the algorithm is initialized near $\mathcal{M}$ and, with high probability, its iterates remain in that neighborhood. We establish a lower bound $Ω(\varepsilon^{-2/α})$ for all stochastic first-order methods in this regime, and we obtain a matching upper bound $\mathcal{O}(\varepsilon^{-2/α})$ for $1 \le α< 2$ via a SARAH-type variance-reduced method with time-varying batch sizes and step sizes. In the convex setting, assuming a local $α$-PL condition on the $\varepsilon$-sublevel set, we further show a complexity lower bound $\widetildeΩ(\varepsilon^{-2/α})$ for reaching an $\varepsilon$-global optimum, matching the $\varepsilon$-dependence of known accelerated stochastic subgradient methods.

math.OC

Near-Optimal Experiment Design in Linear non-Gaussian Cyclic Models

We study the problem of causal structure learning from a combination of observational and interventional data generated by a linear non-Gaussian structural equation model that might contain cycles. Recent results show that using mere observational data identifies the causal graph only up to a permutation-equivalence class. We obtain a combinatorial characterization of this class by showing that each graph in an equivalence class corresponds to a perfect matching in a bipartite graph. This bipartite representation allows us to analyze how interventions modify or constrain the matchings. Specifically, we show that each atomic intervention reveals one edge of the true matching and eliminates all incompatible causal graphs. Consequently, we formalize the optimal experiment design task as an adaptive stochastic optimization problem over the set of equivalence classes with a natural reward function that quantifies how many graphs are eliminated from the equivalence class by an intervention. We show that this reward function is adaptive submodular and provide a greedy policy with a provable near-optimal performance guarantee. A key technical challenge is to efficiently estimate the reward function without having to explicitly enumerate all the graphs in the equivalence class. We propose a sampling-based estimator using random matchings and analyze its bias and concentration behavior. Our simulation results show that performing a small number of interventions guided by our stochastic optimization framework recovers the true underlying causal structure.

stat.ML

Learning Subgroups with Maximum Treatment Effects without Causal Heuristics

Discovering subgroups with the maximum average treatment effect is crucial for targeted decision making in domains such as precision medicine, public policy, and education. While most prior work is formulated in the potential outcome framework, the corresponding structural causal model (SCM) for this task has been largely overlooked. In practice, two approaches dominate. The first estimates pointwise conditional treatment effects and then fits a tree on those estimates, effectively turning subgroup estimation into the harder problem of accurate pointwise estimation. The second constructs decision trees or rule sets with ad-hoc 'causal' heuristics, typically without rigorous justification for why a given heuristic may be used or whether such heuristics are necessary at all. We address these issues by studying the problem directly under the SCM framework. Under the assumption of a partition-based model, we show that optimal subgroup discovery reduces to recovering the data-generating models and hence a standard supervised learning problem (regression or classification). This allows us to adopt any partition-based methods to learn the subgroup from data. We instantiate the approach with CART, arguably one of the most widely used tree-based methods, to learn the subgroup with maximum treatment effect. Finally, on a large collection of synthetic and semi-synthetic datasets, we compare our method against a wide range of baselines and find that our approach, which avoids such causal heuristics, more accurately identifies subgroups with maximum treatment effect. Our source code is available at https://github.com/ylincen/causal-subgroup.

cs.LG

Efficiently Escaping Saddle Points for Policy Optimization

Policy gradient (PG) is widely used in reinforcement learning due to its scalability and good performance. In recent years, several variance-reduced PG methods have been proposed with a theoretical guarantee of converging to an approximate first-order stationary point (FOSP) with the sample complexity of $O(ε^{-3})$. However, FOSPs could be bad local optima or saddle points. Moreover, these algorithms often use importance sampling (IS) weights which could impair the statistical effectiveness of variance reduction. In this paper, we propose a variance-reduced second-order method that uses second-order information in the form of Hessian vector products (HVP) and converges to an approximate second-order stationary point (SOSP) with sample complexity of $\tilde{O}(ε^{-3})$. This rate improves the best-known sample complexity for achieving approximate SOSPs by a factor of $O(ε^{-0.5})$. Moreover, the proposed variance reduction technique bypasses IS weights by using HVP terms. Our experimental results show that the proposed algorithm outperforms the state of the art and is more robust to changes in random seeds.

cs.LG

Fusing Rewards and Preferences in Reinforcement Learning

We present Dual-Feedback Actor (DFA), a reinforcement learning algorithm that fuses both individual rewards and pairwise preferences (if available) into a single update rule. DFA uses the policy's log-probabilities directly to model the preference probability, avoiding a separate reward-modeling step. Preferences can be provided by human-annotators (at state-level or trajectory-level) or be synthesized online from Q-values stored in an off-policy replay buffer. Under a Bradley-Terry model, we prove that minimizing DFA's preference loss recovers the entropy-regularized Soft Actor-Critic (SAC) policy. Our simulation results show that DFA trained on generated preferences matches or exceeds SAC on six control environments and demonstrates a more stable training process. With only a semi-synthetic preference dataset under Bradley-Terry model, our algorithm outperforms reward-modeling reinforcement learning from human feedback (RLHF) baselines in a stochastic GridWorld and approaches the performance of an oracle with true rewards.

cs.LG

Causal Reasoning in Pieces: Modular In-Context Learning for Causal Discovery

Causal inference remains a fundamental challenge for large language models. Recent advances in internal reasoning with large language models have sparked interest in whether state-of-the-art reasoning models can robustly perform causal discovery-a task where conventional models often suffer from severe overfitting and near-random performance under data perturbations. We study causal discovery on the Corr2Cause benchmark using the emergent OpenAI's o-series and DeepSeek-R model families and find that these reasoning-first architectures achieve significantly greater native gains than prior approaches. To capitalize on these strengths, we introduce a modular in-context pipeline inspired by the Tree-of-Thoughts and Chain-of-Thoughts methodologies, yielding nearly three-fold improvements over conventional baselines. We further probe the pipeline's impact by analyzing reasoning chain length, complexity, and conducting qualitative and quantitative comparisons between conventional and reasoning models. Our findings suggest that while advanced reasoning models represent a substantial leap forward, carefully structured in-context frameworks are essential to maximize their capabilities and offer a generalizable blueprint for causal discovery across diverse domains.

cs.AI

MetaOptimize: A Framework for Optimizing Step Sizes and Other Meta-parameters

We address the challenge of optimizing meta-parameters (hyperparameters) in machine learning, a key factor for efficient training and high model performance. Rather than relying on expensive meta-parameter search methods, we introduce MetaOptimize: a dynamic approach that adjusts meta-parameters, particularly step sizes (also known as learning rates), during training. More specifically, MetaOptimize can wrap around any first-order optimization algorithm, tuning step sizes on the fly to minimize a specific form of regret that considers the long-term impact of step sizes on training, through a discounted sum of future losses. We also introduce lower-complexity variants of MetaOptimize that, in conjunction with its adaptability to various optimization algorithms, achieve performance comparable to those of the best hand-crafted learning rate schedules across diverse machine learning tasks.

cs.LG

Hierarchical Reinforcement Learning with Targeted Causal Interventions

Hierarchical reinforcement learning (HRL) improves the efficiency of long-horizon reinforcement-learning tasks with sparse rewards by decomposing the task into a hierarchy of subgoals. The main challenge of HRL is efficient discovery of the hierarchical structure among subgoals and utilizing this structure to achieve the final goal. We address this challenge by modeling the subgoal structure as a causal graph and propose a causal discovery algorithm to learn it. Additionally, rather than intervening on the subgoals at random during exploration, we harness the discovered causal model to prioritize subgoal interventions based on their importance in attaining the final goal. These targeted interventions result in a significantly more efficient policy in terms of the training cost. Unlike previous work on causal HRL, which lacked theoretical analysis, we provide a formal analysis of the problem. Specifically, for tree structures and, for a variant of Erdős-Rényi random graphs, our approach results in remarkable improvements. Our experimental results on HRL tasks also illustrate that our proposed framework outperforms existing work in terms of training cost.

cs.LG

Causal Effect Identification in Heterogeneous Environments from Higher-Order Moments

We investigate the estimation of the causal effect of a treatment variable on an outcome in the presence of a latent confounder. We first show that the causal effect is identifiable under certain conditions when data is available from multiple environments, provided that the target causal effect remains invariant across these environments. Secondly, we propose a moment-based algorithm for estimating the causal effect as long as only a single parameter of the data-generating mechanism varies across environments -- whether it be the exogenous noise distribution or the causal relationship between two variables. Conversely, we prove that identifiability is lost if both exogenous noise distributions of both the latent and treatment variables vary across environments. Finally, we propose a procedure to identify which parameter of the data-generating mechanism has varied across the environments and evaluate the performance of our proposed methods through experiments on synthetic data.

cs.AI

Causal Effect Identification in lvLiNGAM from Higher-Order Cumulants

This paper investigates causal effect identification in latent variable Linear Non-Gaussian Acyclic Models (lvLiNGAM) using higher-order cumulants, addressing two prominent setups that are challenging in the presence of latent confounding: (1) a single proxy variable that may causally influence the treatment and (2) underspecified instrumental variable cases where fewer instruments exist than treatments. We prove that causal effects are identifiable with a single proxy or instrument and provide corresponding estimation methods. Experimental results demonstrate the accuracy and robustness of our approaches compared to existing methods, advancing the theoretical and practical understanding of causal inference in linear systems with latent confounders.

stat.ML

Multi-Domain Causal Discovery in Bijective Causal Models

We consider the problem of causal discovery (a.k.a., causal structure learning) in a multi-domain setting. We assume that the causal functions are invariant across the domains, while the distribution of the exogenous noise may vary. Under causal sufficiency (i.e., no confounders exist), we show that the causal diagram can be discovered under less restrictive functional assumptions compared to previous work. What enables causal discovery in this setting is bijective generation mechanisms (BGM), which ensures that the functional relation between the exogenous noise $E$ and the endogenous variable $Y$ is bijective and differentiable in both directions at every level of the cause variable $X = x$. BGM generalizes a variety of models including additive noise model, LiNGAM, post-nonlinear model, and location-scale noise model. Further, we derive a statistical test to find the parents set of the target variable. Experiments on various synthetic and real-world datasets validate our theoretical findings.

cs.LG

Soft Preference Optimization: Aligning Language Models to Expert Distributions

We propose Soft Preference Optimization (SPO), a method for aligning generative models, such as Large Language Models (LLMs), with human preferences, without the need for a reward model. SPO optimizes model outputs directly over a preference dataset through a natural loss function that integrates preference loss with a regularization term across the model's entire output distribution rather than limiting it to the preference dataset. Although SPO does not require the assumption of an existing underlying reward model, we demonstrate that, under the Bradley-Terry (BT) model assumption, it converges to a softmax of scaled rewards, with the distribution's "softness" adjustable via the softmax exponent, an algorithm parameter. We showcase SPO's methodology, its theoretical foundation, and its comparative advantages in simplicity, computational efficiency, and alignment precision.

cs.LG