arXiv subjects

Sean M. Carroll

Publications and source records attributed to Sean M. Carroll.

At least 19 recordsLinked to original sources

arXiv2026

Toward a Phenomenologically Acceptable Quantum Cyclic Universe

We put forward a quantum model of cosmology that is exactly periodic but avoids the Boltzmann Brain problem. If the universe is described by a quantum state evolving unitarily in a finite-dimensional Hilbert space, its evolution will be recurrent: given enough time, the state will return arbitrarily close to its initial state. There is a worry that such a scenario cannot be phenomenologically acceptable, because the state will spend most of its time in a high-entropy equilibrium macrostate, with rare fluctuations downward in entropy, and the vast majority of observers will be minimal fluctuations away from equilibrium, or ``Boltzmann Brains." Here we show that this is not necessarily true. If the differences in energy eigenvalues are commensurable, the evolution is not simple recurrent, but exactly periodic. Moreover, if the state starts at minimum thermodynamic entropy, its evolution can feature a distinguished entropy excursion that is much more pronounced than one would expect from the conventional expression $P(\Delta S) \propto \exp(-\Delta S)$. This excursion could represent our Big Bang, with relatively few Boltzmann fluctuations occurring in the subsequent equilibrium phase before a Big Crunch occurs and the cycle begins again. We speculate on the spacetime interpretation of this kind of quantum universe.

gr-qc↗

arXiv2025

What Hawking Radiation Looks Like as You Fall into a Black Hole

We study the measurements of a freely falling Unruh-DeWitt particle detector near the horizon of a semiclassical Schwarzschild black hole. Our results show that the detector's response increases smoothly as it approaches and crosses the horizon in both the Hartle-Hawking and Unruh vacua. However, these measurements are dominated by the effects of switching the detector on and off, rather than by the detection of Hawking radiation particles. We demonstrate that a freely falling Unruh-DeWitt detector cannot directly measure Hawking radiation near the horizon because the time required for thermalization is longer than the time spent near the horizon. We propose an operational definition of the effective temperature along an infalling trajectory based on measurements by a particle detector. Using this method, we find that the effective temperature measured by a freely falling observer in the Hartle-Hawking vacuum increases smoothly from the Hawking temperature far from the horizon to twice the Hawking temperature at the horizon, and continues to rise into the interior of the black hole. This effective temperature closely matches an analytical prediction derived by embedding Schwarzschild spacetime into a higher-dimensional Minkowski space, suggesting that further exploration of higher-dimensional embeddings could provide new insights into the near-horizon behavior of black holes.

gr-qc↗

arXiv2024

What Emergence Can Possibly Mean

We consider emergence from the perspective of dynamics: states of a system evolving with time. We focus on the role of a decomposition of wholes into parts, and attempt to characterize relationships between levels without reference to whether higher-level properties are "novel" or "unexpected." We offer a classification of different varieties of emergence, with and without new ontological elements at higher levels.

physics.hist-ph↗

arXiv2024

Holographic phenomenology via overlapping degrees of freedom

The holographic principle suggests that regions of space contain fewer physical degrees of freedom than would be implied by conventional quantum field theory. Meanwhile, in Hilbert spaces of large dimension $2^n$, it is possible to define $N \gg n$ Pauli algebras that are nearly anti-commuting (but not quite) and which can be thought of as "overlapping degrees of freedom". We propose to model the phenomenology of holographic theories by allowing field-theory modes to be overlapping, and derive potential observational consequences. In particular, we build a Fermionic quantum field whose effective degrees of freedom approximately obey area scaling and satisfy a cosmic Bekenstein bound, and compare predictions of that model to cosmic neutrino observations. Our implementation of holography implies a finite lifetime of plane waves, which depends on the overall UV cutoff of the theory. To allow for neutrino flux from blazar TXS 0506+056 to be observable, our model needs to have a cutoff $k_{\mathrm{UV}} \lesssim 500\, k_{\mathrm{LHC}}\,$. This is broadly consistent with current bounds on the energy spectrum of cosmic neutrinos from IceCube, but high energy neutrinos are a potential challenge for our model of holography. We motivate our construction via quantum mereology, i.e. using the idea that EFT degrees of freedom should emerge from an abstract theory of quantum gravity by finding quasi-classical Hilbert space decompositions. We also discuss how to extend the framework to Bosons. Finally, using results from random matrix theory we derive an analytical understanding of the energy spectrum of our theory. The numerical tools used in this work are publicly available within the GPUniverse package, https://github.com/OliverFHD/GPUniverse .

hep-th↗

arXiv2023

Completely Discretized, Finite Quantum Mechanics

I propose a version of quantum mechanics featuring a discrete and finite number of states that is plausibly a model of the real world. The model is based on standard unitary quantum theory of a closed system with a finite-dimensional Hilbert space. Given certain simple conditions on the spectrum of the Hamiltonian, Schrödinger evolution is periodic, and it is straightforward to replace continuous time with a discrete version, with the result that the system only visits a discrete and finite set of state vectors. The biggest challenges to the viability of such a model come from cosmological considerations. The theory may have implications for questions of mathematical realism and finitism.

quant-ph↗

arXiv2023

Axions and Cosmic Magnetic Fields

We argue that if axions are the dark matter, their coupling to electromagnetism results in exponential growth of a helical magnetic field when the axion field first rolls down its potential. After an inverse cascade, the relevant length scales to day are of order 10-100 kpc, of astrophysical interest. Our mechanism for allowing the field to grow relies on a nuance of MHD. Faraday's Law says that an electric field is needed to create a magnetic field. Previous authors relied on conventional Ohm's law to calculate E, but the resistivity is negligible and therefore they assume E is as well. We use a modified Ohm's Law that includes the effects of self-induction in limiting the current driven by a given E, which allows a magnetic field to grow.

hep-ph↗

arXiv2021

Energy Non-Conservation in Quantum Mechanics

We study the conservation of energy, or lack thereof, when measurements are performed in quantum mechanics. The expectation value of the Hamiltonian of a system can clearly change when wave functions collapse in accordance with the standard textbook (Copenhagen) treatment of quantum measurement, but one might imagine that the change in energy is compensated by the measuring apparatus or environment. We show that this is not true; the change in the energy of a state after measurement can be arbitrarily large, independent of the physical measurement process. In Everettian quantum theory, while the expectation value of the Hamiltonian is conserved for the wave function of the universe (including all the branches), it is not constant within individual worlds. It should therefore be possible to experimentally measure violations of conservation of energy, and we suggest an experimental protocol for doing so.

quant-ph↗

arXiv2021

Reality as a Vector in Hilbert Space

I defend the extremist position that the fundamental ontology of the world consists of a vector in Hilbert space evolving according to the Schrödinger equation. The laws of physics are determined solely by the energy eigenspectrum of the Hamiltonian. The structure of our observed world, including space and fields living within it, should arise as a higher-level emergent description. I sketch how this might come about, although much work remains to be done.

quant-ph↗

arXiv2021

Quantum Mereology: Factorizing Hilbert Space into Subsystems with Quasi-Classical Dynamics

We study the question of how to decompose Hilbert space into a preferred tensor-product factorization without any pre-existing structure other than a Hamiltonian operator, in particular the case of a bipartite decomposition into "system" and "environment." Such a decomposition can be defined by looking for subsystems that exhibit quasi-classical behavior. The correct decomposition is one in which pointer states of the system are relatively robust against environmental monitoring (their entanglement with the environment does not continually and dramatically increase) and remain localized around approximately-classical trajectories. We present an in-principle algorithm for finding such a decomposition by minimizing a combination of entanglement growth and internal spreading of the system. Both of these properties are related to locality in different ways. This formalism could be relevant to the emergence of spacetime from quantum entanglement.

quant-ph↗

arXiv2021

The Quantum Field Theory on Which the Everyday World Supervenes

Effective Field Theory (EFT) is the successful paradigm underlying modern theoretical physics, including the "Core Theory" of the Standard Model of particle physics plus Einstein's general relativity. I will argue that EFT grants us a unique insight: each EFT model comes with a built-in specification of its domain of applicability. Hence, once a model is tested within some domain (of energies and interaction strengths), we can be confident that it will continue to be accurate within that domain. Currently, the Core Theory has been tested in regimes that include all of the energy scales relevant to the physics of everyday life (biology, chemistry, technology, etc.). Therefore, we have reason to be confident that the laws of physics underlying the phenomena of everyday life are completely known.

physics.hist-ph↗

arXiv2020

Modeling Position and Momentum in Finite-Dimensional Hilbert Spaces via Generalized Pauli Operators

The finite entropy of black holes suggests that local regions of spacetime are described by finite-dimensional factors of Hilbert space, in contrast with the infinite-dimensional Hilbert spaces of quantum field theory. With this in mind, we explore how to cast finite-dimensional quantum mechanics in a form that matches naturally onto the smooth case, especially the recovery of conjugate position/momentum variables, in the limit of large Hilbert-space dimension. A natural tool for this task are the Generalized Pauli operators (GPO). Based on an exponential form of Heisenberg's canonical commutation relation, the GPO offers a finite-dimensional generalization of conjugate variables without relying on any a priori structure on Hilbert space. We highlight some features of the GPO, its importance in studying concepts such as spread induced by operators, and point out departures from infinite-dimensional results (possibly with a cutoff) that might play a crucial role in our understanding of quantum gravity. We introduce the concept of "Operator Collimation," which characterizes how the action of an operator spreads a quantum state along conjugate directions. We illustrate these concepts with a worked example of a finite-dimensional harmonic oscillator, demonstrating how the energy spectrum deviates from the familiar infinite-dimensional case.

quant-ph↗

arXiv2018

Branches of the Black Hole Wave Function Need Not Contain Firewalls

We discuss the branching structure of the quantum-gravitational wave function that describes the evaporation of a black hole. A global wave function which initially describes a classical Schwarzschild geometry is continually decohered into distinct semiclassical branches by the emission of Hawking radiation. The laws of quantum mechanics dictate that the wave function evolves unitarily, but this unitary evolution is only manifest when considering the global description of the wave function; it is not implemented by time evolution on a single semiclassical branch. Conversely, geometric notions like the position or smoothness of a horizon only make sense on the level of individual branches. We consider the implications of this picture for probes of black holes by classical observers in definite geometries, like those involved in the AMPS construction. We argue that individual branches can describe semiclassical geometries free of firewalls, even as the global wave function evolves unitarily. We show that the pointer states of infalling detectors that are robust under Hamiltonian evolution are distinct from, and incompatible with, those of exterior detectors stationary with respect to the black hole horizon, in the sense that the pointer bases are related to each other via nontrivial transformations that mix the system, apparatus, and environment. This result describes a Hilbert-space version of black hole complementarity.

hep-th↗

arXiv2018

Why Is There Something, Rather Than Nothing?

It seems natural to ask why the universe exists at all. Modern physics suggests that the universe can exist all by itself as a self-contained system, without anything external to create or sustain it. But there might not be an absolute answer to why it exists. I argue that any attempt to account for the existence of something rather than nothing must ultimately bottom out in a set of brute facts; the universe simply is, without ultimate cause or explanation.

physics.hist-ph↗

arXiv2018

Quantum Decimation in Hilbert Space: Coarse-Graining without Structure

We present a technique to coarse-grain quantum states in a finite-dimensional Hilbert space. Our method is distinguished from other approaches by not relying on structures such as a preferred factorization of Hilbert space or a preferred set of operators (local or otherwise) in an associated algebra. Rather, we use the data corresponding to a given set of states, either specified independently or constructed from a single state evolving in time. Our technique is based on principle component analysis (PCA), and the resulting coarse-grained quantum states live in a lower dimensional Hilbert space whose basis is defined using the underlying (isometric embedding) transformation of the set of fine-grained states we wish to coarse-grain. Physically, the transformation can be interpreted to be an "entanglement coarse-graining" scheme that retains most of the global, useful entanglement structure of each state, while needing fewer degrees of freedom for its reconstruction. This scheme could be useful for efficiently describing collections of states whose number is much smaller than the dimension of Hilbert space, or a single state evolving over time.

quant-ph↗

arXiv2018

Cosmic Equilibration: A Holographic No-Hair Theorem from the Generalized Second Law

In a wide class of cosmological models, a positive cosmological constant drives cosmological evolution toward an asymptotically de Sitter phase. Here we connect this behavior to the increase of entropy over time, based on the idea that de Sitter spacetime is a maximum-entropy state. We prove a cosmic no-hair theorem for Robertson-Walker and Bianchi I spacetimes that admit a Q-screen ("quantum" holographic screen) with certain entropic properties: If generalized entropy, in the sense of the cosmological version of the Generalized Second Law conjectured by Bousso and Engelhardt, increases up to a finite maximum value along the screen, then the spacetime is asymptotically de Sitter in the future. Moreover, the limiting value of generalized entropy coincides with the de Sitter horizon entropy. We do not use the Einstein field equations in our proof, nor do we assume the existence of a positive cosmological constant. As such, asymptotic relaxation to a de Sitter phase can, in a precise sense, be thought of as cosmological equilibration.

hep-th↗

arXiv2018

De Sitter Space as a Tensor Network: Cosmic No-Hair, Complementarity, and Complexity

We investigate the proposed connection between de Sitter spacetime and the MERA (Multiscale Entanglement Renormalization Ansatz) tensor network, and ask what can be learned via such a construction. We show that the quantum state obeys a cosmic no-hair theorem: the reduced density operator describing a causal patch of the MERA asymptotes to a fixed point of a quantum channel, just as spacetimes with a positive cosmological constant asymptote to de Sitter. The MERA is potentially compatible with a weak form of complementarity (local physics only describes single patches at a time, but the overall Hilbert space is infinite-dimensional) or, with certain specific modifications to the tensor structure, a strong form (the entire theory describes only a single patch plus its horizon, in a finite-dimensional Hilbert space). We also suggest that de Sitter evolution has an interpretation in terms of circuit complexity, as has been conjectured for anti-de Sitter space.

hep-th↗

arXiv2018

Mad-Dog Everettianism: Quantum Mechanics at Its Most Minimal

To the best of our current understanding, quantum mechanics is part of the most fundamental picture of the universe. It is natural to ask how pure and minimal this fundamental quantum description can be. The simplest quantum ontology is that of the Everett or Many-Worlds interpretation, based on a vector in Hilbert space and a Hamiltonian. Typically one also relies on some classical structure, such as space and local configuration variables within it, which then gets promoted to an algebra of preferred observables. We argue that even such an algebra is unnecessary, and the most basic description of the world is given by the spectrum of the Hamiltonian (a list of energy eigenvalues) and the components of some particular vector in Hilbert space. Everything else - including space and fields propagating on it - is emergent from these minimal elements.

quant-ph↗

arXiv2018

Beyond Falsifiability: Normal Science in a Multiverse

Cosmological models that invoke a multiverse - a collection of unobservable regions of space where conditions are very different from the region around us - are controversial, on the grounds that unobservable phenomena shouldn't play a crucial role in legitimate scientific theories. I argue that the way we evaluate multiverse models is precisely the same as the way we evaluate any other models, on the basis of abduction, Bayesian inference, and empirical success. There is no scientifically respectable way to do cosmology without taking into account different possibilities for what the universe might be like outside our horizon. Multiverse theories are utterly conventionally scientific, even if evaluating them can be difficult in practice.

physics.hist-ph↗