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Sean M. Carroll

Publications and source records attributed to Sean M. Carroll.

At least 37 records · Page 2Linked to original sources

Bulk Entanglement Gravity without a Boundary: Towards Finding Einstein's Equation in Hilbert Space

We consider the emergence from quantum entanglement of spacetime geometry in a bulk region. For certain classes of quantum states in an appropriately factorized Hilbert space, a spatial geometry can be defined by associating areas along codimension-one surfaces with the entanglement entropy between either side. We show how Radon transforms can be used to convert this data into a spatial metric. Under a particular set of assumptions, the time evolution of such a state traces out a four-dimensional spacetime geometry, and we argue using a modified version of Jacobson's "entanglement equilibrium" that the geometry should obey Einstein's equation in the weak-field limit. We also discuss how entanglement equilibrium is related to a generalization of the Ryu-Takayanagi formula in more general settings, and how quantum error correction can help specify the emergence map between the full quantum-gravity Hilbert space and the semiclassical limit of quantum fields propagating on a classical spacetime.

hep-th↗

A Nonlocal Approach to the Cosmological Constant Problem

We construct a model in which the cosmological constant is canceled from the gravitational equations of motion. Our model relies on two key ingredients: a nonlocal constraint on the action, which forces the spacetime average of the Lagrangian density to vanish, and a dynamical way for this condition to be satisfied classically with arbitrary matter content. We implement the former condition with a spatially-constant Lagrange multiplier associated with the volume form and the latter by including a free four-form gauge field strength in the action. These two features are enough to remove the cosmological constant from the Einstein equation. The model is consistent with all cosmological and experimental bounds on modification of gravity and allows for both cosmic inflation and the present epoch of acceleration.

hep-th↗

The Hilbert Space of Quantum Gravity Is Locally Finite-Dimensional

We argue in a model-independent way that the Hilbert space of quantum gravity is locally finite-dimensional. In other words, the density operator describing the state corresponding to a small region of space, when such a notion makes sense, is defined on a finite-dimensional factor of a larger Hilbert space. Because quantum gravity potentially describes superpo- sitions of different geometries, it is crucial that we associate Hilbert-space factors with spatial regions only on individual decohered branches of the universal wave function. We discuss some implications of this claim, including the fact that quantum field theory cannot be a fundamental description of Nature.

hep-th↗

How Decoherence Affects the Probability of Slow-Roll Eternal Inflation

Slow-roll inflation can become eternal if the quantum variance of the inflaton field around its slowly rolling classical trajectory is converted into a distribution of classical spacetimes inflating at different rates, and if the variance is large enough compared to the rate of classical rolling that the probability of an increased rate of expansion is sufficiently high. Both of these criteria depend sensitively on whether and how perturbation modes of the inflaton interact and decohere. Decoherence is inevitable as a result of gravitationally-sourced interactions whose strength are proportional to the slow-roll parameters. However, the weakness of these interactions means that decoherence is typically delayed until several Hubble times after modes grow beyond the Hubble scale. We present perturbative evidence that decoherence of long-wavelength inflaton modes indeed leads to an ensemble of classical spacetimes with differing cosmological evolutions. We introduce the notion of per-branch observables---expectation values with respect to the different decohered branches of the wave function---and show that the evolution of modes on individual branches varies from branch to branch. Thus single-field slow-roll inflation fulfills the quantum-mechanical criteria required for the validity of the standard picture of eternal inflation. For a given potential, the delayed decoherence can lead to slight quantitative adjustments to the regime in which the inflaton undergoes eternal inflation.

hep-th↗

Quantum Circuit Cosmology: The Expansion of the Universe Since the First Qubit

We consider cosmological evolution from the perspective of quantum information. We present a quantum circuit model for the expansion of a comoving region of space, in which initially-unentangled ancilla qubits become entangled as expansion proceeds. We apply this model to the comoving region that now coincides with our Hubble volume, taking the number of entangled degrees of freedom in this region to be proportional to the de Sitter entropy. The quantum circuit model is applicable for at most 140 $e$-folds of inflationary and post-inflationary expansion: we argue that no geometric description was possible before the time $t_1$ when our comoving region was one Planck length across, and contained one pair of entangled degrees of freedom. This approach could provide a framework for modeling the initial state of inflationary perturbations.

hep-th↗

The Bayesian Second Law of Thermodynamics

We derive a generalization of the Second Law of Thermodynamics that uses Bayesian updates to explicitly incorporate the effects of a measurement of a system at some point in its evolution. By allowing an experimenter's knowledge to be updated by the measurement process, this formulation resolves a tension between the fact that the entropy of a statistical system can sometimes fluctuate downward and the information-theoretic idea that knowledge of a stochastically-evolving system degrades over time. The Bayesian Second Law can be written as $ΔH(ρ_m, ρ) + \langle \mathcal{Q}\rangle_{F|m}\geq 0$, where $ΔH(ρ_m, ρ)$ is the change in the cross entropy between the original phase-space probability distribution $ρ$ and the measurement-updated distribution $ρ_m$, and $\langle \mathcal{Q}\rangle_{F|m}$ is the expectation value of a generalized heat flow out of the system. We also derive refined versions of the Second Law that bound the entropy increase from below by a non-negative number, as well as Bayesian versions of the Jarzynski equality. We demonstrate the formalism using simple analytical and numerical examples.

cond-mat.stat-mech↗

Why Boltzmann Brains Are Bad

Some modern cosmological models predict the appearance of Boltzmann Brains: observers who randomly fluctuate out of a thermal bath rather than naturally evolving from a low-entropy Big Bang. A theory in which most observers are of the Boltzmann Brain type is generally thought to be unacceptable, although opinions differ. I argue that such theories are indeed unacceptable: the real problem is with fluctuations into observers who are locally identical to ordinary observers, and their existence cannot be swept under the rug by a choice of probability distributions over observers. The issue is not that the existence of such observers is ruled out by data, but that the theories that predict them are cognitively unstable: they cannot simultaneously be true and justifiably believed.

hep-th↗

Space from Hilbert Space: Recovering Geometry from Bulk Entanglement

We examine how to construct a spatial manifold and its geometry from the entanglement structure of an abstract quantum state in Hilbert space. Given a decomposition of Hilbert space $\mathcal{H}$ into a tensor product of factors, we consider a class of "redundancy-constrained states" in $\mathcal{H}$ that generalize the area-law behavior for entanglement entropy usually found in condensed-matter systems with gapped local Hamiltonians. Using mutual information to define a distance measure on the graph, we employ classical multidimensional scaling to extract the best-fit spatial dimensionality of the emergent geometry. We then show that entanglement perturbations on such emergent geometries naturally give rise to local modifications of spatial curvature which obey a (spatial) analog of Einstein's equation. The Hilbert space corresponding to a region of flat space is finite-dimensional and scales as the volume, though the entropy (and the maximum change thereof) scales like the area of the boundary. A version of the ER=EPR conjecture is recovered, in that perturbations that entangle distant parts of the emergent geometry generate a configuration that may be considered as a highly quantum wormhole.

hep-th↗

What is the Entropy in Entropic Gravity?

We investigate theories in which gravity arises as a consequence of entropy. We distinguish between two approaches to this idea: holographic gravity, in which Einstein's equation arises from keeping entropy stationary in equilibrium under variations of the geometry and quantum state of a small region, and thermodynamic gravity, in which Einstein's equation emerges as a local equation of state from constraints on the area of a dynamical lightsheet in a fixed spacetime background. Examining holographic gravity, we argue that its underlying assumptions can be justified in part using recent results on the form of the modular energy in quantum field theory. For thermodynamic gravity, on the other hand, we find that it is difficult to formulate a self-consistent definition of the entropy, which represents an obstacle for this approach. This investigation points the way forward in understanding the connections between gravity and entanglement.

hep-th↗

De Sitter Space Without Dynamical Quantum Fluctuations

We argue that, under certain plausible assumptions, de Sitter space settles into a quiescent vacuum in which there are no dynamical quantum fluctuations. Such fluctuations require either an evolving microstate, or time-dependent histories of out-of-equilibrium recording devices, which we argue are absent in stationary states. For a massive scalar field in a fixed de Sitter background, the cosmic no-hair theorem implies that the state of the patch approaches the vacuum, where there are no fluctuations. We argue that an analogous conclusion holds whenever a patch of de Sitter is embedded in a larger theory with an infinite-dimensional Hilbert space, including semiclassical quantum gravity with false vacua or complementarity in theories with at least one Minkowski vacuum. This reasoning provides an escape from the Boltzmann brain problem in such theories. It also implies that vacuum states do not uptunnel to higher-energy vacua and that perturbations do not decohere while slow-roll inflation occurs, suggesting that eternal inflation is much less common than often supposed. On the other hand, if a de Sitter patch is a closed system with a finite-dimensional Hilbert space, there will be Poincare recurrences and dynamical Boltzmann fluctuations into lower-entropy states. Our analysis does not alter the conventional understanding of the origin of density fluctuations from primordial inflation, since reheating naturally generates a high-entropy environment and leads to decoherence, nor does it affect the existence of non-dynamical vacuum fluctuations such as those that give rise to the Casimir effect.

hep-th↗

How to Recover a Qubit That Has Fallen Into a Black Hole

We demonstrate an algorithm for the retrieval of a qubit, encoded in spin angular momentum, that has been dropped into a no-firewall black hole. Retrieval is achieved analogously to quantum teleportation by collecting Hawking radiation and performing measurements on the black hole. Importantly, these methods only require the ability to perform measurements from outside the event horizon.

hep-th↗

Consistency Conditions for an AdS/MERA Correspondence

The Multi-scale Entanglement Renormalization Ansatz (MERA) is a tensor network that provides an efficient way of variationally estimating the ground state of a critical quantum system. The network geometry resembles a discretization of spatial slices of an AdS spacetime and "geodesics" in the MERA reproduce the Ryu-Takayanagi formula for the entanglement entropy of a boundary region in terms of bulk properties. It has therefore been suggested that there could be an AdS/MERA correspondence, relating states in the Hilbert space of the boundary quantum system to ones defined on the bulk lattice. Here we investigate this proposal and derive necessary conditions for it to apply, using geometric features and entropy inequalities that we expect to hold in the bulk. We show that, perhaps unsurprisingly, the MERA lattice can only describe physics on length scales larger than the AdS radius. Further, using the covariant entropy bound in the bulk, we show that there are no conventional MERA parameters that completely reproduce bulk physics even on super-AdS scales. We suggest modifications or generalizations of this kind of tensor network that may be able to provide a more robust correspondence.

hep-th↗

Self-Locating Uncertainty and the Origin of Probability in Everettian Quantum Mechanics

A longstanding issue in attempts to understand the Everett (Many-Worlds) approach to quantum mechanics is the origin of the Born rule: why is the probability given by the square of the amplitude? Following Vaidman, we note that observers are in a position of self-locating uncertainty during the period between the branches of the wave function splitting via decoherence and the observer registering the outcome of the measurement. In this period it is tempting to regard each branch as equiprobable, but we argue that the temptation should be resisted. Applying lessons from this analysis, we demonstrate (using methods similar to those of Zurek's envariance-based derivation) that the Born rule is the uniquely rational way of apportioning credence in Everettian quantum mechanics. In doing so, we rely on a single key principle: changes purely to the environment do not affect the probabilities one ought to assign to measurement outcomes in a local subsystem. We arrive at a method for assigning probabilities in cases that involve both classical and quantum self-locating uncertainty. This method provides unique answers to quantum Sleeping Beauty problems, as well as a well-defined procedure for calculating probabilities in quantum cosmological multiverses with multiple similar observers.

quant-ph↗

Why Boltzmann Brains Don't Fluctuate Into Existence From the De Sitter Vacuum

Many modern cosmological scenarios feature large volumes of spacetime in a de Sitter vacuum phase. Such models are said to be faced with a "Boltzmann Brain problem" - the overwhelming majority of observers with fixed local conditions are random fluctuations in the de Sitter vacuum, rather than arising via thermodynamically sensible evolution from a low-entropy past. We argue that this worry can be straightforwardly avoided in the Many-Worlds (Everett) approach to quantum mechanics, as long as the underlying Hilbert space is infinite-dimensional. In that case, de Sitter settles into a truly stationary quantum vacuum state. While there would be a nonzero probability for observing Boltzmann-Brain-like fluctuations in such a state, "observation" refers to a specific kind of dynamical process that does not occur in the vacuum (which is, after all, time-independent). Observers are necessarily out-of-equilibrium physical systems, which are absent in the vacuum. Hence, the fact that projection operators corresponding to states with observers in them do not annihilate the vacuum does not imply that such observers actually come into existence. The Boltzmann Brain problem is therefore much less generic than has been supposed.

hep-th↗

Many Worlds, the Born Rule, and Self-Locating Uncertainty

We provide a derivation of the Born Rule in the context of the Everett (Many-Worlds) approach to quantum mechanics. Our argument is based on the idea of self-locating uncertainty: in the period between the wave function branching via decoherence and an observer registering the outcome of the measurement, that observer can know the state of the universe precisely without knowing which branch they are on. We show that there is a uniquely rational way to apportion credence in such cases, which leads directly to the Born Rule. Our analysis generalizes straightforwardly to cases of combined classical and quantum self-locating uncertainty, as in the cosmological multiverse.

gr-qc↗

How Many $e$-Folds Should We Expect from High-Scale Inflation?

We address the issue of how many $e$-folds we would naturally expect if inflation occurred at an energy scale of order $10^{16}$ GeV. We use the canonical measure on trajectories in classical phase space, specialized to the case of flat universes with a single scalar field. While there is no exact analytic expression for the measure, we are able to derive conditions that determine its behavior. For a quadratic potential $V(ϕ)=m^{2}ϕ^{2}/2$ with $m=2\times10^{13}$ GeV and cutoff at $M_{\rm Pl}=2.4\times10^{18}$ GeV, we find an expectation value of $2\times10^{10}$ $e$-folds on the set of Friedmann-Robertson-Walker trajectories. For cosine inflation $V(ϕ)=Λ^{4}[1-\cos(ϕ/f)]$ with $f=1.5\times10^{19}$ GeV, we find that the expected total number of $e$-folds is 50, which would just satisfy the observed requirements of our own Universe; if $f$ is larger, more than 50 $e$-folds are generically attained. We conclude that one should expect a large amount of inflation in large-field models and more limited inflation in small-field (hilltop) scenarios.

hep-th↗

In What Sense Is the Early Universe Fine-Tuned?

It is commonplace in discussions of modern cosmology to assert that the early universe began in a special state. Conventionally, cosmologists characterize this fine-tuning in terms of the horizon and flatness problems. I argue that the fine-tuning is real, but these problems aren't the best way to think about it: causal disconnection of separated regions isn't the real problem, and flatness isn't a problem at all. Fine-tuning is better understood in terms of a measure on the space of trajectories: given reasonable conditions in the late universe, the fraction of cosmological histories that were smooth at early times is incredibly tiny. This discussion helps clarify what is required by a complete theory of cosmological initial conditions.

astro-ph.CO↗

Quantifying the Rise and Fall of Complexity in Closed Systems: The Coffee Automaton

In contrast to entropy, which increases monotonically, the "complexity" or "interestingness" of closed systems seems intuitively to increase at first and then decrease as equilibrium is approached. For example, our universe lacked complex structures at the Big Bang and will also lack them after black holes evaporate and particles are dispersed. This paper makes an initial attempt to quantify this pattern. As a model system, we use a simple, two-dimensional cellular automaton that simulates the mixing of two liquids ("coffee" and "cream"). A plausible complexity measure is then the Kolmogorov complexity of a coarse-grained approximation of the automaton's state, which we dub the "apparent complexity." We study this complexity measure, and show analytically that it never becomes large when the liquid particles are non-interacting. By contrast, when the particles do interact, we give numerical evidence that the complexity reaches a maximum comparable to the "coffee cup's" horizontal dimension. We raise the problem of proving this behavior analytically.

cond-mat.stat-mech↗