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Shanpu Shen

Publications and source records attributed to Shanpu Shen.

At least 19 recordsLinked to original sources

Sensing for Reliable UAV Communication: Robust Trajectory and Resource Optimization in Low-Altitude Networks

In low-altitude wireless networks, sensing-aided communication has emerged as a promising integrated sensing and communication (ISAC) paradigm for unmanned aerial vehicle (UAV) tracking and communication. This paper investigates reliable sensing-aided communication for multiple cellular-connected UAVs under mobility uncertainties. Specifically, we maximize the minimum outage capacity among UAVs by jointly optimizing their real-time predicted positions, as well as the base station (BS) transmit power and bandwidth allocations. To address the non-convex and intractable maximum tolerable outage probability (OP) constraints, two robust optimization schemes are proposed based on a continuous confidence ellipse (CE) and discretized inverse-whitened sectors (IWSs), respectively. For the CE-based scheme, an efficient algorithm is proposed to optimize the predicted UAV positions individually via block successive convex approximation, followed by convex resource allocation. For the IWS-based scheme, an IWS-based OP approximation is proposed to facilitate the robust optimization, based on which a low-complexity IWS selection method is proposed to decouple the optimization variables. Then, a similar sequential optimization algorithm is proposed based on the projected gradient descent approach. The two algorithms are further unified into a common trajectory-resource optimization framework, revealing a low-complexity structure for robust UAV trajectory and resource management. Simulation results validate the effectiveness of our proposed OP approximation, demonstrate the significant outage capacity improvement of the proposed robust optimization schemes over benchmark schemes, and illustrate the superiority of the IWS-based scheme over the CE-based scheme.

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Physics-Informed Neural Optimization Based Antenna Coding Design for Pixel Antenna Systems

Pixel antennas enable highly radiation pattern reconfigurability to enhance wireless systems, but its antenna coding design, that is optimizing the states of switches embedded in pixel antennas, remains an NP-hard challenge. Conventional approaches for antenna coding design typically rely on heuristic search algorithms, which suffer from high computational complexity. To overcome this issue, we propose a novel efficient data-free optimization algorithm called physics-informed neural optimizer (PINO) for antenna coding design. By integrating a deep convolutional neural network prior and a Gumbel-Sigmoid continuous relaxation into a differentiable physics engine, the proposed algorithm transforms the binary optimization problem into a continuous differentiable problem, which enables the antenna coding optimization problem to be efficiently solved via gradient descent. Simulation results demonstrate that the proposed algorithm outperforms the heuristic search based algorithms, reducing computational time while achieving higher average channel gain.

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Antenna Coding Design for Pixel Antenna Empowered Rate-Splitting Multiple Access

This work explores the integration of pixel antennas and rate-splitting multiple access (RSMA) to enhance spectral efficiency in multi-user multiple-input single-output (MU-MISO) systems. Pixel antennas offer controllable antenna characteristics via antenna coding from the analog domain, whereas RSMA provides efficient interference management from the digital domain. We propose a novel pixel antenna empowered RSMA transmission framework where each user employs a pixel antenna. Under imperfect channel state information at the transmitter, we formulate a joint precoding and antenna coding design problem to maximize the ergodic sum-rate. An alternating optimization algorithm based on the weighted minimum mean square error (WMMSE) approach and the successive exhaustive Boolean optimization (SEBO) is first developed to solve the problem. We then propose an efficient online antenna coder selection algorithm relying on an offline-designed codebook to reduce computational complexity. Numerical results show that the proposed pixel antenna empowered RSMA significantly improves spectral efficiency compared to both RSMA with fixed antennas and space-division multiple access (SDMA) employing the same pixel antenna configuration. Moreover, compared to SDMA, RSMA maintains the same performance with a simpler pixel antenna configuration or a smaller codebook size.

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Fundamental Tradeoff in Movable Antenna Systems: How Long to Move Before Transmission?

The movable antenna (MA) technology enables flexible reconfiguration of wireless channels through adaptive antenna deployment, offering significant potential for enhancing communication performance. However, antenna movement requires a certain duration within which communication may be compromised due to factors such as channel fluctuation and Doppler effect. This leads to a fundamental tradeoff: A longer movement duration allows antennas to reach more favorable positions for better channel conditions, but it inevitably reduces the time available for data transmission. To characterize the aforementioned tradeoff, we focus on the MAs-enabled multiuser downlink scenario, and jointly optimize the movement duration and antenna deployment at the base station to maximize the effective throughput. The formulated problem is highly non-convex. The general solutions require an one-dimensional search over movement durations, each with optimized antenna deployment. To reduce complexity, we propose a fitting method that samples only a few rate-duration pairs, yielding a closed-form expression that captures the rate trend and enables a favorable solution immediately. We further derive a closed-form condition on the maximum antenna movement speed: When the speed is below a certain threshold, the optimal strategy is to keep antennas stationary throughout the transmission period. The fundamental tradeoff and the effectiveness of the proposed solutions are examined in a special case with two MAs and two users. Finally, numerical simulations validate the efficacy of the proposed schemes.

cs.IT

Active Beyond-Diagonal Reconfigurable Intelligent Surface with Hybrid Transmitting and Reflecting Mode

Beyond-diagonal reconfigurable intelligent surfaces (BD-RISs), originally in the passive form, have attracted attention due to their benefits in enhanced wave manipulating through flexible inter-element connections and element arrangements. To mitigate the severe multiplicative fading, the concept of active BD-RISs with signal amplification capability has recently been proposed. Inspired by this, we investigate the hybrid transmitting and reflecting mode of active BD-RISs to achieve full-space coverage. We start by deriving a physics compliant communication model applying active BD-RIS with hybrid mode. We further propose novel architectures including reciprocal and non-reciprocal implementations with cell-wise single, group, and fully connections. We also develop a unified optimization framework for the joint transmit precoding and hybrid mode active BD-RIS design to maximize the sum rate of multi-user communication systems, which is applicable to all considered architectures. Numerical results demonstrate that, under the same total power budget, the proposed active BD-RIS with hybrid mode substantially outperforms active and passive simultaneous transmitting and reflecting RISs as well as passive BD-RISs with hybrid mode. This shows the synergy gain from inter-element connection, element arrangements, and active amplification.

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Optimizing Antenna Coding for Pixel Antenna Empowered SISO-OFDM Systems

This work investigates antenna coding optimization to enhance the channel capacity of single-input single-output orthogonal frequency division multiplexing (SISO-OFDM) systems empowered by highly reconfigurable pixel antennas. We first introduce the model for pixel antenna empowered SISO-OFDM systems using a beamspace channel representation. We next formulate the problem to maximize the channel capacity through jointly optimizing antenna coding and the power allocation across subcarriers and solve it by Successive Exhaustive Boolean Optimization (SEBO) and water-filling (WF) algorithm. To reduce computational complexity, a codebook-based approach is also proposed for antenna coding optimization. Simulation results show that the channel capacity of SISO-OFDM system across all signal-to-noise-ratio (SNR) regions considered can be enhanced through leveraging pixel antennas as compared to using conventional antenna with fixed configuration. This result demonstrates the effectiveness of antenna coding technology empowered by pixel antenna in enhancing SISO-OFDM systems.

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Active Beyond-Diagonal Reconfigurable Intelligent Surfaces: Modeling, Architecture Design, and Optimization

Beyond-diagonal reconfigurable intelligent surfaces (BD-RISs) are an emerging RIS 2.0 technology for future wireless communication. However, BD-RISs are primarily passive without active amplification, suffering from severe multiplicative path loss. To address the concern of multiplicative path loss, in this work we investigate the active BD-RIS including the modeling, architecture design, and optimization. We first analyze the active BD-RIS using multiport network theory with scattering parameters and derive a physical and electromagnetic compliant active BD-RIS aided communication model. We also design two new active BD-RIS architectures, namely fully- and group-connected active BD-RISs. Based on the proposed model and architecture, we investigate the active BD-RIS aided single-input single-output system and derive the closed-form optimal solution and scaling law of the signal-to-noise ratio. We further investigate the active BD-RIS aided multiple-input multiple-output system and propose an iterative algorithm based on quadratically constrained quadratic programming to maximize the spectral efficiency. Numerical results are provided and show that the active BD-RIS can achieve higher spectral efficiency than the active/passive diagonal RIS and passive BD-RIS. For example, to achieve the same spectral efficiency, the number of elements required by active BD-RIS is less than half of that required by active diagonal RIS, showing the advantages of active BD-RIS.

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Antenna Coding Optimization for Pixel Antenna Empowered Wireless Communication Using Deep Learning with Heterogeneous Multi-Head Selection

Pixel antenna is a promising antenna technology that enables flexible adjustment of radiation characteristics and enhancement of wireless systems through antenna coding. This work proposes a novel deep learning-based antenna coding optimization algorithm. Specifically, the proposed algorithm is supported by a heterogeneous multi-head selection mechanism, whose main idea is to train multiple neural networks based on various coding schemes and select the one that leads to the best system performance. Unlike traditional heuristic searching-based algorithms that require high computational complexity to achieve satisfactory performance, the proposed data-driven deep learning approach can achieve 98\% of the performance achieved by the searching-based algorithms with significantly reduced computational complexity. Results demonstrate that in pixel antenna empowered single-input single-output systems, the proposed algorithm achieves a computational speed 81 times faster than the searching-based algorithm. For more complex pixel antenna empowered multiple-input multiple-output systems, the computational speed is 297 times faster than the existing searching-based algorithm. Benefiting from the high performance and low computational complexity, this algorithm demonstrates the significant potential of pixel antennas as a novel and practical technology to enhance wireless systems.

cs.IT

Overcoming BS Down-Tilt for Air-Ground ISAC Coverage: Antenna Design, Beamforming and User Scheduling

Integrated sensing and communication holds great promise for low-altitude economy applications. However, conventional downtilted base stations primarily provide sectorized forward lobes for ground services, failing to sense air targets due to backward blind zones. In this paper, a novel antenna structure is proposed to enable air-ground beam steering, facilitating simultaneous full-space sensing and communication (S&C). Specifically, instead of inserting a reflector behind the antenna array for backlobe mitigation, an omni-steering plate is introduced to collaborate with the active array for omnidirectional beamforming. Building on this hardware innovation, sum S&C mutual information (MI) is maximized, jointly optimizing user scheduling, passive coefficients of the omni-steering plate, and beamforming of the active array. The problem is decomposed into two subproblems: one for optimizing passive coefficients via Riemannian gradient on the manifold, and the other for optimizing user scheduling and active array beamforming. Exploiting relationships among S&C MI, data decoding MMSE, and parameter estimation MMSE, the original subproblem is equivalently transformed into a sum weighted MMSE problem, rigorously established via the Lagrangian and first-order optimality conditions. Simulations show that the proposed algorithm outperforms baselines in sum-MI and MSE, while providing 360 sensing coverage. Beampattern analysis further demonstrates effective user scheduling and accurate target alignment.

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Two-Scale Spatial Deployment for Cost-Effective Wireless Networks via Cooperative IRSs and Movable Antennas

This paper proposes a two-scale spatial deployment strategy to ensure reliable coverage for multiple target areas, integrating macroscopic intelligent reflecting surfaces (IRSs) and fine-grained movable antennas (MAs). Specifically, IRSs are selectively deployed from candidate sites to shape the propagation geometry, while MAs are locally repositioned among discretized locations to exploit small-scale channel variations. The objective is to minimize the total deployment cost of MAs and IRSs by jointly optimizing the IRS site selection, MA positions, transmit precoding, and IRS phase shifts, subject to the signal-to-noise ratio (SNR) requirements for all target areas. This leads to a challenging mixed-integer non-convex optimization problem that is intractable to solve directly. To address this, we first formulate an auxiliary problem to verify the feasibility. A penalty-based double-loop algorithm integrating alternating optimization and successive convex approximation (SCA) is developed to solve this feasibility issue, which is subsequently adapted to obtain a suboptimal solution for the original cost minimization problem. Finally, based on the obtained solution, we formulate an element refinement problem to further reduce the deployment cost, which is solved by a penalty-based SCA algorithm. Simulation results demonstrate that the proposed designs consistently outperform benchmarks relying on independent area planning or full IRS deployment in terms of cost-efficiency. Moreover, for cost minimization, MA architectures are preferable in large placement apertures, whereas fully populated FPA architectures excel in compact ones; for worst-case SNR maximization, MA architectures exhibit a lower cost threshold for feasibility, while FPA architectures can attain peak SNR at a lower total cost.

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Antenna Coding Optimization for Pixel Antenna Empowered MIMO Wireless Power Transfer

We investigate antenna coding utilizing pixel antennas as a new degree of freedom for enhancing multiple-input multiple-output (MIMO) wireless power transfer (WPT) systems. The objective is to enhance the output direct current (DC) power under RF combining and DC combining schemes by jointly exploiting gains from antenna coding, beamforming, and rectenna nonlinearity. We first propose the MIMO WPT system model with binary and continuous antenna coding using the beamspace channel model and formulate the joint antenna coding and beamforming optimization using a nonlinear rectenna model. We propose two efficient closed-form successive convex approximation algorithms to efficiently optimize the beamforming. To further reduce the computational complexity, we propose codebook-based antenna coding designs for output DC power maximization based on K-means clustering. Results show that the proposed pixel antenna empowered MIMO WPT system with binary antenna coding increases output DC power by more than 15 dB compared with conventional systems with fixed antenna configuration. With continuous antenna coding, the performance improves another 6 dB. Moreover, the proposed codebook design outperforms previous designs by up to 40% and shows good performance with reduced computational complexity. Overall, the significant improvement in output DC power verifies the potential of leveraging antenna coding utilizing pixel antennas to enhance WPT systems.

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Low-Complexity Planar Beyond-Diagonal RIS Architecture Design Using Graph Theory

Reconfigurable intelligent surfaces (RISs) enable programmable control of the wireless propagation environment and are key enablers for future networks. Beyond-diagonal RIS (BD-RIS) architectures enhance conventional RIS by interconnecting elements through tunable impedance components, offering greater flexibility with higher circuit complexity. However, excessive interconnections between BD-RIS elements require multi-layer printed circuit board (PCB) designs, increasing fabrication difficulty. In this letter, we use graph theory to characterize the BD-RIS architectures that can be realized on double-layer PCBs, denoted as planar-connected RISs. Among the possible planar-connected RISs, we identify the ones with the most degrees of freedom, expected to achieve the best performance under practical constraints.

cs.IT

Cooperative Rotatable IRSs for Wireless Communications: Joint Beamforming and Orientation Optimization

Rotatable intelligent reflecting surfaces (IRSs) introduce a new degree of freedom (DoF) for shaping wireless propagation by adaptively adjusting the orientation of IRSs. This paper considers an angle-dependent reflection model in a wireless communication system aided by two rotatable IRSs. Specifically, we study the joint design of the base station transmit beamforming, as well as the cooperative passive beamforming and orientation of the two IRSs, to maximize the received signal-to-noise ratio (SNR). Under the light-of-sight (LoS) channels, we first develop a particle swarm optimization (PSO) based method to determine the IRS rotation and derive an optimal rotation in a closed-form expression for a two-dimensional IRS deployment. Then, we extend the design to the general Rician fading channels by proposing an efficient alternating optimization and PSO (AO-PSO) algorithm. Numerical results validate the substantial gains achieved by the IRS rotation over fixed-IRS schemes and also demonstrate the superior performance of the double rotatable IRSs over a single rotatable IRS given a sufficient total number of IRS elements.

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Antenna Coding Optimization Based on Pixel Antennas for MIMO Wireless Power Transfer with DC Combining

This paper investigates antenna coding based on pixel antennas as a new degree of freedom for enhancing multiple-input multiple-output (MIMO) wireless power transfer (WPT) systems. Antenna coding is closely related to the Fluid Antenna System (FAS) concept and further generalizes the radiation pattern reconfigurability. We first introduce a beamspace channel model to demonstrate reconfigurable radiation patterns enabled by antenna coders. By jointly optimizing the antenna coding and transmit beamforming with perfect channel state information (CSI), we exploit gains from antenna coding, transmit beamforming, and rectenna nonlinearity to maximize the output DC power. We adopt an alternating optimization approach with the quasi-Newton method and Successive Exhaustive Boolean Optimization (SEBO) method with warm-start to handle the transmit beamforming design and antenna coding design respectively. Finally, simulation results show that the proposed MIMO WPT system with pixel antennas achieves up to 15 dB gain in average output DC power compared with a conventional system with fixed antenna configuration, highlighting the potential of pixel antennas for boosting the WPT efficiency.

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Antenna Coding Design for Multi-User Transmissions Using Pixel Antennas

This work investigates exploiting the potential of pixel antennas, which are a reconfigurable antenna technology that can flexibly adjust the antenna characteristics through antenna coding, in multi-user transmissions. To that end, we propose a multi-user multi-input single-output (MISO) pixel antenna system, which deploys the pixel antenna at users, and develop the system model including pixel antenna with antenna coding and multi-user beamspace channels. Aiming at maximizing the sum rate performance, we first propose an algorithm to alternatively design the precoding at the transmitter and the antenna coding at users, which explores the performance boundary for the proposed multi-user MISO pixel antenna system. To reduce the computational complexity, we propose a codebook-based antenna coding design algorithm, where the antenna coder is online optimized from an offline codebook. To further enhance the computation efficiency, we propose a hierarchical codebook-based antenna coding design that uses a multi-layer hierarchical search to achieve a better performance-complexity trade-off. Simulation results show that, adopting the proposed algorithms, the multi-user MISO pixel antenna system can always outperform conventional multi-user MISO systems with fixed antennas. More importantly, results validate that the proposed (hierarchical) codebook-based algorithms can significantly reduce the computational complexity while maintaining a satisfactory sum rate performance.

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Exploiting Spatial Multiplexing Based on Pixel Antennas: An Antenna Coding Approach

An antenna coding approach for exploiting the spatial multiplexing capability of pixel antennas is proposed. This approach can leverage additional degrees of freedom in the beamspace domain to transmit more information streams. Pixel antennas are a general reconfigurable antenna design where a radiating structure with arbitrary shape and size can be discretized into sub-wavelength elements called pixels which are connected by radio frequency switches. By controlling the switch states, the pixel antenna topology can be flexibly adjusted so that the resulting radiation pattern can be reconfigured for beamspace spatial multiplexing. In this work, we introduce the antenna coder and pattern coder for pixel antennas, provide a multiple-input multiple-output (MIMO) communication system model with antenna coding in the beamspace domain, and derive the spectral efficiency. Utilizing the antenna coder, the radiation pattern of the pixel antenna is analyzed and efficient optimization algorithms are provided for antenna coding design. Numerical simulation results show that the proposed technique using pixel antennas can enhance spectral efficiency of 4-by-4 MIMO by up to 12 bits/s/Hz or equivalently reduce the required transmit power by up to 90% when compared to conventional MIMO, demonstrating the effectiveness of the antenna coding technique in spectral efficiency enhancement and its promise for future sixth generation (6G) wireless communication.

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Rotatable IRS Aided Wireless Communication

Rotatable intelligent reflecting surface (IRS) introduces a new spatial degree of freedom (DoF) by dynamically adjusting orientations without the need of changing its elements' positions in real time. To unleash the full potential of rotatable IRSs for wireless communications, this paper investigates the joint optimization of IRS rotation angles to maximize the minimum expected signal-to-noise ratio (SNR) over all locations within a given target area. We first propose an angle-dependent channel model that accurately characterizes the reception and reflection of each IRS element. Different from the conventional cosine-law assumption, the proposed model captures the practical electromagnetic characteristics of the IRS, including the effective reception area and reflection efficiency. For the single target location case, a particle swarm optimization (PSO)-based algorithm is developed to solve the SNR maximization problem, and a closed-form expression for a near-optimal solution is derived to provide useful insights. For the general area coverage enhancement case, the optimal rotation is obtained through a two-loop PSO-based iterative algorithm with null-point detection. In this algorithm, the outer loop updates the global rotation angles to maximize the minimum SNR over the target area, whereas the inner loop evaluates the SNR distribution within the area to identify the location corresponding to the minimum SNR through null-point detection. Numerical results demonstrate significant SNR improvement achieved by the proposed rotatable IRS design over various benchmark schemes under different system setups.

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RIS-Assisted NOMA with Partial CSI and Mutual Coupling: A Machine Learning Approach

Non-orthogonal multiple access (NOMA) is a promising multiple access technique. Its performance depends strongly on the wireless channel property, which can be enhanced by reconfigurable intelligent surfaces (RISs). In this paper, we jointly optimize base station (BS) precoding and RIS configuration with unsupervised machine learning (ML), which looks for the optimal solution autonomously. In particular, we propose a dedicated neural network (NN) architecture RISnet inspired by domain knowledge in communication. Compared to state-of-the-art, the proposed approach combines analytical optimal BS precoding and ML-enabled RIS, has a high scalability to control more than 1000 RIS elements, has a low requirement for channel state information (CSI) in input, and addresses the mutual coupling between RIS elements. Beyond the considered problem, this work is an early contribution to domain knowledge enabled ML, which exploit the domain expertise of communication systems to design better approaches than general ML methods.

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