arXiv subjects

Shanpu Shen

Publications and source records attributed to Shanpu Shen.

At least 37 records · Page 2Linked to original sources

arXiv2025

Antenna Coding Design for Multi-User Transmissions Using Pixel Antennas

This work investigates exploiting the potential of pixel antennas, which are a reconfigurable antenna technology that can flexibly adjust the antenna characteristics through antenna coding, in multi-user transmissions. To that end, we propose a multi-user multi-input single-output (MISO) pixel antenna system, which deploys the pixel antenna at users, and develop the system model including pixel antenna with antenna coding and multi-user beamspace channels. Aiming at maximizing the sum rate performance, we first propose an algorithm to alternatively design the precoding at the transmitter and the antenna coding at users, which explores the performance boundary for the proposed multi-user MISO pixel antenna system. To reduce the computational complexity, we propose a codebook-based antenna coding design algorithm, where the antenna coder is online optimized from an offline codebook. To further enhance the computation efficiency, we propose a hierarchical codebook-based antenna coding design that uses a multi-layer hierarchical search to achieve a better performance-complexity trade-off. Simulation results show that, adopting the proposed algorithms, the multi-user MISO pixel antenna system can always outperform conventional multi-user MISO systems with fixed antennas. More importantly, results validate that the proposed (hierarchical) codebook-based algorithms can significantly reduce the computational complexity while maintaining a satisfactory sum rate performance.

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arXiv2025

Exploiting Spatial Multiplexing Based on Pixel Antennas: An Antenna Coding Approach

An antenna coding approach for exploiting the spatial multiplexing capability of pixel antennas is proposed. This approach can leverage additional degrees of freedom in the beamspace domain to transmit more information streams. Pixel antennas are a general reconfigurable antenna design where a radiating structure with arbitrary shape and size can be discretized into sub-wavelength elements called pixels which are connected by radio frequency switches. By controlling the switch states, the pixel antenna topology can be flexibly adjusted so that the resulting radiation pattern can be reconfigured for beamspace spatial multiplexing. In this work, we introduce the antenna coder and pattern coder for pixel antennas, provide a multiple-input multiple-output (MIMO) communication system model with antenna coding in the beamspace domain, and derive the spectral efficiency. Utilizing the antenna coder, the radiation pattern of the pixel antenna is analyzed and efficient optimization algorithms are provided for antenna coding design. Numerical simulation results show that the proposed technique using pixel antennas can enhance spectral efficiency of 4-by-4 MIMO by up to 12 bits/s/Hz or equivalently reduce the required transmit power by up to 90% when compared to conventional MIMO, demonstrating the effectiveness of the antenna coding technique in spectral efficiency enhancement and its promise for future sixth generation (6G) wireless communication.

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arXiv2025

Antenna Coding Empowered by Pixel Antennas

Pixel antennas, based on discretizing a continuous radiation surface into small elements called pixels, are a flexible reconfigurable antenna technology. By controlling the connections between pixels via switches, the characteristics of pixel antennas can be adjusted to enhance the wireless channel. Inspired by this, we propose a novel technique denoted antenna coding empowered by pixel antennas. We first derive a physical and electromagnetic based communication model for pixel antennas using microwave multiport network theory and beamspace channel representation. With the model, we optimize the antenna coding to maximize the channel gain in a single-input single-output (SISO) pixel antenna system and develop a codebook design for antenna coding to reduce the computational complexity. We analyze the average channel gain of SISO pixel antenna system and derive the corresponding upper bound. In addition, we jointly optimize the antenna coding and transmit signal covariance matrix to maximize the channel capacity in a multiple-input multiple-output (MIMO) pixel antenna system. Simulation results show that using pixel antennas can enhance the average channel gain by up to 5.4 times and channel capacity by up to 3.1 times, demonstrating the significant potential of pixel antennas as a new dimension to design and optimize wireless communication systems.

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arXiv2025

RIS-Assisted NOMA with Partial CSI and Mutual Coupling: A Machine Learning Approach

Non-orthogonal multiple access (NOMA) is a promising multiple access technique. Its performance depends strongly on the wireless channel property, which can be enhanced by reconfigurable intelligent surfaces (RISs). In this paper, we jointly optimize base station (BS) precoding and RIS configuration with unsupervised machine learning (ML), which looks for the optimal solution autonomously. In particular, we propose a dedicated neural network (NN) architecture RISnet inspired by domain knowledge in communication. Compared to state-of-the-art, the proposed approach combines analytical optimal BS precoding and ML-enabled RIS, has a high scalability to control more than 1000 RIS elements, has a low requirement for channel state information (CSI) in input, and addresses the mutual coupling between RIS elements. Beyond the considered problem, this work is an early contribution to domain knowledge enabled ML, which exploit the domain expertise of communication systems to design better approaches than general ML methods.

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arXiv2025

Cooperative Integrated Sensing and Communication Networks: Analysis and Distributed Design

This paper proposes a cooperative integrated sensing and communication network (Co-ISACNet) adopting hybrid beamforming (HBF) architecture, which improves both radar sensing and communication performance. The main contributions of this work are four-fold. First, we introduce a novel cooperative sensing method for the considered Co-ISACNet, followed by a comprehensive analysis of this method. This analysis mathematically verifies the benefits of Co-ISACNet and provides insightful design guidelines. Second, to show the benefits of Co-ISACNet, we propose to jointly design the HBF to maximize the network communication capacity while satisfying the constraint of beampattern similarity for radar sensing, which results in a highly dimensional and non-convex problem. Third, to facilitate the joint design, we propose a novel distributed optimization framework based on proximal gradient and alternating direction method of multipliers, namely PANDA. Fourth, we further adopt the proposed PANDA framework to solve the joint HBF design problem for the Co-ISACNet. By using the proposed PANDA framework, all access points (APs) optimize the HBF in parallel, where each AP only requires local channel state information and limited message exchange among the APs. Such framework reduces significantly the computational complexity and thus has pronounced benefits in practical scenarios. Simulation results verify the effectiveness of the proposed algorithm compared with the conventional centralized algorithm and show the remarkable performance improvement of radar sensing and communication by deploying Co-ISACNet.

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arXiv2025

A Hybrid Transmitting and Reflecting Beyond Diagonal Reconfigurable Intelligent Surface with Independent Beam Control and Power Splitting

A hybrid transmitting and reflecting beyond diagonal reconfigurable intelligent surface (BD-RIS) design is proposed. Operating in the same aperture, frequency band and polarization, the proposed BD-RIS features independent beam steering control of its reflected and transmitted waves. In addition it provides a hybrid mode with both reflected and transmitted waves using tunable power splitting between beams. The BD-RIS comprises two phase reconfigurable antenna arrays interconnected by an array of tunable two-port power splitters. The two-port power splitter in each BD-RIS cell is built upon a varactor in parallel with a bias inductor to exert tunable impedance variations on transmission lines. Provided with variable reverse DC voltages, the two-port power splitter can control the power ratio of S11 over S21 from -20 dB to 20 dB, thus allowing tunable power splitting. Each antenna is 2-bit phase reconfigurable with 200 MHz bandwidth at 2.4 GHz so that each cell of BD-RIS can also achieve independent reflection and transmission phase control. To characterize and optimize the electromagnetic response of the proposed BD-RIS design, a Thévenin equivalent model and corresponding analytical method is provided. A BD-RIS with 4 by 4 cells was also prototyped and tested. Experiments show that in reflection and transmission mode, the fabricated BD-RIS can realize beam steering in reflection and transmission space, respectively. It is also verified that when operating in hybrid mode, the BD-RIS enables independent beam steering of the reflected and transmitted waves. This work helps fill the gap between realizing practical hardware design and establishing an accurate physical model for the hybrid transmitting and reflecting BD-RIS, enabling hybrid transmitting and reflecting BD-RIS assisted wireless communications.

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arXiv2025

RISnet: A Domain-Knowledge Driven Neural Network Architecture for RIS Optimization with Mutual Coupling and Partial CSI

Space-division multiple access (SDMA) plays an important role in modern wireless communications. Its performance depends on the channel properties, which can be improved by reconfigurable intelligent surfaces (RISs). In this work, we jointly optimize SDMA precoding at the base station (BS) and RIS configuration. We tackle difficulties of mutual coupling between RIS elements, scalability to more than 1000 RIS elements, and high requirement for channel estimation. We first derive an RIS-assisted channel model considering mutual coupling, then propose an unsupervised machine learning (ML) approach to optimize the RIS with a dedicated neural network (NN) architecture RISnet, which has good scalability, desired permutation-invariance, and a low requirement for channel estimation. Moreover, we leverage existing high-performance analytical precoding scheme to propose a hybrid solution of ML-enabled RIS configuration and analytical precoding at BS. More generally, this work is an early contribution to combine ML technique and domain knowledge in communication for NN architecture design. Compared to generic ML, the problem-specific ML can achieve higher performance, lower complexity and permutation-invariance.

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arXiv2025

Beyond Diagonal Reconfigurable Intelligent Surfaces in Wideband OFDM Communications: Circuit-Based Modeling and Optimization

This work investigates the modeling and optimization of beyond diagonal reconfigurable intelligent surface (BD-RIS), which generalizes conventional RIS with diagonal phase shift matrices and provides additional flexibility for manipulating wireless channels, in wideband communication systems. Specifically, we start from the signal modeling of the BD-RIS-aided orthogonal frequency division multiplexing (OFDM) system, which bridges the time-domain and frequency-domain channels, and explicitly shows the frequency dependence of the BD-RIS response. We next characterize the frequency dependence of the BD-RIS response based on circuit models. Benefiting from the admittance parameter analysis, we model individually each tunable admittance component of BD-RIS and derive an approximated linear expression with respect to the frequency of the transmit signals. With the proposed signal model for the BD-RIS-aided OFDM system and the frequency-dependent BD-RIS model, we propose algorithms to optimize the BD-RIS and the power allocation at the transmitter to maximize the average rate for a BD-RIS-aided OFDM system. Finally, simulation results show that BD-RIS outperforms conventional RIS in the OFDM system. More importantly, the impact of wideband modeling of BD-RIS on the system performance becomes more significant as the circuit complexity of BD-RIS architectures increases.

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arXiv2024

A Dual-Function Radar-Communication System Empowered by Beyond Diagonal Reconfigurable Intelligent Surface

This work focuses on the use of reconfigurable intelligent surface (RIS) in dual-function radar-communication (DFRC) systems to improve communication capacity and sensing precision, and enhance coverage for both functions. In contrast to most of the existing RIS aided DFRC works where the RIS is modeled as a diagonal phase shift matrix and can only reflect signals to half space, we propose a novel beyond diagonal RIS (BD-RIS) aided DFRC system. Specifically, the proposed BD-RIS supports the hybrid reflecting and transmitting mode, and is compatible with flexible architectures, enabling the system to realize full-space coverage and to achieve enhanced performance. To achieve the expected benefits, we jointly optimize the transmit waveform, the BD-RIS matrices, and sensing receive filters, by maximizing the minimum signal-to-clutter-plus-noise ratio for fair target detection, subject to the constraints of the communication quality of service, different BD-RIS architectures and power budget. To solve the non-convex and non-smooth max-min problem, a general solution based on the alternating direction method of multipliers is provided. Numerical simulations validate the efficacy of the proposed algorithm and show the superiority of the BD-RIS aided DFRC system in terms of both communication and sensing compared to conventional RIS aided DFRC.

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arXiv2024

A Universal Framework for Multiport Network Analysis of Reconfigurable Intelligent Surfaces

Reconfigurable intelligent surface (RIS) is an emerging paradigm able to control the propagation environment in wireless systems. Most of the research on RIS has been dedicated to system optimization and, with the advent of beyond diagonal RIS (BD-RIS), to RIS architecture design. However, developing general and unified electromagnetic (EM)-consistent models for RIS-aided systems remains an open problem. In this study, we propose a universal framework for the multiport network analysis of RIS-aided systems. With our framework, we model RIS-aided systems and RIS architectures through impedance, admittance, and scattering parameter analysis. Based on these analyses, three equivalent models are derived accounting for the effects of impedance mismatching and mutual coupling. The three models are then simplified by assuming large transmission distances, perfect matching, and no mutual coupling to understand the role of the RIS in the communication model. The derived simplified models are consistent with the typical model used in related literature, although we show that an additional approximation is commonly considered in the literature. We discuss the benefits of each analysis in characterizing and optimizing the RIS and how to select the most suitable parameters according to the needs. Numerical results provide additional evidence of the equivalence of the three analyses.

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arXiv2024

Channel Estimation and Beamforming for Beyond Diagonal Reconfigurable Intelligent Surfaces

Beyond diagonal reconfigurable intelligent surface (BD-RIS) is a new advance and generalization of the RIS technique. BD-RIS breaks through the isolation between RIS elements by creatively introducing inter-element connections, thereby enabling smarter wave manipulation and enlarging coverage. However, exploring proper channel estimation schemes suitable for BD-RIS aided communication systems still remains an open problem. In this paper, we study channel estimation and beamforming design for BD-RIS aided multi-antenna systems. We first describe the channel estimation strategy based on the least square (LS) method, derive the mean square error (MSE) of the LS estimation, and formulate the joint pilot sequence and BD-RIS design problem with unique constraints induced by BD-RIS architectures. Specifically, we propose an efficient pilot sequence and BD-RIS design which theoretically guarantees to achieve the minimum MSE. With the estimated channel, we then consider two BD-RIS scenarios and propose beamforming design algorithms. Finally, we provide simulation results to verify the effectiveness of the proposed channel estimation scheme and beamforming design algorithms. We also show that more interelement connections in BD-RIS improves the performance while increasing the training overhead for channel estimation.

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arXiv2024

Beyond Diagonal Reconfigurable Intelligent Surfaces with Mutual Coupling: Modeling and Optimization

This work studies the modeling and optimization of beyond diagonal reconfigurable intelligent surface (BD-RIS) aided wireless communication systems in the presence of mutual coupling among the RIS elements. Specifically, we first derive the mutual coupling aware BD-RIS aided communication model using scattering and impedance parameter analysis. Based on the obtained communication model, we propose a general BD-RIS optimization algorithm applicable to different architectures of BD-RIS to maximize the channel gain. Numerical results validate the effectiveness of the proposed design and demonstrate that the larger the mutual coupling the larger the gain offered by BD-RIS over conventional diagonal RIS.

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arXiv2024

Static Grouping Strategy Design for Beyond Diagonal Reconfigurable Intelligent Surfaces

Beyond diagonal reconfigurable intelligent surface (BD-RIS) extends conventional RIS through novel architectures, such as group-connected RIS, with scattering matrix not restricted to being diagonal. However, it remains unexplored how to optimally group the elements in group-connected RISs to maximize the performance while maintaining a low-complexity circuit. In this study, we propose and model BD-RIS with a static grouping strategy optimized based on the channel statistics. After formulating the corresponding problems, we design the grouping in single- and multi-user systems. Numerical results reveal the benefits of grouping optimization, i.e., up to 60% sum rate improvement, especially in highly correlated channels.

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arXiv2024

Wideband Modeling and Beamforming for Beyond Diagonal Reconfigurable Intelligent Surfaces

This work studies the wideband modeling and beamforming design of beyond diagonal reconfigurable intelligent surface (BD-RIS), which generalizes and goes beyond conventional RIS with diagonal phase shift matrices to achieve enhanced channel gain. Specifically, we investigate the response of BD-RIS in wideband systems by going back to its hardware circuit realizations. We propose a novel wideband model which has simple expressions while capturing the response variations of BD-RIS for signals with different frequencies. With this wideband model, we propose a BD-RIS design algorithm for an orthogonal frequency division multiplexing system to maximize the average rate over all subcarriers. Finally, we provide simulation results to evaluate the performance of the proposed design and show the importance of wideband modeling for BD-RIS.

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arXiv2024

Beyond Diagonal Reconfigurable Intelligent Surfaces Utilizing Graph Theory: Modeling, Architecture Design, and Optimization

Recently, beyond diagonal reconfigurable intelligent surface (BD-RIS) has been proposed to generalize conventional RIS. BD-RIS has a scattering matrix that is not restricted to being diagonal and thus brings a performance improvement over conventional RIS. While different BD-RIS architectures have been proposed, it still remains an open problem to develop a systematic approach to design BD-RIS architectures achieving the optimal trade-off between performance and circuit complexity. In this work, we propose novel modeling, architecture design, and optimization for BD-RIS based on graph theory. This graph theoretical modeling allows us to develop two new efficient BD-RIS architectures, denoted as tree-connected and forest-connected RIS. Tree-connected RIS, whose corresponding graph is a tree, is proven to be the least complex BD-RIS architecture able to achieve the performance upper bound in multiple-input single-output (MISO) systems. Besides, forest-connected RIS allows us to strike a balance between performance and complexity, further decreasing the complexity over tree-connected RIS. To optimize tree-connected RIS, we derive a closed-form global optimal solution, while forest-connected RIS is optimized through a low-complexity iterative algorithm. Numerical results confirm that tree-connected (resp. forest-connected) RIS achieves the same performance as fully-connected (resp. group-connected) RIS, while reducing the complexity by up to 16.4 times.

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arXiv2024

Synergizing Beyond Diagonal Reconfigurable Intelligent Surface and Rate-Splitting Multiple Access

This work focuses on the synergy of rate-splitting multiple access (RSMA) and beyond diagonal reconfigurable intelligent surface (BD-RIS) to enlarge the coverage, improve the performance, and save on antennas. Specifically, we employ a multi-sector BD-RIS modeled as a prism, which can achieve highly directional full-space coverage, in a multiuser multiple input single output communication system. With the multi-sector BD-RIS aided RSMA model, we jointly design the transmit precoder and BD-RIS matrix under the imperfect channel state information (CSI) conditions. The robust design is performed by solving a stochastic average sum-rate maximization problem. With sample average approximation and weighted minimum mean square error-rate relationship, the stochastic problem is transformed into a deterministic one with multiple blocks, each of which is iteratively designed. Simulation results show that multi-sector BD-RIS aided RSMA outperforms space division multiple access schemes. More importantly, synergizing multi-sector BD-RIS with RSMA is an efficient strategy to reduce the number of active antennas at the transmitter and the number of passive antennas in BD-RIS.

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arXiv2023

Reconfigurable Intelligent Surfaces 2.0: Beyond Diagonal Phase Shift Matrices

Reconfigurable intelligent surface (RIS) has been envisioned as a promising technique to enable and enhance future wireless communications due to its potential to engineer the wireless channels in a cost-effective manner. Extensive research attention has been drawn to the use of conventional RIS 1.0 with diagonal phase shift matrices, where each RIS element is connected to its own load to ground but not connected to other elements. However, the simple architecture of RIS 1.0 limits its flexibility of manipulating passive beamforming. To fully exploit the benefits of RIS, in this paper, we introduce RIS 2.0 beyond diagonal phase shift matrices, namely beyond diagonal RIS (BD-RIS). We first explain the modeling of BD-RIS based on the scattering parameter network analysis and classify BD-RIS by the mathematical characteristics of the scattering matrix, supported modes, and architectures. Then, we provide simulations to evaluate the sum-rate performance with different modes/architectures of BD-RIS. We summarize the benefits of BD-RIS in providing high flexibility in wave manipulation, enlarging coverage, facilitating the deployment, and requiring low complexity in resolution bit and element numbers. Inspired by the benefits of BD-RIS, we also discuss potential applications of BD-RIS in various wireless systems. Finally, we list key challenges in modeling, designing, and implementing BD-RIS in practice and point to possible future research directions for BD-RIS.

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arXiv2023

Discrete-Value Group and Fully Connected Architectures for Beyond Diagonal Reconfigurable Intelligent Surfaces

Reconfigurable intelligent surfaces (RISs) allow controlling the propagation environment in wireless networks through reconfigurable elements. Recently, beyond diagonal RISs (BD-RISs) have been proposed as novel RIS architectures whose scattering matrix is not limited to being diagonal. However, BDRISs have been studied assuming continuous-value scattering matrices, which are hard to implement in practice. In this paper, we address this problem by proposing two solutions to realize discrete-value group and fully connected RISs. First, we propose scalar-discrete RISs, in which each entry of the RIS impedance matrix is independently discretized. Second, we propose vector-discrete RISs, where the entries in each group of the RIS impedance matrix are jointly discretized. In both solutions, the codebook is designed offline such as to minimize the distortion caused in the RIS impedance matrix by the discretization operation. Numerical results show that vector-discrete RISs achieve higher performance than scalar discrete RISs at the cost of increased optimization complexity. Furthermore, fewer resolution bits per impedance are necessary to achieve the performance upper bound as the group size of the group connected architecture increases. In particular, only a single resolution bit is sufficient in fully connected RISs to approximately achieve the performance upper bound.

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