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Shi Feng

Publications and source records attributed to Shi Feng.

At least 73 records · Page 4Linked to original sources

High-Rank Structured Modulation for Parameter-Efficient Fine-Tuning

As the number of model parameters increases, parameter-efficient fine-tuning (PEFT) has become the go-to choice for tailoring pre-trained large language models. Low-rank Adaptation (LoRA) uses a low-rank update method to simulate full parameter fine-tuning, which is widely used to reduce resource requirements. However, decreasing the rank encounters challenges with limited representational capacity when compared to full parameter fine-tuning. We present \textbf{SMoA}, a high-rank \textbf{S}tructured \textbf{MO}dulation \textbf{A}dapter that uses fewer trainable parameters while maintaining a higher rank, thereby improving the model's representational capacity and offering improved performance potential. The core idea is to freeze the original pretrained weights and selectively amplify or suppress important features of the original weights across multiple subspaces. The subspace mechanism provides an efficient way to increase the capacity and complexity of a model. We conduct both theoretical analyses and empirical studies on various tasks. Experiment results show that SMoA outperforms LoRA and its variants on 10 tasks, with extensive ablation studies validating its effectiveness.

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PlaM: Training-Free Plateau-Guided Model Merging for Better Visual Grounding in MLLMs

Multimodal Large Language Models (MLLMs) rely on strong linguistic reasoning inherited from their base language models. However, multimodal instruction fine-tuning paradoxically degrades this text's reasoning capability, undermining multimodal performance. To address this issue, we propose a training-free framework to mitigate this degradation. Through layer-wise vision token masking, we reveal a common three-stage pattern in multimodal large language models: early-modal separation, mid-modal alignment, and late-modal degradation. By analyzing the behavior of MLLMs at different stages, we propose a plateau-guided model merging method that selectively injects base language model parameters into MLLMs. Experimental results based on five MLLMs on nine benchmarks demonstrate the effectiveness of our method. Attention-based analysis further reveals that merging shifts attention from diffuse, scattered patterns to focused localization on task-relevant visual regions. Our repository is on https://github.com/wzj1718/PlaM.

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CIRAG: Construction-Integration Retrieval and Adaptive Generation for Multi-hop Question Answering

Triple-based Iterative Retrieval-Augmented Generation (iRAG) mitigates document-level noise for multi-hop question answering. However, existing methods still face limitations: (i) greedy single-path expansion, which propagates early errors and fails to capture parallel evidence from different reasoning branches, and (ii) granularity-demand mismatch, where a single evidence representation struggles to balance noise control with contextual sufficiency. In this paper, we propose the Construction-Integration Retrieval and Adaptive Generation model, CIRAG. It introduces an Iterative Construction-Integration module that constructs candidate triples and history-conditionally integrates them to distill core triples and generate the next-hop query. This module mitigates the greedy trap by preserving multiple plausible evidence chains. Besides, we propose an Adaptive Cascaded Multi-Granularity Generation module that progressively expands contextual evidence based on the problem requirements, from triples to supporting sentences and full passages. Moreover, we introduce Trajectory Distillation, which distills the teacher model's integration policy into a lightweight student, enabling efficient and reliable long-horizon reasoning. Extensive experiments demonstrate that CIRAG achieves superior performance compared to existing iRAG methods.

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Spin-orbit coupling controlled two-dimensional magnetism in chromium trihalides

CrX$_3$ (X = Cl, Br, I) have the same crystal structure and Hamiltonian but different ligand spin-orbit coupling (SOC) constant $λ_X$, providing excellent material platform exploring for exotic two-dimensional (2D) spin orders. Their microscopic mechanism underlying 2D spin physics remain unestablished, along with experimental corroboration of Kitaev exchange interaction, central to realizing topological quantum spin liquids. Finding direct evidence for Kitaev interaction and determining its value has been an essential but formidable challenge in Kitaev physics. Here we report the direct Kitaev interaction signature in magnetic anisotropy measured by ferromagnetic resonance (FMR) spectroscopy. We present measured values of Heisenberg $J$, Kitaev $K$, and off-diagonal symmetric $Γ$ exchange interactions in CrX$_3$ determined using FMR and exact diagonalization. $K$ and $Γ$ exhibit dominant dependencies on $λ_X$, indicating its central role in 2D magnetism. Our study provides a foundation for designing 2D magnetic materials exhibiting novel behaviors by tuning intrinsic material parameters such as SOC.

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SAFE-QAQ: End-to-End Slow-Thinking Audio-Text Fraud Detection via Reinforcement Learning

Existing fraud detection methods predominantly rely on transcribed text, suffering from ASR errors and missing crucial acoustic cues like vocal tone and environmental context. This limits their effectiveness against complex deceptive strategies. To address these challenges, we first propose \textbf{SAFE-QAQ}, an end-to-end comprehensive framework for audio-based slow-thinking fraud detection. First, the SAFE-QAQ framework eliminates the impact of transcription errors on detection performance. Secondly, we propose rule-based slow-thinking reward mechanisms that systematically guide the system to identify fraud-indicative patterns by accurately capturing fine-grained audio details, through hierarchical reasoning processes. Besides, our framework introduces a dynamic risk assessment framework during live calls, enabling early detection and prevention of fraud. Experiments on the TeleAntiFraud-Bench demonstrate that SAFE-QAQ achieves dramatic improvements over existing methods in multiple key dimensions, including accuracy, inference efficiency, and real-time processing capabilities. Currently deployed and analyzing over 70,000 calls daily, SAFE-QAQ effectively automates complex fraud detection, reducing human workload and financial losses. Code: https://anonymous.4open.science/r/SAFE-QAQ.

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Gaming the Answer Matcher: Examining the Impact of Text Manipulation on Automated Judgment

Automated answer matching, which leverages LLMs to evaluate free-text responses by comparing them to a reference answer, shows substantial promise as a scalable and aligned alternative to human evaluation. However, its reliability requires robustness against strategic attacks such as guesswork or verbosity that may artificially inflate scores without improving actual correctness. In this work, we systematically investigate whether such tactics deceive answer matching models by prompting examinee models to: (1) generate verbose responses, (2) provide multiple answers when unconfident, and (3) embed conflicting answers with the correct answer near the start of their response. Our results show that these manipulations do not increase scores and often reduce them. Additionally, binary scoring (which requires a matcher to answer with a definitive "correct" or "incorrect") is more robust to attacks than continuous scoring (which requires a matcher to determine partial correctness). These findings show that answer matching is generally robust to inexpensive text manipulation and is a viable alternative to traditional LLM-as-a-judge or human evaluation when reference answers are available.

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Emergent Persuasion: Will LLMs Persuade Without Being Prompted?

With the wide-scale adoption of conversational AI systems, AI are now able to exert unprecedented influence on human opinion and beliefs. Recent work has shown that many Large Language Models (LLMs) comply with requests to persuade users into harmful beliefs or actions when prompted and that model persuasiveness increases with model scale. However, this prior work looked at persuasion from the threat model of $\textit{misuse}$ (i.e., a bad actor asking an LLM to persuade). In this paper, we instead aim to answer the following question: Under what circumstances would models persuade $\textit{without being explicitly prompted}$, which would shape how concerned we should be about such emergent persuasion risks. To achieve this, we study unprompted persuasion under two scenarios: (i) when the model is steered (through internal activation steering) along persona traits, and (ii) when the model is supervised-finetuned (SFT) to exhibit the same traits. We showed that steering towards traits, both related to persuasion and unrelated, does not reliably increase models' tendency to persuade unprompted, however, SFT does. Moreover, SFT on general persuasion datasets containing solely benign topics admits a model that has a higher propensity to persuade on controversial and harmful topics--showing that emergent harmful persuasion can arise and should be studied further.

cs.AI↗

Do LLM Evaluators Prefer Themselves for a Reason?

Large language models (LLMs) are increasingly used as automatic evaluators in applications such as benchmarking, reward modeling, and self-refinement. Prior work highlights a potential self-preference bias where LLMs favor their own generated responses, a tendency often intensifying with model size and capability. This raises a critical question: Is self-preference harmful, or does it simply reflect the genuinely higher-quality outputs of stronger models? Answering this has been difficult as prior works mostly relied on subjective tasks that lack an objective ground truth, meaning that either preference can be reasonably justified. To address this ambiguity, we investigate self-preference using verifiable benchmarks (mathematical reasoning, factual knowledge, code generation) that allow objective ground-truth assessment. This enables us to distinguish harmful (favoring objectively worse responses) from legitimate (favoring genuinely superior ones) self-preference. Our large-scale experiments across 7 model families reveal three key findings: (1) While stronger models exhibit greater self-preference, much of this preference aligns with objectively superior performance, indicating stronger models prefer themselves mostly legitimately. (2) Harmful self-preference persists when evaluator models err as generators, and stronger models display more pronounced harmful self-preference bias when they do err. This suggests stronger models struggle more to recognize when they are wrong. (3) Inference-time scaling strategies, such as generating a long Chain-of-Thought before evaluation, effectively reduce the harmful self-preference. Additionally, we experiment with LMArena and show that our findings extend beyond verifiable benchmarks to real-world, subjective domains. These results provide a more nuanced understanding of LLM-based evaluation and practical insights for improving its reliability.

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Triangular $J_1$-$J_2$ Heisenberg Antiferromagnet in a Magnetic Field

The behavior of the paradigmatic $J_1-J_2$ triangular lattice Heisenberg antiferromagnet in a magnetic field remains unsettled despite decades of study. We map out the phase diagram using three complementary approaches, including self-consistent nonlinear spin-wave theory, density-matrix renormalization group, and variational Monte Carlo. This combined analysis resolves the competition among different field-induced magnetic orders and magnetization plateaux across the classically frustrated parameter range. In particular, there is a finite range in the parameter regime around $J_2/J_1=\frac{1}{8}$ in which i) upon the application of the external field, the gapless quantum spin liquid acquires a finite density of monopoles, and ii) by further increasing the field, two plateaux are clearly obtained at $m=\frac{1}{3}$ and $m=\frac{1}{2}$. We discuss the experimental importance of the consecutive magnetization plateaux transitions as a signature of an underlying quantum spin-liquid phase.

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Mitigating Self-Preference by Authorship Obfuscation

Language models (LMs) judges are widely used to evaluate the quality of LM outputs. Despite many advantages, LM judges display concerning biases that can impair their integrity in evaluations. One such bias is self-preference: LM judges preferring their own answers over those produced by other LMs or humans. The bias is hard to eliminate as frontier LM judges can distinguish their own outputs from those of others, even when the evaluation candidates are not labeled with their sources. In this paper, we investigate strategies to mitigate self-preference by reducing the LM judges' ability to recognize their own outputs. We apply black-box perturbations to evaluation candidates in pairwise comparison to obfuscate the authorship and reduce self-recognition. We find that perturbations as simple as synonym replacement for a few words predictably reduce self-preference. However, we also uncover fundamental challenges to eliminating the bias: when we extrapolate our perturbations to a more complete neutralization of stylistic differences between the evaluation candidates, self-preference recovers. Our findings suggest that self-recognition and self-preference can happen on many semantic levels, and complete mitigation remains challenging despite promising initial results.

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AI Debate Aids Assessment of Controversial Claims

As AI grows more powerful, it will increasingly shape how we understand the world. But with this influence comes the risk of amplifying misinformation and deepening social divides-especially on consequential topics where factual accuracy directly impacts well-being. Scalable Oversight aims to ensure AI systems remain truthful even when their capabilities exceed those of their evaluators. Yet when humans serve as evaluators, their own beliefs and biases can impair judgment. We study whether AI debate can guide biased judges toward the truth by having two AI systems debate opposing sides of controversial factuality claims on COVID-19 and climate change where people hold strong prior beliefs. We conduct two studies. Study I recruits human judges with either mainstream or skeptical beliefs who evaluate claims through two protocols: debate (interaction with two AI advisors arguing opposing sides) or consultancy (interaction with a single AI advisor). Study II uses AI judges with and without human-like personas to evaluate the same protocols. In Study I, debate consistently improves human judgment accuracy and confidence calibration, outperforming consultancy by 4-10% across COVID-19 and climate change claims. The improvement is most significant for judges with mainstream beliefs (up to +15.2% accuracy on COVID-19 claims), though debate also helps skeptical judges who initially misjudge claims move toward accurate views (+4.7% accuracy). In Study II, AI judges with human-like personas achieve even higher accuracy (78.5%) than human judges (70.1%) and default AI judges without personas (69.8%), suggesting their potential for supervising frontier AI models. These findings highlight AI debate as a promising path toward scalable, bias-resilient oversight in contested domains.

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DeepDive: Advancing Deep Search Agents with Knowledge Graphs and Multi-Turn RL

Augmenting large language models (LLMs) with browsing tools substantially improves their potential as deep search agents to solve complex, real-world tasks. Yet, open LLMs still perform poorly in such settings due to limited long-horizon reasoning capacity with browsing tools and the lack of sufficiently difficult supervised data. To address these challenges, we present DeepDive to advance deep search agents. First, we propose a strategy to automatically synthesize complex, difficult, and hard-to-find questions from open knowledge graphs. Second, we apply end-to-end multi-turn reinforcement learning (RL) to enhance LLMs' long-horizon reasoning with deep search. To encourage diversity and reduce redundancy, we design a redundancy penalty that discourages repeated similar queries. Experiments show that DeepDive-32B achieves a new open-source competitive result on BrowseComp, outperforming WebSailor, DeepSeek-R1-Browse, and Search-o1. We demonstrate that multi-turn RL training improves deep search ability and significantly contributes to the performance improvements across multiple benchmarks. We observe that DeepDive enables test-time scaling of tool calls and parallel sampling. All datasets, models, and code are publicly available at https://github.com/THUDM/DeepDive.

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A Practical Review of Mechanistic Interpretability for Transformer-Based Language Models

Mechanistic interpretability (MI) is an emerging sub-field of interpretability that seeks to understand a neural network model by reverse-engineering its internal computations. Recently, MI has garnered significant attention for interpreting transformer-based language models (LMs), resulting in many novel insights yet introducing new challenges. However, there has not been work that comprehensively reviews these insights and challenges, particularly as a guide for newcomers to this field. To fill this gap, we provide a comprehensive survey from a task-centric perspective, organizing the taxonomy of MI research around specific research questions or tasks. We outline the fundamental objects of study in MI, along with the techniques, evaluation methods, and key findings for each task in the taxonomy. In particular, we present a task-centric taxonomy as a roadmap for beginners to navigate the field by helping them quickly identify impactful problems in which they are most interested and leverage MI for their benefit. Finally, we discuss the current gaps in the field and suggest potential future directions for MI research.

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FFT-Accelerated Auxiliary Variable MCMC for Fermionic Lattice Models: A Determinant-Free Approach with $O(N\log N)$ Complexity

We introduce a Markov Chain Monte Carlo (MCMC) algorithm that dramatically accelerates the simulation of quantum many-body systems, a grand challenge in computational science. State-of-the-art methods for these problems are severely limited by $O(N^3)$ computational complexity. Our method avoids this bottleneck, achieving near-linear $O(N \log N)$ scaling per sweep. Our approach samples a joint probability measure over two coupled variable sets: (1) particle trajectories of the fundamental fermions, and (2) auxiliary variables that decouple fermion interactions. The key innovation is a novel transition kernel for particle trajectories formulated in the Fourier domain, revealing the transition probability as a convolution that enables massive acceleration via the Fast Fourier Transform (FFT). The auxiliary variables admit closed-form, factorized conditional distributions, enabling efficient exact Gibbs sampling update. We validate our algorithm on benchmark quantum physics problems, accurately reproducing known theoretical results and matching traditional $O(N^3)$ algorithms on $32\times 32$ lattice simulations at a fraction of the wall-clock time, empirically demonstrating $N \log N$ scaling. By reformulating a long-standing physics simulation problem in machine learning language, our work provides a powerful tool for large-scale probabilistic inference and opens avenues for physics-inspired generative models.

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Transient localization from fractionalization: vanishingly small heat conductivity in gapless quantum magnets

Several candidate materials for gapless quantum spin liquids exhibit a vanishing thermal conductivity, which is at odds with theoretical predictions. Here, we show that a suppressed response can arise due to transient localization from fractionalization, even in the absence of extrinsic defects or disorder. Concretely, we consider a Kitaev ladder model in a uniform magnetic field, whose spin degrees of freedom fractionalize into visons and spinons. For moderate magnetic fields, visons are heavy and act as quasi-static disorder that induce transient localization of light spinons even in the translation-invariant model and at zero temperature, which strongly suppresses the residual conductivity at finite but low frequencies. At ultralow frequencies the conductivity is restored; however, such scales can be extremely hard to reach in experiments. Our results identify transient localization as a signature of fractionalization and provide a framework for interpreting anomalous transport in gapless spin liquid candidates.

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A Good Plan is Hard to Find: Aligning Models with Preferences is Misaligned with What Helps Users

To assist users in complex tasks, LLMs generate plans: step-by-step instructions towards a goal. While alignment methods aim to ensure LLM plans are helpful, they train (RLHF) or evaluate (ChatbotArena) on what users prefer, assuming this reflects what helps them. We test this with Planorama: an interface where 126 users answer 300 multi-step questions with LLM plans. We get 4388 plan executions and 5584 comparisons to measure plan helpfulness (QA success) and user preferences on plans, and recreate the setup in agents and reward models to see if they simulate or prefer what helps users. We expose: 1) user/model preferences and agent success do not accurately predict which plans help users, so common alignment feedback can misalign with helpfulness; 2) this gap is not due to user-specific preferences, as users are similarly successful when using plans they prefer/disprefer; 3) surface-level cues like brevity and question similarity strongly link to preferences, but such biases fail to predict helpfulness. In all, we argue aligning helpful LLMs needs feedback from real user interactions, not just preferences of what looks helpful, so we discuss the plan NLP researchers can execute to solve this problem.

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Finite Spinon Density-of-States in Triangular-Lattice Delafossite TlYbSe$_2$

We introduce the rare-earth delafossite compound TlYbSe$_2$ -- extending the search for quantum spin liquids in frustrated triangular lattice magnets. While the DC magnetisation suggests magnetic exchange interactions in the order of several Kelvin, the zero-field AC magnetisation and heat capacity measurements reveal no signs of long-range magnetic order down to 20 mK, indicating a quantum-disordered ground state. We observe a spin glass transition around ~30 mK at zero field, arguably originating from a small fraction of free spins -- with an associated entropy of <3 % of the total $R\ln2$, which is suppressed by an applied field of ~0.02 T. A broad anomaly in the heat capacity measurements between 2-5 K is indicative of short-range spin correlations. Below 350 mK, we observe a robust linear temperature dependence of the heat capacity, accompanied by the complete absence of long-range order at low fields. We propose that a phenomenological theory, based on the interplay between spinons and thermally excited gauge flux excitations, can account for the linear temperature dependence of the heat capacity, and could be widely applicable to similar critical quantum spin liquid candidate materials. The results establish the low-temperature, low-field regime of TlYbSe$_2$ as a prime candidate for field-tunable triangular quantum spin liquid behavior and highlight the importance of thermally excited gauge field excitations.

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Affective Computing in the Era of Large Language Models: A Survey from the NLP Perspective

Affective Computing (AC) integrates computer science, psychology, and cognitive science to enable machines to recognize, interpret, and simulate human emotions across domains such as social media, finance, healthcare, and education. AC commonly centers on two task families: Affective Understanding (AU) and Affective Generation (AG). While fine-tuned pre-trained language models (PLMs) have achieved solid AU performance, they often generalize poorly across tasks and remain limited for AG, especially in producing diverse, emotionally appropriate responses. The advent of Large Language Models (LLMs) (e.g., ChatGPT and LLaMA) has catalyzed a paradigm shift by offering in-context learning, broader world knowledge, and stronger sequence generation. This survey presents an NLP-oriented overview of AC in the LLM era. We (i) consolidate traditional AC tasks and preliminary LLM-based studies; (ii) review adaptation techniques that improve AU/AG, including Instruction Tuning (full and parameter-efficient methods such as LoRA, P-/Prompt-Tuning), Prompt Engineering (zero/few-shot, chain-of-thought, agent-based prompting), and Reinforcement Learning. For the latter, we summarize RL from human preferences (RLHF), verifiable/programmatic rewards (RLVR), and AI feedback (RLAIF), which provide preference- or rule-grounded optimization signals that can help steer AU/AG toward empathy, safety, and planning, achieving finer-grained or multi-objective control. To assess progress, we compile benchmarks and evaluation practices for both AU and AG. We also discuss open challenges-from ethics, data quality, and safety to robust evaluation and resource efficiency-and outline research directions. We hope this survey clarifies the landscape and offers practical guidance for building affect-aware, reliable, and responsible LLM systems.

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