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Shi Feng

Publications and source records attributed to Shi Feng.

At least 91 records · Page 5Linked to original sources

MEKiT: Multi-source Heterogeneous Knowledge Injection Method via Instruction Tuning for Emotion-Cause Pair Extraction

Although large language models (LLMs) excel in text comprehension and generation, their performance on the Emotion-Cause Pair Extraction (ECPE) task, which requires reasoning ability, is often underperform smaller language model. The main reason is the lack of auxiliary knowledge, which limits LLMs' ability to effectively perceive emotions and reason causes. To address this issue, we propose a novel \textbf{M}ulti-source h\textbf{E}terogeneous \textbf{K}nowledge \textbf{i}njection me\textbf{T}hod, MEKiT, which integrates heterogeneous internal emotional knowledge and external causal knowledge. Specifically, for these two distinct aspects and structures of knowledge, we apply the approaches of incorporating instruction templates and mixing data for instruction-tuning, which respectively facilitate LLMs in more comprehensively identifying emotion and accurately reasoning causes. Experimental results demonstrate that MEKiT provides a more effective and adaptable solution for the ECPE task, exhibiting an absolute performance advantage over compared baselines and dramatically improving the performance of LLMs on the ECPE task.

cs.CL↗

The Avengers: A Simple Recipe for Uniting Smaller Language Models to Challenge Proprietary Giants

Proprietary giants are increasingly dominating the race for ever-larger language models. Can open-source, smaller models remain competitive across a broad range of tasks? In this paper, we present the Avengers -- a simple recipe that leverages the collective intelligence of these smaller models. The Avengers builds upon four lightweight operations: (i) embedding: encode queries using a text embedding model; (ii) clustering: group queries based on their semantic similarity; (iii) scoring: scores each model's performance within each cluster; and (iv) voting: improve outputs via repeated sampling and voting. At inference time, each query is embedded and assigned to its nearest cluster. The top-performing model(s) within that cluster are selected to generate the response with repeated sampling. Remarkably, with 10 open-source models (~7B parameters each), the Avengers surpasses GPT-4o, 4.1, and 4.5 in average performance across 15 diverse datasets spanning mathematics, coding, logical reasoning, general knowledge, and affective tasks. In particular, it surpasses GPT-4.1 on mathematics tasks by 18.21% and on code tasks by 7.46%. Furthermore, the Avengers delivers superior out-of-distribution generalization, and remains robust across various embedding models, clustering algorithms, ensemble strategies, and values of its sole parameter -- the number of clusters.

cs.CL↗

AnnaAgent: Dynamic Evolution Agent System with Multi-Session Memory for Realistic Seeker Simulation

Constrained by the cost and ethical concerns of involving real seekers in AI-driven mental health, researchers develop LLM-based conversational agents (CAs) with tailored configurations, such as profiles, symptoms, and scenarios, to simulate seekers. While these efforts advance AI in mental health, achieving more realistic seeker simulation remains hindered by two key challenges: dynamic evolution and multi-session memory. Seekers' mental states often fluctuate during counseling, which typically spans multiple sessions. To address this, we propose AnnaAgent, an emotional and cognitive dynamic agent system equipped with tertiary memory. AnnaAgent incorporates an emotion modulator and a complaint elicitor trained on real counseling dialogues, enabling dynamic control of the simulator's configurations. Additionally, its tertiary memory mechanism effectively integrates short-term and long-term memory across sessions. Evaluation results, both automated and manual, demonstrate that AnnaAgent achieves more realistic seeker simulation in psychological counseling compared to existing baselines. The ethically reviewed and screened code can be found on https://github.com/sci-m-wang/AnnaAgent.

cs.CL↗

Generative Emotion Cause Explanation in Multimodal Conversations

Multimodal conversation, a crucial form of human communication, carries rich emotional content, making the exploration of the causes of emotions within it a research endeavor of significant importance. However, existing research on the causes of emotions typically employs an utterance selection method within a single textual modality to locate causal utterances. This approach remains limited to coarse-grained assessments, lacks nuanced explanations of emotional causation, and demonstrates inadequate capability in identifying multimodal emotional triggers. Therefore, we introduce a task-\textbf{Multimodal Emotion Cause Explanation in Conversation (MECEC)}. This task aims to generate a summary based on the multimodal context of conversations, clearly and intuitively describing the reasons that trigger a given emotion. To adapt to this task, we develop a new dataset (ECEM) based on the MELD dataset. ECEM combines video clips with detailed explanations of character emotions, helping to explore the causal factors behind emotional expression in multimodal conversations. A novel approach, FAME-Net, is further proposed, that harnesses the power of Large Language Models (LLMs) to analyze visual data and accurately interpret the emotions conveyed through facial expressions in videos. By exploiting the contagion effect of facial emotions, FAME-Net effectively captures the emotional causes of individuals engaged in conversations. Our experimental results on the newly constructed dataset show that FAME-Net outperforms several excellent baselines. Code and dataset are available at https://github.com/3222345200/FAME-Net.

cs.CL↗

Why Do More Experts Fail? A Theoretical Analysis of Model Merging

Model merging dramatically reduces storage and computational resources by combining multiple expert models into a single multi-task model. Although recent model merging methods have shown promising results, they struggle to maintain performance gains as the number of merged models increases. In this paper, we investigate the key obstacles that limit the scalability of model merging when integrating a large number of expert models. First, we prove that there is an upper bound on model merging. Further theoretical analysis reveals that the limited effective parameter space imposes a strict constraint on the number of models that can be successfully merged. Gaussian Width shows that the marginal benefit of merging additional models diminishes according to a strictly concave function. This implies that the effective parameter space becomes rapidly saturated as the number of merged models increases. Furthermore, using Approximate Kinematics Theory, we prove the existence of a unique optimal threshold beyond which adding more models does not yield significant performance improvements. At the same time, we introduce a straightforward Reparameterized Heavy-Tailed method (RHT) to extend the coverage of the merged model, thereby enhancing its performance. Empirical results on 12 benchmarks, including both knowledge-intensive and general-purpose tasks, validate our theoretical analysis. We believe that these results spark further research beyond the current scope of model merging. The source code is in the Github repository: https://github.com/wzj1718/ModelMergingAnalysis.

cs.LG↗

Whose Boat Does it Float? Improving Personalization in Preference Tuning via Inferred User Personas

LLMs are aligned to follow input instructions by learning which of two responses users prefer for a prompt. However, such preference data do not convey why users prefer responses that are chosen or rejected, so LLMs trained on these datasets cannot tailor responses to varied user needs. To surface these parameters of personalization, we apply abductive reasoning to preference data, inferring needs and interests of users, i.e., personas, that may prefer either response. We test this idea in two steps: Persona Inference (PI), abductively inferring personas of users who prefer chosen or rejected outputs, and Persona Tailoring (PT), training models to tailor outputs to personas from PI. We show: 1) LLMs infer personas accurately explaining why different users may prefer both chosen or rejected outputs; 2) Training on preference data augmented with PI personas via PT boosts personalization and generalizes to supporting user-written personas; and 3) Rejected response personas form harder personalization evaluations, showing PT better aids users with uncommon preferences versus typical alignment methods. We argue for an abductive view of preferences for personalization, asking not only which response is better but when, why, and for whom.

cs.CL↗

Predicting Empirical AI Research Outcomes with Language Models

Many promising-looking ideas in AI research fail to deliver, but their validation takes substantial human labor and compute. Predicting an idea's chance of success is thus crucial for accelerating empirical AI research, a skill that even expert researchers can only acquire through substantial experience. We build the first benchmark for this task and compare LMs with human experts. Concretely, given two research ideas (e.g., two jailbreaking methods), we aim to predict which will perform better on a set of benchmarks. We scrape ideas and experimental results from conference papers, yielding 1,585 human-verified idea pairs published after our base model's cut-off date for testing, and 6,000 pairs for training. We then develop a system that combines a fine-tuned GPT-4.1 with a paper retrieval agent, and we recruit 25 human experts to compare with. In the NLP domain, our system beats human experts by a large margin (64.4% v.s. 48.9%). On the full test set, our system achieves 77% accuracy, while off-the-shelf frontier LMs like o3 perform no better than random guessing, even with the same retrieval augmentation. We verify that our system does not exploit superficial features like idea complexity through extensive human-written and LM-designed robustness tests. Finally, we evaluate our system on unpublished novel ideas, including ideas generated by an AI ideation agent. Our system achieves 63.6% accuracy, demonstrating its potential as a reward model for improving idea generation models. Altogether, our results outline a promising new direction for LMs to accelerate empirical AI research.

cs.AI↗

Look Within or Look Beyond? A Theoretical Comparison Between Parameter-Efficient and Full Fine-Tuning

Parameter-Efficient Fine-Tuning (PEFT) methods achieve performance comparable to Full Fine-Tuning (FFT) while requiring significantly fewer computing resources, making it the go-to choice for researchers. We find that although PEFT can achieve competitive results on some benchmarks, its performance falls short of FFT in complex tasks, such as reasoning and instruction-based fine-tuning. In this paper, we compare the characteristics of PEFT and FFT in terms of representational capacity and robustness based on optimization theory. We theoretically demonstrate that PEFT is a strict subset of FFT. By providing theoretical upper bounds for PEFT, we show that the limited parameter space constrains the model's representational ability, making it more susceptible to perturbations. Experiments on 15 datasets encompassing classification, generation, reasoning, instruction fine-tuning tasks and 11 adversarial test sets validate our theories. We hope that these results spark further research beyond the realms of well established PEFT. The source code is in the anonymous Github repository\footnote{https://github.com/misonsky/PEFTEval}.

cs.LG↗

Modality Curation: Building Universal Embeddings for Advanced Multimodal Information Retrieval

Multimodal information retrieval (MIR) faces inherent challenges due to the heterogeneity of data sources and the complexity of cross-modal alignment. While previous studies have identified modal gaps in feature spaces, a systematic approach to address these challenges remains unexplored. In this work, we introduce UNITE, a universal framework that tackles these challenges through two critical yet underexplored aspects: data curation and modality-aware training configurations. Our work provides the first comprehensive analysis of how modality-specific data properties influence downstream task performance across diverse scenarios. Moreover, we propose Modal-Aware Masked Contrastive Learning (MAMCL) to mitigate the competitive relationships among the instances of different modalities. Our framework achieves state-of-the-art results on multiple multimodal retrieval benchmarks, outperforming existing methods by notable margins. Through extensive experiments, we demonstrate that strategic modality curation and tailored training protocols are pivotal for robust cross-modal representation learning. This work not only advances MIR performance but also provides a foundational blueprint for future research in multimodal systems. Our project is available at https://friedrichor.github.io/projects/UNITE.

cs.CV↗

TUNA: Comprehensive Fine-grained Temporal Understanding Evaluation on Dense Dynamic Videos

Videos are unique in their integration of temporal elements, including camera, scene, action, and attribute, along with their dynamic relationships over time. However, existing benchmarks for video understanding often treat these properties separately or narrowly focus on specific aspects, overlooking the holistic nature of video content. To address this, we introduce TUNA, a temporal-oriented benchmark for fine-grained understanding on dense dynamic videos, with two complementary tasks: captioning and QA. Our TUNA features diverse video scenarios and dynamics, assisted by interpretable and robust evaluation criteria. We evaluate several leading models on our benchmark, providing fine-grained performance assessments across various dimensions. This evaluation reveals key challenges in video temporal understanding, such as limited action description, inadequate multi-subject understanding, and insensitivity to camera motion, offering valuable insights for improving video understanding models. The data and code are available at https://friedrichor.github.io/projects/TUNA.

cs.CV↗

MM-InstructEval: Zero-Shot Evaluation of (Multimodal) Large Language Models on Multimodal Reasoning Tasks

The emergence of multimodal large language models (MLLMs) has triggered extensive research in model evaluation. While existing evaluation studies primarily focus on unimodal (vision-only) comprehension and reasoning capabilities, they overlook critical assessments of complex multimodal reasoning tasks that require integrated understanding of both visual and textual contexts. Such multimodal tasks present unique challenges, demanding sophisticated reasoning across multiple modalities and deep comprehension of multimodal contexts. In this paper, we present MM-InstructEval, a comprehensive evaluation framework that incorporates diverse metrics to assess model performance across various multimodal reasoning tasks with vision-text contexts. We conduct extensive zero-shot evaluations on 45 models (including 36 MLLMs) across 16 multimodal datasets, encompassing 6 distinct tasks using 10 different instructions. Our framework introduces multiple innovative metrics, including the 'Best Performance' metric to benchmark peak model capabilities, the 'Mean Relative Gain' metric to assess overall efficacy across models and instructions, the 'Stability' metric to measure robustness, and the 'Adaptability' metric to quantify the compatibility between models and instructions. Through comprehensive evaluation and analysis, we uncover several significant insights about model architectures, instruction formats, and their interactions in multimodal reasoning tasks. Our findings establish new benchmarks for assessing the reasoning capabilities of MLLMs and provide strategic guidance for future developments. To facilitate continued research and evaluation in this field, we release our framework and resources at https://github.com/declare-lab/MM-InstructEval, with an interactive leaderboard available at MM-InstructEval Leaderboard (https://declare-lab.github.io/MM-InstructEval/).

cs.MM↗

Muse: A Multimodal Conversational Recommendation Dataset with Scenario-Grounded User Profiles

Current conversational recommendation systems focus predominantly on text. However, real-world recommendation settings are generally multimodal, causing a significant gap between existing research and practical applications. To address this issue, we propose Muse, the first multimodal conversational recommendation dataset. Muse comprises 83,148 utterances from 7,000 conversations centered around the Clothing domain. Each conversation contains comprehensive multimodal interactions, rich elements, and natural dialogues. Data in Muse are automatically synthesized by a multi-agent framework powered by multimodal large language models (MLLMs). It innovatively derives user profiles from real-world scenarios rather than depending on manual design and history data for better scalability, and then it fulfills conversation simulation and optimization. Both human and LLM evaluations demonstrate the high quality of conversations in Muse. Additionally, fine-tuning experiments on three MLLMs demonstrate Muse's learnable patterns for recommendations and responses, confirming its value for multimodal conversational recommendation. Our dataset and codes are available at https://anonymous.4open.science/r/Muse-0086.

cs.MM↗

Optimal Matching Problem on the Boolean Cube

We establish upper and lower bounds for the expected Wasserstein distance between the random empirical measure and the uniform measure on the Boolean cube. Our analysis leverages techniques from Fourier analysis, following the framework introduced in \cite{bobkov2021simple}, as well as methods from large deviations theory.

math.PR↗

Enhancing LLM-based Recommendation through Semantic-Aligned Collaborative Knowledge

Large Language Models (LLMs) demonstrate remarkable capabilities in leveraging comprehensive world knowledge and sophisticated reasoning mechanisms for recommendation tasks. However, a notable limitation lies in their inability to effectively model sparse identifiers (e.g., user and item IDs), unlike conventional collaborative filtering models (Collabs.), thus hindering LLM to learn distinctive user-item representations and creating a performance bottleneck. Prior studies indicate that integrating collaborative knowledge from Collabs. into LLMs can mitigate the above limitations and enhance their recommendation performance. Nevertheless, the significant discrepancy in knowledge distribution and semantic space between LLMs and Collab. presents substantial challenges for effective knowledge transfer. To tackle these challenges, we propose a novel framework, SeLLa-Rec, which focuses on achieving alignment between the semantic spaces of Collabs. and LLMs. This alignment fosters effective knowledge fusion, mitigating the influence of discriminative noise and facilitating the deep integration of knowledge from diverse models. Specifically, three special tokens with collaborative knowledge are embedded into the LLM's semantic space through a hybrid projection layer and integrated into task-specific prompts to guide the recommendation process. Experiments conducted on two public benchmark datasets (MovieLens-1M and Amazon Book) demonstrate that SeLLa-Rec achieves state-of-the-art performance.

cs.IR↗

Emergent quantum Majorana metal from a chiral spin liquid

We propose a mechanism to explain the emergence of an intermediate gapless spin liquid phase in the antiferromagnetic Kitaev model in an externally applied magnetic field, sandwiched between the well-known gapped chiral spin liquid and the gapped partially polarized phase. We propose that, in moderate fields, $π$-fluxes nucleate in the ground state and trap Majorana zero modes. As these fluxes proliferate with increasing field, the Majorana zero modes overlap creating an emergent $\mathbb{Z}_2$ quantum Majorana metallic state with a `Fermi surface' at zero energy. We further show that the Majorana spectral function captures the dynamical spin and dimer correlations obtained by the infinite Projected Entangled Pair States method, thereby validating our variational approach.

cond-mat.str-el↗

Fractionalization Signatures in the Dynamics of Quantum Spin Liquids

We investigate the signatures of fractionalization in quantum spin liquids by studying different phases of the Kitaev honeycomb model in the presence of an out-of-plane magnetic field through which the model becomes non-integrable. Using the infinite projected entangled pair states (iPEPS) ansatz, along with analytical calculations and exact diagonalization, we calculate dynamical signatures of fractionalized particles through spin-spin and dimer-dimer correlations. Our analysis demonstrates the ability of these correlations to discern distinct fractionalized quantum sectors, namely Majorana fermions and the emergent $Z_2$ fluxes, in both the chiral spin liquid (CSL) phase under weak field and the emergent intermediate gapless phase (IGP) under moderate field. Importantly, our calculation reveals the nature of IGP observed at moderate fields, a region of ongoing debate, indicating that this phase is a Majorana metal induced by strong flux fluctuations.

cond-mat.str-el↗

Nature-Inspired Population-Based Evolution of Large Language Models

Evolution, the engine behind the survival and growth of life on Earth, operates through the population-based process of reproduction. Inspired by this principle, this paper formally defines a newly emerging problem -- the population-based evolution of large language models (LLMs) -- and introduces a novel framework. Starting with a population of parent LLMs, our framework enables the population to evolve through four key operations: (i) crossover, merging the weights of different parents to create offspring LLMs, (ii) mutation, introducing small, random changes to model weights to foster diversity, (iii) selection, prioritizing high-performing models, and (iv) succession, transferring the learned experience from parent to offspring LLMs. With only 200 samples per new task, the LLM population evolves rapidly to adapt to the task at hand, without any gradients. Experiments on 12 datasets show that our framework consistently outperforms existing multi-LLM merging and adaptation methods, achieving accuracy gains of up to 54.8% over the best LLM in the initial population. Moreover, our framework allows for the evolution of LLMs across multiple new tasks simultaneously, scaling effectively with populations of up to 40 LLMs, and even zero-shot generalization to unseen held-out tasks. We have open-sourced the code on GitHub and released the weights of 10 parent LLMs, fine-tuned from gemma-2-2b-it, on HuggingFace$, enabling reproduction of our proposed framework using just a single 4090 GPU with 24GB memory, without any performance degradation.

cs.CL↗

Language Models as Continuous Self-Evolving Data Engineers

Large Language Models (LLMs) have demonstrated remarkable capabilities on various tasks, while the further evolvement is limited to the lack of high-quality training data. In addition, traditional training approaches rely too much on expert-labeled data, setting a ceiling on the performance of LLMs. To address this issue, we propose a novel paradigm named LANCE (LANguage models as Continuous self-Evolving data engineers) that enables LLMs to train themselves by autonomously generating, cleaning, reviewing, and annotating data with preference information. Our approach demonstrates that LLMs can serve as continuous self-evolving data engineers, significantly reducing the time and cost of the post-training data construction. Through iterative fine-tuning on Qwen2 series models, we validate the effectiveness of LANCE across various tasks, showing that it can maintain high-quality data generation and continuously improve model performance. Across multiple benchmark dimensions, LANCE results in an average score enhancement of 3.64 for Qwen2-7B and 1.75 for Qwen2-7B-Instruct. This training paradigm with autonomous data construction not only reduces the reliance on human experts or external models but also ensures that the data aligns with human preferences, paving the way for the development of future superintelligent systems that can exceed human capabilities. Codes are available at: https://github.com/Control-derek/LANCE.

cs.CL↗