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Shi Feng

Publications and source records attributed to Shi Feng.

At least 109 records · Page 6Linked to original sources

Nature-Inspired Population-Based Evolution of Large Language Models

Evolution, the engine behind the survival and growth of life on Earth, operates through the population-based process of reproduction. Inspired by this principle, this paper formally defines a newly emerging problem -- the population-based evolution of large language models (LLMs) -- and introduces a novel framework. Starting with a population of parent LLMs, our framework enables the population to evolve through four key operations: (i) crossover, merging the weights of different parents to create offspring LLMs, (ii) mutation, introducing small, random changes to model weights to foster diversity, (iii) selection, prioritizing high-performing models, and (iv) succession, transferring the learned experience from parent to offspring LLMs. With only 200 samples per new task, the LLM population evolves rapidly to adapt to the task at hand, without any gradients. Experiments on 12 datasets show that our framework consistently outperforms existing multi-LLM merging and adaptation methods, achieving accuracy gains of up to 54.8% over the best LLM in the initial population. Moreover, our framework allows for the evolution of LLMs across multiple new tasks simultaneously, scaling effectively with populations of up to 40 LLMs, and even zero-shot generalization to unseen held-out tasks. We have open-sourced the code on GitHub and released the weights of 10 parent LLMs, fine-tuned from gemma-2-2b-it, on HuggingFace$, enabling reproduction of our proposed framework using just a single 4090 GPU with 24GB memory, without any performance degradation.

cs.CL↗

Language Models as Continuous Self-Evolving Data Engineers

Large Language Models (LLMs) have demonstrated remarkable capabilities on various tasks, while the further evolvement is limited to the lack of high-quality training data. In addition, traditional training approaches rely too much on expert-labeled data, setting a ceiling on the performance of LLMs. To address this issue, we propose a novel paradigm named LANCE (LANguage models as Continuous self-Evolving data engineers) that enables LLMs to train themselves by autonomously generating, cleaning, reviewing, and annotating data with preference information. Our approach demonstrates that LLMs can serve as continuous self-evolving data engineers, significantly reducing the time and cost of the post-training data construction. Through iterative fine-tuning on Qwen2 series models, we validate the effectiveness of LANCE across various tasks, showing that it can maintain high-quality data generation and continuously improve model performance. Across multiple benchmark dimensions, LANCE results in an average score enhancement of 3.64 for Qwen2-7B and 1.75 for Qwen2-7B-Instruct. This training paradigm with autonomous data construction not only reduces the reliance on human experts or external models but also ensures that the data aligns with human preferences, paving the way for the development of future superintelligent systems that can exceed human capabilities. Codes are available at: https://github.com/Control-derek/LANCE.

cs.CL↗

Pixel-Level Reasoning Segmentation via Multi-turn Conversations

Existing visual perception systems focus on region-level segmentation in single-turn dialogues, relying on complex and explicit query instructions. Such systems cannot reason at the pixel level and comprehend dynamic user intent that changes over interaction. Our work tackles this issue by introducing a novel task, Pixel-level Reasoning Segmentation (Pixel-level RS) based on multi-turn conversations, tracking evolving user intent via multi-turn interactions for fine-grained segmentation. To establish a benchmark for this novel task, we build a Pixel-level ReasonIng Segmentation Dataset Based on Multi-Turn Conversations (PRIST), comprising 24k utterances from 8.3k multi-turn conversational scenarios with segmentation targets. Building on PRIST, we further propose MIRAS, a Multi-turn Interactive ReAsoning Segmentation framework, integrates pixel-level segmentation with robust multi-turn conversation understanding, generating pixel-grounded explanations aligned with user intent. The PRIST dataset and MIRSA framework fill the gap in pixel-level reasoning segmentation. Experimental results on the PRIST dataset demonstrate that our method outperforms current segmentation-specific baselines in terms of segmentation and LLM-based reasoning metrics. The code and data are available at: https://github.com/ccccai239/PixelRIST.

cs.CV↗

Reverse Question Answering: Can an LLM Write a Question so Hard (or Bad) that it Can't Answer?

Question answering (QA), giving correct answers to questions, is a popular task, but we test reverse question answering (RQA): for an input answer, give a question with that answer. Past work tests QA and RQA separately, but we test them jointly, comparing their difficulty, aiding benchmark design, and checking reasoning consistency. We run 16 LLMs on QA and RQA with trivia questions/answers, revealing: 1) Versus QA, LLMs are much less accurate in RQA for numerical answers, but slightly more accurate in RQA for textual answers; 2) LLMs often answer their own invalid questions from RQA accurately in QA, so RQA errors are not from knowledge gaps alone; 3) RQA errors correlate with question difficulty and inversely correlate with answer frequencies in the Dolma corpus; and 4) LLMs struggle to provide valid multi-hop questions. By finding question and answer types that lead to RQA errors, we suggest improvements for LLM reasoning.

cs.CL↗

SSMLoRA: Enhancing Low-Rank Adaptation with State Space Model

Fine-tuning is a key approach for adapting language models to specific downstream tasks, but updating all model parameters becomes impractical as model sizes increase. Parameter-Efficient Fine-Tuning (PEFT) methods, such as Low-Rank Adaptation (LoRA), address this challenge by introducing additional adaptation parameters into pre-trained weight matrices. However, LoRA's performance varies across different insertion points within the model, highlighting potential parameter inefficiency due to unnecessary insertions. To this end, we propose SSMLoRA (State Space Model Low-Rank Adaptation), an extension of LoRA that incorporates a State Space Model (SSM) to interconnect low-rank matrices. SSMLoRA ensures that performance is maintained even with sparser insertions. SSMLoRA allows the model to not only map inputs to a low-rank space for better feature extraction but also leverage the computations from the previous low-rank space. Our method achieves comparable performance to LoRA on the General Language Understanding Evaluation (GLUE) benchmark while using only half the parameters. Additionally, due to its structure, SSMLoRA shows promise in handling tasks with longer input sequences. .You can find our code here:https://github.com/yuhkalhic/SSMLoRA.

cs.CL↗

PsyDraw: A Multi-Agent Multimodal System for Mental Health Screening in Left-Behind Children

Left-behind children (LBCs), numbering over 66 million in China, face severe mental health challenges due to parental migration for work. Early screening and identification of at-risk LBCs is crucial, yet challenging due to the severe shortage of mental health professionals, especially in rural areas. While the House-Tree-Person (HTP) test shows higher child participation rates, its requirement for expert interpretation limits its application in resource-scarce regions. To address this challenge, we propose PsyDraw, a multi-agent system based on Multimodal Large Language Models that assists mental health professionals in analyzing HTP drawings. The system employs specialized agents for feature extraction and psychological interpretation, operating in two stages: comprehensive feature analysis and professional report generation. Evaluation of HTP drawings from 290 primary school students reveals that 71.03% of the analyzes achieved High Consistency with professional evaluations, 26.21% Moderate Consistency and only 2.41% Low Consistency. The system identified 31.03% of cases requiring professional attention, demonstrating its effectiveness as a preliminary screening tool. Currently deployed in pilot schools, \method shows promise in supporting mental health professionals, particularly in resource-limited areas, while maintaining high professional standards in psychological assessment.

cs.CL↗

Language Models Learn to Mislead Humans via RLHF

Language models (LMs) can produce errors that are hard to detect for humans, especially when the task is complex. RLHF, the most popular post-training method, may exacerbate this problem: to achieve higher rewards, LMs might get better at convincing humans that they are right even when they are wrong. We study this phenomenon under a standard RLHF pipeline, calling it "U-SOPHISTRY" since it is Unintended by model developers. Specifically, we ask time-constrained (e.g., 3-10 minutes) human subjects to evaluate the correctness of model outputs and calculate humans' accuracy against gold labels. On a question-answering task (QuALITY) and programming task (APPS), RLHF makes LMs better at convincing our subjects but not at completing the task correctly. RLHF also makes the model harder to evaluate: our subjects' false positive rate increases by 24.1% on QuALITY and 18.3% on APPS. Finally, we show that probing, a state-of-the-art approach for detecting Intended Sophistry (e.g. backdoored LMs), does not generalize to U-SOPHISTRY. Our results highlight an important failure mode of RLHF and call for more research in assisting humans to align them.

cs.CL↗

TOOL-ED: Enhancing Empathetic Response Generation with the Tool Calling Capability of LLM

Empathetic conversation is a crucial characteristic in daily conversations between individuals. Nowadays, Large Language models (LLMs) have shown outstanding performance in generating empathetic responses. Knowledge bases like COMET can assist LLMs in mitigating illusions and enhancing the understanding of users' intentions and emotions. However, models remain heavily reliant on fixed knowledge bases and unrestricted incorporation of external knowledge can introduce noise. Tool learning is a flexible end-to-end approach that assists LLMs in handling complex problems. In this paper, we propose Emotional Knowledge Tool Calling (EKTC) framework, which encapsulates the commonsense knowledge bases as empathetic tools, enabling LLMs to integrate external knowledge flexibly through tool calling. In order to adapt the models to the new task, we construct a novel dataset TOOL-ED based on the EMPATHETICMPATHETIC DIALOGUE (ED) dataset. We validate EKTC on the ED dataset, and the experimental results demonstrate that our framework can enhance the ability of LLMs to generate empathetic responses effectively.

cs.CL↗

Adaptive Deployment of Untrusted LLMs Reduces Distributed Threats

As large language models (LLMs) become increasingly capable, it is prudent to assess whether safety measures remain effective even if LLMs intentionally try to bypass them. Previous work introduced control evaluations, an adversarial framework for testing deployment strategies of untrusted models (i.e., models which might be trying to bypass safety measures). While prior work treats a single failure as unacceptable, we perform control evaluations in a "distributed threat setting" -- a setting where no single action is catastrophic and no single action provides overwhelming evidence of misalignment. We approach this problem with a two-level deployment framework that uses an adaptive macro-protocol to choose between micro-protocols. Micro-protocols operate on a single task, using a less capable, but extensively tested (trusted) model to harness and monitor the untrusted model. Meanwhile, the macro-protocol maintains an adaptive credence on the untrusted model's alignment based on its past actions, using it to pick between safer and riskier micro-protocols. We evaluate our method in a code generation testbed where a red team attempts to generate subtly backdoored code with an LLM whose deployment is safeguarded by a blue team. We plot Pareto frontiers of safety (# of non-backdoored solutions) and usefulness (# of correct solutions). At a given level of usefulness, our adaptive deployment strategy reduces the number of backdoors by 80% compared to non-adaptive baselines.

cs.CL↗

RoCar: A Relationship Network-based Evaluation Method for Large Language Models

Large language models (LLMs) have received increasing attention. However, due to the complexity of its capabilities, how to rationally evaluate the capabilities of LLMs is still a task to be solved. We propose the RoCar method, which utilizes the defined basic schemas to randomly construct a task graph and generates natural language evaluation tasks based on the task graph to evaluate the reasoning and memory abilities of LLMs respectively. Due to the very large randomness of the task construction process, it is possible to ensure that none of the LLMs to be tested has directly learned the evaluation tasks, guaranteeing the fairness of the evaluation method.

cs.CL↗

ALPINE: Unveiling the Planning Capability of Autoregressive Learning in Language Models

Planning is a crucial element of both human intelligence and contemporary large language models (LLMs). In this paper, we initiate a theoretical investigation into the emergence of planning capabilities in Transformer-based LLMs via their next-word prediction mechanisms. We model planning as a network path-finding task, where the objective is to generate a valid path from a specified source node to a designated target node. Our mathematical characterization shows that Transformer architectures can execute path-finding by embedding the adjacency and reachability matrices within their weights. Furthermore, our theoretical analysis of gradient-based learning dynamics reveals that LLMs can learn both the adjacency and a limited form of the reachability matrices. These theoretical insights are then validated through experiments, which demonstrate that Transformer architectures indeed learn the adjacency and an incomplete reachability matrices, consistent with our theoretical predictions. When applying our methodology to the real-world planning benchmark Blocksworld, our observations remain consistent. Additionally, our analyses uncover a fundamental limitation of current Transformer architectures in path-finding: these architectures cannot identify reachability relationships through transitivity, which leads to failures in generating paths when concatenation is required. These findings provide new insights into how the internal mechanisms of autoregressive learning facilitate intelligent planning and deepen our understanding of how future LLMs might achieve more advanced and general planning-and-reasoning capabilities across diverse applications.

cs.LG↗

Mixing on the cycle with constant size perturbation

Considering a Markov chain defined on a cycle, near-quadratic improvement of mixing is shown when only a subtle perturbation is introduced to the structure and non-reversible transition probabilities are used. More precisely, a mixing time of $O(n^{\frac{k+2}{k+1}})$ can be achieved by adding $k$ random edges to the cycle, keeping $k$ fixed while $n\to\infty$. The construction builds upon a biased random walk along the cycle.

math.PR↗

Carrot and Stick: Eliciting Comparison Data and Beyond

Comparison data elicited from people are fundamental to many machine learning tasks, including reinforcement learning from human feedback for large language models and estimating ranking models. They are typically subjective and not directly verifiable. How to truthfully elicit such comparison data from rational individuals? We design peer prediction mechanisms for eliciting comparison data using a bonus-penalty payment. Our design leverages on the strong stochastic transitivity for comparison data to create symmetrically strongly truthful mechanisms such that truth-telling 1) forms a strict Bayesian Nash equilibrium, and 2) yields the highest payment among all symmetric equilibria. Each individual only needs to evaluate one pair of items and report her comparison in our mechanism. We further extend the bonus-penalty payment concept to eliciting networked data, designing a symmetrically strongly truthful mechanism when agents' private signals are sampled according to the Ising models. We provide the necessary and sufficient conditions for our bonus-penalty payment to have truth-telling as a strict Bayesian Nash equilibrium. Experiments on two real-world datasets further support our theoretical discoveries.

cs.GT↗

KARL: Knowledge-Aware Retrieval and Representations aid Retention and Learning in Students

Flashcard schedulers rely on 1) student models to predict the flashcards a student knows; and 2) teaching policies to pick which cards to show next via these predictions. Prior student models, however, just use study data like the student's past responses, ignoring the text on cards. We propose content-aware scheduling, the first schedulers exploiting flashcard content. To give the first evidence that such schedulers enhance student learning, we build KARL, a simple but effective content-aware student model employing deep knowledge tracing (DKT), retrieval, and BERT to predict student recall. We train KARL by collecting a new dataset of 123,143 study logs on diverse trivia questions. KARL bests existing student models in AUC and calibration error. To ensure our improved predictions lead to better student learning, we create a novel delta-based teaching policy to deploy KARL online. Based on 32 study paths from 27 users, KARL improves learning efficiency over SOTA, showing KARL's strength and encouraging researchers to look beyond historical study data to fully capture student abilities.

cs.CL↗

A SMART Mnemonic Sounds like "Glue Tonic": Mixing LLMs with Student Feedback to Make Mnemonic Learning Stick

Keyword mnemonics are memorable explanations that link new terms to simpler keywords. Prior work generates mnemonics for students, but they do not train models using mnemonics students prefer and aid learning. We build SMART, a mnemonic generator trained on feedback from real students learning new terms. To train SMART, we first fine-tune LLaMA-2 on a curated set of user-written mnemonics. We then use LLM alignment to enhance SMART: we deploy mnemonics generated by SMART in a flashcard app to find preferences on mnemonics students favor. We gather 2684 preferences from 45 students across two types: expressed (inferred from ratings) and observed (inferred from student learning), yielding three key findings. First, expressed and observed preferences disagree; what students think is helpful does not always capture what is truly helpful. Second, Bayesian models can synthesize complementary data from multiple preference types into a single effectiveness signal. SMART is tuned via Direct Preference Optimization on this signal, which resolves ties and missing labels in the typical method of pairwise comparisons, augmenting data for LLM output quality gains. Third, mnemonic experts assess SMART as matching GPT-4 at much lower deployment costs, showing the utility of capturing diverse student feedback to align LLMs in education.

cs.CL↗

Combinatorial Causal Bandits without Graph Skeleton

In combinatorial causal bandits (CCB), the learning agent chooses a subset of variables in each round to intervene and collects feedback from the observed variables to minimize expected regret or sample complexity. Previous works study this problem in both general causal models and binary generalized linear models (BGLMs). However, all of them require prior knowledge of causal graph structure or unrealistic assumptions. This paper studies the CCB problem without the graph structure on binary general causal models and BGLMs. We first provide an exponential lower bound of cumulative regrets for the CCB problem on general causal models. To overcome the exponentially large space of parameters, we then consider the CCB problem on BGLMs. We design a regret minimization algorithm for BGLMs even without the graph skeleton and show that it still achieves $O(\sqrt{T}\ln T)$ expected regret, as long as the causal graph satisfies a weight gap assumption. This asymptotic regret is the same as the state-of-art algorithms relying on the graph structure. Moreover, we propose another algorithm with $O(T^{\frac{2}{3}}\ln T)$ regret to remove the weight gap assumption.

cs.LG↗

Minstrel: Structural Prompt Generation with Multi-Agents Coordination for Non-AI Experts

LLMs have demonstrated commendable performance across diverse domains. Nevertheless, formulating high-quality prompts to assist them in their work poses a challenge for non-AI experts. Existing research in prompt engineering suggests somewhat scattered optimization principles and designs empirically dependent prompt optimizers. Unfortunately, these endeavors lack a structural design, incurring high learning costs and it is not conducive to the iterative updating of prompts, especially for non-AI experts. Inspired by structured reusable programming languages, we propose LangGPT, a structural prompt design framework. Furthermore, we introduce Minstrel, a multi-generative agent system with reflection to automate the generation of structural prompts. Experiments and the case study illustrate that structural prompts generated by Minstrel or written manually significantly enhance the performance of LLMs. Furthermore, we analyze the ease of use of structural prompts through a user survey in our online community.

cs.CL↗

Obstruction to Broken Symmetries in Topological Flat Bands

Motivated by the abundance of symmetry breaking states in magic-angle twisted bilayer graphene and other two-dimensional materials, we study superconducting (SC) and charge orders in two-dimensional topological flat bands in the strong correlation regime. By relating the half-filled 2D topological flat bands to the surface states of 3D topological insulators in symmetry class AIII, we reveal the topological obstruction to the formation of gapped SC and inter-valley charge orders without intrinsic topological orders, in the presence of the anti-unitary particle-hole symmetry at half filling. This is a generalization of the Li-Haldane arguments for nodal superconductivity to strongly interacting electrons. In contrast to the $\mathbb{Z}$-valued obstruction derived from the non-interacting band topology, the topological obstruction of interacting electrons in half-filled flat bands has a $\mathbb{Z}_{8}$ classification, depending on the charge (valley) Chern number of the superconducting (inter-valley charge) orders. This is demonstrated by an interacting Hamiltonian for half-filled flat bands with a net Chern number $C=4$, where superconductivity and $\mathbb{Z}_2$ topological order coexist in a gapped ground state with particle-hole symmetry.

cond-mat.str-el↗