arXiv subjects

Shiqing Ma

Publications and source records attributed to Shiqing Ma.

At least 73 records · Page 4Linked to original sources

arXiv2023

NOTABLE: Transferable Backdoor Attacks Against Prompt-based NLP Models

Prompt-based learning is vulnerable to backdoor attacks. Existing backdoor attacks against prompt-based models consider injecting backdoors into the entire embedding layers or word embedding vectors. Such attacks can be easily affected by retraining on downstream tasks and with different prompting strategies, limiting the transferability of backdoor attacks. In this work, we propose transferable backdoor attacks against prompt-based models, called NOTABLE, which is independent of downstream tasks and prompting strategies. Specifically, NOTABLE injects backdoors into the encoders of PLMs by utilizing an adaptive verbalizer to bind triggers to specific words (i.e., anchors). It activates the backdoor by pasting input with triggers to reach adversary-desired anchors, achieving independence from downstream tasks and prompting strategies. We conduct experiments on six NLP tasks, three popular models, and three prompting strategies. Empirical results show that NOTABLE achieves superior attack performance (i.e., attack success rate over 90% on all the datasets), and outperforms two state-of-the-art baselines. Evaluations on three defenses show the robustness of NOTABLE. Our code can be found at https://github.com/RU-System-Software-and-Security/Notable.

cs.CL↗

arXiv2023

CILIATE: Towards Fairer Class-based Incremental Learning by Dataset and Training Refinement

Due to the model aging problem, Deep Neural Networks (DNNs) need updates to adjust them to new data distributions. The common practice leverages incremental learning (IL), e.g., Class-based Incremental Learning (CIL) that updates output labels, to update the model with new data and a limited number of old data. This avoids heavyweight training (from scratch) using conventional methods and saves storage space by reducing the number of old data to store. But it also leads to poor performance in fairness. In this paper, we show that CIL suffers both dataset and algorithm bias problems, and existing solutions can only partially solve the problem. We propose a novel framework, CILIATE, that fixes both dataset and algorithm bias in CIL. It features a novel differential analysis guided dataset and training refinement process that identifies unique and important samples overlooked by existing CIL and enforces the model to learn from them. Through this process, CILIATE improves the fairness of CIL by 17.03%, 22.46%, and 31.79% compared to state-of-the-art methods, iCaRL, BiC, and WA, respectively, based on our evaluation on three popular datasets and widely used ResNet models.

cs.LG↗

arXiv2023

UNICORN: A Unified Backdoor Trigger Inversion Framework

The backdoor attack, where the adversary uses inputs stamped with triggers (e.g., a patch) to activate pre-planted malicious behaviors, is a severe threat to Deep Neural Network (DNN) models. Trigger inversion is an effective way of identifying backdoor models and understanding embedded adversarial behaviors. A challenge of trigger inversion is that there are many ways of constructing the trigger. Existing methods cannot generalize to various types of triggers by making certain assumptions or attack-specific constraints. The fundamental reason is that existing work does not consider the trigger's design space in their formulation of the inversion problem. This work formally defines and analyzes the triggers injected in different spaces and the inversion problem. Then, it proposes a unified framework to invert backdoor triggers based on the formalization of triggers and the identified inner behaviors of backdoor models from our analysis. Our prototype UNICORN is general and effective in inverting backdoor triggers in DNNs. The code can be found at https://github.com/RU-System-Software-and-Security/UNICORN.

cs.LG↗

arXiv2023

Detecting Backdoors in Pre-trained Encoders

Self-supervised learning in computer vision trains on unlabeled data, such as images or (image, text) pairs, to obtain an image encoder that learns high-quality embeddings for input data. Emerging backdoor attacks towards encoders expose crucial vulnerabilities of self-supervised learning, since downstream classifiers (even further trained on clean data) may inherit backdoor behaviors from encoders. Existing backdoor detection methods mainly focus on supervised learning settings and cannot handle pre-trained encoders especially when input labels are not available. In this paper, we propose DECREE, the first backdoor detection approach for pre-trained encoders, requiring neither classifier headers nor input labels. We evaluate DECREE on over 400 encoders trojaned under 3 paradigms. We show the effectiveness of our method on image encoders pre-trained on ImageNet and OpenAI's CLIP 400 million image-text pairs. Our method consistently has a high detection accuracy even if we have only limited or no access to the pre-training dataset.

cs.CV↗

arXiv2023

FLIP: A Provable Defense Framework for Backdoor Mitigation in Federated Learning

Federated Learning (FL) is a distributed learning paradigm that enables different parties to train a model together for high quality and strong privacy protection. In this scenario, individual participants may get compromised and perform backdoor attacks by poisoning the data (or gradients). Existing work on robust aggregation and certified FL robustness does not study how hardening benign clients can affect the global model (and the malicious clients). In this work, we theoretically analyze the connection among cross-entropy loss, attack success rate, and clean accuracy in this setting. Moreover, we propose a trigger reverse engineering based defense and show that our method can achieve robustness improvement with guarantee (i.e., reducing the attack success rate) without affecting benign accuracy. We conduct comprehensive experiments across different datasets and attack settings. Our results on eight competing SOTA defense methods show the empirical superiority of our method on both single-shot and continuous FL backdoor attacks. Code is available at https://github.com/KaiyuanZh/FLIP.

cs.CR↗

arXiv2023

Finding Deviated Behaviors of the Compressed DNN Models for Image Classifications

Model compression can significantly reduce the sizes of deep neural network (DNN) models, and thus facilitates the dissemination of sophisticated, sizable DNN models, especially for their deployment on mobile or embedded devices. However, the prediction results of compressed models may deviate from those of their original models. To help developers thoroughly understand the impact of model compression, it is essential to test these models to find those deviated behaviors before dissemination. However, this is a non-trivial task because the architectures and gradients of compressed models are usually not available. To this end, we propose DFLARE, a novel, search-based, black-box testing technique to automatically find triggering inputs that result in deviated behaviors in image classification tasks. DFLARE iteratively applies a series of mutation operations to a given seed image, until a triggering input is found. For better efficacy and efficiency, DFLARE models the search problem as Markov Chains and leverages the Metropolis-Hasting algorithm to guide the selection of mutation operators in each iteration. Further, DFLARE utilizes a novel fitness function to prioritize the mutated inputs that either cause large differences between two models' outputs, or trigger previously unobserved models' probability vectors. We evaluated DFLARE on 21 compressed models for image classification tasks with three datasets. The results show that DFLARE outperforms the baseline in terms of efficacy and efficiency. We also demonstrated that the triggering inputs found by DFLARE can be used to repair up to 48.48% deviated behaviors in image classification tasks and further decrease the effectiveness of DFLARE on the repaired models.

cs.SE↗

arXiv2023

BEAGLE: Forensics of Deep Learning Backdoor Attack for Better Defense

Deep Learning backdoor attacks have a threat model similar to traditional cyber attacks. Attack forensics, a critical counter-measure for traditional cyber attacks, is hence of importance for defending model backdoor attacks. In this paper, we propose a novel model backdoor forensics technique. Given a few attack samples such as inputs with backdoor triggers, which may represent different types of backdoors, our technique automatically decomposes them to clean inputs and the corresponding triggers. It then clusters the triggers based on their properties to allow automatic attack categorization and summarization. Backdoor scanners can then be automatically synthesized to find other instances of the same type of backdoor in other models. Our evaluation on 2,532 pre-trained models, 10 popular attacks, and comparison with 9 baselines show that our technique is highly effective. The decomposed clean inputs and triggers closely resemble the ground truth. The synthesized scanners substantially outperform the vanilla versions of existing scanners that can hardly generalize to different kinds of attacks.

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arXiv2022

Backdoor Vulnerabilities in Normally Trained Deep Learning Models

We conduct a systematic study of backdoor vulnerabilities in normally trained Deep Learning models. They are as dangerous as backdoors injected by data poisoning because both can be equally exploited. We leverage 20 different types of injected backdoor attacks in the literature as the guidance and study their correspondences in normally trained models, which we call natural backdoor vulnerabilities. We find that natural backdoors are widely existing, with most injected backdoor attacks having natural correspondences. We categorize these natural backdoors and propose a general detection framework. It finds 315 natural backdoors in the 56 normally trained models downloaded from the Internet, covering all the different categories, while existing scanners designed for injected backdoors can at most detect 65 backdoors. We also study the root causes and defense of natural backdoors.

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arXiv2022

Training with More Confidence: Mitigating Injected and Natural Backdoors During Training

The backdoor or Trojan attack is a severe threat to deep neural networks (DNNs). Researchers find that DNNs trained on benign data and settings can also learn backdoor behaviors, which is known as the natural backdoor. Existing works on anti-backdoor learning are based on weak observations that the backdoor and benign behaviors can differentiate during training. An adaptive attack with slow poisoning can bypass such defenses. Moreover, these methods cannot defend natural backdoors. We found the fundamental differences between backdoor-related neurons and benign neurons: backdoor-related neurons form a hyperplane as the classification surface across input domains of all affected labels. By further analyzing the training process and model architectures, we found that piece-wise linear functions cause this hyperplane surface. In this paper, we design a novel training method that forces the training to avoid generating such hyperplanes and thus remove the injected backdoors. Our extensive experiments on five datasets against five state-of-the-art attacks and also benign training show that our method can outperform existing state-of-the-art defenses. On average, the ASR (attack success rate) of the models trained with NONE is 54.83 times lower than undefended models under standard poisoning backdoor attack and 1.75 times lower under the natural backdoor attack. Our code is available at https://github.com/RU-System-Software-and-Security/NONE.

cs.LG↗

arXiv2022

Rethinking the Reverse-engineering of Trojan Triggers

Deep Neural Networks are vulnerable to Trojan (or backdoor) attacks. Reverse-engineering methods can reconstruct the trigger and thus identify affected models. Existing reverse-engineering methods only consider input space constraints, e.g., trigger size in the input space. Expressly, they assume the triggers are static patterns in the input space and fail to detect models with feature space triggers such as image style transformations. We observe that both input-space and feature-space Trojans are associated with feature space hyperplanes. Based on this observation, we design a novel reverse-engineering method that exploits the feature space constraint to reverse-engineer Trojan triggers. Results on four datasets and seven different attacks demonstrate that our solution effectively defends both input-space and feature-space Trojans. It outperforms state-of-the-art reverse-engineering methods and other types of defenses in both Trojaned model detection and mitigation tasks. On average, the detection accuracy of our method is 93\%. For Trojan mitigation, our method can reduce the ASR (attack success rate) to only 0.26\% with the BA (benign accuracy) remaining nearly unchanged. Our code can be found at https://github.com/RU-System-Software-and-Security/FeatureRE.

cs.CR↗

arXiv2022

Apple of Sodom: Hidden Backdoors in Superior Sentence Embeddings via Contrastive Learning

This paper finds that contrastive learning can produce superior sentence embeddings for pre-trained models but is also vulnerable to backdoor attacks. We present the first backdoor attack framework, BadCSE, for state-of-the-art sentence embeddings under supervised and unsupervised learning settings. The attack manipulates the construction of positive and negative pairs so that the backdoored samples have a similar embedding with the target sample (targeted attack) or the negative embedding of its clean version (non-targeted attack). By injecting the backdoor in sentence embeddings, BadCSE is resistant against downstream fine-tuning. We evaluate BadCSE on both STS tasks and other downstream tasks. The supervised non-targeted attack obtains a performance degradation of 194.86%, and the targeted attack maps the backdoored samples to the target embedding with a 97.70% success rate while maintaining the model utility.

cs.CL↗

arXiv2022

TnT Attacks! Universal Naturalistic Adversarial Patches Against Deep Neural Network Systems

Deep neural networks are vulnerable to attacks from adversarial inputs and, more recently, Trojans to misguide or hijack the model's decision. We expose the existence of an intriguing class of spatially bounded, physically realizable, adversarial examples -- Universal NaTuralistic adversarial paTches -- we call TnTs, by exploring the superset of the spatially bounded adversarial example space and the natural input space within generative adversarial networks. Now, an adversary can arm themselves with a patch that is naturalistic, less malicious-looking, physically realizable, highly effective achieving high attack success rates, and universal. A TnT is universal because any input image captured with a TnT in the scene will: i) misguide a network (untargeted attack); or ii) force the network to make a malicious decision (targeted attack). Interestingly, now, an adversarial patch attacker has the potential to exert a greater level of control -- the ability to choose a location-independent, natural-looking patch as a trigger in contrast to being constrained to noisy perturbations -- an ability is thus far shown to be only possible with Trojan attack methods needing to interfere with the model building processes to embed a backdoor at the risk discovery; but, still realize a patch deployable in the physical world. Through extensive experiments on the large-scale visual classification task, ImageNet with evaluations across its entire validation set of 50,000 images, we demonstrate the realistic threat from TnTs and the robustness of the attack. We show a generalization of the attack to create patches achieving higher attack success rates than existing state-of-the-art methods. Our results show the generalizability of the attack to different visual classification tasks (CIFAR-10, GTSRB, PubFig) and multiple state-of-the-art deep neural networks such as WideResnet50, Inception-V3 and VGG-16.

cs.CV↗

arXiv2022

BppAttack: Stealthy and Efficient Trojan Attacks against Deep Neural Networks via Image Quantization and Contrastive Adversarial Learning

Deep neural networks are vulnerable to Trojan attacks. Existing attacks use visible patterns (e.g., a patch or image transformations) as triggers, which are vulnerable to human inspection. In this paper, we propose stealthy and efficient Trojan attacks, BppAttack. Based on existing biology literature on human visual systems, we propose to use image quantization and dithering as the Trojan trigger, making imperceptible changes. It is a stealthy and efficient attack without training auxiliary models. Due to the small changes made to images, it is hard to inject such triggers during training. To alleviate this problem, we propose a contrastive learning based approach that leverages adversarial attacks to generate negative sample pairs so that the learned trigger is precise and accurate. The proposed method achieves high attack success rates on four benchmark datasets, including MNIST, CIFAR-10, GTSRB, and CelebA. It also effectively bypasses existing Trojan defenses and human inspection. Our code can be found in https://github.com/RU-System-Software-and-Security/BppAttack.

cs.CV↗

arXiv2022

FairNeuron: Improving Deep Neural Network Fairness with Adversary Games on Selective Neurons

With Deep Neural Network (DNN) being integrated into a growing number of critical systems with far-reaching impacts on society, there are increasing concerns on their ethical performance, such as fairness. Unfortunately, model fairness and accuracy in many cases are contradictory goals to optimize. To solve this issue, there has been a number of work trying to improve model fairness by using an adversarial game in model level. This approach introduces an adversary that evaluates the fairness of a model besides its prediction accuracy on the main task, and performs joint-optimization to achieve a balanced result. In this paper, we noticed that when performing backward propagation based training, such contradictory phenomenon has shown on individual neuron level. Based on this observation, we propose FairNeuron, a DNN model automatic repairing tool, to mitigate fairness concerns and balance the accuracy-fairness trade-off without introducing another model. It works on detecting neurons with contradictory optimization directions from accuracy and fairness training goals, and achieving a trade-off by selective dropout. Comparing with state-of-the-art methods, our approach is lightweight, making it scalable and more efficient. Our evaluation on 3 datasets shows that FairNeuron can effectively improve all models' fairness while maintaining a stable utility.

cs.LG↗

arXiv2022

Dynamic Backdoor Attacks Against Machine Learning Models

Machine learning (ML) has made tremendous progress during the past decade and is being adopted in various critical real-world applications. However, recent research has shown that ML models are vulnerable to multiple security and privacy attacks. In particular, backdoor attacks against ML models have recently raised a lot of awareness. A successful backdoor attack can cause severe consequences, such as allowing an adversary to bypass critical authentication systems. Current backdooring techniques rely on adding static triggers (with fixed patterns and locations) on ML model inputs which are prone to detection by the current backdoor detection mechanisms. In this paper, we propose the first class of dynamic backdooring techniques against deep neural networks (DNN), namely Random Backdoor, Backdoor Generating Network (BaN), and conditional Backdoor Generating Network (c-BaN). Triggers generated by our techniques can have random patterns and locations, which reduce the efficacy of the current backdoor detection mechanisms. In particular, BaN and c-BaN based on a novel generative network are the first two schemes that algorithmically generate triggers. Moreover, c-BaN is the first conditional backdooring technique that given a target label, it can generate a target-specific trigger. Both BaN and c-BaN are essentially a general framework which renders the adversary the flexibility for further customizing backdoor attacks. We extensively evaluate our techniques on three benchmark datasets: MNIST, CelebA, and CIFAR-10. Our techniques achieve almost perfect attack performance on backdoored data with a negligible utility loss. We further show that our techniques can bypass current state-of-the-art defense mechanisms against backdoor attacks, including ABS, Februus, MNTD, Neural Cleanse, and STRIP.

cs.CR↗

arXiv2022

Constrained Optimization with Dynamic Bound-scaling for Effective NLPBackdoor Defense

We develop a novel optimization method for NLPbackdoor inversion. We leverage a dynamically reducing temperature coefficient in the softmax function to provide changing loss landscapes to the optimizer such that the process gradually focuses on the ground truth trigger, which is denoted as a one-hot value in a convex hull. Our method also features a temperature rollback mechanism to step away from local optimals, exploiting the observation that local optimals can be easily deter-mined in NLP trigger inversion (while not in general optimization). We evaluate the technique on over 1600 models (with roughly half of them having injected backdoors) on 3 prevailing NLP tasks, with 4 different backdoor attacks and 7 architectures. Our results show that the technique is able to effectively and efficiently detect and remove backdoors, outperforming 4 baseline methods.

cs.CL↗

arXiv2021

BadNL: Backdoor Attacks against NLP Models with Semantic-preserving Improvements

Deep neural networks (DNNs) have progressed rapidly during the past decade and have been deployed in various real-world applications. Meanwhile, DNN models have been shown to be vulnerable to security and privacy attacks. One such attack that has attracted a great deal of attention recently is the backdoor attack. Specifically, the adversary poisons the target model's training set to mislead any input with an added secret trigger to a target class. Previous backdoor attacks predominantly focus on computer vision (CV) applications, such as image classification. In this paper, we perform a systematic investigation of backdoor attack on NLP models, and propose BadNL, a general NLP backdoor attack framework including novel attack methods. Specifically, we propose three methods to construct triggers, namely BadChar, BadWord, and BadSentence, including basic and semantic-preserving variants. Our attacks achieve an almost perfect attack success rate with a negligible effect on the original model's utility. For instance, using the BadChar, our backdoor attack achieves a 98.9% attack success rate with yielding a utility improvement of 1.5% on the SST-5 dataset when only poisoning 3% of the original set. Moreover, we conduct a user study to prove that our triggers can well preserve the semantics from humans perspective.

cs.CR↗

arXiv2021

Backdoor Scanning for Deep Neural Networks through K-Arm Optimization

Back-door attack poses a severe threat to deep learning systems. It injects hidden malicious behaviors to a model such that any input stamped with a special pattern can trigger such behaviors. Detecting back-door is hence of pressing need. Many existing defense techniques use optimization to generate the smallest input pattern that forces the model to misclassify a set of benign inputs injected with the pattern to a target label. However, the complexity is quadratic to the number of class labels such that they can hardly handle models with many classes. Inspired by Multi-Arm Bandit in Reinforcement Learning, we propose a K-Arm optimization method for backdoor detection. By iteratively and stochastically selecting the most promising labels for optimization with the guidance of an objective function, we substantially reduce the complexity, allowing to handle models with many classes. Moreover, by iteratively refining the selection of labels to optimize, it substantially mitigates the uncertainty in choosing the right labels, improving detection accuracy. At the time of submission, the evaluation of our method on over 4000 models in the IARPA TrojAI competition from round 1 to the latest round 4 achieves top performance on the leaderboard. Our technique also supersedes three state-of-the-art techniques in terms of accuracy and the scanning time needed.

cs.LG↗