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Shu-Heng Shao

Publications and source records attributed to Shu-Heng Shao.

At least 55 records · Page 3Linked to original sources

Snowmass White Paper: Effective Field Theories for Condensed Matter Systems

We review recent progress and a number of future directions for applications of effective field theory methods to condensed matter systems broadly defined. Our emphasis is on areas that have allowed a fertile exchange of ideas between high energy physics and many-body theory. We discuss developments in the effective field theory of spontaneous symmetry breaking, of hydrodynamics and non-equilibrium dynamics more generally, fracton phases of matter, and dualities between 2+1 dimensional field theories. We furthermore discuss the application of effective field theory to non-Fermi liquids, the dynamics of entanglement entropy and to condensed matter aspects of cosmology.

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Higher central charges and topological boundaries in 2+1-dimensional TQFTs

A 2+1-dimensional topological quantum field theory (TQFT) may or may not admit topological (gapped) boundary conditions. A famous necessary, but not sufficient, condition for the existence of a topological boundary condition is that the chiral central charge $c_-$ has to vanish. In this paper, we consider conditions associated with "higher" central charges, which have been introduced recently in the math literature. In terms of these new obstructions, we identify necessary and sufficient conditions for the existence of a topological boundary in the case of bosonic, Abelian TQFTs, providing an alternative to the identification of a Lagrangian subgroup. Our proof relies on general aspects of gauging generalized global symmetries. For non-Abelian TQFTs, we give a geometric way of studying topological boundary conditions, and explain certain necessary conditions given again in terms of the higher central charges. Along the way, we find a curious duality in the partition functions of Abelian TQFTs, which begs for an explanation via the 3d-3d correspondence.

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The low-energy limit of some exotic lattice theories and UV/IR mixing

We continue our exploration of exotic, gapless lattice and continuum field theories with subsystem global symmetries. In an earlier paper, we presented free lattice models enjoying all the global symmetries (except continuous translations), dualities, and anomalies of the continuum theories. Here, we study in detail the relation between the lattice models and the corresponding continuum theories. We do that by analyzing the spectrum of the theories and several correlation functions. These lead us to uncover interesting subtleties in the way the continuum limit can be taken. In particular, in some cases, the infinite volume limit and the continuum limit do not commute. This signals a surprising UV/IR mixing, i.e., long distance sensitivity to short distance details.

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Anomaly Inflow for Subsystem Symmetries

We study 't Hooft anomalies and the related anomaly inflow for subsystem global symmetries. These symmetries and anomalies arise in a number of exotic systems, including models with fracton order such as the X-cube model. As is the case for ordinary global symmetries, anomalies for subsystem symmetries can be canceled by anomaly inflow from a bulk theory in one higher dimension; the corresponding bulk is therefore a non-trivial subsystem symmetry protected topological (SSPT) phase. We demonstrate these phenomena in several examples with continuous and discrete subsystem global symmetries, as well as time-reversal symmetry. For each example we describe the boundary anomaly, and present classical continuum actions for the corresponding bulk SSPT phases, which describe the response of background gauge fields associated with the subsystem symmetries. Interestingly, we show that the anomaly does not uniquely specify the bulk SSPT phase. In general, the latter may also depend on how the symmetry and the associated foliation structure on the boundary are extended into the bulk.

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A Modified Villain Formulation of Fractons and Other Exotic Theories

We reformulate known exotic theories (including theories of fractons) on a Euclidean spacetime lattice. We write them using the Villain approach and then we modify them to a convenient range of parameters. The new lattice models are closer to the continuum limit than the original lattice versions. In particular, they exhibit many of the recently found properties of the continuum theories including emergent global symmetries and surprising dualities. Also, these new models provide a clear and rigorous formulation to the continuum models and their singularities. In appendices, we use this approach to review well-studied lattice models and their continuum limits. These include the XY-model, the $\mathbb{Z}_N$ clock-model, and various gauge theories in diverse dimensions. This presentation clarifies the relation between the condensed-matter and the high-energy views of these systems. It emphasizes the role of symmetries associated with the topology of field space, duality, and various anomalies.

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3d N=4 Bootstrap and Mirror Symmetry

We investigate the non-BPS realm of 3d ${\cal N} = 4$ superconformal field theory by uniting the non-perturbative methods of the conformal bootstrap and supersymmetric localization, and utilizing special features of 3d ${\cal N} = 4$ theories such as mirror symmetry and a protected sector described by topological quantum mechanics (TQM). Supersymmetric localization allows for the exact determination of the conformal and flavor central charges, and the latter can be fed into the mini-bootstrap of the TQM to solve for a subset of the OPE data. We examine the implications of the $\mathbb{Z}_2$ mirror action for the SCFT single- and mixed-branch crossing equations for the moment map operators, and apply numerical bootstrap to obtain universal constraints on OPE data for given flavor symmetry groups. A key ingredient in applying the bootstrap analysis is the determination of the mixed-branch superconformal blocks. Among other results, we show that the simplest known self-mirror theory with $SU(2) \times SU(2)$ flavor symmetry saturates our bootstrap bounds, which allows us to extract the non-BPS data and examine the self-mirror $\mathbb{Z}_2$ symmetry thereof.

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$\mathbb{Z}_N$ Symmetries, Anomalies, and the Modular Bootstrap

We explore constraints on (1+1)$d$ unitary conformal field theory with an internal $\mathbb{Z}_N$ global symmetry, by bounding the lightest symmetry-preserving scalar primary operator using the modular bootstrap. Among the other constraints we have found, we prove the existence of a $\mathbb{Z}_N$-symmetric relevant/marginal operator if $N-1 \le c\le 9-N$ for $N\leq4$, with the endpoints saturated by various WZW models that can be embedded into $(\mathfrak{e}_8)_1$. Its existence implies that robust gapless fixed points are not possible in this range of $c$ if only a $\mathbb{Z}_N$ symmetry is imposed microscopically. We also obtain stronger, more refined bounds that depend on the 't Hooft anomaly of the $\mathbb{Z}_N$ symmetry.

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Topological Operators and Completeness of Spectrum in Discrete Gauge Theories

In many gauge theories, the existence of particles in every representation of the gauge group (also known as completeness of the spectrum) is equivalent to the absence of one-form global symmetries. However, this relation does not hold, for example, in the gauge theory of non-abelian finite groups. We refine this statement by considering topological operators that are not necessarily associated with any global symmetry. For discrete gauge theory in three spacetime dimensions, we show that completeness of the spectrum is equivalent to the absence of certain Gukov-Witten topological operators. We further extend our analysis to four and higher spacetime dimensions. Since topological operators are natural generalizations of global symmetries, we discuss evidence for their absence in a consistent theory of quantum gravity.

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Exotic Symmetries, Duality, and Fractons in 2+1-Dimensional Quantum Field Theory

We discuss nonstandard continuum quantum field theories in 2+1 dimensions. They exhibit exotic global symmetries, a subtle spectrum of charged excitations, and dualities similar to dualities of systems in 1+1 dimensions. These continuum models represent the low-energy limits of certain known lattice systems. One key aspect of these continuum field theories is the important role played by discontinuous field configurations. In two companion papers, we will present 3+1-dimensional versions of these systems. In particular, we will discuss continuum quantum field theories of some models of fractons.

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Fractons with Twisted Boundary Conditions and Their Symmetries

We study several exotic systems, including the X-cube model, on a flat three-torus with a twist in the $xy$-plane. The ground state degeneracy turns out to be a sensitive function of various geometrical parameters. Starting from a lattice, depending on how we take the continuum limit, we find different values of the ground state degeneracy. Yet, there is a natural continuum limit with a well-defined (though infinite) value of that degeneracy. We also uncover a surprising global symmetry in $2+1$ and $3+1$ dimensional systems. It originates from the underlying subsystem symmetry, but the way it is realized depends on the twist. In particular, in a preferred coordinate frame, the modular parameter of the twisted two-torus $τ= τ_1 + i τ_2$ has rational $τ_1 = k / m$. Then, in systems based on $U(1)\times U(1)$ subsystem symmetries, such as momentum and winding symmetries or electric and magnetic symmetries, the new symmetry is a projectively realized $\mathbb{Z}_m\times \mathbb{Z}_m$, which leads to an $m$-fold ground state degeneracy. In systems based on $\mathbb{Z}_N$ symmetries, like the X-cube model, each of these two $\mathbb{Z}_m$ factors is replaced by $\mathbb{Z}_{\gcd(N,m)}$.

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FCC, Checkerboards, Fractons, and QFT

We consider XY-spin degrees of freedom on an FCC lattice, such that the system respects some subsystem global symmetry. We then gauge this global symmetry and study the corresponding $U(1)$ gauge theory on the FCC lattice. Surprisingly, this $U(1)$ gauge theory is dual to the original spin system. We also analyze a similar $\mathbb{Z}_N$ gauge theory on that lattice. All these systems are fractonic. The $U(1)$ theories are gapless and the $\mathbb{Z}_N$ theories are gapped. We analyze the continuum limits of all these systems and present free continuum Lagrangians for their low-energy physics. Our $\mathbb{Z}_2$ FCC gauge theory is the continuum limit of the well known checkerboard model of fractons. Our continuum analysis leads to a straightforward proof of the known fact that this theory is dual to two copies of the $\mathbb{Z}_2$ X-cube model. We find new models and new relations between known models. The $\mathbb{Z}_N$ FCC gauge theory can be realized by coupling three copies of an anisotropic model of lineons and planons to a certain exotic $\mathbb{Z}_2$ gauge theory. Also, although for $N=2$ this model is dual to two copies of the $\mathbb{Z}_2$ X-cube model, a similar statement is not true for higher $N$.

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Topological Transition on the Conformal Manifold

Despite great successes in the study of gapped phases, a comprehensive understanding of the gapless phases and their transitions is still under developments. In this paper, we study a general phenomenon in the space of (1+1)$d$ critical phases with fermionic degrees of freedom described by a continuous family of conformal field theories (CFT), a.k.a. the conformal manifold. Along a one-dimensional locus on the conformal manifold, there can be a transition point, across which the fermionic CFTs on the two sides differ by stacking an invertible fermionic topological order (IFTO), point-by-point along the locus. At every point on the conformal manifold, the order and disorder operators have power-law two-point functions, but their critical exponents cross over with each other at the transition point, where stacking the IFTO leaves the fermionic CFT unchanged. We call this continuous transition on the fermionic conformal manifold a topological transition. By gauging the fermion parity, the IFTO stacking becomes a Kramers-Wannier duality between the corresponding bosonic CFTs. Both the IFTO stacking and the Kramers-Wannier duality are induced by the electromagnetic duality of the (2+1)$d$ $\mathbb{Z}_2$ topological order. We provide several examples of topological transitions, including the familiar Luttinger model of spinless fermions (i.e. the $c=1$ massless Dirac fermion with the Thirring interaction), and a new class of $c=2$ examples describing $U(1)\times SU(2)$-protected gapless phases.

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Exotic $\mathbb{Z}_N$ Symmetries, Duality, and Fractons in 3+1-Dimensional Quantum Field Theory

Following our earlier analyses of nonstandard continuum quantum field theories, we study here gapped systems in 3+1 dimensions, which exhibit fractonic behavior. In particular, we present three dual field theory descriptions of the low-energy physics of the X-cube model. A key aspect of our constructions is the use of discontinuous fields in the continuum field theory. Spacetime is continuous, but the fields are not.

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Exotic $U(1)$ Symmetries, Duality, and Fractons in 3+1-Dimensional Quantum Field Theory

We extend our exploration of nonstandard continuum quantum field theories in 2+1 dimensions to 3+1 dimensions. These theories exhibit exotic global symmetries, a peculiar spectrum of charged states, unusual gauge symmetries, and surprising dualities. Many of the systems we study have a known lattice construction. In particular, one of them is a known gapless fracton model. The novelty here is in their continuum field theory description. In this paper, we focus on models with a global $U(1)$ symmetry and in a followup paper we will study models with a global $\mathbb{Z}_N$ symmetry.

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More Exotic Field Theories in 3+1 Dimensions

We continue the exploration of nonstandard continuum field theories related to fractons in 3+1 dimensions. Our theories exhibit exotic global and gauge symmetries, defects with restricted mobility, and interesting dualities. Depending on the model, the defects are the probe limits of either fractonic particles, strings, or strips. One of our models is the continuum limit of the plaquette Ising lattice model, which features an important role in the construction of the X-cube model.

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Bounds on Triangle Anomalies in (3+1)d

How many charged degrees of freedom are necessary to accommodate a certain amount of 't Hooft anomaly? Using the conformal bootstrap for the four-point function of flavor current multiplets, we show that in all (3+1)d superconformal field theories the 't Hooft anomaly of a continuous flavor symmetry is bounded from above by the 3/2 power of the current two-point function coefficient, which can be thought of as a measure for the amount of charged degrees of freedom. We check our bounds against free fields and SQCD in the conformal window.

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Twist Gap and Global Symmetry in Two Dimensions

We show that every compact, unitary two-dimensional CFT with an abelian conserved current has vanishing twist gap for charged primary fields with respect to the $\mathfrak{u}(1)\times$Virasoro algebra. This means that either the chiral algebra is enhanced by a charged primary field with zero twist or there is an infinite family of charged primary fields that accumulate to zero twist.

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Anomalies and Bounds on Charged Operators

We study the implications of 't Hooft anomaly (i.e. obstruction to gauging) on conformal field theory, focusing on the case when the global symmetry is $\mathbb{Z_2}$. Using the modular bootstrap, universal bounds on (1+1)-dimensional bosonic conformal field theories with an internal $\mathbb{Z_2}$ global symmetry are derived. The bootstrap bounds depend dramatically on the 't Hooft anomaly. In particular, there is a universal upper bound on the lightest $\mathbb{Z_2}$ odd operator if the symmetry is anomalous, but there is no bound if the symmetry is non-anomalous. In the non-anomalous case, we find that the lightest $\mathbb{Z_2}$ odd state and the defect ground state cannot both be arbitrarily heavy. We also consider theories with a $U(1)$ global symmetry, and comment that there is no bound on the lightest $U(1)$ charged operator if the symmetry is non-anomalous.

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