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Shu-Heng Shao

Publications and source records attributed to Shu-Heng Shao.

At least 73 records · Page 4Linked to original sources

Decorated $\mathbb{Z}_{2}$ Symmetry Defects and Their Time-Reversal Anomalies

We discuss an isomorphism between the possible anomalies of $(d+1)$-dimensional quantum field theories with $\mathbb{Z}_{2}$ unitary global symmetry, and those of $d$-dimensional quantum field theories with time-reversal symmetry $\mathsf{T}$. This correspondence is an instance of symmetry defect decoration. The worldvolume of a $\mathbb{Z}_{2}$ symmetry defect is naturally invariant under $\mathsf{T},$ and bulk $\mathbb{Z}_{2}$ anomalies descend to $\mathsf{T}$ anomalies on these defects. We illustrate this correspondence in detail for $(1+1)d$ bosonic systems where the bulk $\mathbb{Z}_{2}$ anomaly leads to a Kramers degeneracy in the symmetry defect Hilbert space, and exhibit examples. We also discuss $(1+1)d$ fermion systems protected by $\mathbb{Z}_{2}$ global symmetry where interactions lead to a $\mathbb{Z}_{8}$ classification of anomalies. Under the correspondence, this is directly related to the $\mathbb{Z}_{8}$ classification of $(0+1)d$ fermions protected by $\mathsf{T}$. Finally, we consider $(3+1)d$ bosonic systems with $\mathbb{Z}_{2}$ symmetry where the possible anomalies are classified by $\mathbb{Z}_{2}\times \mathbb{Z}_{2}$. We construct topological field theories realizing these anomalies and show that their associated symmetry defects support anyons that can be either fermions or Kramers doublets.

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Lorentz Symmetry Fractionalization and Dualities in (2+1)d

We discuss symmetry fractionalization of the Lorentz group in (2+1)$d$ non-spin quantum field theory (QFT), and its implications for dualities. We prove that two inequivalent non-spin QFTs are dual as spin QFTs if and only if they are related by a Lorentz symmetry fractionalization with respect to an anomalous $\mathbb{Z}_2$ one-form symmetry. Moreover, if the framing anomalies of two non-spin QFTs differ by a multiple of 8, then they are dual as spin QFTs if and only if they are also dual as non-spin QFTs. Applications to summing over the spin structures, time-reversal symmetry, and level/rank dualities are explored. The Lorentz symmetry fractionalization naturally arises in Chern-Simons matter dualities that obey certain spin/charge relations, and is instrumental for the dualities to hold when viewed as non-spin theories.

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An Index for Quantum Integrability

The existence of higher-spin quantum conserved currents in two dimensions guarantees quantum integrability. We revisit the question of whether classically-conserved local higher-spin currents in two-dimensional sigma models survive quantization. We define an integrability index $\mathcal{I}(J)$ for each spin $J$, with the property that $\mathcal{I}(J)$ is a lower bound on the number of quantum conserved currents of spin $J$. In particular, a positive value for the index establishes the existence of quantum conserved currents. For a general coset model, with or without extra discrete symmetries, we derive an explicit formula for a generating function that encodes the indices for all spins. We apply our techniques to the $\mathbb{CP}^{N-1}$ model, the $O(N)$ model, and the flag sigma model $\frac{U(N)}{U(1)^{N}}$. For the $O(N)$ model, we establish the existence of a spin-6 quantum conserved current, in addition to the well-known spin-4 current. The indices for the $\mathbb{CP}^{N-1}$ model for $N>2$ are all non-positive, consistent with the fact that these models are not integrable. The indices for the flag sigma model $\frac{U(N)}{U(1)^{N}}$ for $N>2$ are all negative. Thus, it is unlikely that the flag sigma models are integrable.

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Lightcone Modular Bootstrap and Pure Gravity

We explore the large spin spectrum in two-dimensional conformal field theories with a finite twist gap, using the modular bootstrap in the lightcone limit. By recursively solving the modular crossing equations associated to different $PSL(2,\mathbb{Z})$ elements, we identify the universal contribution to the density of large spin states from the vacuum in the dual channel. Our result takes the form of a sum over $PSL(2,\mathbb{Z})$ elements, whose leading term generalizes the usual Cardy formula to a wider regime. Rather curiously, the contribution to the density of states from the vacuum becomes negative in a specific limit, which can be canceled by that from a non-vacuum Virasoro primary whose twist is no bigger than $c-1\over16$. This suggests a new upper bound of $c-1\over 16$ on the twist gap in any $c>1$ compact, unitary conformal field theory with a vacuum, which would in particular imply that pure AdS$_3$ gravity does not exist. We confirm this negative density of states in the pure gravity partition function by Maloney, Witten, and Keller. We generalize our discussion to theories with $\mathcal{N}=(1,1)$ supersymmetry, and find similar results.

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On the Positive Geometry of Conformal Field Theory

It has long been clear that the conformal bootstrap is associated with a rich geometry. In this paper we undertake a systematic exploration of this geometric structure as an object of study in its own right. We study conformal blocks for the minimal SL(2,R) symmetry present in conformal field theories in all dimensions. Unitarity demands that the Taylor coefficients of the four-point function lie inside a polytope U determined by the operator spectrum, while crossing demands they lie on a plane X. The conformal bootstrap is then geometrically interpreted as demanding a non-empty intersection of U and X. We find that the conformal blocks enjoy a surprising positive determinant property. This implies that U is an example of a famous polytope -- the cyclic polytope. The face structure of cyclic polytopes is completely understood. This lets us fully characterize the intersection U and X by a simple combinatorial rule, leading to a number of new exact statements about the spectrum and four-point function in any conformal field theory.

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Topological Defect Lines and Renormalization Group Flows in Two Dimensions

We consider topological defect lines (TDLs) in two-dimensional conformal field theories. Generalizing and encompassing both global symmetries and Verlinde lines, TDLs together with their attached defect operators provide models of fusion categories without braiding. We study the crossing relations of TDLs, discuss their relation to the 't Hooft anomaly, and use them to constrain renormalization group flows to either conformal critical points or topological quantum field theories (TQFTs). We show that if certain non-invertible TDLs are preserved along a RG flow, then the vacuum cannot be a non-degenerate gapped state. For various massive flows, we determine the infrared TQFTs completely from the consideration of TDLs together with modular invariance.

hep-th↗

Sigma Models on Flags

We study (1+1)-dimensional non-linear sigma models whose target space is the flag manifold $U(N)\over U(N_1)\times U(N_2)\cdots U(N_m)$, with a specific focus on the special case $U(N)/U(1)^{N}$. These generalize the well-known $\mathbb{CP}^{N-1}$ model. The general flag model exhibits several new elements that are not present in the special case of the $\mathbb{CP}^{N-1}$ model. It depends on more parameters, its global symmetry can be larger, and its 't Hooft anomalies can be more subtle. Our discussion based on symmetry and anomaly suggests that for certain choices of the integers $N_I$ and for specific values of the parameters the model is gapless in the IR and is described by an $SU(N)_1$ WZW model. Some of the techniques we present can also be applied to other cases.

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Light-ray Operators and the BMS Algebra

We study light-ray operators constructed from the energy-momentum tensor in $d$-dimensional Lorentzian conformal field theory. These include in particular the average null energy operator. The commutators of parallel light-ray operators on a codimension one light-sheet form an infinite-dimensional algebra. We determine this light-ray algebra and find that the $d$-dimensional (generalized) BMS algebra, including both the supertranslation and the superrotation, is a subalgebra. We verify this algebra in correlation functions of free scalar field theory. We also determine the infinite-dimensional algebra of light-ray operators built from non-abelian spin-one conserved currents.

hep-th↗

Conformal Basis, Optical Theorem, and the Bulk Point Singularity

We study general properties of the conformal basis, the space of wavefunctions in $(d+2)$-dimensional Minkowski space that are primaries of the Lorentz group $SO(1,d+1)$. Scattering amplitudes written in this basis have the same symmetry as $d$-dimensional conformal correlators. We translate the optical theorem, which is a direct consequence of unitarity, into the conformal basis. In the particular case of a tree-level exchange diagram, the optical theorem takes the form of a conformal block decomposition on the principal continuous series, with OPE coefficients being the three-point coupling written in the same basis. We further discuss the relation between the massless conformal basis and the bulk point singularity in AdS/CFT. Some three- and four-point amplitudes in (2+1) dimensions are explicitly computed in this basis to demonstrate these results.

hep-th↗

Gluon Amplitudes as 2d Conformal Correlators

Recently, spin-one wavefunctions in four dimensions that are conformal primaries of the Lorentz group SL(2,C) were constructed. We compute low-point, tree-level gluon scattering amplitudes in the space of these conformal primary wavefunctions. The answers have the same conformal covariance as correlators of spin-one primaries in a 2d CFT. The BCFW recursion relation between three- and four-point gluon amplitudes is recast into this conformal basis.

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Infrared Computations of Defect Schur Indices

We conjecture a formula for the Schur index of N=2 four-dimensional theories in the presence of boundary conditions and/or line defects, in terms of the low-energy effective Seiberg-Witten description of the system together with massive BPS excitations. We test our proposal in a variety of examples for SU(2) gauge theories, either conformal or asymptotically free. We use the conjecture to compute these defect-enriched Schur indices for theories which lack a Lagrangian description, such as Argyres-Douglas theories. We demonstrate in various examples that line defect indices can be expressed as sums of characters of the associated two-dimensional chiral algebra and that for Argyres-Douglas theories the line defect OPE reduces in the index to the Verlinde algebra.

hep-th↗

A Conformal Basis for Flat Space Amplitudes

We study solutions of the Klein-Gordon, Maxwell, and linearized Einstein equations in $\mathbb{R}^{1,d+1}$ that transform as $d$-dimensional conformal primaries under the Lorentz group $SO(1,d+1)$. Such solutions, called conformal primary wavefunctions, are labeled by a conformal dimension $Δ$ and a point in $\mathbb{R}^d$, rather than an on-shell $(d+2)$-dimensional momentum. We show that the continuum of scalar conformal primary wavefunctions on the principal continuous series $Δ\in \frac d2+ i\mathbb{R}$ of $SO(1,d+1)$ spans a complete set of normalizable solutions to the wave equation. In the massless case, with or without spin, the transition from momentum space to conformal primary wavefunctions is implemented by a Mellin transform. As a consequence of this construction, scattering amplitudes in this basis transform covariantly under $SO(1,d+1)$ as $d$-dimensional conformal correlators.

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Surface Defects and Chiral Algebras

We investigate superconformal surface defects in four-dimensional N=2 superconformal theories. Each such defect gives rise to a module of the associated chiral algebra and the surface defect Schur index is the character of this module. Various natural chiral algebra operations such as Drinfeld-Sokolov reduction and spectral flow can be interpreted as constructions involving four-dimensional surface defects. We compute the index of these defects in the free hypermultiplet theory and Argyres-Douglas theories, using both infrared techniques involving BPS states, as well as renormalization group flows onto Higgs branches. In each case we find perfect agreement with the predicted characters.

hep-th↗

Surface Defect Indices and 2d-4d BPS States

We conjecture a formula for the Schur index of four-dimensional $\mathcal{N}=2$ theories coupled to $(2,2)$ surface defects in terms of the $2d$-$4d$ BPS spectrum in the Coulomb phase of the theory. The key ingredient in our conjecture is a refined $2d$-$4d$ wall-crossing invariant, which we also formulate. Our result intertwines recent conjectures expressing the four-dimensional Schur index in terms of infrared BPS particles, with the Cecotti-Vafa formula for limits of the elliptic genus in terms of two-dimensional BPS solitons. We extend our discussion to framed $2d$-$4d$ BPS states, and use this to demonstrate a general relationship between surface defect indices and line defect indices. We illustrate our results in the example of $SU(2)$ super Yang-Mills coupled to the $\mathbb{CP}^1$ sigma model defect.

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Flat Space Amplitudes and Conformal Symmetry of the Celestial Sphere

The four-dimensional (4D) Lorentz group $SL(2,\mathbb{C})$ acts as the two-dimensional (2D) global conformal group on the celestial sphere at infinity where asymptotic 4D scattering states are specified. Consequent similarities of 4D flat space amplitudes and 2D correlators on the conformal sphere are obscured by the fact that the former are usually expressed in terms of asymptotic wavefunctions which transform simply under spacetime translations rather than the Lorentz $SL(2,\mathbb{C})$. In this paper we construct on-shell massive scalar wavefunctions in 4D Minkowski space that transform as $SL(2,\mathbb{C})$ conformal primaries. Scattering amplitudes of these wavefunctions are $SL(2,\mathbb{C})$ covariant by construction. For certain mass relations, we show explicitly that their three-point amplitude reduces to the known unique form of a 2D CFT primary three-point function and compute the coefficient. The computation proceeds naturally via Witten-like diagrams on a hyperbolic slicing of Minkowski space and has a holographic flavor.

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(2,2) Superconformal Bootstrap in Two Dimensions

We find a simple relation between two-dimensional BPS N=2 superconformal blocks and bosonic Virasoro conformal blocks, which allows us to analyze the crossing equations for BPS 4-point functions in unitary (2,2) superconformal theories numerically with semidefinite programming. We constrain gaps in the non-BPS spectrum through the operator product expansion of BPS operators, in ways that depend on the moduli of exactly marginal deformations through chiral ring coefficients. In some cases, our bounds on the spectral gaps are observed to be saturated by free theories, by N=2 Liouville theory, and by certain Landau-Ginzburg models.

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N=4 Superconformal Bootstrap of the K3 CFT

We study two-dimensional (4,4) superconformal field theories of central charge c=6, corresponding to nonlinear sigma models on K3 surfaces, using the superconformal bootstrap. This is made possible through a surprising relation between the BPS N=4 superconformal blocks with c=6 and bosonic Virasoro conformal blocks with c=28, and an exact result on the moduli dependence of a certain integrated BPS 4-point function. Nontrivial bounds on the non-BPS spectrum in the K3 CFT are obtained as functions of the CFT moduli, that interpolate between the free orbifold points and singular CFT points. We observe directly from the CFT perspective the signature of a continuous spectrum above a gap at the singular moduli, and find numerically an upper bound on this gap that is saturated by the $A_1$ N=4 cigar CFT. We also derive an analytic upper bound on the first nonzero eigenvalue of the scalar Laplacian on K3 in the large volume regime, that depends on the K3 moduli data. As two byproducts, we find an exact equivalence between a class of BPS N=2 superconformal blocks and Virasoro conformal blocks in two dimensions, and an upper bound on the four-point functions of operators of sufficiently low scaling dimension in three and four dimensional CFTs.

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Interpolating the Coulomb Phase of Little String Theory

We study up to 8-derivative terms in the Coulomb branch effective action of (1,1) little string theory, by collecting results of 4-gluon scattering amplitudes from both perturbative 6D super-Yang-Mills theory up to 4-loop order, and tree-level double scaled little string theory (DSLST). In previous work we have matched the 6-derivative term from the 6D gauge theory to DSLST, indicating that this term is protected on the entire Coulomb branch. The 8-derivative term, on the other hand, is unprotected. In this paper we compute the 8-derivative term by interpolating from the two limits, near the origin and near the infinity on the Coulomb branch, numerically from SU(k) SYM and DSLST respectively, for k=2,3,4,5. We discuss the implication of this result on the UV completion of 6D SYM as well as the strong coupling completion of DSLST. We also comment on analogous interpolating functions in the Coulomb phase of circle-compactified (2,0) little string theory.

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