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Tat-Seng Chua

Publications and source records attributed to Tat-Seng Chua.

At least 37 records · Page 2Linked to original sources

DNAlign: Dynamic Null-Space Safe Alignment for LLMs

Ensuring the safe and reliable deployment of large language models (LLMs) remains a fundamental challenge. Existing safety alignment approaches either incur high computational cost or unintentionally disrupt the model's core knowledge, leading to degraded fluency and factual accuracy on benign tasks. This reveals a persistent trade-off between safety and utility. We propose DNAlign, a lightweight alignment framework that integrates control-theoretic optimization with null-space projection. By treating the LLM as a dynamic system, the proposed framework introduces controllable perturbations to steer generation toward safe behavior. A key component is the projection module, which restricts these perturbations to the harmful-related subspace derived from neutral hidden states, thereby preserving general knowledge and response quality. A value function trained on human preference data adaptively optimizes the control signals to align with human safety preferences. Extensive evaluations across multiple LLM backbones demonstrate that our framework consistently reduces harmful outputs while maintaining fluency, coherence, and factual utility. It achieves superior overall performance compared to prior alignment baselines without sacrificing generation diversity. These results indicate that the proposed framework provides an effective and practically deployable solution for safe LLM alignment. Code is available at https://anonymous.4open.science/r/DNAlign.

cs.AI↗

FinNextAssist: Towards Professional Financial Deep Research Assistant

Deep Research (DR) agents have demonstrated strong capabilities in complex, research-oriented tasks through autonomous planning, iterative retrieval, multi-step reasoning, and structured reporting. However, adapting DR agents to finance introduces unique challenges: financial analysis demands the joint completion of heterogeneous sub-tasks spanning diverse data types, tools, and analytical workflows. We identify three key requirements for a professional financial DR agent: integration of authoritative, heterogeneous financial data sources; specialized analytical tools and skills; and dedicated sub-agents for domain-specific sub-tasks. Building on these principles, we propose FinNextAssist, an end-to-end deep research framework designed for professional financial analysis. FinNextAssist decomposes the research process into four stages: Task Planner, Evidence Compiler, Reasoning Engine, and Report Assembler, and introduces two novel lightweight sub-agents: TabAgent, for cross-market financial table understanding, and HeteroAgent, for cross-modality heterogeneous financial data interpretation. Extensive experiments on FinDeepResearch, the Finance Agent Benchmark, and FinTMMBench-Web show that FinNextAssist substantially outperforms both strong proprietary and open-source DR agents, with ablation studies confirming the contribution of each component across diverse markets and languages.

cs.MA↗

Less Data Approximates More: Earning Faithful Confidence in High-Stakes Domains

Large language models are increasingly deployed in high-stakes domains, where confident yet incorrect inferences may cause severe real-world harm, bringing the long-overlooked issue of confidence faithfulness to the forefront. A promising solution jointly optimizes unsupervised Reinforcement Learning from Internal Feedback (RLIF) with reasoning-trace-guided Reasoning Distillation (RD), yet it faces three persistent challenges, namely the scarcity of high-quality training corpora, factually unwarranted overconfidence, and erroneous updates amplified by indiscriminate fusion. Inspired by how human confidence accumulates from uncertainty to certainty, we propose Progressive Reasoning Gain (PRG) to measure whether reasoning steps progressively strengthen confidence in the final answer. Building on PRG, we introduce HyTuning, a hybrid post-training framework that adaptively reweights RD and RLIF, using scarce supervised reasoning traces as a stable anchor while exploiting abundant unlabeled queries for scalability. Experiments on several domain-specific and general benchmarks demonstrate that HyTuning improves accuracy while achieving confidence faithfulness under limited supervision, supporting a practical ``Less Data Approximates More'' effect. Our code will be released upon acceptance.

cs.LG↗

Who Bridges Safety? Identifying and Targeting Cross-Lingual Shared Safety Pathways

Uncovering the internal mechanisms underlying the safety capabilities of large language models (LLMs) is crucial for developing trustworthy artificial intelligence. Currently, mechanistic interpretability studies on multilingual safety are largely confined to local components, such as isolated neurons. However, this static and fragmented perspective overlooks the synergy among components and fails to elucidate how safety signals dynamically propagate within the model to drive safety decisions ultimately. In this work, we move beyond isolated neurons to identify and target the cross-layer functional pathways formed during safety signal propagation, thereby uncovering the mechanisms driving the cross-lingual safety gap. Specifically, we first identify monolingual safety pathways and validate their impact on refusing harmful requests. Subsequent cross-lingual analyses reveal a sparse subset of cross-lingual shared safety pathways, confirming that this intersection acts as the internal bridge transferring safety capabilities from high-resource (HR) languages to non-high-resource (NHR) languages. Building on these mechanistic findings, we propose a pathways-targeted alignment method based on the cross-lingual shared safety pathways. Experimental results show that updating only a small fraction of pathway parameters significantly improves safety in NHR languages while largely preserving the model's general capabilities.

cs.AI↗

MAE I Trust Myself? Self-Evaluating VLA Action Generation with Markov Attention Entropy

Vision-Language-Action models (VLAs) integrate visual perception, language instruction, and action generation into end-to-end policies across heterogeneous architectures. However, enabling VLAs to self-evaluate their action generation reliability without external supervision remains a major challenge. Existing methods either rely on expert annotations or estimate uncertainty only from output statistics, largely ignoring internal signals. In this work, we observe that internal visual modality entropy exhibits consistent distinctions between successful and failed tasks across heterogeneous VLAs. Although VLAs' architectures differ in their action generation, we show that they share a common latent action generation abstraction evolving under visual perception, language instruction, and State Input, which we formulate as a Conditional Generative Markov Chain. Based on this formulation, we propose MAE (Markov Attention Entropy), a self-evaluation framework that directly converts internal attention signals into architecture-aware reliability scores, and introduce LIBERO-Reflect, a 4,000-episode benchmark combining 2,000 standard episodes and 2,000 challenging episodes across four subsets. Extensive experiments across heterogeneous VLA architectures and diverse scenarios show that MAE consistently outperforms state-of-the-art baselines on AUPR, AUROC, and FPR@95.

cs.AI↗

ACTR: Aligning Thoughts and Responses for Multilingual Safety in Reasoning LLMs

Ensuring the safety of reasoning large language models (LLMs) across languages is essential for their reliable deployment. However, when exposed to jailbreak attacks in non-high-resource languages, these models may generate unsafe responses even when their reasoning traces identify safety risks. To address this issue, we propose aligning cross-lingual thoughts and responses (ACTR), a framework that improves multilingual safety alignment by strengthening the use of existing safety reasoning. Specifically, we first present the think gap score (TGS) to compare the normalized contributions of reasoning traces to attention outputs during response generation across languages, and use reasoning- trace substitution to measure the cross-lingual safety gap. Next, using a corpus of jailbreak queries, we assess neuron importance through changes in response representations caused by neuron masking and compare the high-importance neuron sets obtained with reasoning enabled and disabled to identify safety think neurons that support the use of safety reasoning. Finally, we devise neuron-selective consistency optimization (NSCO), which uses a frozen judge model to reward agreement between the safety categories of reasoning traces and responses while updating only the parameters associated with the selected neurons, requiring no human-annotated responses or preference data. Across two reasoning models, ACTR achieves lower average attack success rates than the evaluated state-of-the-art methods on AdvBench-X and MultiJail, with safety gains extending to unseen languages, while preserving or improving average performance on multilingual knowledge and mathematical reasoning tasks and limiting false refusals of benign requests. Warning: this paper contains examples with unsafe content.

cs.AI↗

Hyperbolic Multimodal Continual Learning: A Closest-Admissible Solution

Existing continual-learning methods protect parameters, replayed examples, or Euclidean feature subspaces. When applied to hyperbolic multimodal models, they do not explicitly preserve the Lorentz geometry that jointly encodes within-modality similarity, cross-modal correspondence, and semantic hierarchy; sequential updates can therefore retain task scores while still distorting previously learned relations. We address this gap with Hyperbolic Multimodal Continual Learning (HMCL). We show that preserving the old multimodal geometry amounts to restricting all modalities to one shared hyperbolic isometry, which induces a family of admissible first-order parameter changes. We formulate a joint closest-admissible (CA) correction that retains the shared rotation best matching the candidate modal updates; its minimal-rotation (MR) special case fixes this rotation to zero. Both variants correct the displacement realized by AdamW, and task anchoring bounds within-task accumulation while preserving learning freedom. Across a unified 16-task classification-retrieval stream with three hyperbolic backbones, HMCL improves final performance and backward transfer over sequential fine-tuning and four continual-learning baselines; HMCL-CA gives the highest Overall score on every backbone. A modality-extended stream confirms the retrieval gains. Representation analyses find 81.2 to 95.5 percent less radial, angular, cross-modal, and paired-distance drift; ImageNet-WordNet results show better semantic ancestry and radial hierarchy.

cs.CV↗

What Does Privileged Information Add to On-Policy Self-Distillation?

On-policy self-distillation (OPSD) lets a language model learn from a frozen copy of itself that sees an answer or a worked solution. Giving the teacher this extra information seems to offer the student more to learn, but how much does it add beyond distillation itself? To isolate that contribution, we construct AMPLE-Math, a reusable suite of 5,319 mathematical problems with six reasoning views that share the same answer, and compare each view with matched reference-free distillation. With a thinking-enabled teacher supervising direct-response rollouts, reference-free distillation accounts for much of Qwen3-1.7B's improvement under thinking-enabled evaluation, both in domain and on external benchmarks. Evidence for an additional reference benefit is modest in Qwen, strongest for a polished solution, whereas complete traces add two percentage points in SmolLM3-3B at step 50. These benefits depend on the student being trained. At the same checkpoint, replacing short direct-response rollouts with long thinking-enabled rollouts turns gains into losses in both families while the problems, references, and evaluation stay fixed. Teacher profiles and matched loss interventions in Qwen further show that changing token-level supervision can leave student behavior largely unchanged. Together, these findings suggest that OPSD can improve access to existing reasoning capabilities through parameters shared by direct-response and thinking-enabled inference. The value of a privileged reference is what it adds to this cross-mode transfer, not how much of the solution it reveals.

cs.CL↗

CompArt: Operationalizing Aesthetic Alignment in Text-to-Image Generation via Principles of Art

Text-to-Image (T2I) diffusion models have made rapid progress on semantic alignment (generating what is described in the prompt), yet users still lack reliable control over aesthetic composition (how visual elements are put together). Prior work often treats aesthetics as a single, preference-driven notion (e.g., "high quality", "detailed", "breathtaking"), which does not map cleanly to compositional intent. We propose Aesthetic Alignment: aligning generated images to explicit, user-specified compositional constraints. We operationalize these constraints using the Principles of Art (PoA)-e.g., Balance, Rhythm, and Emphasis-commonly used in art education to describe composition. To support this task, we introduce CompArt, a dataset of 80,032 WikiArt images augmented with captions and PoA analyses produced by a multimodal LLM under structured prompting. We further propose ArtDapter, a lightweight and disentangled adapter that enables steering a pretrained T2I model along 10 PoA dimensions while retaining the base model's semantic capability. Experiments on CompArt show improved adherence to PoA controls over strong baselines under a dual evaluation protocol.

cs.CV↗

Hub-Spectral Activation of Latent Multimodal Knowledge

Multimodal representation learning seeks shared representations for cross-modal retrieval and knowledge transfer. Hub-based binding reduces pairwise supervision costs, but separate hub connections cannot guarantee reliable alignment between modalities without direct joint training. We introduce Hub-Spectral Activation (HSA), a closed-form method for recovering and activating the hub-readable component of latent multimodal knowledge in frozen representations. We formalize this knowledge as source-induced cross-modal dependence and characterize the component determined by the second-order statistics of two trained hub edges. Under a second-order source model, we establish conditions for exact recovery of the complete source-induced relation and bound the dimension of its hub-readable component by the hub covariance rank. HSA composes and standardizes hub-edge statistics, extracts paired spectral directions, and combines reliability-weighted matching evidence with source-gated candidate resolution for bidirectional retrieval and prototype classification. HSA requires no target-pair supervision, gradient optimization, or backbone updates. Across 19 retrieval and 11 prototype-classification relations on ImageBind and LanguageBind, HSA raises mean bidirectional Recall@10 from 18.27% to 31.15% and mean macro Top-1 accuracy from 29.01% to 52.43%, respectively. Controlled analyses further identify valid hub-edge correspondence and leading spectral directions as key sources of retrieval gains, demonstrating the utility of latent multimodal knowledge beyond native similarity scores. Code and models are publicly available at https://github.com/Luo1Yan/HSA.

cs.CV↗

Self-Evolving Memory for Generative Recommendation

Generative recommendation has emerged as a promising end-to-end paradigm for personalized recommendation. However, user preferences continuously evolve over time, making self-evolving an essential capability for generative recommender systems. Existing evolving strategies, such as continual retraining and distillation-based adaptation, directly update the shared model parameters using streaming interactions. Nevertheless, we find that directly applying such strategies to generative recommendation introduces a critical issue, termed evolution conflict. Specifically, heterogeneous preference shifts from different users are optimized within a fully shared autoregressive parameter space, causing dominant behavioral patterns to progressively dominate the model evolution process while underrepresented patterns become increasingly overlooked. To address this issue, we propose a self-evolving memory paradigm for generative recommendation, aiming to enable effective evolution across heterogeneous behavioral patterns. We further identify three key principles for effective self-evolving recommendation systems, including isolated memorization, reinforced evolution, and scalable application. Guided by these principles, we develop LION, a simple yet effective framework centered on a sparse Key-Value memory layer. Specifically, LION introduces sparse memory activation to isolate the evolution of different behavioral patterns, while a consolidation loss is designed to reinforce the learning of underrepresented preference dynamics during continual adaptation. Extensive experiments on diverse real-world datasets demonstrate the effectiveness of LION under various continual evolution settings (e.g., per-period evaluation, user/item group evaluation, and evolution convergence analysis). The codes are released at https://github.com/JazyJiang/Self-Evolving-Memory-for-Generative-Recommendation.

cs.IR↗

Balancing Emotional Alignment and Semantic Consistency in Image Generation via Reinforcement Learning with Valence-Arousal Anchoring

Continuous emotion control in text-to-image generation requires a model to improve affective alignment without changing the objects, layout, or scene described by the prompt. Existing supervised emotion-injection methods often optimize feature-space proxies and may therefore exhibit emotion-semantic drift, in which stronger emotional conditioning is accompanied by unintended content changes. We address this problem with a flow-matching image-generation framework that combines continuous valence-arousal (VA) conditioning, Group Relative Policy Optimization (GRPO), and a neutral semantic anchor. The deterministic probability-flow ODE is converted into a marginal-preserving SDE, yielding non-degenerate transition densities for trajectory sampling and policy-ratio estimation. A frozen CLIP-based VA regressor supplies a terminal reward measuring the distance between the predicted and target VA coordinates, while an image generated from the same prompt under zero VA conditioning provides a feature-space reference for semantic preservation. A reduced denoising schedule is used for online RL sampling, whereas the original schedule is retained at inference. Experiments on 3,300 prompt-emotion combinations show substantially lower valence and arousal errors than the VA-conditioned baseline and an improved CLIPScore relative to EmotiCrafter, with a measurable trade-off in reference-free image quality. The results support anchor-regularized Flow-GRPO as a practical approach to balancing emotional alignment and semantic consistency in continuous-affect image synthesis.

cs.CV↗

Clearing the Fog: Towards Installing and Refining Proactive Exploration Capabilities in LLM Agents

We study proactive exploration in LLM agents, i.e., the ability to explore an environment to acquire information that improves future decision-making. In this regard, we first identify two fundamental bottlenecks that hinder this capability and then propose \ours, a novel method designed to instill and refine proactive exploration. Specifically, \ours\ consists of two components: (1) Exploratory Data Construction, which synthesizes exploration-rich trajectories to mitigate the hindsight bias of standard demonstrations; and (2) RL Optimization with Contrastive Signal Guidance, which leverages contrastive trajectory pairs to distinguish productive exploration from redundant wandering. Extensive experiments demonstrate the effectiveness of \ours\ and provide insights into the characteristics of proactive exploration. Our code is available at: https://github.com/GuanZhizhao/SAFARI.

cs.AI↗

MVFA: A Multi-View Text-Guided Multimodal Fusion LLM Adapter for Sentiment Analysis and Emotion Recognition

Multimodal sentiment analysis and emotion recognition in conversations demand effective modeling of heterogeneous interactions across textual, acoustic, and visual modalities. Although large language models (LLMs) offer powerful language understanding, adapting them to multimodal affective computing remains challenging: full-model fine-tuning is computationally prohibitive, while many existing lightweight adapters fail to preserve rich textual cues during cross-modal fusion. To address these limitations, we propose the multi-view text-guided multimodal fusion adapter (MVFA), a parameter-efficient framework that augments frozen LLMs with strong multimodal reasoning capability. MVFA first constructs complementary text views via max pooling, mean pooling, and attention pooling; these views then guide cross-modal interactions with audio and visual features. The fused multimodal representations are subsequently compressed into a compact set of learnable pseudo-tokens through an Enhanced Q-Former Fusion Module. Using ChatGLM3-6B-base as the primary backbone, we further validate MVFA on LLaMA2-7B and Qwen3-8B to examine its portability across multiple frozen LLM backbones. MVFA is evaluated on three challenging datasets: CH-SIMS V2.0, MELD, and CHERMA. Experimental results demonstrate that MVFA achieves state-of-the-art performance on key metrics while updating only a small fraction of parameters. Specifically, it attains 84.62\% Acc2 and 84.59\% F1 on CH-SIMS V2.0, 67.36\% Acc and 66.03\% WF1 on MELD, and 74.66\% Acc on CHERMA. These findings establish multi-view text-guided fusion as an effective and scalable paradigm for parameter-efficient multimodal LLM adaptation in affective computing. The code is publicly available at https://github.com/Overwhelm1208/MVFA.

cs.AI↗

GenRubric: Self-Evolving Rubric Generation for Scalable LLM Evaluation

Large language models are increasingly used as scalable evaluators for open-ended tasks. However, many LLM judges derive query-specific criteria during scoring, leaving the evaluation requirements insufficiently specified and their coverage difficult to audit. Query-specific rubrics make these requirements explicit, but expert-written rubrics are costly to construct, while existing automatic methods typically rely on inference-time refinement or external supervision. We introduce GenRubric, a self-evolving framework that improves rubric generation from unlabeled queries without requiring additional human annotations during self-evolution. Our approach is based on rubric-induced self-consistency: independently sampled rubrics for the same query provide partial views of its latent evaluation requirements, and a comprehensive rubric should induce a response that generalizes across these complementary evaluation views. We implement this principle through reinforcement learning, combining a cross-rubric comprehensiveness signal with group-level and criterion-level rewards for rubric quality. We train GenRubric models at 4B, 8B, and 14B scales across multiple domains. Experiments on human-annotated rubric benchmarks show that self-evolution improves the agreement between evaluations induced by generated rubrics and those induced by expert-written rubrics. The improvements further generalize to held-out domains, demonstrating the potential of self-evolving rubric generation for scalable and query-specific LLM evaluation. Code and models are publicly available at https://github.com/foggpoy/GenRubric.

cs.CL↗

LMSM: LLM Security Framework Inspired by Linux Security Modules

Large language models (LLMs) are increasingly deployed with layered defenses, yet malicious prompts can still bypass them. Interpretability methods can expose model-internal signals along the generation path that could inform enforcement, but these signals are not security controls by themselves. Deployments that adapt them for safety typically couple each signal to its own calibration, policy logic, and intervention code, so each new artifact creates integration work instead of strengthening a shared defense. We present Language Model Security Modules (LMSM), a security framework that adapts the separation behind Linux Security Modules (LSM) to LLM serving. In LMSM, a selected security backend exposes calibrated evidence, a versioned policy evaluates active rules over trusted per-request context, and a separate gate authorizes buffered output release. This design separates mediation correctness from policy effectiveness, and it allows backend, rule, or schedule changes without rebuilding request handling or enforcement. Our prototype shows the separation working in practice: with Hugging Face Transformers and continuously batched vLLM, the same substrate hosts artifact-backed sparse autoencoder (SAE) and transcoder deployments and task-fitted dense probes, preserves request-specific decisions under scheduler churn, and selectively enforces and composes multiple rules per request. On Qwen3-4B, LMSM-Checkpoint reduces HarmBench attack success rate from 39.20% to 3.32%, with XSTest false refusals rising from 2.40% to 4.40%, while retaining 98.14% of the throughput of a matched serving path that performs no monitoring work at 32 active sequences. LMSM gives advances in interpretability and model-internal analysis a common path to runtime enforcement.

cs.CR↗

On-Policy Self-Distillation in Diffusion Models

Reinforcement learning can align diffusion models with human preferences and task-specific objectives, but endpoint rewards do not specify how an intermediate denoising prediction should change. We introduce DiffusionOPSD as an on-policy self-distillation framework that converts image-level reward guidance into explicit targets for clean-output predictions at sampled queries. At each outer iteration, a frozen behavior policy generates trajectories and supplies query states and anchors. Reward gradients construct bounded positive and negative targets around each anchor. The trainable policy fits these targets as detached supervision through finite fitting before an exponential moving average update refreshes the behavior policy. This setup lets us measure target construction and finite realization separately. Controlled same-query experiments show that larger target-construction gains do not necessarily translate into larger realized gains after a single fitting update. Across SD 3.5-M and the step-distilled Z-Image-Turbo, our approach achieves the best final held-out scores in 19 of 20 reward-matched settings across two backbones and ten evaluators. It outperforms the strongest competing method by up to 44.0% and reduces training GPU-hours relative to DiffusionNFT by 40% on SD 3.5-M and 63% on Z-Image-Turbo. These results support on-policy self-distillation as an efficient and analyzable approach to diffusion post-training by converting image-level reward guidance into explicit and continually refreshed intermediate supervision, thereby opening a path toward more efficient and diagnosable alignment.

cs.CV↗

Multi-Agent Self-Improving Reinforcement Learning for Video Reasoning

Video reasoning tasks such as grounded video question answering and temporal grounding require selecting temporal evidence that supports the query. In many current training setups, temporal supervision is applied through local objectives such as boundary regression or span generation, while verification is used mainly to rerank candidate segments at inference time. We study whether a frozen verifier can also guide training. Our multi-agent framework couples a trainable \emph{Grounder} with a frozen \emph{Verifier}: the Grounder samples candidate trajectories and evidence segments, the Verifier assigns query-conditioned segment scores, a group-relative policy-gradient objective favors trajectories that outperform their within-input peers, and a bootstrapped calibration loss steers temporal predictions toward verifier-preferred spans. Trained on source tasks and evaluated without target-dataset fine-tuning, a two-billion-parameter instantiation transfers zero-shot across grounded question answering, temporal grounding, and long-video question answering, reaching 28.7\% intersection-over-union and 25.4\% answer-grounding accuracy on a grounded-question-answering benchmark, 46.1\% intersection-over-union on a temporal-grounding benchmark, and 54.1\% on a long-video question-answering benchmark. Relative to a strong same-scale baseline, the gains are modest but consistent, with the clearest improvements on relevance-oriented metrics such as intersection-over-union and moderate-overlap recall. Within the tested benchmarks and transfer setting, the results support frozen verification as a training signal for evidence selection, while showing that strict boundary precision remains comparatively weaker. Code and models are available at https://anonymous.4open.science/r/MASIRL-E50C/

cs.CV↗