arXiv subjects

Theodore S. Rappaport

Publications and source records attributed to Theodore S. Rappaport.

At least 55 records · Page 3Linked to original sources

arXiv2024

Wideband Penetration Loss through Building Materials and Partitions at 6.75 GHz in FR1(C) and 16.95 GHz in the FR3 Upper Mid-band spectrum

The 4--8 GHz FR1(C) and 7--24 GHz upper mid-band FR3 spectrum are promising new 6G spectrum allocations being considered by the International Telecommunications Union (ITU) and major governments around the world. There is an urgent need to understand the propagation behavior and radio coverage, outage, and material penetration for the global mobile wireless industry in both indoor and outdoor environments in these emerging frequency bands. This work presents measurements and models that describe the penetration loss in co-polarized and cross-polarized antenna configurations, exhibited by common materials found inside buildings and on building perimeters, including concrete, low-emissivity glass, wood, doors, drywall, and whiteboard at 6.75 GHz and 16.95 GHz. Measurement results show consistent lower penetration loss at 6.75 GHz compared to 16.95 GHz for all ten materials measured for co and cross-polarized antennas at incidence. For instance, the low-emissivity glass wall presents 33.7 dB loss at 6.75 GHz, while presenting 42.3 dB loss at 16.95 GHz. Penetration loss at these frequencies is contrasted with measurements at sub-6 GHz, mmWave and sub-THz frequencies along with 3GPP material penetration loss models. The results provide critical knowledge for future 5G and 6G cellular system deployments as well as refinements for the 3GPP material penetration models.

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arXiv2024

Waste Factor: A New Metric for Evaluating Power Efficiency in any Cascade

In this paper, we expand upon a new metric called the Waste Factor ($W$), a mathematical framework used to evaluate power efficiency in cascaded communication systems, by accounting for power wasted in individual components along a cascade. We show that the derivation of the Waste Factor, a unifying metric for defining wasted power along the signal path of any cascade, is similar to the mathematical approach used by H. Friis in 1944 to develop the Noise Factor ($F$), which has since served as a unifying metric for quantifying additive noise power in a cascade. Furthermore, the mathematical formulation of $W$ can be utilized in artificial intelligence (AI) and machine learning (ML) design and control for enhanced power efficiency. We consider the power usage effectiveness (PUE), which is a widely used energy efficiency metric for data centers, to evaluate $W$ for the data center as a whole. The use of $W$ allows easy comparison of power efficiency between data centers and their components. Our study further explores how insertion loss of components in a cascaded communication system influences $W$ at 28 GHz and 142 GHz along with the data rate performance, evaluated using the consumption efficiency factor (CEF). We observe CEF's marked sensitivity, particularly to phase shifter insertion loss changes. Notably, CEF variations are more prominent in uplink transmissions, whereas downlink transmissions offer relative CEF stability. Our exploration also covers the effects of varying User Equipment (UE) and Base Station (BS) deployment density on CEF in cellular networks. This work underscores the enhanced energy efficiency at 142 GHz, compared to 28 GHz, as UE and BS numbers escalate.

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arXiv2024

Full-Stack End-to-End Sub-THz Simulations at 140 GHz using NYUSIM Channel Model in ns-3

The next generation of wireless communication is expected to harness the potential of the sub-THz bands to achieve exceptional performance and ubiquitous connectivity. However, network simulators such as ns-3 currently lack support for channel models above 100 GHz. This limits the ability of researchers to study, design, and evaluate systems operating above 100 GHz. Here, we use the drop-based NYUSIM channel model to simulate channels above 100 GHz in all 3GPP scenarios including urban microcell (UMi), urban macrocell (UMa), rural macrocell (RMa), indoor hotspot (InH), and indoor factory (InF). We evaluate the full stack downlink end-to-end performance (throughput, latency, and packet drop) experienced by a single user equipment (UE) connected to a Next Generation Node B (gNB) operating in the sub-THz bands for three gNB--UE antenna configurations: 8x8--4x4, 16x16--4x4, and 64x64--8x8 by using the NYUSIM channel model at 140 GHz in the ns-3 mmWave module. Our simulations demonstrate that sub-THz bands can enable high-fidelity applications that require data rates exceeding 1 Gbps and latency below 15 milliseconds (ms) using the current mmWave protocol stack, and large antenna arrays. In addition, we show the variation in throughput vs number of realizations and find the optimal number of realizations required to obtain statistically significant results. We strongly encourage researchers worldwide to adopt a similar approach, as it enables the readers to assess the accuracy and reliability of the reported results and enhance the findings' overall interpretability.

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arXiv2023

A Sub-Terahertz Sliding Correlator Channel Sounder with Absolute Timing using Precision Time Protocol over Wi-Fi

Radio channels at mmWave and sub-THz frequencies for 5G and 6G communications offer large channel bandwidths (hundreds of MHz to several GHz) to achieve multi-Gbps data rates. Accurate modeling of the radio channel for these wide bandwidths requires capturing the absolute timing of multipath component (MPC) propagation delays with sub-nanosecond accuracy. Achieving such timing accuracy is challenging due to clock drift in untethered transmitter (TX) and receiver (RX) clocks used in time-domain channel sounders, yet will become vital in many future 6G applications. This paper proposes a novel solution utilizing precision time protocol (PTP) and periodic drift correction to achieve absolute timing for MPCs in power delay profiles (PDPs) --captured as discrete samples using sliding correlation channel sounders. Two RaspberryPi computers are programmed to implement PTP over a dedicated Wi-Fi link and synchronize the TX and RX Rubidium clocks continuously every second. This synchronization minimizes clock drift, reducing PDP sample drift to 150 samples/hour, compared to several thousand samples/hour without synchronization. Additionally, a periodic drift correction algorithm is applied to eliminate PDP sample drift and achieve sub-nanosecond timing accuracy for MPC delays. The achieved synchronicity eliminates the need for tedious and sometimes inaccurate ray tracing to synthesize omnidirectional PDPs from directional measurements. The presented solution shows promise in myriad applications, including precise position location and distributed systems that require sub-nanosecond timing accuracy and synchronization among components.

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arXiv2023

142 GHz Multipath Propagation Measurements and Path Loss Channel Modeling in Factory Buildings

This paper presents sub-Terahertz (THz) radio propagation measurements at 142 GHz conducted in four factories with various layouts and facilities to explore sub-THz wireless channels for smart factories in 6G and beyond. Here we study spatial and temporal channel responses at 82 transmitter-receiver (TX-RX) locations across four factories in the New York City area and over distances from 5 m to 85 m in both line-of-sight (LOS) and non-LOS (NLOS) environments. The measurements were performed with a sliding-correlation-based channel sounder with 1 GHz RF bandwidth with steerable directional horn antennas with 27 dBi gain and 8\degree~half-power beamwidth at both TX and RX, using both vertical and horizontal antenna polarizations, yielding over 75,000 directional power delay profiles. Channel measurements of two RX heights at 1.5 m (high) emulating handheld devices and at 0.5 m (low) emulating automated guided vehicles (AGVs) were conducted for automated industrial scenarios with various clutter densities. Results yield the first path loss models for indoor factory (InF) environments at 142 GHz and show the low RX height experiences a mean path loss increase of 10.7 dB and 6.0 dB when compared with the high RX height at LOS and NLOS locations, respectively. Furthermore, flat and rotatable metal plates were leveraged as passive reflecting surfaces (PRSs) in channel enhancement measurements to explore the potential power gain on sub-THz propagation channels, demonstrating a range from 0.5 to 22 dB improvement with a mean of 6.5 dB in omnidirectional channel gain as compared to when no PRSs are present.

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arXiv2022

Sub-Terahertz Wireless Coverage Analysis at 142 GHz in Urban Microcell

Small-cell cellular base stations are going to be used for mmWave and sub-THz communication systems to provide multi-Gbps data rates and reliable coverage to mobile users. This paper analyzes the base station coverage of sub-THz communication systems and the system performance in terms of spectral efficiency through Monte Carlo simulations for both single-cell and multi-cell cases. The simulations are based on realistic channel models derived from outdoor field measurements at 142 GHz in urban microcell (UMi) environments conducted in downtown Brooklyn, New York. The single-cell base station can provide a downlink coverage area with a radius of 200 m and the 7-cell system can provide a downlink coverage area with a radius of 400 m at 142 GHz. Using a 1 GHz downlink bandwidth and 100 MHz uplink bandwidth, the 7-cell system can provide about 4.5 Gbps downlink average data rate and 410 Mbps uplink average data rate at 142 GHz.

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arXiv2022

A Real-Time Millimeter Wave V2V Channel Sounder

Wireless communication in millimeter wave spectrum is poised to provide the latency and bandwidth needed for advanced use cases unfeasible at lower frequencies. Despite the market potential of vehicular communication networks, investigations into the millimeter wave vehicular channel are lacking. In this paper, we present a detailed overview of a novel 1 GHz wide, multi-antenna vehicle to vehicle directional channel sounding and measurement platform operating at 28 GHz. The channel sounder uses two 256-element phased arrays at the transmitter vehicle and four 64-element arrays at the receiver vehicle, with the receiver measuring 116 different directional beams in less than 1 millisecond. By measuring the full multi-beam channel impulse response at large bandwidths, our system provides unprecedented insight in instantaneous mobile vehicle to vehicle channels. The system also uses centimeter-level global position tracking and 360 degree video capture to provide additional contextual information for joint communication and sensing applications. An initial measurement campaign was conducted on highway and surface streets in Austin, Texas. We show example data that highlights the sensing capability of the system. Preliminary results from the measurement campaign show that bumper mounted mmWave arrays provide rich scattering in traffic as well a provide significant directional diversity aiding towards high reliability vehicular communication. Additionally, potential waveguide effects from high traffic in lanes can also extend the range of mmWave signals significantly.

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arXiv2022

Sub-Terahertz Channel Measurements and Characterization in a Factory Building

Sub-Terahertz (THz) frequencies between 100 GHz and 300 GHz are being considered as a key enabler for the sixth-generation (6G) wireless communications due to the vast amounts of unused spectrum. The 3rd Generation Partnership Project (3GPP) included the indoor industrial environments as a scenario of interest since Release 15. This paper presents recent sub-THz channel measurements using directional horn antennas of 27 dBi gain at 142 GHz in a factory building, which hosts equipment manufacturing startups. Directional measurements with co-polarized and cross-polarized antenna configurations were conducted over distances from 6 to 40 meters. Omnidirectional and directional path loss with two antenna polarization configurations produce the gross cross-polarization discrimination (XPD) with a mean of 27.7 dB, which suggests that dual-polarized antenna arrays can provide good multiplexing gain for sub-THz wireless systems. The measured power delay profile and power angular spectrum show the maximum root mean square (RMS) delay spread of 66.0 nanoseconds and the maximum RMS angular spread of 103.7 degrees using a 30 dB threshold, indicating the factory scenario is a rich-scattering environment due to a massive number of metal structures and objects. This work will facilitate emerging sub-THz applications such as super-resolution sensing and positioning for future smart factories.

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arXiv2022

Dense Urban Outdoor-Indoor Coverage from 3.5 to 28 GHz

In the US, people spend 87% of their time indoors and have an average of four connected devices per person (in 2020). As such, providing indoor coverage has always been a challenge but becomes even more difficult as carrier frequencies increase to mmWave and beyond. This paper investigates the outdoor and outdoor-indoor coverage of an urban network comparing globally standardized building penetration models and implementing models to corresponding scenarios. The glass used in windows of buildings in the grid plays a pivotal role in determining the outdoor-to-indoor propagation loss. For 28 GHz with 1 W/polarization transmit power in the urban street grid, the downlink data rates for 90% of outdoor users are estimated at over 250 Mbps. In contrast, 15% of indoor users are estimated to be in outage, with SNR $<-$3 dB when base stations are 400 m apart with one-fifth of the buildings imposing high penetration loss ($\sim$ 35 dB). At 3.5 GHz, base stations may achieve over 250 Mbps for 90% indoor users if 400 MHz bandwidth with 100 W/polarization transmit power is available. The methods and models presented can be used to facilitate decisions regarding the density and transmit power required to provide high data rates to majority users in urban centers.

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arXiv2021

Sub-Terahertz Spatial Statistical MIMO Channel Model for Urban Microcells at 142 GHz

Sixth generation (6G) cellular systems are expected to extend the operational range to sub-Terahertz (THz) frequencies between 100 and 300 GHz due to the broad unexploited spectrum therein. A proper channel model is needed to accurately describe spatial and temporal channel characteristics and faithfully create channel impulse responses at sub-THz frequencies. This paper studies the channel spatial statistics such as the number of spatial clusters and cluster power distribution based on recent radio propagation measurements conducted at 142 GHz in an urban microcell (UMi) scenario. For the 28 measured locations, we observe one to four spatial clusters at most locations. A detailed spatial statistical multiple input multiple output (MIMO) channel generation procedure is introduced based on the derived empirical channel statistics. We find that beamforming provides better spectral efficiency than spatial multiplexing in the LOS scenario due to the boresight path, and two spatial streams usually offer the highest spectral efficiency at most NLOS locations due to the limited number of spatial clusters.

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arXiv2021

Millimeter Wave and Terahertz Urban Microcell Propagation Measurements and Models

Comparisons of outdoor Urban Microcell (UMi) large-scale path loss models, root mean square (RMS) delay spreads (DS), angular spreads (AS), and the number of spatial beams for extensive measurements performed at 28, 38, 73, and 142 GHz are presented in this letter. Measurement campaigns were conducted from 2011-2020 in downtown Austin, Texas, Manhattan (New York City), and Brooklyn, New York with communication ranges up to 930 m. Key similarities and differences in outdoor wireless channels are observed when comparing the channel statistics across a wide range of frequencies from millimeter-wave to sub-THz bands. Path loss exponents (PLEs) are remarkably similar over all measured frequencies, when referenced to the first meter free space path loss, and the RMS DS and AS decrease as frequency increases. The similar PLEs from millimeter-wave to THz frequencies imply that spacing between cellular base stations will not have to change as carrier frequencies increase towards THz, since wider bandwidth channels at sub-THz or THz carrier frequencies will cover similar distances because antenna gains increase quadratically with increasing frequency when the physical antenna area remain constant.

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arXiv2021

Millimeter Wave and sub-THz Indoor Radio Propagation Channel Measurements, Models, and Comparisons in an Office Environment

This letter provides a comparison of indoor radio propagation measurements and corresponding channel statistics at 28, 73, and 140 GHz, based on extensive measurements from 2014-2020 in an indoor office environment. Side-by-side comparisons of propagation characteristics (e.g., large-scale path loss and multipath time dispersion) across a wide range of frequencies from the low millimeter wave band of 28 GHz to the sub-THz band of 140 GHz illustrate the key similarities and differences in indoor wireless channels. The measurements and models show remarkably similar path loss exponents over frequencies in both line-of-sight (LOS) and non-LOS (NLOS) scenarios, when using a one meter free space reference distance, while the multipath time dispersion becomes smaller at higher frequencies. The 3GPP indoor channel model overestimates the large-scale path loss and has unrealistic large numbers of clusters and multipath components per cluster compared to the measured channel statistics in this letter.

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arXiv2021

A Wideband Sliding Correlation Channel Sounder in 65 nm CMOS: Evaluation Board Performance

Emerging applications such as wireless sensing, position location, robotics, and many more are driven by the ultra-wide bandwidths available at millimeter-wave (mmWave) and Terahertz (THz) frequencies. The characterization and efficient utilization of wireless channels at these extremely high frequencies require detailed knowledge of the radio propagation characteristics of the channels. Such knowledge is developed through empirical observations of operating conditions using wireless transceivers that measure the impulse response through channel sounding. Today, cutting-edge channel sounders rely on several bulky RF hardware components with complicated interconnections, large parasitics, and sub-GHz RF bandwidth. This paper presents a compact sliding correlation-based channel sounder baseband built on a monolithic integrated circuit (IC) using 65 nm CMOS, implemented as an evaluation board achieving a 2 GHz RF bandwidth. The IC is the worlds first gigabit-per-second channel sounder baseband implemented in low-cost CMOS. The presented single-board system can be employed at both the transmit and receive baseband to study multipath characteristics and path loss. Thus, the singleboard implementation provides an inexpensive and compact solution for sliding correlation-based channel sounding with 1 ns multipath delay resolution.

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arXiv2021

Terahertz Wireless Communications: Co-sharing for Terrestrial and Satellite Systems above 100 GHz

This paper demonstrates how spectrum up to 1 THz will support mobile communications beyond 5G in the coming decades. Results of rooftop surrogate satellite/tower base station measurements at 140 GHz show the natural isolation between terrestrial networks and surrogate satellite systems, as well as between terrestrial mobile users and co-channel fixed backhaul links. These first-of-their-kind measurements and accompanying analysis show that by keeping the energy radiated by terrestrial emitters on the horizon (e.g., elevation angles $\leq$15\textdegree), there will not likely be interference in the same or adjacent bands between passive satellite sensors and terrestrial terminals, or between mobile links and terrestrial backhaul links at frequencies above 100 GHz.

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arXiv2021

Millimeter Wave and Sub-Terahertz Spatial Statistical Channel Model for an Indoor Office Building

Millimeter-wave (mmWave) and sub-Terahertz (THz) frequencies are expected to play a vital role in 6G wireless systems and beyond due to the vast available bandwidth of many tens of GHz. This paper presents an indoor 3-D spatial statistical channel model for mmWave and sub-THz frequencies based on extensive radio propagation measurements at 28 and 140 GHz conducted in an indoor office environment from 2014 to 2020. Omnidirectional and directional path loss models and channel statistics such as the number of time clusters, cluster delays, and cluster powers were derived from over 15,000 measured power delay profiles. The resulting channel statistics show that the number of time clusters follows a Poisson distribution and the number of subpaths within each cluster follows a composite exponential distribution for both LOS and NLOS environments at 28 and 140 GHz. This paper proposes a unified indoor statistical channel model for mmWave and sub-Terahertz frequencies following the mathematical framework of the previous outdoor NYUSIM channel models. A corresponding indoor channel simulator is developed, which can recreate 3-D omnidirectional, directional, and multiple input multiple output (MIMO) channels for arbitrary mmWave and sub-THz carrier frequency up to 150 GHz, signal bandwidth, and antenna beamwidth. The presented statistical channel model and simulator will guide future air-interface, beamforming, and transceiver designs for 6G and beyond.

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arXiv2021

Outdoor sub-THz Position Location and Tracking using Field Measurements at 142 GHz

Future sub-THz cellular deployments may be utilized to complement the coverage of the global positioning system (GPS) and provide centimeter-level accuracy. In this work, we use measurement data at 142 GHz to test a map-based position location algorithm in an outdoor urban microcell (UMi) environment. We utilize an extended Kalman filter (EKF) to track the position of the user equipment (UE) along a rectangular track, with the transmitter-receiver separation distances varying from 24.3 m to 52.8 m. The position and velocity of the UE are tracked by the EKF, with measurements of the angle of arrival and time of flight information obtained along an outdoor track, to provide a mean accuracy of 24.8 cm at 142 GHz, over 34 UE locations, using a single base station in line-of-sight and non-line-of-sight.

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arXiv2021

140 GHz Urban Microcell Propagation Measurements for Spatial Consistency Modeling

Sub-Terahertz frequencies (frequencies above 100 GHz) have the potential to satisfy the unprecedented demand on data rate on the order of hundreds of Gbps for sixth-generation (6G) wireless communications and beyond. Accurate beam tracking and rapid beam selection are increasingly important since antenna arrays with more elements generate narrower beams to compensate for additional path loss within the first meter of propagation distance at sub-THz frequencies. Realistic channel models for above 100 GHz are needed, and should include spatial consistency to model the spatial and temporal channel evolution along the user trajectory. This paper introduces recent outdoor urban microcell (UMi) propagation measurements at 142 GHz along a 39 m $\times$ 12 m rectangular route (102 m long), where each consecutive and adjacent receiver location is 3 m apart from each other. The measured power delay profiles and angular power spectrum at each receiver location are used to study spatial autocorrelation properties of various channel parameters such as shadow fading, delay spread, and angular spread along the track. Compared to the correlation distances reported in the 3GPP TR 38.901 for frequencies below 100 GHz, the measured correlation distance of shadow fading at 142 GHz (3.8 m) is much shorter than the 10-13 m as specified in 3GPP; the measured correlation distances of delay spread and angular spread at 142 GHz (both 12 m) are comparable to the 7-10 m as specified in 3GPP. This result may guide the development of a statistical spatially consistent channel model for frequencies above 100 GHz in the UMi street canyon environment.

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arXiv2021

High Altitude Platform Stations (HAPS): Architecture and System Performance

High Altitude Platform Station (HAPS) has the potential to provide global wireless connectivity and data services such as high-speed wireless backhaul, industrial Internet of things (IoT), and public safety for large areas not served by terrestrial networks. A unified HAPS design is desired to support various use cases and a wide range of requirements. In this paper, we present two architecture designs of the HAPS system: i) repeater based HAPS, and ii) base station based HAPS, which are both viable technical solutions. The energy efficiency is analyzed and compared between the two architectures using consumption factor theory. The system performance of these two architectures is evaluated through Monte Carlo simulations and is characterized in metrics of spectral efficiency using LTE band 1 for both single-cell and multi-cell cases. Both designs can provide good downlink spectral efficiency and coverage, while the uplink coverage is significantly limited by UE transmit power and antenna gain. Using directional antennas at the UEs can improve the system performance for both downlink and uplink.

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