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Theodore S. Rappaport

Publications and source records attributed to Theodore S. Rappaport.

At least 73 records · Page 4Linked to original sources

Propagation Measurements and Path Loss Models for sub-THz in Urban Microcells

Terahertz frequency bands will likely be used for the next-generation wireless communication systems to provide data rates of hundreds of Gbps or even Tbps because of the wide swaths of unused and unexplored spectrum. This paper presents two outdoor wideband measurement campaigns in downtown Brooklyn (urban microcell environment) in the sub-THz band of 140 GHz with TX-RX separation distance up to 100 m: i) terrestrial urban microcell measurement campaign, and ii) rooftop surrogate satellite and backhaul measurement campaign. Outdoor omnidirectional and directional path loss models for both line-of-sight and non-line-of-sight scenarios, as well as foliage loss (signal attenuation through foliage), are provided at 140 GHz for urban microcell environments. These measurements and models provide an understanding of both the outdoor terrestrial (e.g., 6G cellular and backhaul) and non-terrestrial (e.g., satellite and unmanned aerial vehicle communications) wireless channels, and prove the feasibility of using THz frequency bands for outdoor fixed and mobile cellular communications. This paper can be used for future outdoor wireless system design at frequencies above 100 GHz.

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Position Location for Futuristic Cellular Communications -- 5G and Beyond

With vast mmWave spectrum and narrow beam antenna technology, precise position location is now possible in 5G and future mobile communication systems. In this article, we describe how centimeterlevel localization accuracy can be achieved, particularly through the use of map-based techniques. We show how data fusion of parallel information streams, machine learning, and cooperative localization techniques further improve positioning accuracy.

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Directional Radio Propagation Path Loss Models for Millimeter-Wave Wireless Networks in the 28-, 60-, and 73-GHz Bands

Fifth-generation (5G) cellular systems are likely to operate in the centimeter-wave (3-30 GHz) and millimeter-wave (30-300 GHz) frequency bands, where a vast amount of underutilized bandwidth exists world-wide. To assist in the research and development of these emerging wireless systems, a myriad of measurement studies have been conducted to characterize path loss in urban environments at these frequencies. The standard theoretical free space (FS) and Stanford University Interim (SUI) empirical path loss models were recently modified to fit path loss models obtained from measurements performed at 28 GHz and 38 GHz, using simple correction factors. In this paper, we provide similar correction factors for models at 60 GHz and 73 GHz. By imparting slope correction factors on the FS and SUI path loss models to closely match the close-in (CI) free space reference distance path loss models, millimeter-wave path loss can be accurately estimated (with popular models) for 5G cellular planning at 60 GHz and 73 GHz. Additionally, new millimeter-wave beam combining path loss models are provided at 28 GHz and 73 GHz by considering the simultaneous combination of signals from multiple antenna pointing directions between the transmitter and receiver that result in the strongest received power. Such directional channel models are important for future adaptive array systems at millimeter-wave frequencies.

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A Wideband Sliding Correlator based Channel Sounder in 65 nm CMOS: An Evaluation Board Design

Wide swaths of bandwidth at millimeter-wave (mmWave) and Terahertz (THz) frequencies stimulate diverse applications in wireless sensing, imaging, position location, cloud computing, and much more. These emerging applications motivate wireless communications hardware to operate with multi Gigahertz (GHz) bandwidth, at nominal costs, minimal size, and power consumption. Channel sounding system implementations currently used to study and measure wireless channels utilize numerous commercially available components from multiple manufacturers that result in a complex and large assembly with many costly and fragile cable interconnections between the constituents and commonly achieve a system bandwidth under one GHz. This paper presents an evaluation board (EVB) design that features a sliding correlator-based channel sounder with 2 GHz null-to-null RF bandwidth in a single monolithic integrated circuit (IC) fabricated in 65 nm CMOS technology. The EVB landscape provides necessary peripherals for signal interfacing, amplification, buffering, and enables integration into both the transmitter and receiver of a channel sounding system, thereby reducing complexity, size, and cost through integrated design. The channel sounder IC on the EVB is the worlds first to report gigabit-per-second baseband operation using low-cost CMOS technology, allowing the global research community to now have an inexpensive and compact channel sounder system with nanosecond time resolution capability for the detection of multipath signals in a wireless channel.

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3-D Statistical Indoor Channel Model for Millimeter-Wave and Sub-Terahertz Bands

Millimeter-wave (mmWave) and Terahertz (THz) will be used in the sixth-generation (6G) wireless systems, especially for indoor scenarios. This paper presents an indoor three-dimensional (3-D) statistical channel model for mmWave and sub-THz frequencies, which is developed from extensive channel propagation measurements conducted in an office building at 28 GHz and 140 GHz in 2014 and 2019. Over 15,000 power delay profiles (PDPs) were recorded to study channel statistics such as the number of time clusters, cluster delays, and cluster powers. All the parameters required in the channel generation procedure are derived from empirical measurement data for 28 GHz and 140 GHz line-of-sight (LOS) and non-line-of-sight (NLOS) scenarios. The channel model is validated by showing that the simulated root mean square (RMS) delay spread and RMS angular spread yield good agreements with measured values. An indoor channel simulation software is built upon the popular NYUSIM outdoor channel simulator, which can generate realistic channel impulse response, PDP, and power angular spectrum.

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Real-time Millimeter Wave Omnidirectional Channel Sounder Using Phased Array Antennas

Characterization of the millimeter wave wireless channel is needed to facilitate fully connected vehicular communication in the future. To study the multipath-rich, rapidly varying nature of the vehicular propagation environment, fast millimeter wave channel sounders are required. We present a channel sounder design capable of covering 360 degrees in azimuth and 60 degrees in elevation with 200 individual beam directions in 6.25 ms by using four phased arrays simultaneously. The channel measurements are accompanied by high resolution positioning and video data, allowing channel sounding to be conducted while either the transmitter, or the receiver, or both are moving. Channel sounding campaigns were conducted at multiple urban locations with light traffic conditions in Austin, Texas. Preliminary results show that beam selection at the receiver can lower the effective pathloss exponent to 1.6 for line-of-sight and 2.25 for non line-of-sight.

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Millimeter Wave Position Location using Multipath Differentiation for 3GPP using Field Measurements

3GPP air interface standards support meter-level position location of a user in a cellular network. With wider bandwidths and narrow antenna beamwidths available at mmWave frequencies, cellular networks now have the potential to provide sub-meter position location for each user. In this work, we provide an overview of 3GPP position location techniques that are designed for line-of-sight propagation. We discuss additional measurements required in the 3GPP standard that enable multipath-based non-line-of-sight position location. Further, we validate the concepts in this paper by using field data to test a map-based position location algorithm in an indoor office environment which has dimensions of 35 m by 65.5 m. We demonstrate how the fusion of angle of arrival and time of flight information in concert with a 3-D map of the office provides a mean accuracy of 5.72 cm at 28 GHz and 6.29 cm at 140 GHz, over 23 receiver distances ranging from 4.2 m to 32.3 m, using a single base station in line-of-sight and non-line-of-sight. We also conduct a theoretical analysis of the typical error experienced in the map-based position location algorithm and show that the complexity of the map-based algorithm is low enough to allow real-time implementation.

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Indoor Wireless Channel Properties at Millimeter Wave and Sub-Terahertz Frequencies

This paper provides indoor reflection, scattering, transmission, and large-scale path loss measurements and models, which describe the main propagation mechanisms at millimeter wave and Terahertz frequencies. Channel properties for common building materials (drywall and clear glass) are carefully studied at 28, 73, and 140 GHz using a wideband sliding correlation based channel sounder system with rotatable narrow-beam horn antennas. Reflection coefficient is shown to linearly increase as the incident angle increases, and lower reflection loss (e.g., stronger reflections) are observed as frequencies increase for a given incident angle. Although backscatter from drywall is present at 28, 73, and 140 GHz, smooth surfaces (like drywall) are shown to be modeled as a simple reflected surface, since the scattered power is 20 dB or more below the reflected power over the measured range of frequency and angles. Partition loss tends to increase with frequency, but the amount of loss is material dependent. Both clear glass and drywall are shown to induce a depolarizing effect, which becomes more prominent as frequency increases. Indoor propagation measurements and large-scale indoor path loss models at 140 GHz are provided, revealing similar path loss exponent and shadow fading as observed at 28 and 73 GHz. The measurements and models in this paper can be used for future wireless system design and other applications within buildings for frequencies above 100 GHz.

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A Direct- Conversion Digital Beamforming Array Receiver with 800 MHz Channel Bandwidth at 28 GHz using Xilinx RF SoC

This paper discusses early results associated with a fully-digital direct-conversion array receiver at 28~GHz. The proposed receiver makes use of commercial off-the-shelf (COTS) electronics, including the receiver chain. The design consists of a custom 28~GHz patch antenna sub-array providing gain in the elevation plane, with azimuthal plane beamforming provided by real-time digital signal processing (DSP) algorithms running on a Xilinx Radio Frequency System on Chip (RF SoC). The proposed array receiver employs element-wise fully-digital array processing that supports ADC sample rates up to 2~GS/second and up to 1~GHz of operating bandwidth per antenna. The RF mixed-signal data conversion circuits and DSP algorithms operate on a single-chip RF SoC solution installed on the Xilinx ZCU1275 prototyping platform.

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A Study of Interference Distributions in Millimeter Wave Cellular Networks

We study the distribution of the interference power in a millimeter wave (mmWave) cellular network. Such interference is random and highly dependent on the employed transmission technique, as well as the varying channel conditions and the varying association between users and base stations. Traditional networks at lower frequencies usually employ omnidirectional transmission which creates an (almost) equal amount of interference in any direction. MmWave networks, however, must employ directional beamforming transmission in order to compensate for the high path loss in mmWave frequency bands. These directional transmissions drastically change the network interference structure. We examine the interference power distributions in an mmWave network employing beamforming transmission under different user association schemes, and contrast with those under omnidirectional transmission. Numerical results using an analytical mmWave channel model and a measurement-based channel generator, NYUSIM, show that beamforming not only reduces the amount of strong interference and hence significantly enhances network throughput, but also user association can considerably alter network interference and throughput structures.

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A Millimeter-Wave Channel Simulator NYUSIM with Spatial Consistency and Human Blockage

Accurate channel modeling and simulation are indispensable for millimeter-wave wideband communication systems that employ electrically-steerable and narrow beam antenna arrays. Three important channel modeling components, spatial consistency, human blockage, and outdoor-to-indoor penetration loss, were proposed in the 3rd Generation Partnership Project Release 14 for mmWave communication system design. This paper presents NYUSIM 2.0, an improved channel simulator which can simulate spatially consistent channel realizations based on the existing drop-based channel simulator NYUSIM 1.6.1. A geometry-based approach using multiple reflection surfaces is proposed to generate spatially correlated and time-variant channel coefficients. Using results from 73 GHz pedestrian measurements for human blockage, a four-state Markov model has been implemented in NYUSIM to simulate dynamic human blockage shadowing loss. To model the excess path loss due to penetration into buildings, a parabolic model for outdoor-to-indoor penetration loss has been adopted from the 5G Channel Modeling special interest group and implemented in NYUSIM 2.0. This paper demonstrates how these new modeling capabilities reproduce realistic data when implemented in Monte Carlo fashion using NYUSIM 2.0, making it a valuable measurement-based channel simulator for fifth-generation and beyond mmWave communication system design and evaluation.

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Map-Assisted Millimeter Wave Localization for Accurate Position Location

Accurate precise positioning at millimeter wave frequencies is possible due to the large available bandwidth that permits precise on-the-fly time of flight measurements using conventional air interface standards. In addition, narrow antenna beamwidths may be used to determine the angles of arrival and departure of the multipath components between the base station and mobile users. By combining accurate temporal and angular information of multipath components with a 3-D map of the environment (that may be built by each user or downloaded a-priori), robust localization is possible, even in non-line-of-sight environments. In this work, we develop an accurate 3-D ray tracer for an indoor office environment and demonstrate how the fusion of angle of departure and time of flight information in concert with a 3-D map of a typical large office environment provides a mean accuracy of 12.6 cm in line-of-sight and 16.3 cm in non-line-of-sight, over 100 receiver distances ranging from 1.5 m to 24.5 m using a single base station. We show how increasing the number of base stations improves the average non-line-of-sight position location accuracy to 5.5 cm at 21 locations with a maximum propagation distance of 24.5 m.

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A Wideband Sliding Correlator-Based Channel Sounder with Synchronization in 65 nm CMOS

A programmable ultra-wideband sliding correlator-based channel sounder with high temporal and spatial resolution is designed in standard 65 nm CMOS. The baseband chip can be configured either as a baseband transmitter to generate a pseudorandom spread spectrum signal with flexible sequence lengths, or as a baseband receiver with sliding correlator having an absolute timing reference to obtain power delay profiles of the multipath components of the wireless channel. The sequence achieved a chip rate of one Giga-bit-per-second, resulting in a multipath delay resolution of 1 ns. The baseband chip occupies an area of 0.66 mm x 1 mm with a power dissipation of 6 mA at 1.1 V in 65 nm CMOS. The sliding correlator-based channel sounder in this work is a critical block for future low-cost, miniaturized channel sounding systems used in accurate and efficient channel propagation measurements at millimeter-wave frequencies.

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Scattering Mechanisms and Modeling for Terahertz Wireless Communications

This paper provides an analysis of radio wave scattering for frequencies ranging from the microwave to the Terahertz band (e.g., 1 GHz - 1 THz), by studying the scattering power reradiated from various types of materials with different surface roughnesses. First, fundamentals of scattering and reflection are developed and explained for use in wireless mobile radio, and the effect of scattering on the reflection coefficient for rough surfaces is investigated. Received power is derived using two popular scattering models - the directive scattering (DS) model and the radar cross section (RCS) model through simulations over a wide range of frequencies, materials, and orientations for the two models, and measurements confirm the accuracy of the DS model at 140 GHz. This paper shows that scattering can become a prominent propagation mechanism as frequencies extend to millimeter-wave (mmWave) and beyond, but at other times can be treated like simple reflection. Knowledge of scattering effects is critical for appropriate and realistic channel models, which further support the development of massive multiple input-multiple output (MIMO) techniques, localization, ray tracing tool design, and imaging for future 5G and 6G wireless systems.

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Simulating Motion - Incorporating Spatial Consistency into the NYUSIM Channel Model

This paper describes an implementation of spatial consistency in the NYUSIM channel simulation platform. NYUSIM is a millimeter wave (mmWave) channel simulator that realizes measurement-based channel models based on a wide range of multipath channel parameters, including realistic multipath time delays and multipath components that arrive at different 3-D angles in space, and generates life-like samples of channel impulse responses (CIRs) that statistically match those measured in the real world. To properly simulate channel impairments and variations for adaptive antenna algorithms or channel state feedback, channel models should implement spatial consistency which ensures correlated channel responses over short time and distance epochs. The ability to incorporate spatial consistency into channel simulators will be essential to explore the ability to train and deploy massive multiple-input and multiple-output (MIMO) and multi-user beamforming in next-generation mobile communication systems. This paper reviews existing modeling approaches to spatial consistency, and describes an implementation of spatial consistency in NYUSIM for when a user is moving in a square area having a side length of 15 m. The spatial consistency extension will enable NYUSIM to generate realistic evolutions of temporal and spatial characteristics of the wideband CIRs for mobile users in motion, or for multiple users who are relatively close to one another.

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Propagation Measurement System and Approach at 140 GHz-Moving to 6G and Above 100 GHz

With the relatively recent realization that millimeter wave frequencies are viable for mobile communications, extensive measurements and research have been conducted on frequencies from 0.5 to 100 GHz, and several global wireless standard bodies have proposed channel models for frequencies below 100 GHz. Presently, little is known about the radio channel above 100 GHz where there are much wider unused bandwidth slots available. This paper summarizes wireless communication research and activities above 100 GHz, overviews the results of previously published propagation measurements at D-band (110-170 GHz), provides the design of a 140 GHz wideband channel sounder system, and proposes indoor wideband propagation measurements and penetration measurements for common materials at 140 GHz which were not previously investigated.

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Position Locationing for Millimeter Wave Systems

The vast amount of spectrum available for millimeter wave (mmWave) wireless communication systems will support accurate real-time positioning concurrent with communication signaling. This paper demonstrates that accurate estimates of the position of an unknown node can be determined using estimates of time of arrival (ToA), angle of arrival (AoA), as well as data fusion or machine learning. Real-world data at 28 GHz and 73 GHz is used to show that AoA-based localization techniques will need to be augmented with other positioning techniques. The fusion of AoA-based positioning with received power measurements for RXs in an office which has dimensions of 35 m by 65.5 m is shown to provide location accuracies ranging from 16 cm to 3.25 m, indicating promise for accurate positioning capabilities in future networks. Received signal strength intensity (RSSI) based positioning techniques that exploit the ordering of the received power can be used to determine rough estimates of user position. Prediction of received signal characteristics is done using 2-D ray tracing.

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Millimeter-wave Extended NYUSIM Channel Model for Spatial Consistency

Commonly used drop-based channel models cannot satisfy the requirements of spatial consistency for millimeter-wave (mmWave) channel modeling where transient motion or closely-spaced users need to be considered. A channel model having \textit{spatial consistency} can capture the smooth variations of channels, when a user moves, or when multiple users are close to each other in a local area within, say, 10 m in an outdoor scenario. Spatial consistency is needed to support the testing of beamforming and beam tracking for massive multiple-input and multiple-output (MIMO) and multi-user MIMO in fifth-generation (5G) mmWave mobile networks. This paper presents a channel model extension and an associated implementation of spatial consistency in the NYUSIM channel simulation platform. Along with a mathematical model, we use measurements where the user moved along a street and turned at a corner over a path length of 75 m in order to derive realistic values of several key parameters such as correlation distance and the rate of cluster birth and death, that are shown to provide spatial consistency for NYUSIM in an urban microcell street canyon scenario.

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