arXiv subjects

Theodore S. Rappaport

Publications and source records attributed to Theodore S. Rappaport.

At least 109 records · Page 6Linked to original sources

arXiv2016

Millimeter-Wave Distance-Dependent Large-Scale Propagation Measurements and Path Loss Models for Outdoor and Indoor 5G Systems

This paper presents millimeter-wave propagation measurements for urban micro-cellular and indoor office scenarios at 28 GHz and 73 GHz, and investigates the corresponding path loss using five types of path loss models, the singlefrequency floating-intercept (FI) model, single-frequency closein (CI) free space reference distance model, multi-frequency alpha-beta-gamma (ABG) model, multi-frequency CI model, and multi-frequency CI model with a frequency-weighted path loss exponent (CIF), in both line-of-sight and non-line-of-sight environments. Results show that the CI and CIF models provide good estimation and exhibit stable behavior over frequencies and distances, with a solid physical basis and less computational complexity when compared with the FI and ABG models. Furthermore, path loss in outdoor scenarios shows little dependence on frequency beyond the first meter of free space propagation, whereas path loss tends to increase with frequency in addition to the increased free space path loss in indoor environments. Therefore, the CI model is suitable for outdoor environments over multiple frequencies, while the CIF model is more appropriate for indoor modeling. This work shows that both the CI and CIF models use fewer parameters and offer more convenient closedform expressions suitable for analysis, without compromising model accuracy when compared to current 3GPP and WINNER path loss models.

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arXiv2016

A Prediction Study of Path Loss Models from 2-73.5 GHz in an Urban-Macro Environment

It is becoming clear that 5G wireless systems will encompass frequencies from around 500 MHz all the way to around 100 GHz. To adequately assess the performance of 5G systems in these different bands, path loss (PL) models will need to be developed across this wide frequency range. The PL models can roughly be broken into two categories, ones that have some anchor in physics, and ones that curve-match only over the data set without any physical anchor. In this paper we use both real-world measurements from 2 to 28 GHz and ray-tracing studies from 2 to 73.5 GHz, both in an urban-macro environment, to assess the prediction performance of the two PL modeling techniques. In other words, we look at how the two different PL modeling techniques perform when the PL model is applied to a prediction set which is different in distance, frequency, or environment from a measurement set where the parameters of the respective models are determined. We show that a PL model with a physical anchor point can be a better predictor of PL performance in the prediction sets while also providing a parameterization which is more stable over a substantial number of different measurement sets.

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arXiv2016

Propagation Path Loss Models for 5G Urban Micro- and Macro-Cellular Scenarios

This paper presents and compares two candidate large-scale propagation path loss models, the alpha-beta-gamma (ABG) model and the close-in (CI) free space reference distance model, for the design of fifth generation (5G) wireless communication systems in urban micro- and macro-cellular scenarios. Comparisons are made using the data obtained from 20 propagation measurement campaigns or ray-tracing studies from 2 GHz to 73.5 GHz over distances ranging from 5 m to 1429 m. The results show that the one-parameter CI model has a very similar goodness of fit (i.e., the shadow fading standard deviation) in both line-of-sight and non-line-of-sight environments, while offering substantial simplicity and more stable behavior across frequencies and distances, as compared to the three-parameter ABG model. Additionally, the CI model needs only one very subtle and simple modification to the existing 3GPP floating-intercept path loss model (replacing a constant with a close-in free space reference value) in order to provide greater simulation accuracy, more simplicity, better repeatability across experiments, and higher stability across a vast range of frequencies.

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arXiv2016

Indoor Office Plan Environment and Layout-Based MmWave Path Loss Models for 28 GHz and 73 GHz

This paper presents large-scale path loss models based on extensive ultra-wideband millimeter-wave propagation measurements performed at 28 GHz and 73 GHz in three typical indoor office layouts -- namely: corridor, open-plan, and closed-plan. A previous study combined all indoor layouts together, while this study separates them for site-specific indoor large-scale path loss model analysis. Measurements were conducted using a 400 megachips-per-second broadband sliding correlator channel sounder with 800 MHz first null-to-null RF bandwidth for 48 transmitter-receiver location combinations with distances ranging 3.9 m to 45.9 m for both co- and cross-polarized antenna configurations in line-of-sight and non-line-of-sight environments. Omnidirectional path loss values were synthesized from over 14,000 directional power delay profiles and were used to generate single-frequency and multi-frequency path loss models for combined, co-, and cross-polarized antennas. Large-scale path loss models that include a cross-polarization discrimination factor are provided for cross-polarized antenna measurements. The results show the value of using the close-in free space reference distance single and multi-frequency path loss models, as they offer simplicity (less parameters) in path loss calculation and prediction, without sacrificing accuracy. Moreover, the current 3GPP floating-intercept path loss model only requires a simple and subtle modification to convert to the close-in free space reference distance models.

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arXiv2016

28 GHz Millimeter-Wave Ultrawideband Small-Scale Fading Models in Wireless Channels

This paper presents small-scale fading measurements for 28 GHz outdoor millimeter-wave ultrawideband channels using directional horn antennas at the transmitter and receiver. Power delay profiles were measured at half-wavelength spatial increments over a local area (33 wavelengths) on a linear track in two orthogonal receiver directions in a typical base-to-mobile scenario with fixed transmitter and receiver antenna beam pointing directions. The voltage path amplitudes are shown to follow a Rician distribution, with K-factor ranging from 9 - 15 dB and 5 - 8 dB in line of sight (LOS) and non-line of sight (NLOS) for a vertical-to-vertical co-polarized antenna scenario, respectively, and from 3 - 7 dB in both LOS and NLOS vertical-to-horizontal cross-polarized antenna scenario. The average spatial autocorrelation functions of individual multipath components reveal that signal amplitudes reach a correlation of 0 after 2 and 5 wavelengths in LOS and NLOS co-polarized V-V antenna scenarios. The models provided are useful for recreating path gain statistics of millimeter-wave wideband channel impulse responses over local areas, for the study of multi-element antenna simulations and channel estimation algorithms.

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arXiv2016

Local Multipath Model Parameters for Generating 5G Millimeter-Wave 3GPP-like Channel Impulse Response

This paper presents 28 GHz and 73 GHz empirically-derived large-scale and small-scale channel model parameters that characterize average temporal and angular properties of multipaths. Omnidirectional azimuth scans at both the transmitter and receiver used high gain directional antennas, from which global 3GPP modeling parameters for the mean global azimuth and zenith spreads of arrival were found to be 22 degrees and 6.2 degrees at 28 GHz, and 37.1 degrees and 3.8 degrees at 73 GHz, respectively, in non-line of sight (NLOS). Small-scale spatial measurements at 28 GHz reveal a mean cross-polar ratio for individual multipath components of 29.7 dB and 16.7 dB in line of sight and NLOS, respectively. Small-scale parameters extracted using the KPowerMeans algorithm yielded on average 5.3 and 4.6 clusters at 28 GHz and 73 GHz, respectively, in NLOS. The time cluster - spatial lobe (TCSL) modeling approach uses an alternative physically-based binning procedure and recreates 3GPP model parameters to generate channel impulse responses, as well as new parameters like the RMS lobe angular spreads useful in quantifying millimeter-wave directionality. The TCSL algorithm faithfully reproduces first- and second-order statistics of measured millimeter-wave channels.

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arXiv2016

MIMO Channel Modeling and Capacity Analysis for 5G Millimeter-Wave Wireless Systems

This paper presents a 3-D statistical channel model of the impulse response with small-scale spatially correlated random coefficients for multi-element transmitter and receiver antenna arrays, derived using the physically-based time cluster - spatial lobe (TCSL) clustering scheme. The small-scale properties of multipath amplitudes are modeled based on 28 GHz outdoor millimeter-wave small-scale local area channel measurements. The wideband channel capacity is evaluated by considering measurement-based Rician-distributed voltage amplitudes, and the spatial autocorrelation of multipath amplitudes for each pair of transmitter and receiver antenna elements. Results indicate that Rician channels may exhibit equal or possibly greater capacity compared to Rayleigh channels, depending on the number of antennas.

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arXiv2015

Synthesizing Omnidirectional Antenna Patterns, Received Power and Path Loss from Directional Antennas for 5G Millimeter-Wave Communications

Omnidirectional path loss models are vital for radiosystem design in wireless communication systems, as they allow engineers to perform network simulations for systems with arbitrary antenna patterns. At millimeter-wave frequencies, channel measurements are frequently conducted using steerable highgain directional antennas at both the transmitter and receiver to make up for the significant increase in free space path loss at these frequencies compared to traditional cellular systems that operate at lower frequencies. The omnidirectional antenna pattern, and resulting omnidirectional received power must therefore be synthesized from many unique pointing angles, where the transmit and receive antennas are rotated over many different azimuth and elevation planes. In this paper, the equivalent omnidirectional antenna pattern and omnidirectional received power are synthesized by summing the received powers from all measured unique pointing angles obtained at antenna halfpower beamwidth step increments in the azimuth and elevation planes, and this method is validated by demonstrating that the synthesized omnidirectional received power and path loss are independent of antenna beamwidth, through theoretical analyses and millimeter-wave propagation measurements using antennas with different beamwidths. The method in this paper is shown to provide accurate results while enhancing the measurement range substantially through the use of directional antennas.

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arXiv2015

Path Loss, Shadow Fading, and Line-Of-Sight Probability Models for 5G Urban Macro-Cellular Scenarios

This paper presents key parameters including the line-of-sight (LOS) probability, large-scale path loss, and shadow fading models for the design of future fifth generation (5G) wireless communication systems in urban macro-cellular (UMa) scenarios, using the data obtained from propagation measurements at 38 GHz in Austin, US, and at 2, 10, 18, and 28 GHz in Aalborg, Denmark. A comparison of different LOS probability models is performed for the Aalborg environment. Alpha-betagamma and close-in reference distance path loss models are studied in depth to show their value in channel modeling. Additionally, both single-slope and dual-slope omnidirectional path loss models are investigated to analyze and contrast their root-mean-square (RMS) errors on measured path loss values. While the results show that the dual-slope large-scale path loss model can slightly reduce RMS errors compared to its singleslope counterpart in non-line-of-sight (NLOS) conditions, the improvement is not significant enough to warrant adopting the dual-slope path loss model. Furthermore, the shadow fading magnitude versus distance is explored, showing a slight increasing trend in LOS and a decreasing trend in NLOS based on the Aalborg data, but more measurements are necessary to gain a better knowledge of the UMa channels at centimeter- and millimeter-wave frequency bands.

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arXiv2015

Statistical Channel Model with Multi-Frequency and Arbitrary Antenna Beamwidth for Millimeter-Wave Outdoor Communications

This paper presents a 3-dimensional millimeter-wave statistical channel impulse response model from 28 GHz and 73 GHz ultrawideband propagation measurements. An accurate 3GPP-like channel model that supports arbitrary carrier frequency, RF bandwidth, and antenna beamwidth (for both omnidirectional and arbitrary directional antennas), is provided. Time cluster and spatial lobe model parameters are extracted from empirical distributions from field measurements. A step-by-step modeling procedure for generating channel coefficients is shown to agree with statistics from the field measurements, thus confirming that the statistical channel model faithfully recreates spatial and temporal channel impulse responses for use in millimeter-wave 5G air interface designs.

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arXiv2015

73 GHz Wideband Millimeter-Wave Foliage and Ground Reflection Measurements and Models

This paper presents 73 GHz wideband outdoor foliage and ground reflection measurements. Propagation measurements were made with a 400 Megachip-per-second sliding correlator channel sounder, with rotatable 27 dBi (7 degrees half- power beamwidth) horn antennas at both the transmitter and receiver, to study foliage-induced scattering and de-polarization effects, to assist in developing future wireless systems that will use adaptive array antennas. Signal attenuation through foliage was measured to be 0.4 dB/m for both co- and cross-polarized antenna configurations. Measured ground reflection coefficients for dirt and gravel ranged from 0.02 to 0.34, for incident angles ranging from 60 degrees to 81 degrees (with respect to the normal incidence of the surface). These data are useful for link budget design and site-specific (ray-tracing) models for future millimeter-wave communication systems.

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arXiv2015

28 GHz and 73 GHz Millimeter-Wave Indoor Propagation Measurements and Path Loss Models

This paper presents 28 GHz and 73 GHz millimeter- wave propagation measurements performed in a typical office environment using a 400 Megachip-per-second broadband sliding correlator channel sounder and highly directional steerable 15 dBi (30 degrees beamwidth) and 20 dBi (15 degrees beamwidth) horn antennas. Power delay profiles were acquired for 48 transmitter-receiver location combinations over distances ranging from 3.9 m to 45.9 m with maximum transmit powers of 24 dBm and 12.3 dBm at 28 GHz and 73 GHz, respectively. Directional and omnidirectional path loss models and RMS delay spread statistics are presented for line-of-sight and non-line-of-sight environments for both co- and cross-polarized antenna configurations. The LOS omnidirectional path loss exponents were 1.1 and 1.3 at 28 GHz and 73 GHz, and 2.7 and 3.2 in NLOS at 28 GHz and 73 GHz, respectively, for vertically-polarized antennas. The mean directional RMS delay spreads were 18.4 ns and 13.3 ns, with maximum values of 193 ns and 288 ns at 28 GHz and 73 GHz, respectively.

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arXiv2015

The Human Body and Millimeter-Wave Wireless Communication Systems: Interactions and Implications

With increasing interest in millimeter wave wireless communications, investigations on interactions between the human body and millimeter wave devices are becoming important. This paper gives examples of current regulatory requirements, and provides an example for a 60 GHz transceiver. Also, the propagation characteristics of millimeter-waves in the presence of the human body are studied, and four models representing different body parts are considered to evaluate thermal effects of millimeter-wave radiation on the body. Simulation results show that about 34% to 42% of the incident power is reflected at the skin surface at 60 GHz. This paper shows that power density is not suitable to determine exposure compliance when millimeter wave devices are used very close to the body. A temperature-based technique for the evaluation of safety compliance is proposed in this paper.

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arXiv2015

Probabilistic Omnidirectional Path Loss Models for Millimeter-Wave Outdoor Communications

This letter presents a probabilistic omnidirectional millimeter-wave path loss model based on real-world 28 GHz and 73 GHz measurements collected in New York City. The probabilistic path loss approach uses a free space line-of-sight propagation model, and for non-line-of-sight conditions uses either a close-in free space reference distance path loss model or a floating-intercept path loss model. The probabilistic model employs a weighting function that specifies the line-of-sight probability for a given transmitter-receiver separation distance. Results show that the probabilistic path loss model offers virtually identical results whether one uses a non-line-of-sight close-in free space reference distance path loss model, with a reference distance of 1 meter, or a floating-intercept path loss model. This letter also shows that site-specific environmental information may be used to yield the probabilistic weighting function for choosing between line-of-sight and non-line-of-sight conditions.

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arXiv2015

Directional Cell Discovery in Millimeter Wave Cellular Networks

The acute disparity between increasing bandwidth demand and available spectrum, has brought millimeter wave (mmW) bands to the forefront of candidate solutions for the next-generation cellular networks. Highly directional transmissions are essential for cellular communication in these frequencies to compensate for high isotropic path loss. This reliance on directional beamforming, however, complicates initial cell search since the mobile and base station must jointly search over a potentially large angular directional space to locate a suitable path to initiate communication. To address this problem, this paper proposes a directional cell discovery procedure where base stations periodically transmit synchronization signals, potentially in time-varying random directions, to scan the angular space. Detectors for these signals are derived based on a Generalized Likelihood Ratio Test (GLRT) under various signal and receiver assumptions. The detectors are then simulated under realistic design parameters and channels based on actual experimental measurements at 28~GHz in New York City. The study reveals two key findings: (i) digital beamforming can significantly outperform analog beamforming even when the digital beamforming uses very low quantization to compensate for the additional power requirements; and (ii) omni-directional transmissions of the synchronization signals from the base station generally outperforms random directional scanning.

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arXiv2015

3-D Statistical Channel Model for Millimeter-Wave Outdoor Mobile Broadband Communications

This paper presents an omnidirectional spatial and temporal 3-dimensional statistical channel model for 28 GHz dense urban non-line of sight environments. The channel model is developed from 28 GHz ultrawideband propagation measurements obtained with a 400 megachips per second broadband sliding correlator channel sounder and highly directional, steerable horn antennas in New York City. A 3GPP-like statistical channel model that is easy to implement in software or hardware is developed from measured power delay profiles and a synthesized method for providing absolute propagation delays recovered from 3-D ray-tracing, as well as measured angle of departure and angle of arrival power spectra. The extracted statistics are used to implement a MATLAB-based statistical simulator that generates 3-D millimeter-wave temporal and spatial channel coefficients that reproduce realistic impulse responses of measured urban channels. The methods and model presented here can be used for millimeter-wave system-wide simulations, and air interface design and capacity analyses.

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arXiv2015

Exploiting Directionality for Millimeter-Wave Wireless System Improvement

This paper presents directional and omnidirectional RMS delay spread statistics obtained from 28 GHz and 73 GHz ultrawideband propagation measurements carried out in New York City using a 400 Megachips per second broadband sliding correlator channel sounder and highly directional steerable horn antennas. The 28 GHz measurements did not systematically seek the optimum antenna pointing angles and resulted in 33% outage for 39 T-R separation distances within 200 m. The 73 GHz measurements systematically found the best antenna pointing angles and resulted in 14.3% outage for 35 T-R separation distances within 200 m, all for mobile height receivers. Pointing the antennas to yield the strongest received power is shown to significantly reduce RMS delay spreads in line-of-sight (LOS) environments. A new term, distance extension exponent (DEE) is defined, and used to mathematically describe the increase in coverage distance that results by combining beams from angles with the strongest received power at a given location. These results suggest that employing directionality in millimeter-wave communications systems will reduce inter-symbol interference, improve link margin at cell edges, and enhance overall system performance.

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arXiv2014

Low-Rank Spatial Channel Estimation for Millimeter Wave Cellular Systems

The tremendous bandwidth available in the millimeter wave (mmW) frequencies between 30 and 300 GHz have made these bands an attractive candidate for next-generation cellular systems. However, reliable communication at these frequencies depends extensively on beamforming with very high-dimensional antenna arrays. Estimating the channel sufficiently accurately to perform beamforming can thus be challenging both due to low coherence time and large number of antennas. Also, the measurements used for channel estimation may need to be made with analog beamforming where the receiver can "look" in only direction at a time. This work presents a novel method for estimation of the receive-side spatial covariance matrix of a channel from a sequence of power measurements made at different angular directions. The method reduces the spatial covariance estimation to a matrix completion optimization problem. To reduce the number of measurements, the optimization can incorporate the low-rank constraints in the channels that are typical in the mmW setting. The optimization is convex and fast, iterative methods are presented to solving the problem. Simulations are presented for both single and multi-path channels using channel models derived from real measurements in New York City at 28 GHz.

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