arXiv subjects

Wanting Lyu

Publications and source records attributed to Wanting Lyu.

30 records · Page 2Linked to original sources

arXiv2023

Enhancing Near-Field Sensing and Communications with Sparse Arrays: Potentials, Challenges, and Emerging Trends

As a promising technique, extremely large-scale (XL)-arrays offer potential solutions for overcoming the severe path loss in millimeter-wave (mmWave) and TeraHertz (THz) channels, crucial for enabling 6G. Nevertheless, XL-arrays introduce deviations in electromagnetic propagation compared to traditional arrays, fundamentally challenging the assumption with the planar-wave model. Instead, it ushers in the spherical-wave (SW) model to accurately represent the near-field propagation characteristics, significantly increasing signal processing complexity. Fortunately, the SW model shows remarkable benefits on sensing and communications (S\&C), e.g., improving communication multiplexing capability, spatial resolution, and degrees of freedom. In this context, this article first overviews hardware/algorithm challenges, fundamental potentials, promising applications of near-field S\&C enabled by XL-arrays. To overcome the limitations of existing XL-arrays with dense uniform array layouts and improve S\&C applications, we introduce sparse arrays (SAs). Exploring their potential, we propose XL-SAs for mmWave/THz systems using multi-subarray designs. Finally, several applications, challenges and resarch directions are identified.

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arXiv2023

Hybrid NOMA assisted Integrated Sensing and Communication via RIS

This paper investigates the optimization of reconfigurable intelligent surface (RIS) in an integrated sensing and communication (ISAC) system. \red{To meet the demand of growing number of devices, power domain non-orthogonal multiple access (NOMA) is considered. However, traditional NOMA with a large number of devices is challenging due to large decoding delay and propagation error introduced by successive interference cancellation (SIC). Thus, OMA is integrated into NOMA to support more devices}. We formulate a max-min problem to optimize the sensing beampattern \red{with constraints on communication rate}, through joint power allocation, active beamforming and RIS phase shift design. To solve the non-convex problem with a non-smooth objective function, we propose a low complexity alternating optimization (AO) algorithm, where a closed form expression for the intra-cluster power allocation (intra-CPA) is derived, and penalty and successive convex approximation (SCA) methods are used to optimize the beamforming and phase shift design. Simulation results show the effectiveness of the proposed algorithm in terms of improving minimum beampattern gain (MBPG) compared with other baselines. Furthermore, the trade-off between sensing and communication is analyzed and demonstrated in the simulation results.

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arXiv2023

Performance Bounds for Near-Field Localization with Widely-Spaced Multi-Subarray mmWave/THz MIMO

This paper investigates the potential of near-field localization using widely-spaced multi-subarrays (WSMSs) and analyzing the corresponding angle and range Cramér-Rao bounds (CRBs). By employing the Riemann sum, closed-form CRB expressions are derived for the spherical wavefront-based WSMS (SW-WSMS). We find that the CRBs can be characterized by the angular span formed by the line connecting the array's two ends to the target, and the different WSMSs with same angular spans but different number of subarrays have identical normalized CRBs. We provide a theoretical proof that, in certain scenarios, the CRB of WSMSs is smaller than that of uniform arrays. We further yield the closed-form CRBs for the hybrid spherical and planar wavefront-based WSMS (HSPW-WSMS), and its components can be seen as decompositions of the parameters from the CRBs for the SW-WSMS. Simulations are conducted to validate the accuracy of the derived closed-form CRBs and provide further insights into various system characteristics. Basically, this paper underscores the high resolution of utilizing WSMS for localization, reinforces the validity of adopting the HSPW assumption, and, considering its applications in communications, indicates a promising outlook for integrated sensing and communications based on HSPW-WSMSs.

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arXiv2023

Near-Field Channel Estimation for Extremely Large-Scale Reconfigurable Intelligent Surface (XL-RIS)-Aided Wideband mmWave Systems

Near-field communications present new opportunities over near-field channels, however, the spherical wavefront propagation makes near-field signal processing challenging. In this context, this paper proposes efficient near-field channel estimation methods for wideband MIMO mmWave systems with the aid of extremely large-scale reconfigurable intelligent surfaces (XL-RIS). For the wideband signals reflected by the analog RIS, we characterize their near-field beam squint effect in both angle and distance domains. Based on the mathematical analysis of the near-field beam patterns over all frequencies, a wideband spherical-domain dictionary is constructed by minimizing the coherence of two arbitrary beams. In light of this, we formulate a two-dimensional compressive sensing problem to recover the channel parameter based on the spherical-domain sparsity of mmWave channels. To this end, we present a correlation coefficient-based atom matching method within our proposed multi-frequency parallelizable subspace recovery framework for efficient solutions. Additionally, we propose a two-dimensional oracle estimator as a benchmark and derive its lower bound across all subcarriers. Our findings emphasize the significance of system hyperparameters and the sensing matrix of each subcarrier in determining the accuracy of the estimation. Finally, numerical results show that our proposed method achieves considerable performance compared with the lower bound and has a time complexity linear to the number of RIS elements.

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arXiv2023

Reconfigurable Intelligent Surface-Aided Full-Duplex mmWave MIMO: Channel Estimation, Passive and Hybrid Beamforming

Millimeter wave (mmWave) full-duplex (FD) is a promising technique for improving capacity by maximizing the utilization of both time and the rich mmWave frequency resources. Still, it has restrictions due to FD self-interference (SI) and mmWave's limited coverage. Therefore, this study dives into FD mmWave MIMO with the assistance of reconfigurable intelligent surfaces (RIS) for capacity improvement. First, we demonstrate the angular-domain reciprocity of FD antenna arrays under the far-field planar wavefront assumption. Accordingly, a strategy for joint downlink-uplink (DL-UL) channel estimation is presented. For estimating the SI channel, the direct channel, and the cascaded channel, the Khatri-Rao product-based compressive sensing (KR-CS), distributed CS (D-CS), and two-stage multiple measurement vector-based D-CS (M-D-CS) frameworks are proposed, respectively. Additionally, we propose a passive beamforming optimization solution based on the angular-domain cascaded channel. With hybrid beamforming architectures, a novel hybrid weighted minimum mean squared error method for SI cancellation (H-WMMSE-SIC) is proposed. Simulations have revealed that joint DL-UL processing significantly improves estimation performance in comparison to separate DL/UL channel estimation. Particularly, when the interference-to-noise ratio is less than 35 dB, our proposed H-WMMSE-SIC offers spectral efficiency performance comparable to fully-digital WMMSE-SIC. Finally, the computational complexity is analyzed for our proposed methods.

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arXiv2022

Active 3D Double-RIS-Aided Multi-User Communications: Two-Timescale-Based Separate Channel Estimation via Bayesian Learning

Double-reconfigurable intelligent surface (RIS) is a promising technique, achieving a substantial gain improvement compared to single-RIS techniques. However, in double-RIS-aided systems, accurate channel estimation is more challenging than in single-RIS-aided systems. This work solves the problem of double-RIS-based channel estimation based on active RIS architectures with only one radio frequency (RF) chain. Since the slow time-varying channels, i.e., the BS-RIS 1, BS-RIS 2, and RIS 1-RIS 2 channels, can be obtained with active RIS architectures, a novel multi-user two-timescale channel estimation protocol is proposed to minimize the pilot overhead. First, we propose an uplink training scheme for slow time-varying channel estimation, which can effectively address the double-reflection channel estimation problem. With channels' sparisty, a low-complexity Singular Value Decomposition Multiple Measurement Vector-Based Compressive Sensing (SVD-MMV-CS) framework with the line-of-sight (LoS)-aided off-grid MMV expectation maximization-based generalized approximate message passing (M-EM-GAMP) algorithm is proposed for channel parameter recovery. For fast time-varying channel estimation, based on the estimated large-timescale channels, a measurements-augmentation-estimate (MAE) framework is developed to decrease the pilot overhead.Additionally, a comprehensive analysis of pilot overhead and computing complexity is conducted. Finally, the simulation results demonstrate the effectiveness of our proposed multi-user two-timescale estimation strategy and the low-complexity Bayesian CS framework.

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arXiv2022

Age Minimization in Outdoor and Indoor Communications with Relay-aided Dual RIS

In this paper, we investigate an outdoor and indoor wireless communication network with the assistance of a novel relay-aided double-sided reconfigurable intelligent surface (RIS). A scheduling problem is considered at the outdoor access point (AP) to minimize the sum of age of information (AoI). To serve the indoor users and further enhance the wireless link quality, a novel double-sided RIS with relay is utilized. Since the formulated problem is non-convex with highly-coupled variables, a successive convex approximation (SCA) based alternating optimization (AO) algorithm is proposed to solve it in an iterative manner. Finally, simulation results show the effectiveness and significant performance improvement in terms of AoI of the proposed algorithm compared with other benchmarks.

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arXiv2022

Joint Localization and Beamforming for Reconfigurable Intelligent Surface Aided 5G mmWave Communication Systems

Reconfigurable intelligent surface (RIS) is an attractive technology to improve the transmission rate of millimetre-wave (mmWave) communication systems. The previous {research} on RIS technology mainly focused on improving the transmission rate and security rate of the mmWave communication systems. Since the emergence of RIS technology creates the conditions for generating an intelligent radio environment, it also has potential advantages on improving the localization accuracy of the mmWave communication systems. Deployed on walls and objects, RISs are capable of significantly improving communications and positioning coverage by controlling the multi-path reflection. This paper considers the RIS-aided mmWave localization system and proposes a joint beamforming and localization problem. However, since the objective function depends on the unknown UE's position and instantaneous channel state information (CSI), this beamforming and localization technology based on RIS assistance is challenging. To solve this problem, we propose a new joint localization and beamforming optimization (JLBO) algorithm, and give the proof of its convergence. The simulation results show that the RIS can improve the user localization accuracy of the system and the proposed scheme has a significant performance improvement compared with the traditional schemes.

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arXiv2022

Energy-Efficient Cell-Free Network Assisted by Hybrid RISs

In this letter, we investigate a cell-free network aided by hybrid reconfigurable intelligent surfaces (RISs), which consists of a mixture of passive and active elements that are capable of amplifying and reflecting the incident signal. To maximize the energy efficiency (EE) of the system, we formulate a joint transmit beamforming and RIS coefficients optimization problem. To deal with the fractional objective function, Dinkelbach transform, Lagrangian dual reformulation, and quadratic transform are utilized, with a block coordinate descent (BCD) based algorithm proposed to decouple the variables. In addition, successive convex approximation (SCA) method is applied to iteratively to tackle the non-convexity of the sub-problems. Simulation results illustrate the effectiveness and convergence of the proposed algorithm through analyzing the EE and sum rate performance with varying parameter settings. The proposed hybrid RISs schemes can achieve 92% of the sum rate but 188% of EE of active RISs schemes. As compared with passive RISs, 11% gain in sum rate can be achieved with comparable EE.

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arXiv2022

Optimizing the Age of Information in RIS-aided SWIPT Networks

In this letter, a reconfigurable intelligent surface (RIS)-assisted simultaneous wireless information and power transfer (SWIPT) network is investigated. To quantify the freshness of the data packets at the information receiver, the age of information (AoI) is considered. To minimize the sum AoI of the information users while ensuring that the power transferred to energy harvesting users is greater than the demanded value, we formulate a scheduling scheme, and a joint transmit beamforming and phase shift optimization at the base station (BS) and RIS, respectively. The alternating optimization (AO) algorithm is proposed to handle the coupling between active beamforming and passive RIS phase shifts, and the successive convex approximation (SCA) algorithm is utilized to tackle the non-convexity of the formulated problems. The improvement in terms of AoI provided by the proposed algorithm and the trade-off between the age of information and energy harvesting is quantified by the numerical simulation results.

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arXiv2022

Weighted Sum Age of Information Minimization in Wireless Networks with Aerial IRS

In this letter, we analyze a terrestrial wireless communication network assisted by an aerial intelligent reflecting surface (IRS). We consider a packet scheduling problem at the ground base station (BS) aimed at improving the information freshness by selecting packets based on their AoI. To further improve the communication quality, the trajectory of the unmanned aerial vehicle (UAV) which carries the IRS is optimized with joint active and passive beamforming design. To solve the formulated non-convex problem, we propose an iterative alternating optimization problem based on a successive convex approximation (SCA) algorithm. The simulation results shows significant performance improvement in terms of weighted sum AoI, and the SCA solution converges quickly with low computational complexity.

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arXiv2021

An Off-grid Compressive Sensing Strategy for the Subarray Synthesis of Non-uniform Linear Arrays

With the increasing popularity of large-scale antenna arrays, the subarraying technology becomes more attractive. In this paper, we propose two effective subarraying methods right after formulating the subarray synthesis as a compressive sensing (CS) problem: i) Orthogonal matching pursuit based subarray synthesis (OMP-SS), a common CS approach which can be used for the subarray synthesis to attain the subarray information (the subarray number, the number of elements per subarray and corresponding excitation coeffcients) and ii) Off-grid orthogonal matching pursuit based subarray synthesis (OGOMP-SS), an advanced approach for optimizing antenna elements positions and the subarray information mentioned above simultaneously. In addition, two user-defined modes are designed for different application scenarios, wherein, mode-1 is to optimize the pattern synthesis performance for the given the number of subarrays, and mode-2 is to obtain the minimum number of subarrays for the cases when the pattern synthsis accuracy is satisfied. Finally, our simulation results reveal that it is of paramount significance to optimize antenna elements positions for the subarray synthesis performance on the one hand and demonstrate the excellent performances of proposed schemes in comparison with other competitive state-of-the-art subarray synthesis methods on the other hand.

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