arXiv subjects

Wesley H. Holliday

Publications and source records attributed to Wesley H. Holliday.

36 records · Page 2Linked to original sources

arXiv2024

Modal logic, fundamentally

Non-classical generalizations of classical modal logic have been developed in the contexts of constructive mathematics and natural language semantics. In this paper, we discuss a general approach to the semantics of non-classical modal logics via algebraic representation theorems. We begin with complete lattices $L$ equipped with an antitone operation $\neg$ sending $1$ to $0$, a completely multiplicative operation $\Box$, and a completely additive operation $\Diamond$. Such lattice expansions can be represented by means of a set $X$ together with binary relations $\vartriangleleft$, $R$, and $Q$, satisfying some first-order conditions, used to represent $(L,\neg)$, $\Box$, and $\Diamond$, respectively. Indeed, any lattice $L$ equipped with such a $\neg$, a multiplicative $\Box$, and an additive $\Diamond$ embeds into the lattice of propositions of a frame $(X,\vartriangleleft,R,Q)$. Building on our recent study of "fundamental logic", we focus on the case where $\neg$ is dually self-adjoint ($a\leq \neg b$ implies $b\leq\neg a$) and $\Diamond \neg a\leq\neg\Box a$. In this case, the representations can be constrained so that $R=Q$, i.e., we need only add a single relation to $(X,\vartriangleleft)$ to represent both $\Box$ and $\Diamond$. Using these results, we prove that a system of fundamental modal logic is sound and complete with respect to an elementary class of bi-relational structures $(X,\vartriangleleft, R)$.

math.LO↗

arXiv2024

Social Choice Should Guide AI Alignment in Dealing with Diverse Human Feedback

Foundation models such as GPT-4 are fine-tuned to avoid unsafe or otherwise problematic behavior, such as helping to commit crimes or producing racist text. One approach to fine-tuning, called reinforcement learning from human feedback, learns from humans' expressed preferences over multiple outputs. Another approach is constitutional AI, in which the input from humans is a list of high-level principles. But how do we deal with potentially diverging input from humans? How can we aggregate the input into consistent data about "collective" preferences or otherwise use it to make collective choices about model behavior? In this paper, we argue that the field of social choice is well positioned to address these questions, and we discuss ways forward for this agenda, drawing on discussions in a recent workshop on Social Choice for AI Ethics and Safety held in Berkeley, CA, USA in December 2023.

cs.LG↗

arXiv2024

Possibility Semantics

In traditional semantics for classical logic and its extensions, such as modal logic, propositions are interpreted as subsets of a set, as in discrete duality, or as clopen sets of a Stone space, as in topological duality. A point in such a set can be viewed as a "possible world," with the key property of a world being primeness--a world makes a disjunction true only if it makes one of the disjuncts true--which classically implies totality--for each proposition, a world either makes the proposition true or makes its negation true. This chapter surveys a more general approach to logical semantics, known as possibility semantics, which replaces possible worlds with possibly partial "possibilities." In classical possibility semantics, propositions are interpreted as regular open sets of a poset, as in set-theoretic forcing, or as compact regular open sets of an upper Vietoris space, as in the recent theory of "choice-free Stone duality." The elements of these sets, viewed as possibilities, may be partial in the sense of making a disjunction true without settling which disjunct is true. We explain how possibilities may be used in semantics for classical logic and modal logics and generalized to semantics for intuitionistic logics. The goals are to overcome or deepen incompleteness results for traditional semantics, to avoid the nonconstructivity of traditional semantics, and to provide richer structures for the interpretation of new languages.

math.LO↗

arXiv2024

The Orthologic of Epistemic Modals

Epistemic modals have peculiar logical features that are challenging to account for in a broadly classical framework. For instance, while a sentence of the form $p\wedge\Diamond\neg p$ ('$p$, but it might be that not $p$') appears to be a contradiction, $\Diamond\neg p$ does not entail $\neg p$, which would follow in classical logic. Likewise, the classical laws of distributivity and disjunctive syllogism fail for epistemic modals. Existing attempts to account for these facts generally either under- or over-correct. Some predict that $p\wedge\Diamond\neg p$, a so-called epistemic contradiction, is a contradiction only in an etiolated sense, under a notion of entailment that does not always allow us to replace $p\wedge\Diamond\neg p$ with a contradiction; these theories underpredict the infelicity of embedded epistemic contradictions. Other theories savage classical logic, eliminating not just rules that intuitively fail but also rules like non-contradiction, excluded middle, De Morgan's laws, and disjunction introduction, which intuitively remain valid for epistemic modals. In this paper, we aim for a middle ground, developing a semantics and logic for epistemic modals that makes epistemic contradictions genuine contradictions and that invalidates distributivity and disjunctive syllogism but that otherwise preserves classical laws that intuitively remain valid. We start with an algebraic semantics, based on ortholattices instead of Boolean algebras, and then propose a more concrete possibility semantics, based on partial possibilities related by compatibility. Both semantics yield the same consequence relation, which we axiomatize. We then show how to lift an arbitrary possible worlds model for a non-modal language to a possibility model for a language with epistemic modals.

cs.LO↗

arXiv2024

Compatibility and accessibility: lattice representations for semantics of non-classical and modal logics

In this paper, we study three representations of lattices by means of a set with a binary relation of compatibility in the tradition of Ploščica. The standard representations of complete ortholattices and complete perfect Heyting algebras drop out as special cases of the first representation, while the second covers arbitrary complete lattices, as well as complete lattices equipped with a negation we call a protocomplementation. The third topological representation is a variant of that of Craig, Haviar, and Priestley. We then extend each of the three representations to lattices with a multiplicative unary modality; the representing structures, like so-called graph-based frames, add a second relation of accessibility interacting with compatibility. The three representations generalize possibility semantics for classical modal logics to non-classical modal logics, motivated by a recent application of modal orthologic to natural language semantics.

math.LO↗

arXiv2023

Split Cycle: A New Condorcet Consistent Voting Method Independent of Clones and Immune to Spoilers

We propose a Condorcet consistent voting method that we call Split Cycle. Split Cycle belongs to the small family of known voting methods satisfying the anti-vote-splitting criterion of independence of clones. In this family, only Split Cycle satisfies a new criterion we call immunity to spoilers, which concerns adding candidates to elections, as well as the known criteria of positive involvement and negative involvement, which concern adding voters to elections. Thus, in contrast to other clone-independent methods, Split Cycle mitigates both "spoiler effects" and "strong no show paradoxes."

cs.GT↗

arXiv2023

Axioms for Defeat in Democratic Elections

We propose six axioms concerning when one candidate should defeat another in a democratic election involving two or more candidates. Five of the axioms are widely satisfied by known voting procedures. The sixth axiom is a weakening of Kenneth Arrow's famous condition of the Independence of Irrelevant Alternatives (IIA). We call this weakening Coherent IIA. We prove that the five axioms plus Coherent IIA single out a method of determining defeats studied in our recent work: Split Cycle. In particular, Split Cycle provides the most resolute definition of defeat among any satisfying the six axioms for democratic defeat. In addition, we analyze how Split Cycle escapes Arrow's Impossibility Theorem and related impossibility results.

econ.TH↗

arXiv2023

A fundamental non-classical logic

We give a proof-theoretic as well as a semantic characterization of a logic in the signature with conjunction, disjunction, negation, and the universal and existential quantifiers that we suggest has a certain fundamental status. We present a Fitch-style natural deduction system for the logic that contains only the introduction and elimination rules for the logical constants. From this starting point, if one adds the rule that Fitch called Reiteration, one obtains a proof system for intuitionistic logic in the given signature; if instead of adding Reiteration, one adds the rule of Reductio ad Absurdum, one obtains a proof system for orthologic; by adding both Reiteration and Reductio, one obtains a proof system for classical logic. Arguably neither Reiteration nor Reductio is as intimately related to the meaning of the connectives as the introduction and elimination rules are, so the base logic we identify serves as a more fundamental starting point and common ground between proponents of intuitionistic logic, orthologic, and classical logic. The algebraic semantics for the logic we motivate proof-theoretically is based on bounded lattices equipped with what has been called a weak pseudocomplementation. We show that such lattice expansions are representable using a set together with a reflexive binary relation satisfying a simple first-order condition, which yields an elegant relational semantics for the logic. This builds on our previous study of representations of lattices with negations, which we extend and specialize for several types of negation in addition to weak pseudocomplementation. Finally, we discuss ways of extending these representations to lattices with a conditional or implication operation.

math.LO↗

arXiv2023

Impossibility theorems involving weakenings of expansion consistency and resoluteness in voting

A fundamental principle of individual rational choice is Sen's $γ$ axiom, also known as expansion consistency, stating that any alternative chosen from each of two menus must be chosen from the union of the menus. Expansion consistency can also be formulated in the setting of social choice. In voting theory, it states that any candidate chosen from two fields of candidates must be chosen from the combined field of candidates. An important special case of the axiom is binary expansion consistency, which states that any candidate chosen from an initial field of candidates and chosen in a head-to-head match with a new candidate must also be chosen when the new candidate is added to the field, thereby ruling out spoiler effects. In this paper, we study the tension between this weakening of expansion consistency and weakenings of resoluteness, an axiom demanding the choice of a single candidate in any election. As is well known, resoluteness is inconsistent with basic fairness conditions on social choice, namely anonymity and neutrality. Here we prove that even significant weakenings of resoluteness, which are consistent with anonymity and neutrality, are inconsistent with binary expansion consistency. The proofs make use of SAT solving, with the correctness of a SAT encoding formally verified in the Lean Theorem Prover, as well as a strategy for generalizing impossibility theorems obtained for special types of voting methods (namely majoritarian and pairwise voting methods) to impossibility theorems for arbitrary voting methods. This proof strategy may be of independent interest for its potential applicability to other impossibility theorems in social choice.

econ.TH↗

arXiv2023

Stable Voting

We propose a new single-winner voting system using ranked ballots: Stable Voting. The motivating principle of Stable Voting is that if a candidate A would win without another candidate B in the election, and A beats B in a head-to-head majority comparison, then A should still win in the election with B included (unless there is another candidate A' who has the same kind of claim to winning, in which case a tiebreaker may choose between such candidates). We call this principle Stability for Winners (with Tiebreaking). Stable Voting satisfies this principle while also having a remarkable ability to avoid tied outcomes in elections even with small numbers of voters.

econ.TH↗

arXiv2021

Choice-free Stone duality

The standard topological representation of a Boolean algebra via the clopen sets of a Stone space requires a nonconstructive choice principle, equivalent to the Boolean Prime Ideal Theorem. In this paper, we describe a choice-free topological representation of Boolean algebras. This representation uses a subclass of the spectral spaces that Stone used in his representation of distributive lattices via compact open sets. It also takes advantage of Tarski's observation that the regular open sets of any topological space form a Boolean algebra. We prove without choice principles that any Boolean algebra arises from a special spectral space X via the compact regular open sets of X; these sets may also be described as those that are both compact open in X and regular open in the upset topology of the specialization order of X, allowing one to apply to an arbitrary Boolean algebra simple reasoning about regular opens of a separative poset. Our representation is therefore a mix of Stone and Tarski, with the two connected by Vietoris: the relevant spectral spaces also arise as the hyperspace of nonempty closed sets of a Stone space endowed with the upper Vietoris topology. In addition to representation, we establish a choice-free dual equivalence between the category of Boolean algebras with Boolean homomorphisms and a subcategory of the category of spectral spaces with spectral maps. We show how this duality can be used to prove some basic facts about Boolean algebras.

math.LO↗

arXiv2021

Voting Theory in the Lean Theorem Prover

There is a long tradition of fruitful interaction between logic and social choice theory. In recent years, much of this interaction has focused on computer-aided methods such as SAT solving and interactive theorem proving. In this paper, we report on the development of a framework for formalizing voting theory in the Lean theorem prover, which we have applied to verify properties of a recently studied voting method. While previous applications of interactive theorem proving to social choice (using Isabelle/HOL and Mizar) have focused on the verification of impossibility theorems, we aim to cover a variety of results ranging from impossibility theorems to the verification of properties of specific voting methods (e.g., Condorcet consistency, independence of clones, etc.). In order to formalize voting theoretic axioms concerning adding or removing candidates and voters, we work in a variable-election setting whose formalization makes use of dependent types in Lean.

cs.LO↗

arXiv2021

Measuring Violations of Positive Involvement in Voting

In the context of computational social choice, we study voting methods that assign a set of winners to each profile of voter preferences. A voting method satisfies the property of positive involvement (PI) if for any election in which a candidate x would be among the winners, adding another voter to the election who ranks x first does not cause x to lose. Surprisingly, a number of standard voting methods violate this natural property. In this paper, we investigate different ways of measuring the extent to which a voting method violates PI, using computer simulations. We consider the probability (under different probability models for preferences) of PI violations in randomly drawn profiles vs. profile-coalition pairs (involving coalitions of different sizes). We argue that in order to choose between a voting method that satisfies PI and one that does not, we should consider the probability of PI violation conditional on the voting methods choosing different winners. We should also relativize the probability of PI violation to what we call voter potency, the probability that a voter causes a candidate to lose. Although absolute frequencies of PI violations may be low, after this conditioning and relativization, we see that under certain voting methods that violate PI, much of a voter's potency is turned against them - in particular, against their desire to see their favorite candidate elected.

cs.GT↗

arXiv2021

Preferential Structures for Comparative Probabilistic Reasoning

Qualitative and quantitative approaches to reasoning about uncertainty can lead to different logical systems for formalizing such reasoning, even when the language for expressing uncertainty is the same. In the case of reasoning about relative likelihood, with statements of the form $φ\succsimψ$ expressing that $φ$ is at least as likely as $ψ$, a standard qualitative approach using preordered preferential structures yields a dramatically different logical system than a quantitative approach using probability measures. In fact, the standard preferential approach validates principles of reasoning that are incorrect from a probabilistic point of view. However, in this paper we show that a natural modification of the preferential approach yields exactly the same logical system as a probabilistic approach--not using single probability measures, but rather sets of probability measures. Thus, the same preferential structures used in the study of non-monotonic logics and belief revision may be used in the study of comparative probabilistic reasoning based on imprecise probabilities.

cs.AI↗

arXiv2019

Strategic Voting Under Uncertainty About the Voting Method

Much of the theoretical work on strategic voting makes strong assumptions about what voters know about the voting situation. A strategizing voter is typically assumed to know how other voters will vote and to know the rules of the voting method. A growing body of literature explores strategic voting when there is uncertainty about how others will vote. In this paper, we study strategic voting when there is uncertainty about the voting method. We introduce three notions of manipulability for a set of voting methods: sure, safe, and expected manipulability. With the help of a computer program, we identify voting scenarios in which uncertainty about the voting method may reduce or even eliminate a voter's incentive to misrepresent her preferences. Thus, it may be in the interest of an election designer who wishes to reduce strategic voting to leave voters uncertain about which of several reasonable voting methods will be used to determine the winners of an election.

cs.MA↗

arXiv2019

When Do Introspection Axioms Matter for Multi-Agent Epistemic Reasoning?

The early literature on epistemic logic in philosophy focused on reasoning about the knowledge or belief of a single agent, especially on controversies about "introspection axioms" such as the 4 and 5 axioms. By contrast, the later literature on epistemic logic in computer science and game theory has focused on multi-agent epistemic reasoning, with the single-agent 4 and 5 axioms largely taken for granted. In the relevant multi-agent scenarios, it is often important to reason about what agent A believes about what agent B believes about what agent A believes; but it is rarely important to reason just about what agent A believes about what agent A believes. This raises the question of the extent to which single-agent introspection axioms actually matter for multi-agent epistemic reasoning. In this paper, we formalize and answer this question. To formalize the question, we first define a set of multi-agent formulas that we call agent-alternating formulas, including formulas like Box_a Box_b Box_a p but not formulas like Box_a Box_a p. We then prove, for the case of belief, that if one starts with multi-agent K or KD, then adding both the 4 and 5 axioms (or adding the B axiom) does not allow the derivation of any new agent-alternating formulas -- in this sense, introspection axioms do not matter. By contrast, we show that such conservativity results fail for knowledge and multi-agent KT, though they hold with respect to a smaller class of agent-nonrepeating formulas.

cs.LO↗

arXiv2019

Complete Additivity and Modal Incompleteness

In this paper, we tell a story about incompleteness in modal logic. The story weaves together a paper of van Benthem, `Syntactic aspects of modal incompleteness theorems,' and a longstanding open question: whether every normal modal logic can be characterized by a class of completely additive modal algebras, or as we call them, V-BAOs. Using a first-order reformulation of the property of complete additivity, we prove that the modal logic that starred in van Benthem's paper resolves the open question in the negative. In addition, for the case of bimodal logic, we show that there is a naturally occurring logic that is incomplete with respect to V-BAOs, namely the provability logic GLB. We also show that even logics that are unsound with respect to such algebras do not have to be more complex than the classical propositional calculus. On the other hand, we observe that it is undecidable whether a syntactically defined logic is V-complete. After these results, we generalize the Blok Dichotomy to degrees of V-incompleteness. In the end, we return to van Benthem's theme of syntactic aspects of modal incompleteness.

cs.LO↗

arXiv2017

Indicative Conditionals and Dynamic Epistemic Logic

Recent ideas about epistemic modals and indicative conditionals in formal semantics have significant overlap with ideas in modal logic and dynamic epistemic logic. The purpose of this paper is to show how greater interaction between formal semantics and dynamic epistemic logic in this area can be of mutual benefit. In one direction, we show how concepts and tools from modal logic and dynamic epistemic logic can be used to give a simple, complete axiomatization of Yalcin's [16] semantic consequence relation for a language with epistemic modals and indicative conditionals. In the other direction, the formal semantics for indicative conditionals due to Kolodny and MacFarlane [9] gives rise to a new dynamic operator that is very natural from the point of view of dynamic epistemic logic, allowing succinct expression of dependence (as in dependence logic) or supervenience statements. We prove decidability for the logic with epistemic modals and Kolodny and MacFarlane's indicative conditional via a full and faithful computable translation from their logic to the modal logic K45.

cs.LO↗