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Wuyang Zhou

Publications and source records attributed to Wuyang Zhou.

At least 19 recordsLinked to original sources

TEMPER: Tensorized Efficient Manifold-constrained Parameterization for Expressive Residual Routing

Residual connections rely on a static residual pathway, and are essential for training deep neural networks. Hyper-connections (HC) increase the expressivity of residual routing by incorporating multiple residual streams and learning dynamic information flow, while manifold-constrained (mHC) variants stabilize training through doubly stochastic residual mixing. However, a generator-level bottleneck remains in existing methods: they use dense, unstructured generators for pre-branch aggregation, residual mixing, and post-branch redistribution, which results in parameter count growing rapidly with the number of streams. To address this issue, we propose \underline{\textbf{T}}ensorized \underline{\textbf{E}}fficient \underline{\textbf{M}}anifold-constrained \underline{\textbf{P}}arameterization for \underline{\textbf{E}}xpressive Residual \underline{\textbf{R}}outing (\textbf{TEMPER}), which represents these generators as multi-way tensors over the input-stream, feature, and output-stream modes, and parameterizes them using tensor networks. Such a structured low-rank formulation is shown to preserve token-dependent manifold-constrained routing interface while substantially reducing parameter growth. It also promotes interpretability and intuition, as: i) tensor ranks control the dimensionality of the learned routing subspace, with full ranks recovering dense routing; while ii) the generator approximation errors bound differences in routing logits and, consequently, in the routed-block outputs. Comprehensive experiments show that TEMPER matches or outperforms existing methods across language modeling and commonsense reasoning tasks, while requiring substantially fewer additional parameters. At eight residual streams, TEMPER achieves the best CORE score while using about $84\%$ fewer additional parameters than mHC, thus showing a stronger performance-parameter efficiency trade-off.

cs.LG

FinSMART: Financial Sentiment Analysis for Algorithmic Trading through Market-Aligned Reinforcement Learning

Recent advances in Generative AI have substantially improved financial sentiment analysis through post-trained financial large language models (LLMs). However, existing approaches remain confined to a market-agnostic, supervised learning paradigm that relies on limited, static and human-annotated datasets, and thus are incapable of adapting to evolving market conditions. To address this limitation, we introduce FinSMART, the first market-aligned reinforcement learning framework for financial sentiment analysis, which directly optimizes sentiment signals using realized market outcomes. To deal with the noisy, non-stationary, and multifactorial nature of financial markets, FinSMART incorporates a signal extraction pipeline that combines market-aware data filtering with a discrete asymmetric trading reward, enabling stable reinforcement learning from economically meaningful market feedback. Experimental results demonstrate that FinSMART significantly outperforms existing state-of-the-art methods in profitability, risk-adjusted performance, and sentiment signal quality, improving cumulative trading returns by 220% over the strongest baseline. Uniquely, the FinSMART framework naturally supports market-aware retraining, at any point in time, by replacing costly manual annotation with newly observed financial articles and their realized market outcomes. Such a retraining strategy enables the model to continuously adapt to changing market dynamics, resulting in consistent performance gains over its static counterpart. These findings demonstrate the practical applicability of market-aligned reinforcement learning and highlight its potential as a next-generation paradigm for developing adaptive financial LLMs.

cs.CL

Tensorizing Engram: Sharing Latents Across N-Gram Embeddings is Beneficial in LLMs

Modern language models represent text using discrete token-level embeddings, which forces recurring multi-token patterns to be learned implicitly across Transformer layers. Both Over-tokenized Transformers and Engram attempt to address this limitation by explicitly incorporating multi-token (n-gram) memories. However, they rely on separate hash tables for each n-gram order, which introduces hash collisions and prevents nested n-grams from sharing the underlying latent structures. To address these issues, we propose Tensorized Engram (TN-gram), a compact memory module that represents tensorized n-gram embeddings through shared factors in the Canonical Polyadic (CP) form. TN-gram learns shared token-position factors together with order-absorption vectors to encode the embeddings of different n-gram order. Comprehensive experiments demonstrate that TN-gram matches or even outperforms Engram-style n-gram modules while requiring much fewer parameters.

cs.CL

KromHC: Manifold-Constrained Hyper-Connections with Kronecker-Product Residual Matrices

The success of Hyper-Connections (HC) in neural networks (NN) has also highlighted issues related to training instability and restricted scalability. The Manifold-Constrained Hyper-Connections (mHC) mitigate these challenges by projecting the residual connection space onto a Birkhoff polytope, however, it faces two issues: 1) its iterative Sinkhorn-Knopp (SK) algorithm does not always yield exactly doubly stochastic residual matrices; 2) mHC incurs a prohibitive $O(n^3C)$ parameter complexity with $n$ as the width of the residual stream and $C$ as the feature dimension. The recently proposed mHC-lite reparametrizes the residual matrix via the Birkhoff-von-Neumann theorem to guarantee double stochasticity, but also faces a factorial explosion in its parameter complexity, $O \left( nC \cdot n! \right)$. To address both challenges, we propose KromHC, which uses the Kronecker products of smaller doubly stochastic matrices to parametrize the residual matrix in mHC. By enforcing manifold constraints across the factor residual matrices along each mode of the tensorized residual stream, KromHC guarantees exact double stochasticity of the residual matrices while reducing parameter complexity to only $O(n^2C)$. Experiments show that KromHC matches or even outperforms other state-of-the-art (SOTA) mHC variants, while requiring significantly fewer trainable parameters. The code is at https://github.com/wz1119/KromHC.

cs.CL

TeRA: Vector-based Random Tensor Network for High-Rank Adaptation of Large Language Models

Parameter-Efficient Fine-Tuning (PEFT) methods, such as Low-Rank Adaptation (LoRA), have significantly reduced the number of trainable parameters needed in fine-tuning large language models (LLMs). The developments of LoRA-style adapters have considered two main directions: (1) enhancing model expressivity with high-rank adapters, and (2) aiming for further parameter reduction, as exemplified by vector-based methods. However, these approaches come with a trade-off, as achieving the expressivity of high-rank weight updates typically comes at the cost of sacrificing the extreme parameter efficiency offered by vector-based techniques. To address this issue, we propose a vector-based random Tensor network for high-Rank Adaptation (TeRA), a novel PEFT method that achieves high-rank weight updates while retaining the parameter efficiency of vector-based PEFT adapters. This is achieved by parametrizing the tensorized weight update matrix as a Tucker-like tensor network (TN), whereby large randomly initialized factors are frozen and shared across layers, while only small layer-specific scaling vectors, corresponding to diagonal entries of factor matrices, are trained. Comprehensive experiments demonstrate that TeRA matches or even outperforms existing high-rank adapters, while requiring as few trainable parameters as vector-based methods. Theoretical analysis and ablation studies validate the effectiveness of the proposed TeRA method. The code is available at https://github.com/guyuxuan9/TeRA.

cs.LG

RefineBridge: Generative Bridge Models Improve Financial Forecasting by Foundation Models

Financial time series forecasting is particularly challenging for transformer-based time series foundation models (TSFMs) due to non-stationarity, heavy-tailed distributions, and high-frequency noise present in data. Low-rank adaptation (LoRA) has become a popular parameter-efficient method for adapting pre-trained TSFMs to downstream data domains. However, it still underperforms in financial data, as it preserves the network architecture and training objective of TSFMs rather than complementing the foundation model. To further enhance TSFMs, we propose a novel refinement module, RefineBridge, built upon a tractable Schrödinger Bridge (SB) generative framework. Given the forecasts of TSFM as generative prior and the observed ground truths as targets, RefineBridge learns context-conditioned stochastic transport maps to improve TSFM predictions, iteratively approaching the ground-truth target from even a low-quality prior. Simulations on multiple financial benchmarks demonstrate that RefineBridge consistently improves the performance of state-of-the-art TSFMs across different prediction horizons.

cs.LG

Domain-Aware Tensor Network Structure Search

Tensor networks (TNs) provide efficient representations of high-dimensional data, yet identification of the optimal TN structures, the so called tensor network structure search (TN-SS) problem, remains a challenge. Current state-of-the-art (SOTA) algorithms solve TN-SS as a purely numerical optimization problem and require extensive function evaluations, which is prohibitive for real-world applications. In addition, existing methods ignore the valuable domain information inherent in real-world tensor data and lack transparency in their identified TN structures. To this end, we propose a novel TN-SS framework, termed the tnLLM, which incorporates domain information about the data and harnesses the reasoning capabilities of large language models (LLMs) to directly predict suitable TN structures. The proposed framework involves a domain-aware prompting pipeline which instructs the LLM to infer suitable TN structures based on the real-world relationships between tensor modes. In this way, our approach is capable of not only iteratively optimizing the objective function, but also generating domain-aware explanations for the identified structures. Experimental results demonstrate that tnLLM achieves comparable TN-SS objective function values with much fewer function evaluations compared to SOTA algorithms. Furthermore, we demonstrate that the LLM-enabled domain information can be used to find good initializations in the search space for sampling-based SOTA methods to accelerate their convergence while preserving theoretical performance guarantees.

cs.LG

FinDPO: Financial Sentiment Analysis for Algorithmic Trading through Preference Optimization of LLMs

Opinions expressed in online finance-related textual data are having an increasingly profound impact on trading decisions and market movements. This trend highlights the vital role of sentiment analysis as a tool for quantifying the nature and strength of such opinions. With the rapid development of Generative AI (GenAI), supervised fine-tuned (SFT) large language models (LLMs) have become the de facto standard for financial sentiment analysis. However, the SFT paradigm can lead to memorization of the training data and often fails to generalize to unseen samples. This is a critical limitation in financial domains, where models must adapt to previously unobserved events and the nuanced, domain-specific language of finance. To this end, we introduce FinDPO, the first finance-specific LLM framework based on post-training human preference alignment via Direct Preference Optimization (DPO). The proposed FinDPO achieves state-of-the-art performance on standard sentiment classification benchmarks, outperforming existing supervised fine-tuned models by 11% on the average. Uniquely, the FinDPO framework enables the integration of a fine-tuned causal LLM into realistic portfolio strategies through a novel 'logit-to-score' conversion, which transforms discrete sentiment predictions into continuous, rankable sentiment scores (probabilities). In this way, simulations demonstrate that FinDPO is the first sentiment-based approach to maintain substantial positive returns of 67% annually and strong risk-adjusted performance, as indicated by a Sharpe ratio of 2.0, even under realistic transaction costs of 5 basis points (bps).

cs.CL

Understanding the Rank of Tensor Networks via an Intuitive Example-Driven Approach

Tensor Network (TN) decompositions have emerged as an indispensable tool in Big Data analytics owing to their ability to provide compact low-rank representations, thus alleviating the ``Curse of Dimensionality'' inherent in handling higher-order data. At the heart of their success lies the concept of TN ranks, which governs the efficiency and expressivity of TN decompositions. However, unlike matrix ranks, TN ranks often lack a universal meaning and an intuitive interpretation, with their properties varying significantly across different TN structures. Consequently, TN ranks are frequently treated as empirically tuned hyperparameters, rather than as key design parameters inferred from domain knowledge. The aim of this Lecture Note is therefore to demystify the foundational yet frequently misunderstood concept of TN ranks through real-life examples and intuitive visualizations. We begin by illustrating how domain knowledge can guide the selection of TN ranks in widely-used models such as the Canonical Polyadic (CP) and Tucker decompositions. For more complex TN structures, we employ a self-explanatory graphical approach that generalizes to tensors of arbitrary order. Such a perspective naturally reveals the relationship between TN ranks and the corresponding ranks of tensor unfoldings (matrices), thereby circumventing cumbersome multi-index tensor algebra while facilitating domain-informed TN design. It is our hope that this Lecture Note will equip readers with a clear and unified understanding of the concept of TN rank, along with the necessary physical insight and intuition to support the selection, explainability, and deployment of tensor methods in both practical applications and educational contexts.

cs.LG

TensorLLM: Tensorising Multi-Head Attention for Enhanced Reasoning and Compression in LLMs

The reasoning abilities of Large Language Models (LLMs) can be improved by structurally denoising their weights, yet existing techniques primarily focus on denoising the feed-forward network (FFN) of the transformer block, and can not efficiently utilise the Multi-head Attention (MHA) block, which is the core of transformer architectures. To address this issue, we propose a novel intuitive framework that, at its very core, performs MHA compression through a multi-head tensorisation process and the Tucker decomposition. This enables both higher-dimensional structured denoising and compression of the MHA weights, by enforcing a shared higher-dimensional subspace across the weights of the multiple attention heads. We demonstrate that this approach consistently enhances the reasoning capabilities of LLMs across multiple benchmark datasets, and for both encoder-only and decoder-only architectures, while achieving compression rates of up to $\sim 250$ times in the MHA weights, all without requiring any additional data, training, or fine-tuning. Furthermore, we show that the proposed method can be seamlessly combined with existing FFN-only-based denoising techniques to achieve further improvements in LLM reasoning performance.

cs.CL

Towards LLM-guided Efficient and Interpretable Multi-linear Tensor Network Rank Selection

We propose a novel framework that leverages large language models (LLMs) to guide the rank selection in tensor network models for higher-order data analysis. By utilising the intrinsic reasoning capabilities and domain knowledge of LLMs, our approach offers enhanced interpretability of the rank choices and can effectively optimise the objective function. This framework enables users without specialised domain expertise to utilise tensor network decompositions and understand the underlying rationale within the rank selection process. Experimental results validate our method on financial higher-order datasets, demonstrating interpretable reasoning, strong generalisation to unseen test data, and its potential for self-enhancement over successive iterations. This work is placed at the intersection of large language models and higher-order data analysis.

cs.LG

Tensor Star Tensor Decomposition and Its Applications to Higher-order Compression and Completion

A novel tensor decomposition framework, termed Tensor Star (TS) decomposition, is proposed which represents a new type of tensor network decomposition based on tensor contractions. This is achieved by connecting the core tensors in a ring shape, whereby the core tensors act as skip connections between the factor tensors and allow for direct correlation characterisation between any two arbitrary dimensions. Uniquely, this makes it possible to decompose an order-$N$ tensor into $N$ order-$3$ factor tensors $\{\mathcal{G}_{k}\}_{k=1}^{N}$ and $N$ order-$4$ core tensors $\{\mathcal{C}_{k}\}_{k=1}^{N}$, which are arranged in a star shape. Unlike the class of Tensor Train (TT) decompositions, these factor tensors are not directly connected to one another. The so obtained core tensors also enable consecutive factor tensors to have different latent ranks. In this way, the TS decomposition alleviates the "curse of dimensionality" and controls the "curse of ranks", exhibiting a storage complexity which scales linearly with the number of dimensions and as the fourth power of the ranks.

eess.IV

EasyTrack: Efficient and Compact One-stream 3D Point Clouds Tracker

Most of 3D single object trackers (SOT) in point clouds follow the two-stream multi-stage 3D Siamese or motion tracking paradigms, which process the template and search area point clouds with two parallel branches, built on supervised point cloud backbones. In this work, beyond typical 3D Siamese or motion tracking, we propose a neat and compact one-stream transformer 3D SOT paradigm from the novel perspective, termed as \textbf{EasyTrack}, which consists of three special designs: 1) A 3D point clouds tracking feature pre-training module is developed to exploit the masked autoencoding for learning 3D point clouds tracking representations. 2) A unified 3D tracking feature learning and fusion network is proposed to simultaneously learns target-aware 3D features, and extensively captures mutual correlation through the flexible self-attention mechanism. 3) A target location network in the dense bird's eye view (BEV) feature space is constructed for target classification and regression. Moreover, we develop an enhanced version named EasyTrack++, which designs the center points interaction (CPI) strategy to reduce the ambiguous targets caused by the noise point cloud background information. The proposed EasyTrack and EasyTrack++ set a new state-of-the-art performance ($\textbf{18\%}$, $\textbf{40\%}$ and $\textbf{3\%}$ success gains) in KITTI, NuScenes, and Waymo while runing at \textbf{52.6fps} with few parameters (\textbf{1.3M}). The code will be available at https://github.com/KnightApple427/Easytrack.

cs.CV

Functional Gaussian Distribution Modelling of Mobility Prediction Accuracy for Wireless Users

Mobility entropy is proposed to measure predictability of human movements, based on which, the upper and lower bound of prediction accuracy is deduced, but corresponding mathematical expressions of prediction accuracy keeps yet open. In this work, we try to analyze and model prediction accuracy in terms of entropy based on the 2-order Markov chain model empirical results on a large scale CDR data set, which demonstrates the observation that users with the same level of entropy achieve different levels of accuracy\cite{Empirical}. After dividing entropy into intervals, we fit the probability density distributions of accuracy in each entropy interval with Gaussian distribution and then we estimate the corresponding mean and standard deviation of these distributions. After observing that the parameters vary with increasing entropy, we then model the relationship between parameters and entropy using least squares method. The mean can be modelled as a linear function, while the standard deviation can be modelled as a Gaussian distribution. Thus based on the above analysis, the probability density function of accuracy given entropy can be expressed by functional Gaussian distribution. The insights from our work is the first step to model the correlation prediction accuracy and predictability entropy, thus shed light on the further work in this direction.

cs.SI

An Effective Handover Analysis for the Randomly Distributed Heterogeneous Cellular Networks

Handover rate is one of the most import metrics to instruct mobility management and resource management in wireless cellular networks. In the literature, the mathematical expression of handover rate has been derived for homogeneous cellular network by both regular hexagon coverage model and stochastic geometry model, but there has not been any reliable result for heterogeneous cellular networks (HCNs). Recently, stochastic geometry modeling has been shown to model well the real deployment of HCNs and has been extensively used to analyze HCNs. In this paper, we give an effective handover analysis for HCNs by stochastic geometry modeling, derive the mathematical expression of handover rate by employing an infinitesimal method for a generalized multi-tier scenario, discuss the result by deriving some meaningful corollaries, and validate the analysis by computer simulation with multiple walking models. By our analysis, we find that in HCNs the handover rate is related to many factors like the base stations' densities and transmitting powers, user's velocity distribution, bias factor, pass loss factor and etc. Although our analysis focuses on the scenario of multi-tier HCNs, the analytical framework can be easily extended for more complex scenarios, and may shed some light for future study.

cs.IT

The Ginibre Point Process as a Model for Wireless Networks with Repulsion

The spatial structure of transmitters in wireless networks plays a key role in evaluating the mutual interference and hence the performance. Although the Poisson point process (PPP) has been widely used to model the spatial configuration of wireless networks, it is not suitable for networks with repulsion. The Ginibre point process (GPP) is one of the main examples of determinantal point processes that can be used to model random phenomena where repulsion is observed. Considering the accuracy, tractability and practicability tradeoffs, we introduce and promote the $β$-GPP, an intermediate class between the PPP and the GPP, as a model for wireless networks when the nodes exhibit repulsion. To show that the model leads to analytically tractable results in several cases of interest, we derive the mean and variance of the interference using two different approaches: the Palm measure approach and the reduced second moment approach, and then provide approximations of the interference distribution by three known probability density functions. Besides, to show that the model is relevant for cellular systems, we derive the coverage probability of the typical user and also find that the fitted $β$-GPP can closely model the deployment of actual base stations in terms of the coverage probability and other statistics.

cs.IT

Traffic-Aware Relay Sleep Control to Improve Energy Efficiency in Joint Macro-Relay Networks

In this letter, we consider a joint macro-relay network with densely deployed relay stations (RSs) and dynamically varied traffic load measured by the number of users. An energy-efficient strategy is proposed by intelligently adjusting the RS working modes (active or sleeping) according to the traffic variation. Explicit expressions related to the network energy efficiency are derived based on stochastic geometry theory. Simulation results demonstrate that the derived analytic results are reasonable and the proposed strategy can significantly improve the network energy efficiency.

cs.NI

A Stochastic Geometry Approach to Energy Efficiency in Relay-Assisted Cellular Networks

Though cooperative relaying is believed to be a promising technology to improve the energy efficiency of cellular networks, the relays' static power consumption might worsen the energy efficiency therefore can not be neglected. In this paper, we focus on whether and how the energy efficiency of cellular networks can be improved via relays. Based on the spatial Poisson point process, an analytical model is proposed to evaluate the energy efficiency of relay-assisted cellular networks. With the aid of the technical tools of stochastic geometry, we derive the distributions of signal-to-interference-plus-noise ratios (SINRs) and mean achievable rates of both non-cooperative users and cooperative users. The energy efficiency measured by "bps/Hz/W" is expressed subsequently. These established expressions are amenable to numerical evaluation and corroborated by simulation results.

cs.NI