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Xavier Fernández-Real

Publications and source records attributed to Xavier Fernández-Real.

At least 19 recordsLinked to original sources

Global Stable Solutions to the Free Boundary Allen--Cahn and Bernoulli Problems in 3D are One-Dimensional

A long-standing conjecture of De Giorgi asserts that every monotone solution of the Allen--Cahn equation in $\mathbb{R}^{n+1}$ is one-dimensional if $n \leq 7$. A stronger version of the conjecture, also widely studied and often called ``the stable De Giorgi conjecture'', proposes that every stable solution in $\mathbb{R}^n$ must be one-dimensional for $n \leq 7$. To this date, both conjectures remain open for $3 \leq n \leq 7$. An elegant variant of this problem, advocated by Caffarelli, Córdoba, and Jerison since the 1990s, considers a free boundary version of the Allen--Cahn equation. This variant features a step-like double-well potential, leading to multiple free boundaries. Locally, near each free boundary, the solution satisfies the Bernoulli free boundary problem. However, the interaction of the free boundaries causes the global behavior of the solution to resemble that of the Allen--Cahn equation. In this paper, we establish the validity of the stable De Giorgi conjecture in dimension 3 for the free boundary Allen--Cahn equation and, as a corollary, we prove the corresponding De Giorgi conjecture for monotone solutions in dimension 4. To obtain these results, a key aspect of our work is to address a classical open problem in free boundary theory of independent interest: the classification of global stable solutions to the one-phase Bernoulli problem in three dimensions. This result, which is the core of our paper, implies universal curvature estimates for local stable solutions to Bernoulli, and serves as a foundation for adapting some classical ideas from minimal surface theory---after significant refinements---to the free boundary Allen--Cahn equation.

math.AP↗

Superharmonicity of the fractional ground state

We prove that the positive ground state $u$ of the fractional Laplacian $(-Δ)^s$, $s\in (0,1)$, on an arbitrary open set $Ω$ satisfies $-Δu>λ_s(Ω)^{1/s}u$ in $Ω$. In one dimension, this yields strong concavity and settles a conjecture of Bañuelos, Kulczycki, and Méndez-Hernández. We establish a hierarchy of pointwise inequalities comparing different powers of the Laplacian. In balls, these inequalities give a quantitative Hessian estimate for $\log u$, and hence log-concavity in every dimension. By contrast, we show that log-concavity fails in general convex domains by constructing counterexamples in sufficiently thin ellipsoids. We also extend the superharmonicity principle to ground states of $ψ(-Δ)$ for complete Bernstein functions $ψ$.

math.AP↗

The stability conjecture for the Bernoulli problem in dimension four

We prove that every global classical stable solution to the one-phase Bernoulli problem in $\mathbb R^4$ is one-dimensional. In particular, if nonempty, its free boundary consists of one or two parallel hyperplanes. This settles the stability conjecture for the Bernoulli problem in dimension four. As consequences, we obtain universal local Hessian and free-boundary curvature estimates for classical stable solutions in $\mathbb R^4$, as well as axial symmetry of global classical solutions with finite Morse index in $\mathbb R^4$.

math.AP↗

The fractional Laplacian in Lipschitz domains: Dahlberg's Theorem and $L^{2}$-solvability

Given $s\in (0,1)$ and a bounded Lipschitz domain $Ω\subset \mathbb{R}^{n}$, we establish a quantitative Dahlberg theory for the $s$-harmonic measure of $Ω$, $ω_s^x$. In the nonlocal setting, the natural reference measure is an integral weight $σ_{s}$ in $Ω^{c}$ that behaves like $(1-s)\text{dist}(\cdot, \partial Ω)^{-s}$ close to the boundary. Our main result is a scale-invariant reverse-Hölder estimate for the density $dω_{s}^{x}/dσ_{s}$ on boundary-centered balls. As a consequence, we obtain $L^2(Ω^c,σ_s)$-solvability of the exterior Dirichlet problem, with estimates for a nonlocal non-tangential maximal function and uniqueness in the natural distributional class. A weighted Gehring argument improves the reverse-Hölder exponent beyond $2$ and consequently yields $L^{q}$-solvability for a range of exponents extending strictly below $2$. Our results apply to general symmetric stable operators comparable to the fractional Laplacian. Moreover, the proofs are compatible with the limit $s\to 1^-$ and thus yield the corresponding results for the Laplacian in the nonlocal-to-local limit. The main new step is to convert a fractional Pohozaev identity for the Green function into uniform square estimates on distance level sets of a Lipschitz boundary. As applications, we derive optimal Sobolev regularity estimates for the homogeneous weighted Dirichlet problem and for the inhomogeneous Poisson problem with zero exterior data.

math.AP↗

Bellman Equations with Sub-Lipschitz Hessians

We construct homogeneous solutions with non-Lipschitz Hessian for finite, constant-coefficient Bellman equations. First, for every $σ\in(0,1)$, we find two uniformly elliptic matrices $A_1,A_2\in\mathcal{S}^4$ and a nonzero $(2+σ)$-homogeneous solution $u$ of \[\max\bigl\{{\rm tr}\,(A_1D^2u),{\rm tr}\,(A_2D^2u)\bigr\}=0 \qquad\text{in }\mathbb{R}^4.\] Second, in $\mathbb{R}^2$ we construct three matrices satisfying ${\rm Id}_2\leq A_j\leq3{\rm Id}_2$ for which the corresponding Bellman equation admits a homogeneous solution with a non-Lipschitz Hessian. In particular, solutions to convex fully nonlinear uniformly elliptic equations are not in $C^{2,1}$, and not even in $C^{2, 1-\varepsilon}$ for $\varepsilon > 0$ small.

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Nonlocal minimal surfaces are generically unique, and smooth in one extra dimension

We study the fractional Plateau problem for $s$-minimal sets with prescribed exterior datum. For fixed exterior data, minimizers need not be unique, and singularities may occur beyond the critical dimension. We first prove a generic uniqueness theorem: along any strictly increasing family of exterior data, nonuniqueness occurs for at most countably many parameters. We then show that one can make arbitrarily small perturbations for which the interior regularity theory improves by one dimension.

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Classification of blow-ups for the Alt--Phillips problem in three dimensions

We prove a flatness theorem for classical stable homogeneous solutions of the $γ$-Alt--Phillips free boundary problem in three dimensions in the range $0<γ\le 2/3$, where $γ$ is the exponent in the energy density $|\nabla u|^2+u^γ$. In particular, this implies full regularity of the free boundary for minimizers of the corresponding Alt--Phillips energy in dimension $3$.

math.AP↗

Improvement of flatness in annuli

We present a short and flexible improvement-of-flatness argument adapted to the setting of exterior domains, where one is naturally led to work with annuli instead of balls. As a model application in the classical setting of minimal surfaces, we give an alternative proof of the end-structure and asymptotics for finite Morse index minimal hypersurfaces with Euclidean area growth in low dimensions. The method is largely PDE-based and general in its application. Suitable variants have been employed in Bernoulli and Allen--Cahn settings.

math.DG↗

Quantitative Local Convergence of Mean-Field Stein Variational Gradient Flow

Stein Variational Gradient Descent (SVGD) is a deterministic interacting-particle method for sampling from a target probability measure given access to its score function. In the mean-field and continuous-time limit, it is known that the flow converges weakly toward the target, but no quantitative rate is known for the last iterate. In this paper, we establish quantitative local convergence in strong norms for this dynamics, when the interaction kernel is of Riesz type on the $d$-dimensional torus. Specifically, assuming that the initial density and the target are smooth and close in $L^2$-norm, we obtain explicit polynomial convergence rates in $L^2$-norm that depend on the dimension and on the regularity parameters of the kernel, the initialization and the target. We further show that these rates are sharp in certain regimes, and support the theory with numerical experiments. In the edge case of kernels with a Coulomb singularity, we recover the global exponential convergence result established in prior work. Our analysis is inspired by recent results on Wasserstein gradient flows of kernel mean discrepancies.

stat.ML↗

Quantitative Convergence of Wasserstein Gradient Flows of Kernel Mean Discrepancies

We study the quantitative convergence of Wasserstein gradient flows of Kernel Mean Discrepancy (KMD) (also known as Maximum Mean Discrepancy (MMD)) functionals. Our setting covers in particular the training dynamics of shallow neural networks in the infinite-width and continuous time limit, as well as interacting particle systems with pairwise Riesz kernel interaction in the mean-field and overdamped limit. Our main analysis concerns the model case of KMD functionals given by the squared Sobolev distance $ \mathscr{E}^ν_{s}(μ)= \frac{1}{2}\lVert μ-ν\rVert_{\dot H^{-s}}^{2}$ for any $s\geq 1 $ and $ν$ a fixed probability measure on the $d$-dimensional torus. First, inspired by Yudovich theory for the $2d$-Euler equation, we establish existence and uniqueness in natural weak regularity classes. Next, we show that for $s=1$ the flow converges globally at an exponential rate under minimal assumptions, while for $s>1$ we prove local convergence at polynomial rates that depend explicitly on $s$ and on the Sobolev regularity of $μ$ and $ν$. These rates hold both at the energy level and in higher regularity classes and are tight for $ν$ uniform. We then consider the gradient flow of the population loss for shallow neural networks with ReLU activation, which can be cast as a Wasserstein--Fisher--Rao gradient flow on the space of nonnegative measures on the sphere $\mathbb{S}^d$. Exploiting a correspondence with the Sobolev energy case with $s=(d+3)/2$, we derive an explicit polynomial local convergence rate for this dynamics. Except for the special case $s=1$, even non-quantitative convergence was previously open in all these settings. We also include numerical experiments in dimension $d=1$ using both PDE and particle methods which illustrate our analysis.

math.AP↗

Linearized equation and generic regularity in the Alt-Caffarelli problem

For the Alt-Caffarelli problem, we study free boundary regularity of energy minimizers. In six dimensions, we show that free boundaries are analytic for generic boundary data. In general, we improve previous generic Hausdorff dimensions of the singular sets. To achieve this, we analyze positive solutions to the linearized equation around homogeneous minimizers (possibly with singular sections on the sphere). For this equation, we prove a Harnack inequality and establish a dimensional lower bound for its principal eigenvalue.

math.AP↗

Convergence of drift-diffusion PDEs arising as Wasserstein gradient flows of convex functions

We study the quantitative convergence of drift-diffusion PDEs that arise as Wasserstein gradient flows of linearly convex functions over the space of probability measures on ${\mathbb R}^d$. In this setting, the objective is in general not displacement convex, so it is not clear a priori whether global convergence even holds. Still, our analysis reveals that diffusion {allows} a favorable interaction between Wasserstein geometry and linear convexity, leading to a general quantitative convergence theory, analogous to that of gradient flows in convex settings in the Euclidean space. Specifically, we prove that if the objective is convex and suitably coercive, the suboptimality gap decreases at a rate $O(1/t)$. This improves to a rate faster than any polynomial -- or even exponential in compact settings -- when the objective is strongly convex relative to the entropy. Our results extend the range of mean-field Langevin dynamics that enjoy quantitative convergence guarantees, and enable new applications to optimization over the space of probability measures. To illustrate this, we show quantitative convergence results for the minimization of entropy-regularized nonconvex problems, we propose and study an \emph{approximate Fisher Information} regularization covered by our setting, and we apply our results to an estimator for trajectory inference which involves the minimization of the relative entropy with respect to the Wiener measure in path space.

math.OC↗

Regularity for the Boltzmann equation conditional to pressure and moment bounds

We prove that solutions to the Boltzmann equation without cut-off satisfying pointwise bounds on some observables (mass, pressure, and suitable moments) enjoy a uniform bound in $L^\infty$ in the case of hard potentials. As a consequence, we derive $C^{\infty}$ estimates and decay estimates for all derivatives, conditional to these macroscopic bounds. Our $L^\infty$ estimates are uniform in the limit $s \nearrow 1$ and hence we recover the same results also for the Landau equation.

math.AP↗

Global solutions to the thin obstacle problem with superquadratic growth

We study rigidity/flexibility properties of global solutions to the thin obstacle problem. For solutions with bounded positive sets, we give a classification in terms of their expansions at infinity. For solutions with bounded contact sets, we show that the contact sets are highly flexible and can approximate arbitrary compact sets. These phenomena have no counterparts in the classical obstacle problem.

math.AP↗

Optimal transport of measures via autonomous vector fields

We study the problem of transporting one probability measure to another via an autonomous velocity field. We rely on tools from the theory of optimal transport. In one space-dimension, we solve a linear homogeneous functional equation to construct a suitable autonomous vector field that realizes the (unique) monotone transport map as the time-$1$ map of its flow. Generically, this vector field can be chosen to be Lipschitz continuous. We then use Sudakov's disintegration approach to deal with the multi-dimensional case by reducing it to a family of one-dimensional problems.

math.OC↗

Integro-Differential Elliptic Equations

This book aims to provide a self-contained introduction to the regularity theory for integro-differential elliptic equations, mostly developed in the 21st century. Such a class of equations often arises in analysis, probability theory, mathematical physics, and in several contexts in applied sciences. The authors give a detailed presentation of all the necessary techniques, primarily focusing on the main ideas rather than proving all results in their greatest generality. The book starts from the very basics, studying the square root of the Laplacian and weak solutions to linear equations. Then, the authors develop the theory of viscosity solutions to nonlinear equations and prove the main known results in this context. Finally, they study obstacle problems for integro-differential operators and establish the regularity of solutions and free boundaries. Almost all the covered material appears in book form for the first time, and several proofs are different (and shorter) than those in the original papers. Moreover, several open problems are listed throughout the book. This is a draft of the book ''Integro-Differential Elliptic Equations''. The final version has been published in Progress in Mathematics, vol. 350, Birkhäuser, 2024.

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