arXiv subjects

Xianghao Yu

Publications and source records attributed to Xianghao Yu.

At least 73 records · Page 4Linked to original sources

arXiv2023

Cell-Free Massive MIMO Detection: A Distributed Expectation Propagation Approach

Cell-free massive MIMO is one of the core technologies for future wireless networks. It is expected to bring enormous benefits, including ultra-high reliability, data throughput, energy efficiency, and uniform coverage. As a radically distributed system, the performance of cell-free massive MIMO critically relies on efficient distributed processing algorithms. In this paper, we propose a distributed expectation propagation (EP) detector for cell-free massive MIMO, which consists of two modules: a nonlinear module at the central processing unit (CPU) and a linear module at each access point (AP). The turbo principle in iterative channel decoding is utilized to compute and pass the extrinsic information between the two modules. An analytical framework is provided to characterize the asymptotic performance of the proposed EP detector with a large number of antennas. Furthermore, a distributed iterative channel estimation and data detection (ICD) algorithm is developed to handle the practical setting with imperfect channel state information (CSI). Simulation results will show that the proposed method outperforms existing detectors for cell-free massive MIMO systems in terms of the bit-error rate and demonstrate that the developed theoretical analysis accurately predicts system performance. Finally, it is shown that with imperfect CSI, the proposed ICD algorithm improves the system performance significantly and enables non-orthogonal pilots to reduce the pilot overhead.

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arXiv2023

Hybrid Far- and Near-Field Channel Estimation for THz Ultra-Massive MIMO via Fixed Point Networks

Terahertz ultra-massive multiple-input multiple-output (THz UM-MIMO) is envisioned as one of the key enablers of 6G wireless systems. Due to the joint effect of its array aperture and small wavelength, the near-field region of THz UM-MIMO is greatly enlarged. The high-dimensional channel of such systems thus consists of a stochastic mixture of far and near fields, which renders channel estimation extremely challenging. Previous works based on uni-field assumptions cannot capture the hybrid far- and near-field features, thus suffering significant performance loss. This motivates us to consider hybrid-field channel estimation. We draw inspirations from fixed point theory to develop an efficient deep learning based channel estimator with adaptive complexity and linear convergence guarantee. Built upon classic orthogonal approximate message passing, we transform each iteration into a contractive mapping, comprising a closed-form linear estimator and a neural network based non-linear estimator. A major algorithmic innovation involves applying fixed point iteration to compute the channel estimate while modeling neural networks with arbitrary depth and adapting to the hybrid-field channel conditions. Simulation results verify our theoretical analysis and show significant performance gains over state-of-the-art approaches in the estimation accuracy and convergence rate.

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arXiv2023

Blind Performance Prediction for Deep Learning Based Ultra-Massive MIMO Channel Estimation

Reliability is of paramount importance for the physical layer of wireless systems due to its decisive impact on end-to-end performance. However, the uncertainty of prevailing deep learning (DL)-based physical layer algorithms is hard to quantify due to the black-box nature of neural networks. This limitation is a major obstacle that hinders their practical deployment. In this paper, we attempt to quantify the uncertainty of an important category of DL-based channel estimators. An efficient statistical method is proposed to make blind predictions for the mean squared error of the DL-estimated channel solely based on received pilots, without knowledge of the ground-truth channel, the prior distribution of the channel, or the noise statistics. The complexity of the blind performance prediction is low and scales only linearly with the number of antennas. Simulation results for ultra-massive multiple-input multiple-output (UM-MIMO) channel estimation with a mixture of far-field and near-field paths are provided to verify the accuracy and efficiency of the proposed method.

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arXiv2023

GNN-Enhanced Approximate Message Passing for Massive/Ultra-Massive MIMO Detection

Efficient massive/ultra-massive multiple-input multiple-output (MIMO) detection algorithms with satisfactory performance and low complexity are critical to meet the high throughput and ultra-low latency requirements in 5G and beyond communications, given the extremely large number of antennas. In this paper, we propose a low-complexity graph neural network (GNN) enhanced approximate message passing (AMP) algorithm, AMP-GNN, for massive/ultra-massive MIMO detection. The structure of the neural network is customized by unfolding the AMP algorithm and introducing the GNN module for multiuser interference cancellation. Numerical results will show that the proposed AMP-GNN significantly improves the performance of the AMP detector and achieves comparable performance as the state-of-the-art deep learning-based MIMO detectors but with reduced computational complexity. Furthermore, it presents strong robustness to the change of the number of users.

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arXiv2022

Intelligent Reflecting Surface-Aided Maneuvering Target Sensing: True Velocity Estimation

Maneuvering target sensing will be an important service of future vehicular networks, where precise velocity estimation is one of the core tasks. To this end, the recently proposed integrated sensing and communications (ISAC) provides a promising platform for achieving accurate velocity estimation. However, with one mono-static ISAC base station (BS), only the radial projection of the true velocity can be estimated, which causes serious estimation error. In this paper, we investigate the estimation of the true velocity of a maneuvering target with the assistance of an intelligent reflecting surface (IRS). We propose an efficient velocity estimation algorithm by exploiting the two perspectives from the BS and IRS to the target. We propose a two-stage scheme where the true velocity can be recovered based on the Doppler frequency of the BS-target link and BS-IRS-target link. Experimental results validate that the true velocity can be precisely recovered and demonstrate the advantage of adding the IRS.

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arXiv2022

Robust and Secure Resource Allocation for ISAC Systems: A Novel Optimization Framework for Variable-Length Snapshots

In this paper, we investigate the robust resource allocation design for secure communication in an integrated sensing and communication (ISAC) system. A multi-antenna dual-functional radar-communication (DFRC) base station (BS) serves multiple single-antenna legitimate users and senses for targets simultaneously, where already identified targets are treated as potential single-antenna eavesdroppers. The DFRC BS scans a sector with a sequence of dedicated beams, and the ISAC system takes a snapshot of the environment during the transmission of each beam. Based on the sensing information, the DFRC BS can acquire the channel state information (CSI) of the potential eavesdroppers. Different from existing works that focused on the resource allocation design for a single snapshot, in this paper, we propose a novel optimization framework that jointly optimizes the communication and sensing resources over a sequence of snapshots with adjustable durations. To this end, we jointly optimize the duration of each snapshot, the beamforming vector, and the covariance matrix of the AN for maximization of the system sum secrecy rate over a sequence of snapshots while guaranteeing a minimum required average achievable rate and a maximum information leakage constraint for each legitimate user. The resource allocation algorithm design is formulated as a non-convex optimization problem, where we account for the imperfect CSI of both the legitimate users and the potential eavesdroppers. To make the problem tractable, we derive a bound for the uncertainty region of the potential eavesdroppers' small-scale fading based on a safe approximation, which facilitates the development of a block coordinate descent-based iterative algorithm for obtaining an efficient suboptimal solution.

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arXiv2022

Augmented Deep Unfolding for Downlink Beamforming in Multi-cell Massive MIMO With Limited Feedback

In limited feedback multi-user multiple-input multiple-output (MU-MIMO) cellular networks, users send quantized information about the channel conditions to the associated base station (BS) for downlink beamforming. However, channel quantization and beamforming have been treated as two separate tasks conventionally, which makes it difficult to achieve global system optimality. In this paper, we propose an augmented deep unfolding (ADU) approach that jointly optimizes the beamforming scheme at the BSs and the channel quantization scheme at the users. In particular, the classic WMMSE beamformer is unrolled and a deep neural network (DNN) is leveraged to pre-process its input to enhance the performance. The variational information bottleneck technique is adopted to further improve the performance when the feedback capacity is strictly restricted. Simulation results demonstrate that the proposed ADU method outperforms all the benchmark schemes in terms of the system average rate.

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arXiv2022

Hybrid Precoding for Mixture Use of Phase Shifters and Switches in mmWave Massive MIMO

A variable-phase-shifter (VPS) architecture with hybrid precoding for mixture use of phase shifters and switches, is proposed for millimeter wave massive multiple-input multiple-output communications. For the VPS architecture, a hybrid precoding design (HPD) scheme, called VPS-HPD, is proposed to optimize the phases according to the channel state information by alternately optimizing the analog precoder and digital precoder. To reduce the computational complexity of the VPS-HPD scheme, a low-complexity HPD scheme for the VPS architecture (VPS-LC-HPD) including alternating optimization in three stages is then proposed, where each stage has a closed-form solution and can be efficiently implemented. To reduce the hardware complexity introduced by the large number of switches, we consider a group-connected VPS architecture and propose a HPD scheme, where the HPD problem is divided into multiple independent subproblems with each subproblem flexibly solved by the VPS-HPD or VPS-LC-HPD scheme. Simulation results verify the effectiveness of the propose schemes and show that the proposed schemes can achieve satisfactory spectral efficiency performance with reduced computational complexity or hardware complexity.

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arXiv2022

Outage and Finite-SNR DMT Analysis for IRS-aided MIMO Systems: How Large IRSs Need to Be?

Intelligent reflecting surfaces (IRSs) are promising enablers for high-capacity wireless communication systems by constructing favorable channels between the transmitter and receiver. However, general, accurate, and tractable outage analysis for IRS-aided multiple-input-multiple-output (MIMO) systems is not available in the literature. In this paper, we first characterize the mutual information (MI) of IRS-aided MIMO systems by capitalizing on large random matrix theory (RMT). Based on this result, a closed-form approximation for the outage probability is derived and a gradient-based algorithm is proposed to minimize the outage probability with statistical channel state information (CSI). We also investigate the diversity-multiplexing tradeoff (DMT) with the finite signal-to-noise ratio (SNR). Based on these theoretical results, we further study the impact of the IRS size on system performance. In the high SNR regime, we provide closed-form expressions for the ergodic mutual information (EMI) and outage probability as a function of the IRS size, which analytically reveal that the benefit of increasing the IRS size saturates quickly. Simulation results validate the accuracy of the theoretical analysis and confirm the increasing cost for deploying larger IRSs to improve system performance. For example, for an IRS-aided MIMO system with 20 antennas at both the transmitter and receiver, we need to double the size of the IRS to increase the throughout from 90% to 95% of its maximum value.

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arXiv2021

IRS-aided MIMO Systems over Double-scattering Channels: Impact of Channel Rank Deficiency

Intelligent reflecting surfaces (IRSs) are promising enablers for next-generation wireless communications due to their reconfigurability and high energy efficiency in improving poor propagation condition of channels, e.g., limited scattering environment. However, most existing works assumed full-rank channels requiring rich scatters, which may not be available in practice. To analyze the impact of rank-deficient channels and mitigate the ensued performance loss, we consider a large-scale IRS-aided MIMO system with statistical channel state information (CSI), where the double-scattering channel is adopted to model rank deficiency. By leveraging random matrix theory (RMT), we first derive a deterministic approximation (DA) of the ergodic rate with low computational complexity and prove the existence and uniqueness of the DA parameters. Then, we propose an alternating optimization algorithm for maximizing the DA with respect to phase shifts and signal covariance matrices. Numerical results will show that the DA is tight and our proposed method can effectively mitigate the performance loss induced by channel rank deficiency.

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arXiv2021

Cell-Free Massive MIMO for 6G Wireless Communication Networks

The recently commercialized fifth-generation (5G) wireless communication networks achieved many improvements, including air interface enhancement, spectrum expansion, and network intensification by several key technologies, such as massive multiple-input multiple-output (MIMO), millimeter-wave communications, and ultra-dense networking. Despite the deployment of 5G commercial systems, wireless communications is still facing many challenges to enable connected intelligence and a myriad of applications such as industrial Internet-of-things, autonomous systems, brain-computer interfaces, digital twin, tactile Internet, etc. Therefore, it is urgent to start research on the sixth-generation (6G) wireless communication systems. Among the candidate technologies for such systems, cell-free massive MIMO which combines the advantages of distributed systems and massive MIMO is considered as a key solution to enhance the wireless transmission efficiency and becomes the international frontier. In this paper, we present a comprehensive study on cell-free massive MIMO for 6G wireless communication networks, especially from the signal processing perspective. We focus on enabling physical layer technologies for cell-free massive MIMO, such as user association, pilot assignment, transmitter and receiver design, as well as power control and allocation. Furthermore, some current and future research problems are highlighted.

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arXiv2021

Resource Allocation for Active IRS-Assisted Multiuser Communication Systems

Intelligent reflecting surfaces (IRSs) are emerging as promising enablers for the next generation of wireless communication systems, because of their ability to customize favorable radio propagation environments. However, with the conventional passive architecture, IRSs can only adjust the phase of the incident signals limiting the achievable beamforming gain. To fully unleash the potential of IRSs, in this paper, we consider a more general IRS architecture, i.e., active IRSs, which can adapt the phase and amplify the magnitude of the reflected incident signal simultaneously with the support of an additional power source. To realize green communication in active IRS-assisted multiuser systems, we jointly optimize the reflection matrix at the IRS and the beamforming vector at the base station (BS) for the minimization of the BS transmit power. The resource allocation algorithm design is formulated as an optimization problem taking into account the maximum power budget of the active IRS and the quality-of-service (QoS) requirements of the users. To handle the non-convex design problem, we develop a novel and computationally efficient algorithm based on the bilinear transformation and inner approximation methods. The proposed algorithm is guaranteed to converge to a locally optimal solution of the considered problem. Simulation results illustrate the effectiveness of the proposed scheme compared to the two baseline schemes. Moreover, the results unveil that deploying active IRSs is a promising approach to enhance the system performance compared to conventional passive IRSs, especially when strong direct links exist.

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arXiv2021

Resource Allocation for Simultaneous Wireless Information and Power Transfer Systems: A Tutorial Overview

Over the last decade, simultaneous wireless information and power transfer (SWIPT) has become a practical and promising solution for connecting and recharging battery-limited devices, thanks to significant advances in low-power electronics technology and wireless communications techniques. To realize the promised potentials, advanced resource allocation design plays a decisive role in revealing, understanding, and exploiting the intrinsic rate-energy tradeoff capitalizing on the dual use of radio frequency (RF) signals for wireless charging and communication. In this paper, we provide a comprehensive tutorial overview of SWIPT from the perspective of resource allocation design. The fundamental concepts, system architectures, and RF energy harvesting (EH) models are introduced. In particular, three commonly adopted EH models, namely the linear EH model, the nonlinear saturation EH model, and the nonlinear circuit-based EH model are characterized and discussed. Then, for a typical wireless system setup, we establish a generalized resource allocation design framework which subsumes conventional resource allocation design problems as special cases. Subsequently, we elaborate on relevant tools from optimization theory and exploit them for solving representative resource allocation design problems for SWIPT systems with and without perfect channel state information (CSI) available at the transmitter, respectively. The associated technical challenges and insights are also highlighted. Furthermore, we discuss several promising and exciting future research directions for resource allocation design for SWIPT systems intertwined with cutting-edge communication technologies, such as intelligent reflecting surfaces, unmanned aerial vehicles, mobile edge computing, federated learning, and machine learning.

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arXiv2021

Learn to Communicate with Neural Calibration: Scalability and Generalization

The conventional design of wireless communication systems typically relies on established mathematical models that capture the characteristics of different communication modules. Unfortunately, such design cannot be easily and directly applied to future wireless networks, which will be characterized by large-scale ultra-dense networks whose design complexity scales exponentially with the network size. Furthermore, such networks will vary dynamically in a significant way, which makes it intractable to develop comprehensive analytical models. Recently, deep learning-based approaches have emerged as potential alternatives for designing complex and dynamic wireless systems. However, existing learning-based methods have limited capabilities to scale with the problem size and to generalize with varying network settings. In this paper, we propose a scalable and generalizable neural calibration framework for future wireless system design, where a neural network is adopted to calibrate the input of conventional model-based algorithms. Specifically, the backbone of a traditional time-efficient algorithm is integrated with deep neural networks to achieve a high computational efficiency, while enjoying enhanced performance. The permutation equivariance property, carried out by the topological structure of wireless systems, is furthermore utilized to develop a generalizable neural network architecture. The proposed neural calibration framework is applied to solve challenging resource management problems in massive multiple-input multiple-output (MIMO) systems. Simulation results will show that the proposed neural calibration approach enjoys significantly improved scalability and generalization compared with the existing learning-based methods.

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arXiv2021

Distributed Expectation Propagation Detection for Cell-Free Massive MIMO

In cell-free massive MIMO networks, an efficient distributed detection algorithm is of significant importance. In this paper, we propose a distributed expectation propagation (EP) detector for cell-free massive MIMO. The detector is composed of two modules, a nonlinear module at the central processing unit (CPU) and a linear module at the access point (AP). The turbo principle in iterative decoding is utilized to compute and pass the extrinsic information between modules. An analytical framework is then provided to characterize the asymptotic performance of the proposed EP detector with a large number of antennas. Simulation results will show that the proposed method outperforms the distributed detectors in terms of bit-error-rate.

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arXiv2021

Neural Calibration for Scalable Beamforming in FDD Massive MIMO with Implicit Channel Estimation

Channel estimation and beamforming play critical roles in frequency-division duplexing (FDD) massive multiple-input multiple-output (MIMO) systems. However, these two modules have been treated as two stand-alone components, which makes it difficult to achieve a global system optimality. In this paper, we propose a deep learning-based approach that directly optimizes the beamformers at the base station according to the received uplink pilots, thereby, bypassing the explicit channel estimation. Different from the existing fully data-driven approach where all the modules are replaced by deep neural networks (DNNs), a neural calibration method is proposed to improve the scalability of the end-to-end design. In particular, the backbone of conventional time-efficient algorithms, i.e., the least-squares (LS) channel estimator and the zero-forcing (ZF) beamformer, is preserved and DNNs are leveraged to calibrate their inputs for better performance. The permutation equivariance property of the formulated resource allocation problem is then identified to design a low-complexity neural network architecture. Simulation results will show the superiority of the proposed neural calibration method over benchmark schemes in terms of both the spectral efficiency and scalability in large-scale wireless networks.

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arXiv2021

Channel Estimation for IRS-Assisted Millimeter-Wave MIMO Systems: Sparsity-Inspired Approaches

Due to their ability to create favorable line-of-sight (LoS) propagation environments, intelligent reflecting surfaces (IRSs) are regarded as promising enablers for future millimeter-wave (mm-wave) wireless communication. In this paper, we investigate channel estimation for IRS-assisted mm-wave multiple-input multiple-output (MIMO) {\color{black}wireles}s systems. By leveraging the sparsity of mm-wave channels in the angular domain, we formulate the channel estimation problem as an $\ell_1$-norm regularized optimization problem with fixed-rank constraints. To tackle the non-convexity of the formulated problem, an efficient algorithm is proposed by capitalizing on alternating minimization and manifold optimization (MO), which yields a locally optimal solution. To further reduce the computational complexity of the estimation algorithm, we propose a compressive sensing- (CS-) based channel estimation approach. In particular, a three-stage estimation protocol is put forward where the subproblem in each stage can be solved via low-complexity CS methods. Furthermore, based on the acquired channel state information (CSI) of the cascaded channel, we design a passive beamforming algorithm for maximization of the spectral efficiency. Simulation results reveal that the proposed MO-based estimation (MO-EST) and beamforming algorithms significantly outperform two benchmark schemes while the CS-based estimation (CS-EST) algorithm strikes a balance between performance and complexity. In addition, we demonstrate the robustness of the MO-EST algorithm with respect to imperfect knowledge of the sparsity level of the channels, which is crucial for practical implementations.

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arXiv2021

Communication-Efficient Federated Learning with Dual-Side Low-Rank Compression

Federated learning (FL) is a promising and powerful approach for training deep learning models without sharing the raw data of clients. During the training process of FL, the central server and distributed clients need to exchange a vast amount of model information periodically. To address the challenge of communication-intensive training, we propose a new training method, referred to as federated learning with dual-side low-rank compression (FedDLR), where the deep learning model is compressed via low-rank approximations at both the server and client sides. The proposed FedDLR not only reduces the communication overhead during the training stage but also directly generates a compact model to speed up the inference process. We shall provide convergence analysis, investigate the influence of the key parameters, and empirically show that FedDLR outperforms the state-of-the-art solutions in terms of both the communication and computation efficiency.

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