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Xiaodan Zhu

Publications and source records attributed to Xiaodan Zhu.

At least 73 records · Page 4Linked to original sources

Learning Better Intent Representations for Financial Open Intent Classification

With the recent surge of NLP technologies in the financial domain, banks and other financial entities have adopted virtual agents (VA) to assist customers. A challenging problem for VAs in this domain is determining a user's reason or intent for contacting the VA, especially when the intent was unseen or open during the VA's training. One method for handling open intents is adaptive decision boundary (ADB) post-processing, which learns tight decision boundaries from intent representations to separate known and open intents. We propose incorporating two methods for supervised pre-training of intent representations: prefix-tuning and fine-tuning just the last layer of a large language model (LLM). With this proposal, our accuracy is 1.63% - 2.07% higher than the prior state-of-the-art ADB method for open intent classification on the banking77 benchmark amongst others. Notably, we only supplement the original ADB model with 0.1% additional trainable parameters. Ablation studies also determine that our method yields better results than full fine-tuning the entire model. We hypothesize that our findings could stimulate a new optimal method of downstream tuning that combines parameter efficient tuning modules with fine-tuning a subset of the base model's layers.

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Neuro-symbolic Natural Logic with Introspective Revision for Natural Language Inference

We introduce a neuro-symbolic natural logic framework based on reinforcement learning with introspective revision. The model samples and rewards specific reasoning paths through policy gradient, in which the introspective revision algorithm modifies intermediate symbolic reasoning steps to discover reward-earning operations as well as leverages external knowledge to alleviate spurious reasoning and training inefficiency. The framework is supported by properly designed local relation models to avoid input entangling, which helps ensure the interpretability of the proof paths. The proposed model has built-in interpretability and shows superior capability in monotonicity inference, systematic generalization, and interpretability, compared to previous models on the existing datasets.

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Interpretable Low-Resource Legal Decision Making

Over the past several years, legal applications of deep learning have been on the rise. However, as with other high-stakes decision making areas, the requirement for interpretability is of crucial importance. Current models utilized by legal practitioners are more of the conventional machine learning type, wherein they are inherently interpretable, yet unable to harness the performance capabilities of data-driven deep learning models. In this work, we utilize deep learning models in the area of trademark law to shed light on the issue of likelihood of confusion between trademarks. Specifically, we introduce a model-agnostic interpretable intermediate layer, a technique which proves to be effective for legal documents. Furthermore, we utilize weakly supervised learning by means of a curriculum learning strategy, effectively demonstrating the improved performance of a deep learning model. This is in contrast to the conventional models which are only able to utilize the limited number of expensive manually-annotated samples by legal experts. Although the methods presented in this work tackles the task of risk of confusion for trademarks, it is straightforward to extend them to other fields of law, or more generally, to other similar high-stakes application scenarios.

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Improving Text-to-SQL with Schema Dependency Learning

Text-to-SQL aims to map natural language questions to SQL queries. The sketch-based method combined with execution-guided (EG) decoding strategy has shown a strong performance on the WikiSQL benchmark. However, execution-guided decoding relies on database execution, which significantly slows down the inference process and is hence unsatisfactory for many real-world applications. In this paper, we present the Schema Dependency guided multi-task Text-to-SQL model (SDSQL) to guide the network to effectively capture the interactions between questions and schemas. The proposed model outperforms all existing methods in both the settings with or without EG. We show the schema dependency learning partially cover the benefit from EG and alleviates the need for it. SDSQL without EG significantly reduces time consumption during inference, sacrificing only a small amount of performance and provides more flexibility for downstream applications.

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Exploring Decomposition for Table-based Fact Verification

Fact verification based on structured data is challenging as it requires models to understand both natural language and symbolic operations performed over tables. Although pre-trained language models have demonstrated a strong capability in verifying simple statements, they struggle with complex statements that involve multiple operations. In this paper, we improve fact verification by decomposing complex statements into simpler subproblems. Leveraging the programs synthesized by a weakly supervised semantic parser, we propose a program-guided approach to constructing a pseudo dataset for decomposition model training. The subproblems, together with their predicted answers, serve as the intermediate evidence to enhance our fact verification model. Experiments show that our proposed approach achieves the new state-of-the-art performance, an 82.7\% accuracy, on the TabFact benchmark.

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Identifying Untrustworthy Samples: Data Filtering for Open-domain Dialogues with Bayesian Optimization

Being able to reply with a related, fluent, and informative response is an indispensable requirement for building high-quality conversational agents. In order to generate better responses, some approaches have been proposed, such as feeding extra information by collecting large-scale datasets with human annotations, designing neural conversational models (NCMs) with complex architecture and loss functions, or filtering out untrustworthy samples based on a dialogue attribute, e.g., Relatedness or Genericness. In this paper, we follow the third research branch and present a data filtering method for open-domain dialogues, which identifies untrustworthy samples from training data with a quality measure that linearly combines seven dialogue attributes. The attribute weights are obtained via Bayesian Optimization (BayesOpt) that aims to optimize an objective function for dialogue generation iteratively on the validation set. Then we score training samples with the quality measure, sort them in descending order, and filter out those at the bottom. Furthermore, to accelerate the "filter-train-evaluate" iterations involved in BayesOpt on large-scale datasets, we propose a training framework that integrates maximum likelihood estimation (MLE) and negative training method (NEG). The training method updates parameters of a trained NCMs on two small sets with newly maintained and removed samples, respectively. Specifically, MLE is applied to maximize the log-likelihood of newly maintained samples, while NEG is used to minimize the log-likelihood of newly removed ones. Experimental results on two datasets show that our method can effectively identify untrustworthy samples, and NCMs trained on the filtered datasets achieve better performance.

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DialBERT: A Hierarchical Pre-Trained Model for Conversation Disentanglement

Disentanglement is a problem in which multiple conversations occur in the same channel simultaneously, and the listener should decide which utterance is part of the conversation he will respond to. We propose a new model, named Dialogue BERT (DialBERT), which integrates local and global semantics in a single stream of messages to disentangle the conversations that mixed together. We employ BERT to capture the matching information in each utterance pair at the utterance-level, and use a BiLSTM to aggregate and incorporate the context-level information. With only a 3% increase in parameters, a 12% improvement has been attained in comparison to BERT, based on the F1-Score. The model achieves a state-of-the-art result on the a new dataset proposed by IBM and surpasses previous work by a substantial margin.

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Program Enhanced Fact Verification with Verbalization and Graph Attention Network

Performing fact verification based on structured data is important for many real-life applications and is a challenging research problem, particularly when it involves both symbolic operations and informal inference based on language understanding. In this paper, we present a Program-enhanced Verbalization and Graph Attention Network (ProgVGAT) to integrate programs and execution into textual inference models. Specifically, a verbalization with program execution model is proposed to accumulate evidences that are embedded in operations over the tables. Built on that, we construct the graph attention verification networks, which are designed to fuse different sources of evidences from verbalized program execution, program structures, and the original statements and tables, to make the final verification decision. To support the above framework, we propose a program selection module optimized with a new training strategy based on margin loss, to produce more accurate programs, which is shown to be effective in enhancing the final verification results. Experimental results show that the proposed framework achieves the new state-of-the-art performance, a 74.4% accuracy, on the benchmark dataset TABFACT.

cs.AI↗

Unsupervised Pre-training with Structured Knowledge for Improving Natural Language Inference

While recent research on natural language inference has considerably benefited from large annotated datasets, the amount of inference-related knowledge (including commonsense) provided in the annotated data is still rather limited. There have been two lines of approaches that can be used to further address the limitation: (1) unsupervised pretraining can leverage knowledge in much larger unstructured text data; (2) structured (often human-curated) knowledge has started to be considered in neural-network-based models for NLI. An immediate question is whether these two approaches complement each other, or how to develop models that can bring together their advantages. In this paper, we propose models that leverage structured knowledge in different components of pre-trained models. Our results show that the proposed models perform better than previous BERT-based state-of-the-art models. Although our models are proposed for NLI, they can be easily extended to other sentence or sentence-pair classification problems.

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Unsupervised Conversation Disentanglement through Co-Training

Conversation disentanglement aims to separate intermingled messages into detached sessions, which is a fundamental task in understanding multi-party conversations. Existing work on conversation disentanglement relies heavily upon human-annotated datasets, which are expensive to obtain in practice. In this work, we explore to train a conversation disentanglement model without referencing any human annotations. Our method is built upon a deep co-training algorithm, which consists of two neural networks: a message-pair classifier and a session classifier. The former is responsible for retrieving local relations between two messages while the latter categorizes a message to a session by capturing context-aware information. Both networks are initialized respectively with pseudo data built from an unannotated corpus. During the deep co-training process, we use the session classifier as a reinforcement learning component to learn a session assigning policy by maximizing the local rewards given by the message-pair classifier. For the message-pair classifier, we enrich its training data by retrieving message pairs with high confidence from the disentangled sessions predicted by the session classifier. Experimental results on the large Movie Dialogue Dataset demonstrate that our proposed approach achieves competitive performance compared to the previous supervised methods. Further experiments show that the predicted disentangled conversations can promote the performance on the downstream task of multi-party response selection.

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Detecting Speaker Personas from Conversational Texts

Personas are useful for dialogue response prediction. However, the personas used in current studies are pre-defined and hard to obtain before a conversation. To tackle this issue, we study a new task, named Speaker Persona Detection (SPD), which aims to detect speaker personas based on the plain conversational text. In this task, a best-matched persona is searched out from candidates given the conversational text. This is a many-to-many semantic matching task because both contexts and personas in SPD are composed of multiple sentences. The long-term dependency and the dynamic redundancy among these sentences increase the difficulty of this task. We build a dataset for SPD, dubbed as Persona Match on Persona-Chat (PMPC). Furthermore, we evaluate several baseline models and propose utterance-to-profile (U2P) matching networks for this task. The U2P models operate at a fine granularity which treat both contexts and personas as sets of multiple sequences. Then, each sequence pair is scored and an interpretable overall score is obtained for a context-persona pair through aggregation. Evaluation results show that the U2P models outperform their baseline counterparts significantly.

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SemEval-2021 Task 4: Reading Comprehension of Abstract Meaning

This paper introduces the SemEval-2021 shared task 4: Reading Comprehension of Abstract Meaning (ReCAM). This shared task is designed to help evaluate the ability of machines in representing and understanding abstract concepts. Given a passage and the corresponding question, a participating system is expected to choose the correct answer from five candidates of abstract concepts in a cloze-style machine reading comprehension setup. Based on two typical definitions of abstractness, i.e., the imperceptibility and nonspecificity, our task provides three subtasks to evaluate the participating models. Specifically, Subtask 1 aims to evaluate how well a system can model concepts that cannot be directly perceived in the physical world. Subtask 2 focuses on models' ability in comprehending nonspecific concepts located high in a hypernym hierarchy given the context of a passage. Subtask 3 aims to provide some insights into models' generalizability over the two types of abstractness. During the SemEval-2021 official evaluation period, we received 23 submissions to Subtask 1 and 28 to Subtask 2. The participating teams additionally made 29 submissions to Subtask 3. The leaderboard and competition website can be found at https://competitions.codalab.org/competitions/26153. The data and baseline code are available at https://github.com/boyuanzheng010/SemEval2021-Reading-Comprehension-of-Abstract-Meaning.

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Preview, Attend and Review: Schema-Aware Curriculum Learning for Multi-Domain Dialog State Tracking

Existing dialog state tracking (DST) models are trained with dialog data in a random order, neglecting rich structural information in a dataset. In this paper, we propose to use curriculum learning (CL) to better leverage both the curriculum structure and schema structure for task-oriented dialogs. Specifically, we propose a model-agnostic framework called Schema-aware Curriculum Learning for Dialog State Tracking (SaCLog), which consists of a preview module that pre-trains a DST model with schema information, a curriculum module that optimizes the model with CL, and a review module that augments mispredicted data to reinforce the CL training. We show that our proposed approach improves DST performance over both a transformer-based and RNN-based DST model (TripPy and TRADE) and achieves new state-of-the-art results on WOZ2.0 and MultiWOZ2.1.

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Partner Matters! An Empirical Study on Fusing Personas for Personalized Response Selection in Retrieval-Based Chatbots

Persona can function as the prior knowledge for maintaining the consistency of dialogue systems. Most of previous studies adopted the self persona in dialogue whose response was about to be selected from a set of candidates or directly generated, but few have noticed the role of partner in dialogue. This paper makes an attempt to thoroughly explore the impact of utilizing personas that describe either self or partner speakers on the task of response selection in retrieval-based chatbots. Four persona fusion strategies are designed, which assume personas interact with contexts or responses in different ways. These strategies are implemented into three representative models for response selection, which are based on the Hierarchical Recurrent Encoder (HRE), Interactive Matching Network (IMN) and Bidirectional Encoder Representations from Transformers (BERT) respectively. Empirical studies on the Persona-Chat dataset show that the partner personas neglected in previous studies can improve the accuracy of response selection in the IMN- and BERT-based models. Besides, our BERT-based model implemented with the context-response-aware persona fusion strategy outperforms previous methods by margins larger than 2.7% on original personas and 4.6% on revised personas in terms of hits@1 (top-1 accuracy), achieving a new state-of-the-art performance on the Persona-Chat dataset.

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Improving Pretrained Models for Zero-shot Multi-label Text Classification through Reinforced Label Hierarchy Reasoning

Exploiting label hierarchies has become a promising approach to tackling the zero-shot multi-label text classification (ZS-MTC) problem. Conventional methods aim to learn a matching model between text and labels, using a graph encoder to incorporate label hierarchies to obtain effective label representations \cite{rios2018few}. More recently, pretrained models like BERT \cite{devlin2018bert} have been used to convert classification tasks into a textual entailment task \cite{yin-etal-2019-benchmarking}. This approach is naturally suitable for the ZS-MTC task. However, pretrained models are underexplored in the existing work because they do not generate individual vector representations for text or labels, making it unintuitive to combine them with conventional graph encoding methods. In this paper, we explore to improve pretrained models with label hierarchies on the ZS-MTC task. We propose a Reinforced Label Hierarchy Reasoning (RLHR) approach to encourage interdependence among labels in the hierarchies during training. Meanwhile, to overcome the weakness of flat predictions, we design a rollback algorithm that can remove logical errors from predictions during inference. Experimental results on three real-life datasets show that our approach achieves better performance and outperforms previous non-pretrained methods on the ZS-MTC task.

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Dynamic Hybrid Relation Network for Cross-Domain Context-Dependent Semantic Parsing

Semantic parsing has long been a fundamental problem in natural language processing. Recently, cross-domain context-dependent semantic parsing has become a new focus of research. Central to the problem is the challenge of leveraging contextual information of both natural language utterance and database schemas in the interaction history. In this paper, we present a dynamic graph framework that is capable of effectively modelling contextual utterances, tokens, database schemas, and their complicated interaction as the conversation proceeds. The framework employs a dynamic memory decay mechanism that incorporates inductive bias to integrate enriched contextual relation representation, which is further enhanced with a powerful reranking model. At the time of writing, we demonstrate that the proposed framework outperforms all existing models by large margins, achieving new state-of-the-art performance on two large-scale benchmarks, the SParC and CoSQL datasets. Specifically, the model attains a 55.8% question-match and 30.8% interaction-match accuracy on SParC, and a 46.8% question-match and 17.0% interaction-match accuracy on CoSQL.

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Learning to Retrieve Entity-Aware Knowledge and Generate Responses with Copy Mechanism for Task-Oriented Dialogue Systems

Task-oriented conversational modeling with unstructured knowledge access, as track 1 of the 9th Dialogue System Technology Challenges (DSTC 9), requests to build a system to generate response given dialogue history and knowledge access. This challenge can be separated into three subtasks, (1) knowledge-seeking turn detection, (2) knowledge selection, and (3) knowledge-grounded response generation. We use pre-trained language models, ELECTRA and RoBERTa, as our base encoder for different subtasks. For subtask 1 and 2, the coarse-grained information like domain and entity are used to enhance knowledge usage. For subtask 3, we use a latent variable to encode dialog history and selected knowledge better and generate responses combined with copy mechanism. Meanwhile, some useful post-processing strategies are performed on the model's final output to make further knowledge usage in the generation task. As shown in released evaluation results, our proposed system ranks second under objective metrics and ranks fourth under human metrics.

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Exploring End-to-End Differentiable Natural Logic Modeling

We explore end-to-end trained differentiable models that integrate natural logic with neural networks, aiming to keep the backbone of natural language reasoning based on the natural logic formalism while introducing subsymbolic vector representations and neural components. The proposed model adapts module networks to model natural logic operations, which is enhanced with a memory component to model contextual information. Experiments show that the proposed framework can effectively model monotonicity-based reasoning, compared to the baseline neural network models without built-in inductive bias for monotonicity-based reasoning. Our proposed model shows to be robust when transferred from upward to downward inference. We perform further analyses on the performance of the proposed model on aggregation, showing the effectiveness of the proposed subcomponents on helping achieve better intermediate aggregation performance.

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