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Xiaohu You

Publications and source records attributed to Xiaohu You.

At least 73 records · Page 4Linked to original sources

MSE-Based Training and Transmission Optimization for MIMO ISAC Systems

In this paper, we investigate a multiple-input multiple-output (MIMO) integrated sensing and communication (ISAC) system under typical block-fading channels. As a non-trivial extension to most existing works on ISAC, both the training and transmission signals sent by the ISAC transmitter are exploited for sensing. Specifically, we develop two training and transmission design schemes to minimize a weighted sum of the mean-squared errors (MSEs) of data transmission and radar target response matrix (TRM) estimation. For the former, we first optimize the training signal for simultaneous communication channel and radar TRM estimation. Then, based on the estimated instantaneous channel state information (CSI), we propose an efficient majorization-minimization (MM)-based robust ISAC transmission design, where a semi-closed form solution is obtained in each iteration. For the second scheme, the ISAC transmitter is assumed to have statistical CSI only for reducing the feedback overhead. With CSI statistics available, we integrate the training and transmission design into one single problem and propose an MM-based alternating algorithm to find a high-quality solution. In addition, we provide alternative structured and low-complexity solutions for both schemes under certain special cases. Finally, simulation results demonstrate that the radar performance is significantly improved compared to the existing scheme that integrates sensing into the transmission stage only. Moreover, it is verified that the investigated two schemes have advantages in terms of communication and sensing performances, respectively.

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Efficient Information Geometry Approach for Massive MIMO-OFDM Channel Estimation

We investigate the channel estimation for massive multiple-input multiple-output orthogonal frequency division multiplexing (MIMO-OFDM) systems. We revisit the information geometry approach (IGA) for massive MIMO-OFDM channel estimation. By using the constant magnitude property of the entries of the measurement matrix, we find that the second-order natural parameters of the distributions on all the auxiliary manifolds are equivalent to each other, and the first-order natural parameters are asymptotically equivalent to each other at the fixed point. Motivated by these results, we simplify the process of IGA and propose an efficient IGA (EIGA) for massive MIMO-OFDM channel estimation, which allows efficient implementation with fast Fourier transformation (FFT). We then establish a sufficient condition of its convergence and accordingly find a range of the damping factor for the convergence. We show that this range of damping factor is sufficiently wide by using the specific properties of the measurement matrices. Further, we prove that at the fixed point, the a posteriori mean obtained by EIGA is asymptotically optimal. Simulations confirm that EIGA can achieve the optimal performance with low complexity in a limited number of iterations.

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A New Heterogeneous Hybrid Massive MIMO Receiver with An Intrinsic Ability of Removing Phase Ambiguity of DOA Estimation via Machine Learning

Massive multiple input multiple output (MIMO) antenna arrays eventuate a huge amount of circuit costs and computational complexity. To satisfy the needs of high precision and low cost in future green wireless communication, the conventional Hybrid analog and digital MIMO receive structure emerges a natural choice. But it exists an issue of the phase ambiguity in direction of arrival (DOA) estimation and requires at least two time-slots to complete one-time DOA measurement with the first time-slot generating the set of candidate solutions and the remaining ones to find a true direction by received beamforming over this set. This will lead to a low time-efficiency. To address this problem, a new heterogeneous sub-connected hybrid analog and digital (HAD) MIMO structure is proposed with an intrinsic ability of removing phase ambiguity and a corresponding new framework is developed to implement a rapid high-precision DOA estimation using only single time-slot. This framework consists of two steps: 1) form a set of candidate solutions using existing methods like MUSIC) find the class of the true solutions and compute the class mean. To infer the set of true solutions, we propose two new clustering methods: weight global minimum distance (WGMD) and weight local minimum distance (WLMD). And, we also enhance two classic clustering methods: accelerating local weighted k-means (ALW-K-means) and improved density. Additionally, the corresponding closed-form expression of Cramer-Rao lower bound (CRLB) is derived. Simulation results show that the proposed frameworks using the above four clustering can approach the CRLB at almost all SNR regions except for extremely low SNR. Four clustering methods have an accuracy decreasing order as follows: WGMD, improved DBSCAN, ALW-K-means and WLMD.

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Exploit High-Dimensional RIS Information to Localization: What Is the Impact of Faulty Element?

This paper proposes a novel localization algorithm using the reconfigurable intelligent surface (RIS) received signal, i.e., RIS information. Compared with BS received signal, i.e., BS information, RIS information offers higher dimension and richer feature set, thereby providing an enhanced capacity to distinguish positions of the mobile users (MUs). Additionally, we address a practical scenario where RIS contains some unknown (number and places) faulty elements that cannot receive signals. Initially, we employ transfer learning to design a two-phase transfer learning (TPTL) algorithm, designed for accurate detection of faulty elements. Then our objective is to regain the information lost from the faulty elements and reconstruct the complete high-dimensional RIS information for localization. To this end, we propose a transfer-enhanced dual-stage (TEDS) algorithm. In \emph{Stage I}, we integrate the CNN and variational autoencoder (VAE) to obtain the RIS information, which in \emph{Stage II}, is input to the transferred DenseNet 121 to estimate the location of the MU. To gain more insight, we propose an alternative algorithm named transfer-enhanced direct fingerprint (TEDF) algorithm which only requires the BS information. The comparison between TEDS and TEDF reveals the effectiveness of faulty element detection and the benefits of utilizing the high-dimensional RIS information for localization. Besides, our empirical results demonstrate that the performance of the localization algorithm is dominated by the high-dimensional RIS information and is robust to unoptimized phase shifts and signal-to-noise ratio (SNR).

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Wireless Federated Learning over Resource-Constrained Networks: Digital versus Analog Transmissions

To enable wireless federated learning (FL) in communication resource-constrained networks, two communication schemes, i.e., digital and analog ones, are effective solutions. In this paper, we quantitatively compare these two techniques, highlighting their essential differences as well as respectively suitable scenarios. We first examine both digital and analog transmission schemes, together with a unified and fair comparison framework under imbalanced device sampling, strict latency targets, and transmit power constraints. A universal convergence analysis under various imperfections is established for evaluating the performance of FL over wireless networks. These analytical results reveal that the fundamental difference between the digital and analog communications lies in whether communication and computation are jointly designed or not. The digital scheme decouples the communication design from FL computing tasks, making it difficult to support uplink transmission from massive devices with limited bandwidth and hence the performance is mainly communication-limited. In contrast, the analog communication allows over-the-air computation (AirComp) and achieves better spectrum utilization. However, the computation-oriented analog transmission reduces power efficiency, and its performance is sensitive to computation errors from imperfect channel state information (CSI). Furthermore, device sampling for both schemes are optimized and differences in sampling optimization are analyzed. Numerical results verify the theoretical analysis and affirm the superior performance of the sampling optimization.

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Joint MIMO Transceiver and Reflector Design for Reconfigurable Intelligent Surface-Assisted Communication

In this paper, we consider a reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output communication system with multiple antennas at both the base station (BS) and the user. We plan to maximize the achievable rate through jointly optimizing the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix under the constraints of the transmit power at the BS and the unit-modulus reflection at the RIS. Regarding the non-trivial problem form, we initially reformulate it into an considerable problem to make it tractable by utilizing the relationship between the achievable rate and the weighted minimum mean squared error. Next, the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix are alternately optimized. In particular, the optimal transmit precoding matrix and receive combining matrix are obtained in closed forms. Furthermore, a pair of computationally efficient methods are proposed for the RIS reflection matrix, namely the semi-definite relaxation (SDR) method and the successive closed form (SCF) method. We theoretically prove that both methods are ensured to converge, and the SCF-based algorithm is able to converges to a Karush-Kuhn-Tucker point of the problem.

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GLDPC-PC Codes for MIMO Systems with Iterative Detection and Decoding

In this work, we propose the integration of GLDPC codes with short polar-like component codes, termed GLDPC codes with polar component codes (GLDPC-PC). This approach leverages the good distance properties of polar-like codes and mitigates their high decoding latency in long block lengths. A recently proposed soft-input soft-output decoder for polar-like codes enables effective iterative belief propagation decoding for GLDPC-PC, ensuring a low error floor under additive white Gaussian noise channels. Simulation results demonstrate that GLDPC-PC codes achieve significant performance improvements in multiple-input multiple-output systems with iterative detection and decoding (IDD). The proposed GLDPC-PC codes and the IDD scheme can be applied to various scenarios.

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Unlocking Potentials of Near-Field Propagation: ELAA-Empowered Integrated Sensing and Communication

The exploration of extremely large antenna arrays (ELAAs) using high-frequency spectrum has led to a paradigm shift in electromagnetic radiation field, transitioning from the common use case of far-field propagation to near-field propagation. This shift necessitates the modification of the conventional planar-wavefront approximation to more accurate spherical waves, exerting a profound impact on wireless transmission technologies encompassing communication and sensing. Concurrently, integrated sensing and communication (ISAC) has gained prominence in the context of the sixth-generation (6G) wireless networks owing to its ability to cater to the ever-increasing demands of future networks. In line with this evolving trend, this article presents a systematical investigation on ELAA-empowered near-field ISAC. We begin by introducing the fundamentals of near-field propagation with an emphasis on its double-edged effects to near-field communications. Then, we turn to near-field sensing and expound upon various typical applications. Following the separate elaborations on communications and sensing, we articulate in-depth advantages of ELAA-empowered ISAC in near field, particularly including featured opportunities arising from the dual-functional integrations, potential ISAC applications benefiting from the additional degrees-of-freedom in near field, and enablements of other complementary technologies. Finally, we outline key technical challenges that merit further exploration in the realm of ELAA-empowered near-field ISAC.

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NMBEnet: Efficient Near-field mmWave Beam Training for Multiuser OFDM Systems Using Sub-6 GHz Pilots

Combining millimetre-wave (mmWave) communications with an extremely large-scale antenna array (ELAA) presents a promising avenue for meeting the spectral efficiency demands of the future sixth generation (6G) mobile communications. However, beam training for mmWave ELAA systems is challenged by excessive pilot overheads as well as insufficient accuracy, as the huge near-field codebook has to be accounted for. In this paper, inspired by the similarity between far-field sub-6 GHz channels and near-field mmWave channels, we propose to leverage sub-6 GHz uplink pilot signals to directly estimate the optimal near-field mmWave codeword, which aims to reduce pilot overhead and bypass the channel estimation. Moreover, we adopt deep learning to perform this dual mapping function, i.e., sub-6 GHz to mmWave, far-field to near-field, and a novel neural network structure called NMBEnet is designed to enhance the precision of beam training. Specifically, when considering the orthogonal frequency division multiplexing (OFDM) communication scenarios with high user density, correlations arise both between signals from different users and between signals from different subcarriers. Accordingly, the convolutional neural network (CNN) module and graph neural network (GNN) module included in the proposed NMBEnet can leverage these two correlations to further enhance the precision of beam training.

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Learning Wireless Data Knowledge Graph for Green Intelligent Communications: Methodology and Experiments

Intelligent communications have played a pivotal role in shaping the evolution of 6G networks. Native artificial intelligence (AI) within green communication systems must meet stringent real-time requirements. To achieve this, deploying lightweight and resource-efficient AI models is necessary. However, as wireless networks generate a multitude of data fields and indicators during operation, only a fraction of them imposes significant impact on the network AI models. Therefore, real-time intelligence of communication systems heavily relies on a small but critical set of the data that profoundly influences the performance of network AI models. These challenges underscore the need for innovative architectures and solutions. In this paper, we propose a solution, termed the pervasive multi-level (PML) native AI architecture, which integrates the concept of knowledge graph (KG) into the intelligent operational manipulations of mobile networks, resulting in the establishment of a wireless data KG. Leveraging the wireless data KG, we characterize the massive and complex data collected from wireless communication networks and analyze the relationships among various data fields. The obtained graph of data field relations enables the on-demand generation of minimal and effective datasets, referred to as feature datasets, tailored to specific application requirements. Consequently, this architecture not only enhances AI training, inference, and validation processes but also significantly reduces resource wastage and overhead for communication networks. To implement this architecture, we have developed a specific solution comprising a spatio-temporal heterogeneous graph attention neural network model (STREAM) as well as a feature dataset generation algorithm. Experiments are conducted to validate the effectiveness of the proposed architecture.

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Spatially Correlated RIS-Aided Secure Massive MIMO Under CSI and Hardware Imperfections

This paper investigates the integration of a reconfigurable intelligent surface (RIS) into a secure multiuser massive multiple-input multiple-output (MIMO) system in the presence of transceiver hardware impairments (HWI), imperfect channel state information (CSI), and spatially correlated channels. We first introduce a linear minimum-mean-square error estimation algorithm for the aggregate channel by considering the impact of transceiver HWI and RIS phase-shift errors. Then, we derive a lower bound for the achievable ergodic secrecy rate in the presence of a multi-antenna eavesdropper when artificial noise (AN) is employed at the base station (BS). In addition, the obtained expressions of the ergodic secrecy rate are further simplified in some noteworthy special cases to obtain valuable insights. To counteract the effects of HWI, we present a power allocation optimization strategy between the confidential signals and AN, which admits a fixed-point equation solution. Our analysis reveals that a non-zero ergodic secrecy rate is preserved if the total transmit power decreases no faster than $1/N$, where $N$ is the number of RIS elements. Moreover, the ergodic secrecy rate grows logarithmically with the number of BS antennas $M$ and approaches a certain limit in the asymptotic regime $N\rightarrow\infty$. Simulation results are provided to verify the derived analytical results. They reveal the impact of key design parameters on the secrecy rate. It is shown that, with the proposed power allocation strategy, the secrecy rate loss due to HWI can be counteracted by increasing the number of low-cost RIS elements.

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A Tutorial on Near-Field XL-MIMO Communications Towards 6G

Extremely large-scale multiple-input multiple-output (XL-MIMO) is a promising technology for the sixth-generation (6G) mobile communication networks. By significantly boosting the antenna number or size to at least an order of magnitude beyond current massive MIMO systems, XL-MIMO is expected to unprecedentedly enhance the spectral efficiency and spatial resolution for wireless communication. The evolution from massive MIMO to XL-MIMO is not simply an increase in the array size, but faces new design challenges, in terms of near-field channel modelling, performance analysis, channel estimation, and practical implementation. In this article, we give a comprehensive tutorial overview on near-field XL-MIMO communications, aiming to provide useful guidance for tackling the above challenges. First, the basic near-field modelling for XL-MIMO is established, by considering the new characteristics of non-uniform spherical wave (NUSW) and spatial non-stationarity. Next, based on the near-field modelling, the performance analysis of XL-MIMO is presented, including the near-field signal-to-noise ratio (SNR) scaling laws, beam focusing pattern, achievable rate, and degrees-of-freedom (DoF). Furthermore, various XL-MIMO design issues such as near-field beam codebook, beam training, channel estimation, and delay alignment modulation (DAM) transmission are elaborated. Finally, we point out promising directions to inspire future research on near-field XL-MIMO communications.

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Network-Assisted Full-Duplex Cell-Free mmWave Networks: Hybrid MIMO Processing and Multi-Agent DRL-Based Power Allocation

This paper investigates the network-assisted full-duplex (NAFD) cell-free millimeter-wave (mmWave) networks, where the distribution of the transmitting access points (T-APs) and receiving access points (R-APs) across distinct geographical locations mitigates cross-link interference, facilitating the attainment of a truly flexible duplex mode. To curtail deployment expenses and power consumption for mmWave band operations, each AP incorporates a hybrid digital-analog structure encompassing precoder/combiner functions. However, this incorporation introduces processing intricacies within channel estimation and precoding/combining design. In this paper, we first present a hybrid multiple-input multiple-output (MIMO) processing framework and derive explicit expressions for both uplink and downlink achievable rates. Then we formulate a power allocation problem to maximize the weighted bidirectional sum rates. To tackle this non-convex problem, we develop a collaborative multi-agent deep reinforcement learning (MADRL) algorithm called multi-agent twin delayed deep deterministic policy gradient (MATD3) for NAFD cell-free mmWave networks. Specifically, given the tightly coupled nature of both uplink and downlink power coefficients in NAFD cell-free mmWave networks, the MATD3 algorithm resolves such coupled conflicts through an interactive learning process between agents and the environment. Finally, the simulation results validate the effectiveness of the proposed channel estimation methods within our hybrid MIMO processing paradigm, and demonstrate that our MATD3 algorithm outperforms both multi-agent deep deterministic policy gradient (MADDPG) and conventional power allocation strategies.

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Secure Outage Analysis for RIS-Aided MISO Systems with Randomly Located Eavesdroppers

In this paper, we consider the physical layer security of an RIS-assisted multiple-antenna communication system with randomly located eavesdroppers. The exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and a closed-form expression for the secrecy outage probability (SOP) is obtained. It is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, and the impact of the transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. We also perform an analytical study demonstrating that the secrecy diversity order depends on the path loss exponent of the RIS-to-ground links. Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations.

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Large Generative Model Assisted 3D Semantic Communication

Semantic Communication (SC) is a novel paradigm for data transmission in 6G. However, there are several challenges posed when performing SC in 3D scenarios: 1) 3D semantic extraction; 2) Latent semantic redundancy; and 3) Uncertain channel estimation. To address these issues, we propose a Generative AI Model assisted 3D SC (GAM-3DSC) system. Firstly, we introduce a 3D Semantic Extractor (3DSE), which employs generative AI models, including Segment Anything Model (SAM) and Neural Radiance Field (NeRF), to extract key semantics from a 3D scenario based on user requirements. The extracted 3D semantics are represented as multi-perspective images of the goal-oriented 3D object. Then, we present an Adaptive Semantic Compression Model (ASCM) for encoding these multi-perspective images, in which we use a semantic encoder with two output heads to perform semantic encoding and mask redundant semantics in the latent semantic space, respectively. Next, we design a conditional Generative adversarial network and Diffusion model aided-Channel Estimation (GDCE) to estimate and refine the Channel State Information (CSI) of physical channels. Finally, simulation results demonstrate the advantages of the proposed GAM-3DSC system in effectively transmitting the goal-oriented 3D scenario.

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Digital versus Analog Transmissions for Federated Learning over Wireless Networks

In this paper, we quantitatively compare these two effective communication schemes, i.e., digital and analog ones, for wireless federated learning (FL) over resource-constrained networks, highlighting their essential differences as well as their respective application scenarios. We first examine both digital and analog transmission methods, together with a unified and fair comparison scheme under practical constraints. A universal convergence analysis under various imperfections is established for FL performance evaluation in wireless networks. These analytical results reveal that the fundamental difference between the two paradigms lies in whether communication and computation are jointly designed or not. The digital schemes decouple the communication design from specific FL tasks, making it difficult to support simultaneous uplink transmission of massive devices with limited bandwidth. In contrast, the analog communication allows over-the-air computation (AirComp), thus achieving efficient spectrum utilization. However, computation-oriented analog transmission reduces power efficiency, and its performance is sensitive to computational errors. Finally, numerical simulations are conducted to verify these theoretical observations.

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Lightweight Deep Learning Based Channel Estimation for Extremely Large-Scale Massive MIMO Systems

Extremely large-scale massive multiple-input multiple-output (XL-MIMO) systems introduce the much higher channel dimensionality and incur the additional near-field propagation effect, aggravating the computation load and the difficulty to acquire the prior knowledge for channel estimation. In this article, an XL-MIMO channel network (XLCNet) is developed to estimate the high-dimensional channel, which is a universal solution for both the near-field users and far-field users with different channel statistics. Furthermore, a compressed XLCNet (C-XLCNet) is designed via weight pruning and quantization to accelerate the model inference as well as to facilitate the model storage and transmission. Simulation results show the performance superiority and universality of XLCNet. Compared to XLCNet, C-XLCNet incurs the limited performance loss while reducing the computational complexity and model size by about $10 \times$ and $36 \times$, respectively.

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6G Network AI Architecture for Everyone-Centric Customized Services

Mobile communication standards were developed for enhancing transmission and network performance by using more radio resources and improving spectrum and energy efficiency. How to effectively address diverse user requirements and guarantee everyone's Quality of Experience (QoE) remains an open problem. The Sixth Generation (6G) mobile systems will solve this problem by utilizing heterogenous network resources and pervasive intelligence to support everyone-centric customized services anywhere and anytime. In this article, we first coin the concept of Service Requirement Zone (SRZ) on the user side to characterize and visualize the integrated service requirements and preferences of specific tasks of individual users. On the system side, we further introduce the concept of User Satisfaction Ratio (USR) to evaluate the system's overall service ability of satisfying a variety of tasks with different SRZs. Then, we propose a network Artificial Intelligence (AI) architecture with integrated network resources and pervasive AI capabilities for supporting customized services with guaranteed QoEs. Finally, extensive simulations show that the proposed network AI architecture can consistently offer a higher USR performance than the cloud AI and edge AI architectures with respect to different task scheduling algorithms, random service requirements, and dynamic network conditions.

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