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Xiaokui Xiao

Publications and source records attributed to Xiaokui Xiao.

At least 19 recordsLinked to original sources

IntentGEO: Intent-aware Generative Engine Optimization for Recommendation

Large language models (LLMs) increasingly shape recommendations across chatbots, e-commerce, and user-generated content (UGC) platforms, creating demand for Generative Engine Optimization (GEO) to improve item visibility in generated responses. Existing GEO studies are mainly content-centric, optimizing visibility under general-purpose queries. However, a shared item description usually serves users with different needs and decision goals, resulting in its visibility gains being dependent on the request. To investigate how changing intent affects visibility, we formulate IntentGEO to evaluate shared rewrites across need specificity and decision progression. We revisit existing GEO methods and find that their visibility gains vary across user intents. More critically, learning-based prompt optimization can underperform its handwritten seed on average. Tracing these updates reveals prompt drift from explicit recommendation instructions toward generic promotional tactics. To address this drift, we propose AMO (Anchored Meta-Optimization), which preserves recommendation instructions in a fixed core while learning appended strategies from citation feedback. Across four domains and ten intent states, AMO improves average citation-rank gain by 35% over the strongest prior learning-based baseline and leads on nine states. Ablations show that learned additions improve on the fixed core alone and that AMO outperforms full-prompt optimization initialized from that core. It also achieves the highest gains in an agentic recommendation pipeline and, after separate adaptation, on Doubao, a commercially deployed, closed-source online assistant. These findings highlight user intent as a key dimension of GEO evaluation and support anchored adaptation across recommendation needs and decision stages.

cs.IR↗

QuasiLeak-Bench: Evaluating LLM-Based Privacy Detectors on Policy-Conditioned Quasi-Evidence Group Recovery

Natural language messages often contain quasi-identifiers that are weak in isolation but can jointly reveal an individual's private attributes. We call such a jointly revealing set of cues a quasi-evidence group. Existing privacy benchmarks focus on explicit identifiers, attribute inference, or task-driven disclosures, leaving inference from quasi-evidence groups largely unmeasured. In practice, whether exposing such a quasi-evidence group violates privacy also depends on sender-specified disclosure policies. We introduce QuasiLeak-Bench, a benchmark for policy-conditioned quasi-evidence group recovery, which evaluates whether detectors recover complete quasi-evidence groups and flag the disclosures the given policy prohibits. To obtain reliable ground truth at scale, a reverse-construction pipeline first selects weak quasi-identifiers, composes them into quasi-evidence groups verified to jointly reveal a target attribute, and generates documents around this evidence, followed by automated quality control. Experiments show that existing privacy detectors transfer poorly to QuasiLeak-Bench, and locally deployable LLM-based detectors fall far behind proprietary models, mainly because they miss most quasi-evidence groups altogether. However, a 4B model fine-tuned on our training split surpasses the strongest prompted model on held-out documents, showing that the task is learnable.

cs.CL↗

CODA: Cohort- and Drift-aware Foundation Model for Multimodal Clinical Reasoning

Recent advances in multimodal foundation models have demonstrated strong performance across diverse clinical tasks. However, existing approaches predominantly operate at the individual sample level and fail to model the interplay between population-level cohort patterns and patient-specific variation that underlie real-world clinical reasoning. In practice, clinicians routinely reason through patient cohorts sharing similar demographic, physiological, or pathological characteristics, while accounting for patient-specific deviations from the group prototype. Motivated by this gap, we propose CODA, a cohort- and drift-aware foundation model for multimodal clinical reasoning. CODA explicitly integrates cohort structure into the modeling pipeline through two complementary mechanisms: cohort-aware population stratification and drift-aware individual adaptation. In particular, we leverage reinforcement learning to discover clinically meaningful patient cohorts, and further model each patient's deviation from cohort prototypes as a structured drift signal encoding fine-grained individual heterogeneity. These cohort- and drift-aware representations are incorporated into the foundation model to enable reasoning that is simultaneously informed by population-level patterns and sensitive to individual-level variation. Extensive experiments on real-world electronic health record (EHR) benchmarks demonstrate that CODA achieves consistent effectiveness and strong generalizability across diverse clinical tasks, including closed-QA, open-QA, and report generation.

cs.AI↗

VoteGEO-Bench: Measuring the Impact of Generative Engine Optimization on Electoral Visibility

Large language models (LLMs) are increasingly used for election information, yet little is known about how external web content shapes the political information they present. Generative engine optimization (GEO) rewrites web content to improve its visibility in generated responses. To investigate its potential risks in voting scenarios (VoteGEO), we introduce VoteGEO-Bench, a benchmark covering the 2024 U.S. presidential election and the 2026 Japanese House of Representatives election, combining election-related queries, historical webpages, and voter personas. We first analyze sources cited by generative engines and find that many citations come from lower-cost owned and open-platform sources, while some webpages remain visible across days. We then evaluate 11 rewriting strategies in 4 categories, examining target specification, effectiveness across engines and elections, and the role of voter personas. Rewriting without specifying a target rarely increases target exposure, whereas target-specified rewriting more often does. Strategies that improve page organization or strengthen a position through argumentation yield greater gains than adding supporting evidence or changing wording. For the two strongest strategies, gains remain broadly positive across evaluated U.S. personas, but persona conditioning shows no consistent effect on these gains. Explicit partisan identities can create baseline exposure gaps larger than the gain from rewriting one webpage. When partisanship is implicit in the voter profile, baseline shifts depend on how strongly the engine responds to that signal.

cs.IR↗

Understanding ChatGPT Citations: Evidence from Production Web Search Across Model Generations

Generative engines such as ChatGPT Web retrieve webpages to answer user queries, but only a subset are shown as citations. Understanding this retrieval-to-citation process is important for generative engine optimization (GEO), which aims to improve content visibility in generative-engine responses. However, prior studies mainly analyze final responses, leaving the internal execution process and its variation across model settings less understood. To this end, we conduct an observational study of four ChatGPT Web settings from ChatGPT 5.2 to 5.5, covering Instant and Thinking modes at the URL, hostname, and entity levels. We examine how ChatGPT rewrites queries, retrieves candidate webpages, and selects references. The Instant settings remain mostly single-round, while GPT-5.4 Thinking frequently performs multiple retrieval rounds. Across repeated runs, candidates retrieved more often are also more likely to be cited. We then evaluate Google Search and the OpenAI Responses API as external proxies. Responses API candidates provide broader coverage, while its citations more closely match sources cited by ChatGPT Web. Both proxies match ChatGPT Web better at the hostname and entity levels than at the exact-URL level. Even when combined, they recover only about one quarter of cited URLs. We further test whether these external signals remain predictive when combined. Within the external candidate set, a supervised model combining them reaches AUCs above 0.74 for GPT-5.3 and GPT-5.5 at all three levels. These findings suggest that GEO should distinguish retrieval visibility from citation visibility, account for rewritten queries and run-to-run variation, and consider hostname- and entity-level presence in addition to exact URLs. Differences across settings also suggest that GEO strategies should be re-evaluated when the deployed setting or serving environment changes.

cs.IR↗

BetweenCut: Private Heavy-Node Classification with Doubly Logarithmic Error in Tree Height

Finding heavy nodes in a tree---those whose counts exceed a given threshold---is a building block for analysis and learning over structured data. Achieving record-level differential privacy (DP) without sacrificing accuracy is challenging because each record contributes to counts along an entire root-to-leaf path, allowing privacy costs to accumulate across levels. Existing methods account for the multiple threshold comparisons for each record incur additive error margins of $Ω_{\varepsilon,δ}(\log h)$ or $Ω_{\varepsilon,δ}(\sqrt{\log h})$ for tree height $h$. We introduce \textsc{BetweenCut}, an $(\varepsilon,δ)$-DP algorithm with an additive error margin of $O_{\varepsilon,δ}(\log\log h)$, improving the existing bounds for deep trees. This error holds simultaneously for all nodes and is independent of the input database size.

cs.CR↗

Clarify the User or Verify the World? Uncertainty Routing for Proactive Agents

Tool-using LLM agents must decide not only whether additional information is needed, but also which source can resolve the uncertainty. Existing proactive approaches often specialize in either user clarification or environment verification, without explicitly determining the appropriate information source for each decision. We formulate this problem as uncertainty routing among ACT, CLARIFY, and VERIFY, and propose PROUR, a proactive uncertainty routing framework. PROUR decomposes action uncertainty into disagreement across plausible user-goal interpretations, which signals user-side ambiguity, and the entropy remaining within each interpretation, which signals missing world-side evidence. To acquire information from the routed source, a query generator is trained with a mode-conditioned information-gain reward, targeting user-goal identification under CLARIFY and next-action identification under VERIFY. On $τ$-bench, PROUR achieves 28.17% average success rate across retail and airline, outperforming the strongest prior method by 4.57% while using 2.17 fewer interaction steps. The learned policy further generalizes to stronger task agents and transactional domains of $τ^3$-bench without retraining, demonstrating the benefit of source-aligned uncertainty resolution for proactive agents.

cs.AI↗

LogicTree-RAG: Logic Tree-guided Retrieval-Augmented Generation for Long-form Patent Drafting

Long-form technical text generation underpins knowledge-intensive workflows, yet remains challenging for large language models (LLMs) due to the need for globally consistent logical structuring and faithful technical reasoning beyond local coherence. Patent drafting is a canonical instance of this challenge, demanding holistic generation of a legally compliant and technically exhaustive document through sustained multi-expert collaboration. Existing approaches often focus on partial section generation or rely on manually crafted outlines, limiting scalable automation in realistic settings. In this work, we propose LogicTree-RAG, a logic tree-guided retrieval-augmented generation framework that induces a hierarchical logic tree as a global organizational backbone to organize and ground technical disclosures, without relying on expert-defined drafting priors. Each node in the logic tree represents a technical element and is constructed through evidence-guided recursive generation. A hybrid traversal mechanism then maps the logic tree into patent sections, enabling controllable and section-balanced generation. Extensive experiments show that LogicTree-RAG consistently improves content quality and language conformity over strong LLM-based baselines and achieves longer structured generation with high token efficiency, demonstrating the effectiveness of logic-centric generation for complex technical document drafting.

cs.AI↗

Benchmarking Text-to-SQL under Role-Based Access Control

Given a database S and a natural language question Q, text-to-SQL systems aim to generate an SQL query that correctly answers Q when executed against S. Currently, popular text-to-SQL benchmarks mostly assume unrestricted access to S; in practice, however, user access is often restricted, e.g., through role-based access control (RBAC) policies. This leads to a potential disconnect between benchmarking results and real-world performance: an LLM with high benchmark scores might perform poorly in an access-controlled environment, by frequently violating RBAC, or rejecting a query q that could be answered with only permitted data in S. Motivated by this, we present a comprehensive text-to-SQL benchmarking framework with realistic RBAC constraints, which features an LLM-assisted workflow that augments existing text-to-SQL benchmarks with plausible user roles and access policies. To do so, we formulate the problem of role synthesis as a structured reasoning process over the database schema, in which the LLM first infers the application context from the schema, and then derives role responsibilities and access scopes consistent with this context. This process is audited by human-in-the-loop quality control, in which domain experts perform metric-guided screening on the generated roles. Besides the augmented dataset, the proposed framework also contains evaluation metrics that identify RBAC-specific failure modes, and disentangle SQL utility from access-control compliance. We apply the proposed framework to several widely-used benchmarks, and conduct a systematic empirical study of state-of-the-art text-to-SQL systems. The results show that many solutions (especially open-weight LLMs) with high benchmarking scores under an unrestricted setting suffer sharp performance degradation once access constraints are in place, due to frequent RBAC violations.

cs.DB↗

Distributed and Private Textual Data Synthesis from Embeddings

We revisit differentially private (DP) text synthesis in the realistic setting of distributed users, where privacy concerns preclude a trusted curator with access to raw user texts. Existing DP text synthesis pipelines are designed for a trusted, centralized curator and often cannot be deployed in distributed settings due to unrealistic trust and access assumptions; when adapted naively, they require repeated, tightly synchronized user participation and incur significant overhead. To address this gap, we propose a DP--cryptography co-design for textual data synthesis that requires no trusted curator and requires only lightweight user participation. Our approach has two optimized components. First, we design a distributed-friendly DP synthesis algorithm that releases a one-time DP summary in an embedding space: it identifies frequent semantic regions and releases their DP centroids, enabling training-free, non-iterative offline text synthesis. We further introduce semantic support protection, which ensures the released summary avoids semantic neighborhoods of infrequent texts, reducing the risk of exposing rare user data. Second, we develop a custom secure protocol that implements this algorithm over distributed user data, enforcing end-to-end DP guarantees without requiring a trusted curator. On four benchmarks, we achieve utility comparable to the state-of-the-art centralized DP synthesis method.

cs.CR↗

FESC: Remodeling Long-Context Private Inference with Encrypted State-Space Models

Processing long, sensitive documents with machine-learning models requires efficient, privacy-preserving long-context inference. Prior private inference systems optimize or distribute encrypted Transformer attention, but its quadratic token-pair work remains the bottleneck as sequence length grows. Selective state-space models (SSMs) offer linear-time recurrence, yet direct encrypted implementation incurs linear multiplicative depth, sequence-wide state residency, or dense FHE-MPC conversion. We present Factorized Encrypted Scan-Contract (FESC), a hybrid FHE-MPC system for private long-context selective SSM inference. Its factorized scan-contract keeps input-dependent transitions compact across conversion boundaries, composes them without dense expansion, streams state chunks on demand, and contracts outputs before conversion. We demonstrate interface compatibility of the scan-contract implementation across invariant and selective SSM architectures. For our Mamba-2 instantiation, we design GPU-optimized CKKS kernels for linear computations, MPC protocols for SiLU, softplus, exponential, and RMSNorm, with approximation-aware fine-tuning. To our knowledge, FESC is the first private long-document inference system to complete native end-to-end execution at $L \geq 1{,}024$ on a single GPU. At $L = 2{,}048$, a 12-layer Mamba-base model completes inference in 77.3 minutes on one A100 GPU with a peak memory footprint of 32.7 GB, while maintaining near-plaintext accuracy on the evaluated long-document tasks.

cs.CR↗

F$^2$Agent: Financial Fusion of Agentic Intelligence for Multimodal Trading

With increasingly diverse and heterogeneous information sources, effectively leveraging multimodal data is becoming pivotal for high-quality financial trading. Although recent advancements in Large Language Model (LLM)-based agents have enabled the ingestion of multimodal inputs, existing methods fail to capture nuanced cross-modal dependencies and remain vulnerable to market noise, due to limited multimodal modeling, ineffective fusion mechanisms, and inadequate robustness. To address these challenges, we propose F$^2$Agent, a novel multimodal agentic paradigm driven by the Financial Fusion of Agentic Intelligence. F$^2$Agent first deploys a hierarchy of specialized agents to comprehensively extract modality-specific signals. It further introduces a modality-aware adaptive fusion mechanism coupled with noise-robust consistency regularization to dynamically capture fine-grained inter-modality dependencies and generate noise-resilient trading signals. Extensive experiments on six stocks and cryptocurrency assets demonstrate that F$^2$Agent consistently outperforms 16 competitive baselines across multiple trading metrics, with over 20% relative improvement in annualized return on average. Notably, F$^2$Agent delivers returns of 120.48% on GOOG and 148.41% on TSLA, demonstrating its efficacy and robustness in varying market dynamics.

cs.MA↗

Private Direct Preference Optimization for LLM Alignment

Direct preference optimization (DPO) is now a standard method for aligning large language models (LLMs) using human preference data. Each DPO example contains a prompt and a pair of candidate model responses. While prompts and responses are often public or model-generated, the relative preference between responses reflects subjective judgments and can reveal sensitive attributes of annotators or end users. Off-the-shelf privacy-preserving approaches are not well matched to this structure, leading to unnecessary noise injection and biased updates in training. In this paper, we formalize preference privacy, a label-DP-style privacy notion for DPO that protects only the relative preference between candidate responses, assuming an adversary who already knows the prompt and responses. We then design PrivDPO, a DPO variant that enforces preference privacy while remaining compatible with large-scale LLM training. Our main observation is that, for neighboring examples differing only in their preference signal, the gradient difference lies on a one-dimensional preference axis determined solely by the text; all preference information flows through this axis. PrivDPO adds calibrated randomness only along this axis via an unbiased randomized rescaling of the DPO objective, avoiding per-example gradient operations. Our experiments on three alignment benchmarks and three LLM families show that PrivDPO consistently achieves strong privacy-utility trade-offs compared with privacy-preserving baselines.

cs.CR↗

Parameterized Fair Resource Allocation under Diversity Constraints

Resource allocation across multiple agent groups arises in many applications including e-commerce recommendation systems, housing assignment, and course allocation, and is commonly formulated as an optimization problem with diversity constraints to ensure group fairness. Existing approaches typically enforce these constraints as hard conditions, which overly restrict the feasible solution space and often lead to suboptimal allocations. In this paper, we propose PRA, a parameterized framework for fair resource allocation under diversity constraints. Inspired by the use of risk-aversion parameters in economic models, PRA introduces a set of controllable inequality-aversion parameters to softly regulate group-level diversity, thereby enabling flexible trade-offs between fairness and allocation efficiency. With appropriately calibrated parameters, PRA yields fairness-optimal assignments that comply with the specified diversity constraints. To accommodate additional application-specific constraints, we further extend the framework to an adaptive variant, APRA. We establish that the optimality of both PRA and APRA holds regardless of the chosen fairness metric and the nature of the additional constraints, underscoring the generality and robustness of our approach. Extensive experiments on three real-world applications demonstrate that our proposed framework consistently outperforms existing baselines in both effectiveness and robustness.

cs.SI↗

SCOPE: Cost-Efficient Model Selection for Compound AI Systems under Quality Constraints

A compound AI system consists of multiple LLM modules, together handling complex and multi-step tasks that exceed the capabilities of a single model. Existing systems often use a single expensive LLM across all modules to improve the result quality of the whole system. However, this configuration incurs prohibitive costs, particularly for data management and analytics tasks at scale, such as data manipulation. To this end, we formalize the problem of constrained LLM selection for compound AI systems, leveraging the diverse pricing and capabilities of different LLMs to achieve competitive quality at lower cost. Given a query dataset and a user-specified quality threshold, we aim to select an LLM for each module to minimize the system's average cost while ensuring that overall quality meets the required threshold. To solve this problem, we propose SCOPE, a cost-efficient optimization algorithm. Unlike existing approaches that rely on expensive dataset-level evaluations, SCOPE exploits per-query results to rapidly estimate the system's cost and quality, and constructs confidence bounds to guide the search for promising LLM combinations. Furthermore, SCOPE provides theoretical guarantees for meeting the quality threshold and achieving near-optimal average cost. We evaluate SCOPE against 7 baselines on three data processing tasks, demonstrating that it outperforms all baselines. Under the same search budget and quality constraint, it finds solutions with up to $20\times$ lower cost than the best competitor during the search and achieves up to $6\times$ lower final cost in the returned solution.

cs.DB↗

NBQ: Next-Best-Question for Dynamic Profiling

Many real-world conversational settings for knowledge discovery, including podcasts, hiring screens, and marketplaces, require a purpose-driven understanding of a person. We study the Next-Best-Question (NBQ) problem: at each turn, an interviewer should ask the question with the highest expected information gain given what has already been learned and the conversation goal. We propose NBQ, a plug-and-play framework that seeds a diverse pool of candidate questions, maintains a compact and continuously updated user state, adaptively selects the next question within a turn budget, and distills the resulting free-form dialogue into a structured vector-based user profile. As a demanding application, we instantiate NBQ for reciprocal matchmaking, where compatibility must be mutual and each person is modeled by both self-description and counterpart-preference representations. To support large-scale matching, we further introduce QuickMatch, an efficient retrieval layer that recasts reciprocal matching from quadratic pairwise scoring to approximate vector search. Experiments show that NBQ improves user profiling quality by up to 13.6% and 14.0% in AC@T and AR@T, respectively, while QuickMatch accelerates retrieval by up to 22.9x with recall up to 0.989.

cs.AI↗

Visual Graph Scaffolds for Structural Reasoning in Large Language Models

Graphs have been used to enhance large language models (LLMs) for structured reasoning, mostly as external knowledge sources are provided to models at test time. In this paper, we take a different view: the value of graphs for LLMs lie not only in supplying information, but also in organizing reasoning. Inspired by how humans use graph-structured mind maps to organize branching and converging thoughts, we ask whether graphs can serve as an internal form of reasoning assistance. We study this question on multi-hop question answering tasks, where teacher-provided reasoning traces are rewritten as graph mind maps and used to guide a student model. Our experiments reveal a clear modality gap. When graph structures are flattened into text, their benefits become limited once direct answer hints are removed. Under this abstract guidance setting, both reasoning efficiency and answer quality degrade substantially. In contrast, visual graph guidance remains effective without direct answer clues, and its advantage persists after supervised fine-tuning and KL-based distillation. The above findings support the claim that graphs should be studied not only as external knowledge structures for LLMs, but also as visual scaffolds for organizing reasoning.

cs.AI↗

GEM-Bench: A Benchmark for Ad-Injected Response Generation within Generative Engine Marketing

Generative Engine Marketing (GEM) is an emerging ecosystem for monetizing generative engines, such as LLM-based chatbots, by seamlessly integrating relevant advertisements into their responses. At the core of GEM lies the generation and evaluation of ad-injected responses. However, existing benchmarks are not specifically designed for this purpose, which limits future research. To address this gap, we propose GEM-Bench, the first comprehensive benchmark for ad-injected response generation in GEM. GEM-Bench includes three curated datasets covering both chatbot and search scenarios, a metric ontology that captures multiple dimensions of user satisfaction and engagement, and several baseline solutions implemented within an extensible multi-agent framework. Our preliminary results indicate that, while simple prompt-based methods achieve reasonable engagement such as click-through rate, they often reduce user satisfaction. In contrast, approaches that insert ads based on pre-generated ad-free responses help mitigate this issue but introduce additional overhead. These findings highlight the need for future research on designing more effective and efficient solutions for generating ad-injected responses in GEM. The benchmark and all related resources are publicly available at https://gem-bench.org/.

cs.IR↗