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Xiaoying Tang

Publications and source records attributed to Xiaoying Tang.

At least 73 records · Page 4Linked to original sources

Understanding Generalization of Federated Learning: the Trade-off between Model Stability and Optimization

Federated Learning (FL) is a distributed learning approach that trains machine learning models across multiple devices while keeping their local data private. However, FL often faces challenges due to data heterogeneity, leading to inconsistent local optima among clients. These inconsistencies can cause unfavorable convergence behavior and generalization performance degradation. Existing studies often describe this issue through \textit{convergence analysis} on gradient norms, focusing on how well a model fits training data, or through \textit{algorithmic stability}, which examines the generalization gap. However, neither approach precisely captures the generalization performance of FL algorithms, especially for non-convex neural network training. In response, this paper introduces an innovative generalization dynamics analysis framework, namely \textit{Libra}, for algorithm-dependent excess risk minimization, highlighting the trade-offs between model stability and gradient norms. We present Libra towards a standard federated optimization framework and its variants using server momentum. Through this framework, we show that larger local steps or momentum accelerate convergence of gradient norms, while worsening model stability, yielding better excess risk. Experimental results on standard FL settings prove the insights of our theories. These insights can guide hyperparameter tuning and future algorithm design to achieve stronger generalization.

cs.LG↗

KG2QA: Knowledge Graph-enhanced Retrieval-augmented Generation for Communication Standards Question Answering

The rapid evolution of communication technologies has led to an explosion of standards, rendering traditional expert-dependent consultation methods inefficient and slow. To address this challenge, we propose \textbf{KG2QA}, a question answering (QA) framework for communication standards that integrates fine-tuned large language models (LLMs) with a domain-specific knowledge graph (KG) via a retrieval-augmented generation (RAG) pipeline. We construct a high-quality dataset of 6,587 QA pairs from ITU-T recommendations and fine-tune Qwen2.5-7B-Instruct, achieving significant performance gains: BLEU-4 increases from 18.86 to 66.90, outperforming both the base model and Llama-3-8B-Instruct. A structured KG containing 13,906 entities and 13,524 relations is built using LLM-assisted triple extraction based on a custom ontology. In our KG-RAG pipeline, the fine-tuned LLMs first retrieves relevant knowledge from KG, enabling more accurate and factually grounded responses. Evaluated by DeepSeek-V3 as a judge, the KG-enhanced system improves performance across five dimensions, with an average score increase of 2.26\%, demonstrating superior factual accuracy and relevance. Integrated with Web platform and API, KG2QA delivers an efficient and interactive user experience. Our code and data have been open-sourced https://github.com/luozhongze/KG2QA.

cs.CL↗

FLEx: Personalized Federated Learning for Mixture-of-Experts LLMs via Expert Grafting

Federated instruction tuning of large language models (LLMs) is challenged by significant data heterogeneity across clients, demanding robust personalization. The Mixture of Experts (MoE) architecture, where experts can specialize in distinct data patterns, presents a natural architectural solution to this challenge. The inherent sparsity of the MoE architecture, achieved by selectively activating experts, poses a significant challenge to its integration with federated learning (FL). Conventional FL frameworks, designed for dense models, naively aggregate all expert parameters irrespective of their local activation patterns. This naive approach not only undermines MoE's dynamic sparsity but also risks corrupting the world knowledge within pretrained experts. To address this, we propose FLEx (Federated LLMs with Personalized Experts), a novel framework that leverages pretrained MoE-based LLMs for efficient personalization. By aggregating only the shared non-expert parameters, FLEx significantly reduces communication overhead and preserves the world knowledge stored within the frozen pretrained experts. For personalization, we introduce a novel expert grafting mechanism that leverages dynamic sparsity to construct a client-specific expert from selected components of pretrained experts, tailored to local data. This grafted expert is then fine-tuned locally alongside the gating mechanism. This joint training enables the model to learn when to leverage the shared knowledge from frozen experts and when to employ the personalized one. Evaluations on diverse, non-IID instruction tuning datasets show that FLEx consistently outperforms federated baselines on average, while demonstrating strong knowledge preservation on the knowledge-driven benchmark MMLU. Our code is available at \href{https://anonymous.4open.science/r/FLEx-8F12}{\texttt{https://anonymous.4open.science/r/FLEx-8F12}}.

cs.AI↗

LMM-Incentive: Large Multimodal Model-based Incentive Design for User-Generated Content in Web 3.0

Web 3.0 represents the next generation of the Internet, which is widely recognized as a decentralized ecosystem that focuses on value expression and data ownership. By leveraging blockchain and artificial intelligence technologies, Web 3.0 offers unprecedented opportunities for users to create, own, and monetize their content, thereby enabling User-Generated Content (UGC) to an entirely new level. However, some self-interested users may exploit the limitations of content curation mechanisms and generate low-quality content with less effort, obtaining platform rewards under information asymmetry. Such behavior can undermine Web 3.0 performance. To this end, we propose \textit{LMM-Incentive}, a novel Large Multimodal Model (LMM)-based incentive mechanism for UGC in Web 3.0. Specifically, we propose an LMM-based contract-theoretic model to motivate users to generate high-quality UGC, thereby mitigating the adverse selection problem from information asymmetry. To alleviate potential moral hazards after contract selection, we leverage LMM agents to evaluate UGC quality, which is the primary component of the contract, utilizing prompt engineering techniques to improve the evaluation performance of LMM agents. Recognizing that traditional contract design methods cannot effectively adapt to the dynamic environment of Web 3.0, we develop an improved Mixture of Experts (MoE)-based Proximal Policy Optimization (PPO) algorithm for optimal contract design. Simulation results demonstrate the superiority of the proposed MoE-based PPO algorithm over representative benchmarks in the context of contract design. Finally, we deploy the designed contract within an Ethereum smart contract framework, further validating the effectiveness of the proposed scheme.

cs.AI↗

Multi-Physics: A Comprehensive Benchmark for Multimodal LLMs Reasoning on Chinese Multi-Subject Physics Problems

While multimodal LLMs (MLLMs) demonstrate remarkable reasoning progress, their application in specialized scientific domains like physics reveals significant gaps in current evaluation benchmarks. Specifically, existing benchmarks often lack fine-grained subject coverage, neglect the step-by-step reasoning process, and are predominantly English-centric, failing to systematically evaluate the role of visual information. Therefore, we introduce \textbf {Multi-Physics} for Chinese physics reasoning, a comprehensive benchmark that includes 5 difficulty levels, featuring 1,412 image-associated, multiple-choice questions spanning 11 high-school physics subjects. We employ a dual evaluation framework to evaluate 20 different MLLMs, analyzing both final answer accuracy and the step-by-step integrity of their chain-of-thought. Furthermore, we systematically study the impact of difficulty level and visual information by comparing the model performance before and after changing the input mode. Our work provides not only a fine-grained resource for the community but also offers a robust methodology for dissecting the multimodal reasoning process of state-of-the-art MLLMs, and our dataset and code have been open-sourced: https://github.com/luozhongze/Multi-Physics.

cs.CL↗

G$^2$RPO-A: Guided Group Relative Policy Optimization with Adaptive Guidance

Reinforcement Learning with Verifiable Rewards (RLVR) has markedly enhanced the reasoning abilities of large language models (LLMs). Its success, however, largely depends on strong base models with rich world knowledge, yielding only modest improvements for small-size language models (SLMs). To address this limitation, we investigate Guided GRPO, which injects ground-truth reasoning steps into roll-out trajectories to compensate for SLMs' inherent weaknesses. Through a comprehensive study of various guidance configurations, we find that naively adding guidance delivers limited gains. These insights motivate G$^2$RPO-A, an adaptive algorithm that automatically adjusts guidance strength in response to the model's evolving training dynamics. Experiments on mathematical reasoning and code-generation benchmarks confirm that G$^2$RPO-A substantially outperforms vanilla GRPO. Our code and models are available at https://github.com/T-Lab-CUHKSZ/G2RPO-A.

cs.AI↗

Boosting Memory Efficiency in Transfer Learning for High-Resolution Medical Image Classification

The success of large-scale pre-trained models has established fine-tuning as a standard method for achieving significant improvements in downstream tasks. However, fine-tuning the entire parameter set of a pre-trained model is costly. Parameter-efficient transfer learning (PETL) has recently emerged as a cost-effective alternative for adapting pre-trained models to downstream tasks. Despite its advantages, the increasing model size and input resolution present challenges for PETL, as the training memory consumption is not reduced as effectively as the parameter usage. In this paper, we introduce Fine-grained Prompt Tuning plus (FPT+), a PETL method designed for high-resolution medical image classification, which significantly reduces the training memory consumption compared to other PETL methods. FPT+ performs transfer learning by training a lightweight side network and accessing pre-trained knowledge from a large pre-trained model (LPM) through fine-grained prompts and fusion modules. Specifically, we freeze the LPM of interest and construct a learnable lightweight side network. The frozen LPM processes high-resolution images to extract fine-grained features, while the side network employs corresponding down-sampled low-resolution images to minimize the memory usage. To enable the side network to leverage pre-trained knowledge, we propose fine-grained prompts and fusion modules, which collaborate to summarize information through the LPM's intermediate activations. We evaluate FPT+ on eight medical image datasets of varying sizes, modalities, and complexities. Experimental results demonstrate that FPT+ outperforms other PETL methods, using only 1.03% of the learnable parameters and 3.18% of the memory required for fine-tuning an entire ViT-B model. Our code is available on https://github.com/YijinHuang/FPT.

cs.CV↗

AniMer: Animal Pose and Shape Estimation Using Family Aware Transformer

Quantitative analysis of animal behavior and biomechanics requires accurate animal pose and shape estimation across species, and is important for animal welfare and biological research. However, the small network capacity of previous methods and limited multi-species dataset leave this problem underexplored. To this end, this paper presents AniMer to estimate animal pose and shape using family aware Transformer, enhancing the reconstruction accuracy of diverse quadrupedal families. A key insight of AniMer is its integration of a high-capacity Transformer-based backbone and an animal family supervised contrastive learning scheme, unifying the discriminative understanding of various quadrupedal shapes within a single framework. For effective training, we aggregate most available open-sourced quadrupedal datasets, either with 3D or 2D labels. To improve the diversity of 3D labeled data, we introduce CtrlAni3D, a novel large-scale synthetic dataset created through a new diffusion-based conditional image generation pipeline. CtrlAni3D consists of about 10k images with pixel-aligned SMAL labels. In total, we obtain 41.3k annotated images for training and validation. Consequently, the combination of a family aware Transformer network and an expansive dataset enables AniMer to outperform existing methods not only on 3D datasets like Animal3D and CtrlAni3D, but also on out-of-distribution Animal Kingdom dataset. Ablation studies further demonstrate the effectiveness of our network design and CtrlAni3D in enhancing the performance of AniMer for in-the-wild applications. The project page of AniMer is https://luoxue-star.github.io/AniMer_project_page/.

cs.CV↗

Fairness-aware Anomaly Detection via Fair Projection

Unsupervised anomaly detection is a critical task in many high-social-impact applications such as finance, healthcare, social media, and cybersecurity, where demographics involving age, gender, race, disease, etc, are used frequently. In these scenarios, possible bias from anomaly detection systems can lead to unfair treatment for different groups and even exacerbate social bias. In this work, first, we thoroughly analyze the feasibility and necessary assumptions for ensuring group fairness in unsupervised anomaly detection. Second, we propose a novel fairness-aware anomaly detection method FairAD. From the normal training data, FairAD learns a projection to map data of different demographic groups to a common target distribution that is simple and compact, and hence provides a reliable base to estimate the density of the data. The density can be directly used to identify anomalies while the common target distribution ensures fairness between different groups. Furthermore, we propose a threshold-free fairness metric that provides a global view for model's fairness, eliminating dependence on manual threshold selection. Experiments on real-world benchmarks demonstrate that our method achieves an improved trade-off between detection accuracy and fairness under both balanced and skewed data across different groups.

cs.LG↗

VIGIL: Vision-Language Guided Multiple Instance Learning Framework for Ulcerative Colitis Histological Healing Prediction

Objective: Ulcerative colitis (UC), characterized by chronic inflammation with alternating remission-relapse cycles, requires precise histological healing (HH) evaluation to improve clinical outcomes. To overcome the limitations of annotation-intensive deep learning methods and suboptimal multi-instance learning (MIL) in HH prediction, we propose VIGIL, the first vision-language guided MIL framework integrating white light endoscopy (WLE) and endocytoscopy (EC). Methods:VIGIL begins with a dual-branch MIL module KS-MIL based on top-K typical frames selection and similarity metric adaptive learning to learn relationships among frame features effectively. By integrating the diagnostic report text and specially designed multi-level alignment and supervision between image-text pairs, VIGIL establishes joint image-text guidance during training to capture richer disease-related semantic information. Furthermore, VIGIL employs a multi-modal masked relation fusion (MMRF) strategy to uncover the latent diagnostic correlations of two endoscopic image representations. Results:Comprehensive experiments on a real-world clinical dataset demonstrate VIGIL's superior performance, achieving 92.69\% accuracy and 94.79\% AUC, outperforming existing state-of-the-art methods. Conclusion: The proposed VIGIL framework successfully establishes an effective vision-language guided MIL paradigm for UC HH prediction, reducing annotation burdens while improving prediction reliability. Significance: The research outcomes provide new insights for non-invasive UC diagnosis and hold theoretical significance and clinical value for advancing intelligent healthcare development.

q-bio.QM↗

Entropy-driven Fair and Effective Federated Learning

Federated Learning (FL) enables collaborative model training across distributed devices while preserving data privacy. Nonetheless, the heterogeneity of edge devices often leads to inconsistent performance of the globally trained models, resulting in unfair outcomes among users. Existing federated fairness algorithms strive to enhance fairness but often fall short in maintaining the overall performance of the global model, typically measured by the average accuracy across all clients. To address this issue, we propose a novel algorithm that leverages entropy-based aggregation combined with model and gradient alignments to simultaneously optimize fairness and global model performance. Our method employs a bi-level optimization framework, where we derive an analytic solution to the aggregation probability in the inner loop, making the optimization process computationally efficient. Additionally, we introduce an innovative alignment update and an adaptive strategy in the outer loop to further balance global model's performance and fairness. Theoretical analysis indicates that our approach guarantees convergence even in non-convex FL settings and demonstrates significant fairness improvements in generalized regression and strongly convex models. Empirically, our approach surpasses state-of-the-art federated fairness algorithms, ensuring consistent performance among clients while improving the overall performance of the global model.

cs.LG↗

Let AI Read First: Enhancing Reading Abilities for Individuals with Dyslexia through Artificial Intelligence

Dyslexia, a neurological condition affecting approximately 12% of the global population, presents significant challenges to reading ability and quality of life. Existing assistive technologies are limited by factors such as unsuitability for quiet environments, high costs, and the risk of distorting meaning or failing to provide real-time support. To address these issues, we introduce LARF (Let AI Read First), the first strategy that employs large language models to annotate text and enhance readability while preserving the original content. We evaluated LARF in a large-scale between-subjects experiment, involving 150 participants with dyslexia. The results show that LARF significantly improves reading performance and experience for individuals with dyslexia. Results also prove that LARF is particularly helpful for participants with more severe reading difficulties. Furthermore, this work discusses potential research directions opened up by LARF for the HCI community.

cs.HC↗

Dynamic Mixture of Experts: An Auto-Tuning Approach for Efficient Transformer Models

The Sparse Mixture of Experts (SMoE) has been widely employed to enhance the efficiency of training and inference for Transformer-based foundational models, yielding promising results.However, the performance of SMoE heavily depends on the choice of hyper-parameters, such as the number of experts and the number of experts to be activated (referred to as top-k), resulting in significant computational overhead due to the extensive model training by searching over various hyper-parameter configurations. As a remedy, we introduce the Dynamic Mixture of Experts (DynMoE) technique. DynMoE incorporates (1) a novel gating method that enables each token to automatically determine the number of experts to activate. (2) An adaptive process automatically adjusts the number of experts during training. Extensive numerical results across Vision, Language, and Vision-Language tasks demonstrate the effectiveness of our approach to achieve competitive performance compared to GMoE for vision and language tasks, and MoE-LLaVA for vision-language tasks, while maintaining efficiency by activating fewer parameters. Our code is available at https://github.com/LINs-lab/DynMoE.

cs.LG↗

Enhancing Clustered Federated Learning: Integration of Strategies and Improved Methodologies

Federated Learning (FL) is an evolving distributed machine learning approach that safeguards client privacy by keeping data on edge devices. However, the variation in data among clients poses challenges in training models that excel across all local distributions. Recent studies suggest clustering as a solution to address client heterogeneity in FL by grouping clients with distribution shifts into distinct clusters. Nonetheless, the diverse learning frameworks used in current clustered FL methods create difficulties in integrating these methods, leveraging their advantages, and making further enhancements. To this end, this paper conducts a thorough examination of existing clustered FL methods and introduces a four-tier framework, named HCFL, to encompass and extend the existing approaches. Utilizing the HCFL, we identify persistent challenges associated with current clustering methods in each tier and propose an enhanced clustering method called HCFL$^{+}$ to overcome these challenges. Through extensive numerical evaluations, we demonstrate the effectiveness of our clustering framework and the enhanced components. Our code is available at https://github.com/LINs-lab/HCFL.

cs.LG↗

TRACE: Temporal Grounding Video LLM via Causal Event Modeling

Video Temporal Grounding (VTG) is a crucial capability for video understanding models and plays a vital role in downstream tasks such as video browsing and editing. To effectively handle various tasks simultaneously and enable zero-shot prediction, there is a growing trend in employing video LLMs for VTG tasks. However, current video LLM-based methods rely exclusively on natural language generation, lacking the ability to model the clear structure inherent in videos, which restricts their effectiveness in tackling VTG tasks. To address this issue, this paper first formally introduces causal event modeling framework, which represents video LLM outputs as sequences of events, and predict the current event using previous events, video inputs, and textural instructions. Each event consists of three components: timestamps, salient scores, and textual captions. We then propose a novel task-interleaved video LLM called TRACE to effectively implement the causal event modeling framework in practice. The TRACE process visual frames, timestamps, salient scores, and text as distinct tasks, employing various encoders and decoding heads for each. Task tokens are arranged in an interleaved sequence according to the causal event modeling framework's formulation. Extensive experiments on various VTG tasks and datasets demonstrate the superior performance of TRACE compared to state-of-the-art video LLMs. Our model and code are available at https://github.com/gyxxyg/TRACE.

cs.CV↗

ClusMFL: A Cluster-Enhanced Framework for Modality-Incomplete Multimodal Federated Learning in Brain Imaging Analysis

Multimodal Federated Learning (MFL) has emerged as a promising approach for collaboratively training multimodal models across distributed clients, particularly in healthcare domains. In the context of brain imaging analysis, modality incompleteness presents a significant challenge, where some institutions may lack specific imaging modalities (e.g., PET, MRI, or CT) due to privacy concerns, device limitations, or data availability issues. While existing work typically assumes modality completeness or oversimplifies missing-modality scenarios, we simulate a more realistic setting by considering both client-level and instance-level modality incompleteness in this study. Building on this realistic simulation, we propose ClusMFL, a novel MFL framework that leverages feature clustering for cross-institutional brain imaging analysis under modality incompleteness. Specifically, ClusMFL utilizes the FINCH algorithm to construct a pool of cluster centers for the feature embeddings of each modality-label pair, effectively capturing fine-grained data distributions. These cluster centers are then used for feature alignment within each modality through supervised contrastive learning, while also acting as proxies for missing modalities, allowing cross-modal knowledge transfer. Furthermore, ClusMFL employs a modality-aware aggregation strategy, further enhancing the model's performance in scenarios with severe modality incompleteness. We evaluate the proposed framework on the ADNI dataset, utilizing structural MRI and PET scans. Extensive experimental results demonstrate that ClusMFL achieves state-of-the-art performance compared to various baseline methods across varying levels of modality incompleteness, providing a scalable solution for cross-institutional brain imaging analysis.

eess.IV↗

VTG-LLM: Integrating Timestamp Knowledge into Video LLMs for Enhanced Video Temporal Grounding

Video Temporal Grounding (VTG) strives to accurately pinpoint event timestamps in a specific video using linguistic queries, significantly impacting downstream tasks like video browsing and editing. Unlike traditional task-specific models, Video Large Language Models (video LLMs) can handle multiple tasks concurrently in a zero-shot manner. Consequently, exploring the application of video LLMs for VTG tasks has become a burgeoning research area. However, despite considerable advancements in video content understanding, video LLMs often struggle to accurately pinpoint timestamps within videos, limiting their effectiveness in VTG tasks. To address this, we introduce VTG-LLM, a model designed to enhance video LLMs' timestamp localization abilities. Our approach includes: (1) effectively integrating timestamp knowledge into visual tokens; (2) incorporating absolute-time tokens to manage timestamp knowledge without concept shifts; and (3) introducing a lightweight, high-performance, slot-based token compression technique designed to accommodate the demands of a large number of frames to be sampled for VTG tasks. Additionally, we present VTG-IT-120K, a collection of publicly available VTG datasets that we have re-annotated to improve upon low-quality annotations. Our comprehensive experiments demonstrate the superior performance of VTG-LLM in comparison to other video LLM methods across a variety of VTG tasks.

cs.CV↗

Federated Unlearning with Gradient Descent and Conflict Mitigation

Federated Learning (FL) has received much attention in recent years. However, although clients are not required to share their data in FL, the global model itself can implicitly remember clients' local data. Therefore, it's necessary to effectively remove the target client's data from the FL global model to ease the risk of privacy leakage and implement ``the right to be forgotten". Federated Unlearning (FU) has been considered a promising way to remove data without full retraining. But the model utility easily suffers significant reduction during unlearning due to the gradient conflicts. Furthermore, when conducting the post-training to recover the model utility, the model is prone to move back and revert what has already been unlearned. To address these issues, we propose Federated Unlearning with Orthogonal Steepest Descent (FedOSD). We first design an unlearning Cross-Entropy loss to overcome the convergence issue of the gradient ascent. A steepest descent direction for unlearning is then calculated in the condition of being non-conflicting with other clients' gradients and closest to the target client's gradient. This benefits to efficiently unlearn and mitigate the model utility reduction. After unlearning, we recover the model utility by maintaining the achievement of unlearning. Finally, extensive experiments in several FL scenarios verify that FedOSD outperforms the SOTA FU algorithms in terms of unlearning and model utility.

cs.LG↗