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Xiaozhong Liu

Publications and source records attributed to Xiaozhong Liu.

At least 55 records · Page 3Linked to original sources

Black-Box Opinion Manipulation Attacks to Retrieval-Augmented Generation of Large Language Models

Retrieval-Augmented Generation (RAG) is applied to solve hallucination problems and real-time constraints of large language models, but it also induces vulnerabilities against retrieval corruption attacks. Existing research mainly explores the unreliability of RAG in white-box and closed-domain QA tasks. In this paper, we aim to reveal the vulnerabilities of Retrieval-Enhanced Generative (RAG) models when faced with black-box attacks for opinion manipulation. We explore the impact of such attacks on user cognition and decision-making, providing new insight to enhance the reliability and security of RAG models. We manipulate the ranking results of the retrieval model in RAG with instruction and use these results as data to train a surrogate model. By employing adversarial retrieval attack methods to the surrogate model, black-box transfer attacks on RAG are further realized. Experiments conducted on opinion datasets across multiple topics show that the proposed attack strategy can significantly alter the opinion polarity of the content generated by RAG. This demonstrates the model's vulnerability and, more importantly, reveals the potential negative impact on user cognition and decision-making, making it easier to mislead users into accepting incorrect or biased information.

cs.CL↗

Knowledge-Infused Legal Wisdom: Navigating LLM Consultation through the Lens of Diagnostics and Positive-Unlabeled Reinforcement Learning

The integration of generative Large Language Models (LLMs) into various applications, including the legal domain, has been accelerated by their expansive and versatile nature. However, when facing a legal case, users without a legal background often struggle to formulate professional queries and may inadvertently overlook critical legal factors when presenting their case narrative to LLMs. To address this issue, we propose the Diagnostic Legal Large Language Model (D3LM), which utilizes adaptive lawyer-like diagnostic questions to collect additional case information and then provides high-quality feedback. D3LM incorporates an innovative graph-based Positive-Unlabeled Reinforcement Learning (PURL) algorithm, enabling the generation of critical questions and enhancing user-LLM interactions. Moreover, an integrated LLM-based stopping criterion facilitates precise Court Views Generation (CVG). Our research also introduces a new English-language CVG dataset based on the US case law database, enriching the realm of LLM research and deployment with a vital dimension. D3LM surpasses classical LLMs by delivering outstanding performance and a remarkable user experience in the legal domain.

cs.CL↗

MAWSEO: Adversarial Wiki Search Poisoning for Illicit Online Promotion

As a prominent instance of vandalism edits, Wiki search poisoning for illicit promotion is a cybercrime in which the adversary aims at editing Wiki articles to promote illicit businesses through Wiki search results of relevant queries. In this paper, we report a study that, for the first time, shows that such stealthy blackhat SEO on Wiki can be automated. Our technique, called MAWSEO, employs adversarial revisions to achieve real-world cybercriminal objectives, including rank boosting, vandalism detection evasion, topic relevancy, semantic consistency, user awareness (but not alarming) of promotional content, etc. Our evaluation and user study demonstrate that MAWSEO is capable of effectively and efficiently generating adversarial vandalism edits, which can bypass state-of-the-art built-in Wiki vandalism detectors, and also get promotional content through to Wiki users without triggering their alarms. In addition, we investigated potential defense, including coherence based detection and adversarial training of vandalism detection, against our attack in the Wiki ecosystem.

cs.CR↗

I3: Intent-Introspective Retrieval Conditioned on Instructions

Recent studies indicate that dense retrieval models struggle to perform well on a wide variety of retrieval tasks that lack dedicated training data, as different retrieval tasks often entail distinct search intents. To address this challenge, in this work we leverage instructions to flexibly describe retrieval intents and introduce I3, a unified retrieval system that performs Intent-Introspective retrieval across various tasks, conditioned on Instructions without any task-specific training. I3 innovatively incorporates a pluggable introspector in a parameter-isolated manner to comprehend specific retrieval intents by jointly reasoning over the input query and instruction, and seamlessly integrates the introspected intent into the original retrieval model for intent-aware retrieval. Furthermore, we propose progressively-pruned intent learning. It utilizes extensive LLM-generated data to train I3 phase-by-phase, embodying two key designs: progressive structure pruning and drawback extrapolation-based data refinement. Extensive experiments show that in the BEIR benchmark, I3 significantly outperforms baseline methods designed with task-specific retrievers, achieving state-of-the-art zero-shot performance without any task-specific tuning.

cs.CL↗

Enhance Robustness of Language Models Against Variation Attack through Graph Integration

The widespread use of pre-trained language models (PLMs) in natural language processing (NLP) has greatly improved performance outcomes. However, these models' vulnerability to adversarial attacks (e.g., camouflaged hints from drug dealers), particularly in the Chinese language with its rich character diversity/variation and complex structures, hatches vital apprehension. In this study, we propose a novel method, CHinese vAriatioN Graph Enhancement (CHANGE), to increase the robustness of PLMs against character variation attacks in Chinese content. CHANGE presents a novel approach for incorporating a Chinese character variation graph into the PLMs. Through designing different supplementary tasks utilizing the graph structure, CHANGE essentially enhances PLMs' interpretation of adversarially manipulated text. Experiments conducted in a multitude of NLP tasks show that CHANGE outperforms current language models in combating against adversarial attacks and serves as a valuable contribution to robust language model research. These findings contribute to the groundwork on robust language models and highlight the substantial potential of graph-guided pre-training strategies for real-world applications.

cs.CL↗

From Model-centered to Human-Centered: Revision Distance as a Metric for Text Evaluation in LLMs-based Applications

Evaluating large language models (LLMs) is fundamental, particularly in the context of practical applications. Conventional evaluation methods, typically designed primarily for LLM development, yield numerical scores that ignore the user experience. Therefore, our study shifts the focus from model-centered to human-centered evaluation in the context of AI-powered writing assistance applications. Our proposed metric, termed ``Revision Distance,'' utilizes LLMs to suggest revision edits that mimic the human writing process. It is determined by counting the revision edits generated by LLMs. Benefiting from the generated revision edit details, our metric can provide a self-explained text evaluation result in a human-understandable manner beyond the context-independent score. Our results show that for the easy-writing task, ``Revision Distance'' is consistent with established metrics (ROUGE, Bert-score, and GPT-score), but offers more insightful, detailed feedback and better distinguishes between texts. Moreover, in the context of challenging academic writing tasks, our metric still delivers reliable evaluations where other metrics tend to struggle. Furthermore, our metric also holds significant potential for scenarios lacking reference texts.

cs.CL↗

LLM-based Medical Assistant Personalization with Short- and Long-Term Memory Coordination

Large Language Models (LLMs), such as GPT3.5, have exhibited remarkable proficiency in comprehending and generating natural language. On the other hand, medical assistants hold the potential to offer substantial benefits for individuals. However, the exploration of LLM-based personalized medical assistant remains relatively scarce. Typically, patients converse differently based on their background and preferences which necessitates the task of enhancing user-oriented medical assistant. While one can fully train an LLM for this objective, the resource consumption is unaffordable. Prior research has explored memory-based methods to enhance the response with aware of previous mistakes for new queries during a dialogue session. We contend that a mere memory module is inadequate and fully training an LLM can be excessively costly. In this study, we propose a novel computational bionic memory mechanism, equipped with a parameter-efficient fine-tuning (PEFT) schema, to personalize medical assistants.

cs.CL↗

Empowering Dual-Level Graph Self-Supervised Pretraining with Motif Discovery

While self-supervised graph pretraining techniques have shown promising results in various domains, their application still experiences challenges of limited topology learning, human knowledge dependency, and incompetent multi-level interactions. To address these issues, we propose a novel solution, Dual-level Graph self-supervised Pretraining with Motif discovery (DGPM), which introduces a unique dual-level pretraining structure that orchestrates node-level and subgraph-level pretext tasks. Unlike prior approaches, DGPM autonomously uncovers significant graph motifs through an edge pooling module, aligning learned motif similarities with graph kernel-based similarities. A cross-matching task enables sophisticated node-motif interactions and novel representation learning. Extensive experiments on 15 datasets validate DGPM's effectiveness and generalizability, outperforming state-of-the-art methods in unsupervised representation learning and transfer learning settings. The autonomously discovered motifs demonstrate the potential of DGPM to enhance robustness and interpretability.

cs.LG↗

Towards Human-like Perception: Learning Structural Causal Model in Heterogeneous Graph

Heterogeneous graph neural networks have become popular in various domains. However, their generalizability and interpretability are limited due to the discrepancy between their inherent inference flows and human reasoning logic or underlying causal relationships for the learning problem. This study introduces a novel solution, HG-SCM (Heterogeneous Graph as Structural Causal Model). It can mimic the human perception and decision process through two key steps: constructing intelligible variables based on semantics derived from the graph schema and automatically learning task-level causal relationships among these variables by incorporating advanced causal discovery techniques. We compared HG-SCM to seven state-of-the-art baseline models on three real-world datasets, under three distinct and ubiquitous out-of-distribution settings. HG-SCM achieved the highest average performance rank with minimal standard deviation, substantiating its effectiveness and superiority in terms of both predictive power and generalizability. Additionally, the visualization and analysis of the auto-learned causal diagrams for the three tasks aligned well with domain knowledge and human cognition, demonstrating prominent interpretability. HG-SCM's human-like nature and its enhanced generalizability and interpretability make it a promising solution for special scenarios where transparency and trustworthiness are paramount.

cs.LG↗

Global Structure Knowledge-Guided Relation Extraction Method for Visually-Rich Document

Visual Relation Extraction (VRE) is a powerful means of discovering relationships between entities within visually-rich documents. Existing methods often focus on manipulating entity features to find pairwise relations, yet neglect the more fundamental structural information that links disparate entity pairs together. The absence of global structure information may make the model struggle to learn long-range relations and easily predict conflicted results. To alleviate such limitations, we propose a GlObal Structure knowledge-guided relation Extraction (GOSE) framework. GOSE initiates by generating preliminary relation predictions on entity pairs extracted from a scanned image of the document. Subsequently, global structural knowledge is captured from the preceding iterative predictions, which are then incorporated into the representations of the entities. This "generate-capture-incorporate" cycle is repeated multiple times, allowing entity representations and global structure knowledge to be mutually reinforced. Extensive experiments validate that GOSE not only outperforms existing methods in the standard fine-tuning setting but also reveals superior cross-lingual learning capabilities; indeed, even yields stronger data-efficient performance in the low-resource setting. The code for GOSE will be available at https://github.com/chenxn2020/GOSE.

cs.CL↗

Self-supervised Meta-Prompt Learning with Meta-Gradient Regularization for Few-shot Generalization

Prompt tuning is a parameter-efficient method, which learns soft prompts and conditions frozen language models to perform specific downstream tasks. Though effective, prompt tuning under few-shot settings on the one hand heavily relies on a good initialization of soft prompts. On the other hand, it can easily overfit to few-shot training samples, thereby undermining generalizability. Existing works leverage pre-training or supervised meta-learning to initialize soft prompts but they fail to data-efficiently generalize to unseen downstream tasks. To address the above problems, this paper proposes a novel Self-sUpervised meta-Prompt learning framework with MEta-gradient Regularization for few-shot generalization (SUPMER). SUPMER leverages self-supervised meta-learning with a diverse set of well-designed meta-training tasks to learn a universal prompt initialization for efficient adaptation using only unlabeled data. Additionally, it jointly meta-learns a gradient regularization function to transform raw gradients into a domain-generalizable direction, thus alleviating the problem of overfitting. Extensive experiments show that SUPMER achieves better performance for different few-shot downstream tasks, and also exhibits a stronger domain generalization ability. The code for SUPMER will be available at https://github.com/beepkh/SUPMER.

cs.CL↗

Precedent-Enhanced Legal Judgment Prediction with LLM and Domain-Model Collaboration

Legal Judgment Prediction (LJP) has become an increasingly crucial task in Legal AI, i.e., predicting the judgment of the case in terms of case fact description. Precedents are the previous legal cases with similar facts, which are the basis for the judgment of the subsequent case in national legal systems. Thus, it is worthwhile to explore the utilization of precedents in the LJP. Recent advances in deep learning have enabled a variety of techniques to be used to solve the LJP task. These can be broken down into two categories: large language models (LLMs) and domain-specific models. LLMs are capable of interpreting and generating complex natural language, while domain models are efficient in learning task-specific information. In this paper, we propose the precedent-enhanced LJP framework (PLJP), a system that leverages the strength of both LLM and domain models in the context of precedents. Specifically, the domain models are designed to provide candidate labels and find the proper precedents efficiently, and the large models will make the final prediction with an in-context precedents comprehension. Experiments on the real-world dataset demonstrate the effectiveness of our PLJP. Moreover, our work shows a promising direction for LLM and domain-model collaboration that can be generalized to other vertical domains.

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Large Language Model Soft Ideologization via AI-Self-Consciousness

Large language models (LLMs) have demonstrated human-level performance on a vast spectrum of natural language tasks. However, few studies have addressed the LLM threat and vulnerability from an ideology perspective, especially when they are increasingly being deployed in sensitive domains, e.g., elections and education. In this study, we explore the implications of GPT soft ideologization through the use of AI-self-consciousness. By utilizing GPT self-conversations, AI can be granted a vision to "comprehend" the intended ideology, and subsequently generate finetuning data for LLM ideology injection. When compared to traditional government ideology manipulation techniques, such as information censorship, LLM ideologization proves advantageous; it is easy to implement, cost-effective, and powerful, thus brimming with risks.

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Community-Based Hierarchical Positive-Unlabeled (PU) Model Fusion for Chronic Disease Prediction

Positive-Unlabeled (PU) Learning is a challenge presented by binary classification problems where there is an abundance of unlabeled data along with a small number of positive data instances, which can be used to address chronic disease screening problem. State-of-the-art PU learning methods have resulted in the development of various risk estimators, yet they neglect the differences among distinct populations. To address this issue, we present a novel Positive-Unlabeled Learning Tree (PUtree) algorithm. PUtree is designed to take into account communities such as different age or income brackets, in tasks of chronic disease prediction. We propose a novel approach for binary decision-making, which hierarchically builds community-based PU models and then aggregates their deliverables. Our method can explicate each PU model on the tree for the optimized non-leaf PU node splitting. Furthermore, a mask-recovery data augmentation strategy enables sufficient training of the model in individual communities. Additionally, the proposed approach includes an adversarial PU risk estimator to capture hierarchical PU-relationships, and a model fusion network that integrates data from each tree path, resulting in robust binary classification results. We demonstrate the superior performance of PUtree as well as its variants on two benchmarks and a new diabetes-prediction dataset.

cs.LG↗

Order-Disorder: Imitation Adversarial Attacks for Black-box Neural Ranking Models

Neural text ranking models have witnessed significant advancement and are increasingly being deployed in practice. Unfortunately, they also inherit adversarial vulnerabilities of general neural models, which have been detected but remain underexplored by prior studies. Moreover, the inherit adversarial vulnerabilities might be leveraged by blackhat SEO to defeat better-protected search engines. In this study, we propose an imitation adversarial attack on black-box neural passage ranking models. We first show that the target passage ranking model can be transparentized and imitated by enumerating critical queries/candidates and then train a ranking imitation model. Leveraging the ranking imitation model, we can elaborately manipulate the ranking results and transfer the manipulation attack to the target ranking model. For this purpose, we propose an innovative gradient-based attack method, empowered by the pairwise objective function, to generate adversarial triggers, which causes premeditated disorderliness with very few tokens. To equip the trigger camouflages, we add the next sentence prediction loss and the language model fluency constraint to the objective function. Experimental results on passage ranking demonstrate the effectiveness of the ranking imitation attack model and adversarial triggers against various SOTA neural ranking models. Furthermore, various mitigation analyses and human evaluation show the effectiveness of camouflages when facing potential mitigation approaches. To motivate other scholars to further investigate this novel and important problem, we make the experiment data and code publicly available.

cs.IR↗

Multidimensional Perceptron for Efficient and Explainable Long Text Classification

Because of the inevitable cost and complexity of transformer and pre-trained models, efficiency concerns are raised for long text classification. Meanwhile, in the highly sensitive domains, e.g., healthcare and legal long-text mining, potential model distrust, yet underrated and underexplored, may hatch vital apprehension. Existing methods generally segment the long text, encode each piece with the pre-trained model, and use attention or RNNs to obtain long text representation for classification. In this work, we propose a simple but effective model, Segment-aWare multIdimensional PErceptron (SWIPE), to replace attention/RNNs in the above framework. Unlike prior efforts, SWIPE can effectively learn the label of the entire text with supervised training, while perceive the labels of the segments and estimate their contributions to the long-text labeling in an unsupervised manner. As a general classifier, SWIPE can endorse different encoders, and it outperforms SOTA models in terms of classification accuracy and model efficiency. It is noteworthy that SWIPE achieves superior interpretability to transparentize long text classification results.

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AI vs. Human -- Differentiation Analysis of Scientific Content Generation

Recent neural language models have taken a significant step forward in producing remarkably controllable, fluent, and grammatical text. Although studies have found that AI-generated text is not distinguishable from human-written text for crowd-sourcing workers, there still exist errors in AI-generated text which are even subtler and harder to spot. We primarily focus on the scenario in which scientific AI writing assistant is deeply involved. First, we construct a feature description framework to distinguish between AI-generated text and human-written text from syntax, semantics, and pragmatics based on the human evaluation. Then we utilize the features, i.e., writing style, coherence, consistency, and argument logistics, from the proposed framework to analyze two types of content. Finally, we adopt several publicly available methods to investigate the gap of between AI-generated scientific text and human-written scientific text by AI-generated scientific text detection models. The results suggest that while AI has the potential to generate scientific content that is as accurate as human-written content, there is still a gap in terms of depth and overall quality. The AI-generated scientific content is more likely to contain errors in factual issues. We find that there exists a "writing style" gap between AI-generated scientific text and human-written scientific text. Based on the analysis result, we summarize a series of model-agnostic and distribution-agnostic features for detection tasks in other domains. Findings in this paper contribute to guiding the optimization of AI models to produce high-quality content and addressing related ethical and security concerns.

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Collaborative Intelligence Orchestration: Inconsistency-Based Fusion of Semi-Supervised Learning and Active Learning

While annotating decent amounts of data to satisfy sophisticated learning models can be cost-prohibitive for many real-world applications. Active learning (AL) and semi-supervised learning (SSL) are two effective, but often isolated, means to alleviate the data-hungry problem. Some recent studies explored the potential of combining AL and SSL to better probe the unlabeled data. However, almost all these contemporary SSL-AL works use a simple combination strategy, ignoring SSL and AL's inherent relation. Further, other methods suffer from high computational costs when dealing with large-scale, high-dimensional datasets. Motivated by the industry practice of labeling data, we propose an innovative Inconsistency-based virtual aDvErsarial Active Learning (IDEAL) algorithm to further investigate SSL-AL's potential superiority and achieve mutual enhancement of AL and SSL, i.e., SSL propagates label information to unlabeled samples and provides smoothed embeddings for AL, while AL excludes samples with inconsistent predictions and considerable uncertainty for SSL. We estimate unlabeled samples' inconsistency by augmentation strategies of different granularities, including fine-grained continuous perturbation exploration and coarse-grained data transformations. Extensive experiments, in both text and image domains, validate the effectiveness of the proposed algorithm, comparing it against state-of-the-art baselines. Two real-world case studies visualize the practical industrial value of applying and deploying the proposed data sampling algorithm.

cs.LG↗