arXiv subjects

Xinyu Ma

Publications and source records attributed to Xinyu Ma.

At least 55 records · Page 3Linked to original sources

arXiv2025

CoRanking: Collaborative Ranking with Small and Large Ranking Agents

Large Language Models (LLMs) have demonstrated superior listwise ranking performance. However, their superior performance often relies on large-scale parameters (\eg, GPT-4) and a repetitive sliding window process, which introduces significant efficiency challenges. In this paper, we propose \textbf{CoRanking}, a novel collaborative ranking framework that combines small and large ranking models for efficient and effective ranking. CoRanking first employs a small-size reranker to pre-rank all the candidate passages, bringing relevant ones to the top part of the list (\eg, top-20). Then, the LLM listwise reranker is applied to only rerank these top-ranked passages instead of the whole list, substantially enhancing overall ranking efficiency. Although more efficient, previous studies have revealed that the LLM listwise reranker have significant positional biases on the order of input passages. Directly feed the top-ranked passages from small reranker may result in the sub-optimal performance of LLM listwise reranker. To alleviate this problem, we introduce a passage order adjuster trained via reinforcement learning, which reorders the top passages from the small reranker to align with the LLM's preferences of passage order. Extensive experiments on three IR benchmarks demonstrate that CoRanking significantly improves efficiency (reducing ranking latency by about 70\%) while achieving even better effectiveness compared to using only the LLM listwise reranker.

cs.CL↗

arXiv2025

Parenting: Optimizing Knowledge Selection of Retrieval-Augmented Language Models with Parameter Decoupling and Tailored Tuning

Retrieval-Augmented Generation (RAG) offers an effective solution to the issues faced by Large Language Models (LLMs) in hallucination generation and knowledge obsolescence by incorporating externally retrieved knowledge. However, existing methods lack effective control mechanisms for integrating internal and external knowledge. Inspired by human cognitive processes, we propose Parenting, a novel framework that decouples, identifies, and purposefully optimizes parameter subspaces related to adherence and robustness. Specifically, Parenting utilizes a key parameter mining method that combines forward and backward propagation signals to localize subspaces representing different capabilities. Then, Parenting employs a type-tailored tuning strategy, applying specific and appropriate optimizations to different subspaces, aiming to achieve a balanced enhancement of both adherence and robustness. Extensive experiments on various datasets and models validate the effectiveness and generalizability of our method.

cs.CL↗

arXiv2025

Infinite Horizon Fully Coupled Nonlinear Forward-Backward Stochastic Difference Equations and Their Application to LQ Optimal Control Problems

This paper focuses on the study of infinite horizon fully coupled nonlinear forward-backward stochastic difference equations (FBS$\bigtriangleup$Es). Firstly, we establish a pair of priori estimates for the solutions to forward stochastic difference equations (S$\bigtriangleup$Es) and backward stochastic difference equations (BS$\bigtriangleup$Es), respectively. Then, to achieve broader applicability, we utilize a set of domination-monotonicity conditions that are more lenient than standard assumptions. Using these conditions, we apply continuation methods to prove the unique solvability of infinite horizon fully coupled FBS$\bigtriangleup$Es and derive a set of solution estimates. Furthermore, our results have considerable implications for a variety of related linear quadratic (LQ) problems, especially when the stochastic Hamiltonian system is consistent with FBS$\bigtriangleup$Es satisfying the introduced domination-monotonicity conditions. Thus, by solving the associated stochastic Hamiltonian system, we explicitly characterize the unique optimal control. This is the first work establishing solvability of fully coupled nonlinear FBS$\bigtriangleup$Es under domination-monotonicity conditions in infinite horizon discrete-time setting.

math.OC↗

arXiv2025

The Mirage of Model Editing: Revisiting Evaluation in the Wild

Despite near-perfect results reported in the literature, the effectiveness of model editing in real-world applications remains unclear. To bridge this gap, we introduce QAEdit, a new benchmark aligned with widely used question answering (QA) datasets, and WILD, a task-agnostic evaluation framework designed to better reflect real-world usage of model editing. Our single editing experiments show that current editing methods perform substantially worse than previously reported (38.5% vs. 96.8%). We demonstrate that it stems from issues in the synthetic evaluation practices of prior work. Among them, the most severe is the use of teacher forcing during testing, which leaks both content and length of the ground truth, leading to overestimated performance. Furthermore, we simulate practical deployment by sequential editing, revealing that current approaches fail drastically with only 1000 edits. This work calls for a shift in model editing research toward rigorous evaluation and the development of robust, scalable methods that can reliably update knowledge in LLMs for real-world use.

cs.CL↗

arXiv2025

Knowledge Graph Retrieval-Augmented Generation for LLM-based Recommendation

Recommender systems have become increasingly vital in our daily lives, helping to alleviate the problem of information overload across various user-oriented online services. The emergence of Large Language Models (LLMs) has yielded remarkable achievements, demonstrating their potential for the development of next-generation recommender systems. Despite these advancements, LLM-based recommender systems face inherent limitations stemming from their LLM backbones, particularly issues of hallucinations and the lack of up-to-date and domain-specific knowledge. Recently, Retrieval-Augmented Generation (RAG) has garnered significant attention for addressing these limitations by leveraging external knowledge sources to enhance the understanding and generation of LLMs. However, vanilla RAG methods often introduce noise and neglect structural relationships in knowledge, limiting their effectiveness in LLM-based recommendations. To address these limitations, we propose to retrieve high-quality and up-to-date structure information from the knowledge graph (KG) to augment recommendations. Specifically, our approach develops a retrieval-augmented framework, termed K-RagRec, that facilitates the recommendation generation process by incorporating structure information from the external KG. Extensive experiments have been conducted to demonstrate the effectiveness of our proposed method.

cs.IR↗

arXiv2025

Reproducibility, Replicability, and Insights into Visual Document Retrieval with Late Interaction

Visual Document Retrieval (VDR) is an emerging research area that focuses on encoding and retrieving document images directly, bypassing the dependence on Optical Character Recognition (OCR) for document search. A recent advance in VDR was introduced by ColPali, which significantly improved retrieval effectiveness through a late interaction mechanism. ColPali's approach demonstrated substantial performance gains over existing baselines that do not use late interaction on an established benchmark. In this study, we investigate the reproducibility and replicability of VDR methods with and without late interaction mechanisms by systematically evaluating their performance across multiple pre-trained vision-language models. Our findings confirm that late interaction yields considerable improvements in retrieval effectiveness; however, it also introduces computational inefficiencies during inference. Additionally, we examine the adaptability of VDR models to textual inputs and assess their robustness across text-intensive datasets within the proposed benchmark, particularly when scaling the indexing mechanism. Furthermore, our research investigates the specific contributions of late interaction by looking into query-patch matching in the context of visual document retrieval. We find that although query tokens cannot explicitly match image patches as in the text retrieval scenario, they tend to match the patch contains visually similar tokens or their surrounding patches.

cs.IR↗

arXiv2025

Direct Retrieval-augmented Optimization: Synergizing Knowledge Selection and Language Models

Retrieval-augmented generation (RAG) integrates large language models ( LLM s) with retrievers to access external knowledge, improving the factuality of LLM generation in knowledge-grounded tasks. To optimize the RAG performance, most previous work independently fine-tunes the retriever to adapt to frozen LLM s or trains the LLMs to use documents retrieved by off-the-shelf retrievers, lacking end-to-end training supervision. Recent work addresses this limitation by jointly training these two components but relies on overly simplifying assumptions of document independence, which has been criticized for being far from real-world scenarios. Thus, effectively optimizing the overall RAG performance remains a critical challenge. We propose a direct retrieval-augmented optimization framework, named DRO, that enables end-to-end training of two key components: (i) a generative knowledge selection model and (ii) an LLM generator. DRO alternates between two phases: (i) document permutation estimation and (ii) re-weighted maximization, progressively improving RAG components through a variational approach. In the estimation step, we treat document permutation as a latent variable and directly estimate its distribution from the selection model by applying an importance sampling strategy. In the maximization step, we calibrate the optimization expectation using importance weights and jointly train the selection model and LLM generator. Our theoretical analysis reveals that DRO is analogous to policy-gradient methods in reinforcement learning. Extensive experiments conducted on five datasets illustrate that DRO outperforms the best baseline with 5%-15% improvements in EM and F1. We also provide in-depth experiments to qualitatively analyze the stability, convergence, and variance of DRO.

cs.IR↗

arXiv2025

Replication and Exploration of Generative Retrieval over Dynamic Corpora

Generative retrieval (GR) has emerged as a promising paradigm in information retrieval (IR). However, most existing GR models are developed and evaluated using a static document collection, and their performance in dynamic corpora where document collections evolve continuously is rarely studied. In this paper, we first reproduce and systematically evaluate various representative GR approaches over dynamic corpora. Through extensive experiments, we reveal that existing GR models with \textit{text-based} docids show superior generalization to unseen documents. We observe that the more fine-grained the docid design in the GR model, the better its performance over dynamic corpora, surpassing BM25 and even being comparable to dense retrieval methods. While GR models with \textit{numeric-based} docids show high efficiency, their performance drops significantly over dynamic corpora. Furthermore, our experiments find that the underperformance of numeric-based docids is partly due to their excessive tendency toward the initial document set, which likely results from overfitting on the training set. We then conduct an in-depth analysis of the best-performing GR methods. We identify three critical advantages of text-based docids in dynamic corpora: (i) Semantic alignment with language models' pretrained knowledge, (ii) Fine-grained docid design, and (iii) High lexical diversity. Building on these insights, we finally propose a novel multi-docid design that leverages both the efficiency of numeric-based docids and the effectiveness of text-based docids, achieving improved performance in dynamic corpus without requiring additional retraining. Our work offers empirical evidence for advancing GR methods over dynamic corpora and paves the way for developing more generalized yet efficient GR models in real-world search engines.

cs.IR↗

arXiv2025

TP-RAG: Benchmarking Retrieval-Augmented Large Language Model Agents for Spatiotemporal-Aware Travel Planning

Large language models (LLMs) have shown promise in automating travel planning, yet they often fall short in addressing nuanced spatiotemporal rationality. While existing benchmarks focus on basic plan validity, they neglect critical aspects such as route efficiency, POI appeal, and real-time adaptability. This paper introduces TP-RAG, the first benchmark tailored for retrieval-augmented, spatiotemporal-aware travel planning. Our dataset includes 2,348 real-world travel queries, 85,575 fine-grain annotated POIs, and 18,784 high-quality travel trajectory references sourced from online tourist documents, enabling dynamic and context-aware planning. Through extensive experiments, we reveal that integrating reference trajectories significantly improves spatial efficiency and POI rationality of the travel plan, while challenges persist in universality and robustness due to conflicting references and noisy data. To address these issues, we propose EvoRAG, an evolutionary framework that potently synergizes diverse retrieved trajectories with LLMs' intrinsic reasoning. EvoRAG achieves state-of-the-art performance, improving spatiotemporal compliance and reducing commonsense violation compared to ground-up and retrieval-augmented baselines. Our work underscores the potential of hybridizing Web knowledge with LLM-driven optimization, paving the way for more reliable and adaptive travel planning agents.

cs.CL↗

arXiv2025

Domain-invariant Clinical Representation Learning by Bridging Data Distribution Shift across EMR Datasets

Emerging diseases present challenges in symptom recognition and timely clinical intervention due to limited available information. An effective prognostic model could assist physicians in making accurate diagnoses and designing personalized treatment plans to prevent adverse outcomes. However, in the early stages of disease emergence, several factors hamper model development: limited data collection, insufficient clinical experience, and privacy and ethical concerns restrict data availability and complicate accurate label assignment. Furthermore, Electronic Medical Record (EMR) data from different diseases or sources often exhibit significant cross-dataset feature misalignment, severely impacting the effectiveness of deep learning models. We present a domain-invariant representation learning method that constructs a transition model between source and target datasets. By constraining the distribution shift of features generated across different domains, we capture domain-invariant features specifically relevant to downstream tasks, developing a unified domain-invariant encoder that achieves better feature representation across various task domains. Experimental results across multiple target tasks demonstrate that our proposed model surpasses competing baseline methods and achieves faster training convergence, particularly when working with limited data. Extensive experiments validate our method's effectiveness in providing more accurate predictions for emerging pandemics and other diseases. Code is publicly available at https://github.com/wang1yuhang/domain_invariant_network.

cs.LG↗

arXiv2025

When Data Manipulation Meets Attack Goals: An In-depth Survey of Attacks for VLMs

Vision-Language Models (VLMs) have gained considerable prominence in recent years due to their remarkable capability to effectively integrate and process both textual and visual information. This integration has significantly enhanced performance across a diverse spectrum of applications, such as scene perception and robotics. However, the deployment of VLMs has also given rise to critical safety and security concerns, necessitating extensive research to assess the potential vulnerabilities these VLM systems may harbor. In this work, we present an in-depth survey of the attack strategies tailored for VLMs. We categorize these attacks based on their underlying objectives - namely jailbreak, camouflage, and exploitation - while also detailing the various methodologies employed for data manipulation of VLMs. Meanwhile, we outline corresponding defense mechanisms that have been proposed to mitigate these vulnerabilities. By discerning key connections and distinctions among the diverse types of attacks, we propose a compelling taxonomy for VLM attacks. Moreover, we summarize the evaluation metrics that comprehensively describe the characteristics and impact of different attacks on VLMs. Finally, we conclude with a discussion of promising future research directions that could further enhance the robustness and safety of VLMs, emphasizing the importance of ongoing exploration in this critical area of study. To facilitate community engagement, we maintain an up-to-date project page, accessible at: https://github.com/AobtDai/VLM_Attack_Paper_List.

cs.CV↗

arXiv2025

TourRank: Utilizing Large Language Models for Documents Ranking with a Tournament-Inspired Strategy

Large Language Models (LLMs) are increasingly employed in zero-shot documents ranking, yielding commendable results. However, several significant challenges still persist in LLMs for ranking: (1) LLMs are constrained by limited input length, precluding them from processing a large number of documents simultaneously; (2) The output document sequence is influenced by the input order of documents, resulting in inconsistent ranking outcomes; (3) Achieving a balance between cost and ranking performance is challenging. To tackle these issues, we introduce a novel documents ranking method called TourRank, which is inspired by the sport tournaments, such as FIFA World Cup. Specifically, we 1) overcome the limitation in input length and reduce the ranking latency by incorporating a multi-stage grouping strategy similar to the parallel group stage of sport tournaments; 2) improve the ranking performance and robustness to input orders by using a points system to ensemble multiple ranking results. We test TourRank with different LLMs on the TREC DL datasets and the BEIR benchmark. The experimental results demonstrate that TourRank delivers state-of-the-art performance at a modest cost. The code of TourRank can be seen on https://github.com/chenyiqun/TourRank.

cs.IR↗

arXiv2025

DRESSing Up LLM: Efficient Stylized Question-Answering via Style Subspace Editing

We introduce DRESS, a novel approach for generating stylized large language model (LLM) responses through representation editing. Existing methods like prompting and fine-tuning are either insufficient for complex style adaptation or computationally expensive, particularly in tasks like NPC creation or character role-playing. Our approach leverages the over-parameterized nature of LLMs to disentangle a style-relevant subspace within the model's representation space to conduct representation editing, ensuring a minimal impact on the original semantics. By applying adaptive editing strengths, we dynamically adjust the steering vectors in the style subspace to maintain both stylistic fidelity and semantic integrity. We develop two stylized QA benchmark datasets to validate the effectiveness of DRESS, and the results demonstrate significant improvements compared to baseline methods such as prompting and ITI. In short, DRESS is a lightweight, train-free solution for enhancing LLMs with flexible and effective style control, making it particularly useful for developing stylized conversational agents. Codes and benchmark datasets are available at https://github.com/ArthurLeoM/DRESS-LLM.

cs.CL↗

arXiv2024

Is ChatGPT Good at Search? Investigating Large Language Models as Re-Ranking Agents

Large Language Models (LLMs) have demonstrated remarkable zero-shot generalization across various language-related tasks, including search engines. However, existing work utilizes the generative ability of LLMs for Information Retrieval (IR) rather than direct passage ranking. The discrepancy between the pre-training objectives of LLMs and the ranking objective poses another challenge. In this paper, we first investigate generative LLMs such as ChatGPT and GPT-4 for relevance ranking in IR. Surprisingly, our experiments reveal that properly instructed LLMs can deliver competitive, even superior results to state-of-the-art supervised methods on popular IR benchmarks. Furthermore, to address concerns about data contamination of LLMs, we collect a new test set called NovelEval, based on the latest knowledge and aiming to verify the model's ability to rank unknown knowledge. Finally, to improve efficiency in real-world applications, we delve into the potential for distilling the ranking capabilities of ChatGPT into small specialized models using a permutation distillation scheme. Our evaluation results turn out that a distilled 440M model outperforms a 3B supervised model on the BEIR benchmark. The code to reproduce our results is available at www.github.com/sunnweiwei/RankGPT.

cs.CL↗

arXiv2024

Enhancing Topic Interpretability for Neural Topic Modeling through Topic-wise Contrastive Learning

Data mining and knowledge discovery are essential aspects of extracting valuable insights from vast datasets. Neural topic models (NTMs) have emerged as a valuable unsupervised tool in this field. However, the predominant objective in NTMs, which aims to discover topics maximizing data likelihood, often lacks alignment with the central goals of data mining and knowledge discovery which is to reveal interpretable insights from large data repositories. Overemphasizing likelihood maximization without incorporating topic regularization can lead to an overly expansive latent space for topic modeling. In this paper, we present an innovative approach to NTMs that addresses this misalignment by introducing contrastive learning measures to assess topic interpretability. We propose a novel NTM framework, named ContraTopic, that integrates a differentiable regularizer capable of evaluating multiple facets of topic interpretability throughout the training process. Our regularizer adopts a unique topic-wise contrastive methodology, fostering both internal coherence within topics and clear external distinctions among them. Comprehensive experiments conducted on three diverse datasets demonstrate that our approach consistently produces topics with superior interpretability compared to state-of-the-art NTMs.

cs.AI↗

arXiv2024

Sliding Windows Are Not the End: Exploring Full Ranking with Long-Context Large Language Models

Large Language Models (LLMs) have shown exciting performance in listwise passage ranking. Due to the limited input length, existing methods often adopt the sliding window strategy. Such a strategy, though effective, is inefficient as it involves repetitive and serialized processing, which usually re-evaluates relevant passages multiple times. As a result, it incurs redundant API costs, which are proportional to the number of inference tokens. The development of long-context LLMs enables the full ranking of all passages within a single inference, avoiding redundant API costs. In this paper, we conduct a comprehensive study of long-context LLMs for ranking tasks in terms of efficiency and effectiveness. Surprisingly, our experiments reveal that full ranking with long-context LLMs can deliver superior performance in the supervised fine-tuning setting with a huge efficiency improvement. Furthermore, we identify two limitations of fine-tuning the full ranking model based on existing methods: (1) sliding window strategy fails to produce a full ranking list as a training label, and (2) the language modeling loss cannot emphasize top-ranked passage IDs in the label. To alleviate these issues, we propose a new complete listwise label construction approach and a novel importance-aware learning objective for full ranking. Experiments show the superior performance of our method over baselines. Our codes are available at \url{https://github.com/8421BCD/fullrank}.

cs.IR↗

arXiv2024

JAILJUDGE: A Comprehensive Jailbreak Judge Benchmark with Multi-Agent Enhanced Explanation Evaluation Framework

Despite advancements in enhancing LLM safety against jailbreak attacks, evaluating LLM defenses remains a challenge, with current methods often lacking explainability and generalization to complex scenarios, leading to incomplete assessments (e.g., direct judgment without reasoning, low F1 score of GPT-4 in complex cases, bias in multilingual scenarios). To address this, we present JAILJUDGE, a comprehensive benchmark featuring diverse risk scenarios, including synthetic, adversarial, in-the-wild, and multilingual prompts, along with high-quality human-annotated datasets. The JAILJUDGE dataset includes over 35k+ instruction-tune data with reasoning explainability and JAILJUDGETEST, a 4.5k+ labeled set for risk scenarios, and a 6k+ multilingual set across ten languages. To enhance evaluation with explicit reasoning, we propose the JailJudge MultiAgent framework, which enables explainable, fine-grained scoring (1 to 10). This framework supports the construction of instruction-tuning ground truth and facilitates the development of JAILJUDGE Guard, an end-to-end judge model that provides reasoning and eliminates API costs. Additionally, we introduce JailBoost, an attacker-agnostic attack enhancer, and GuardShield, a moderation defense, both leveraging JAILJUDGE Guard. Our experiments demonstrate the state-of-the-art performance of JailJudge methods (JailJudge MultiAgent, JAILJUDGE Guard) across diverse models (e.g., GPT-4, Llama-Guard) and zero-shot scenarios. JailBoost and GuardShield significantly improve jailbreak attack and defense tasks under zero-shot settings, with JailBoost enhancing performance by 29.24% and GuardShield reducing defense ASR from 40.46% to 0.15%.

cs.CL↗

arXiv2024

MAIR: A Massive Benchmark for Evaluating Instructed Retrieval

Recent information retrieval (IR) models are pre-trained and instruction-tuned on massive datasets and tasks, enabling them to perform well on a wide range of tasks and potentially generalize to unseen tasks with instructions. However, existing IR benchmarks focus on a limited scope of tasks, making them insufficient for evaluating the latest IR models. In this paper, we propose MAIR (Massive Instructed Retrieval Benchmark), a heterogeneous IR benchmark that includes 126 distinct IR tasks across 6 domains, collected from existing datasets. We benchmark state-of-the-art instruction-tuned text embedding models and re-ranking models. Our experiments reveal that instruction-tuned models generally achieve superior performance compared to non-instruction-tuned models on MAIR. Additionally, our results suggest that current instruction-tuned text embedding models and re-ranking models still lack effectiveness in specific long-tail tasks. MAIR is publicly available at https://github.com/sunnweiwei/Mair.

cs.IR↗