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Xinyu Ma

Publications and source records attributed to Xinyu Ma.

At least 73 records · Page 4Linked to original sources

Understanding the Collapse of LLMs in Model Editing

Despite significant progress in model editing methods, their application in real-world scenarios remains challenging as they often cause large language models (LLMs) to collapse. Among them, ROME is particularly concerning, as it could disrupt LLMs with only a single edit. In this paper, we study the root causes of such collapse. Through extensive analysis, we identify two primary factors that contribute to the collapse: i) inconsistent handling of prefixed and unprefixed keys in the parameter update equation may result in very small denominators, causing excessively large parameter updates; ii) the subject of collapse cases is usually the first token, whose unprefixed key distribution significantly differs from the prefixed key distribution in autoregressive transformers, causing the aforementioned issue to materialize. To validate our findings, we propose a simple yet effective approach: uniformly using prefixed keys during editing phase and adding prefixes during testing phase to ensure the consistency between training and testing. The experimental results show that the proposed solution can prevent model collapse while maintaining the effectiveness of the edits.

cs.CL↗

Secure Web Objects: Building Blocks for Metaverse Interoperability and Decentralization

This position paper explores how to support the Web's evolution through an underlying data-centric approach that better matches the data-orientedness of modern and emerging applications. We revisit the original vision of the Web as a hypermedia system that supports document composability and application interoperability via name-based data access. We propose the use of secure web objects (SWO), a data-oriented communication approach that can reduce complexity, centrality, and inefficiency, particularly for collaborative and local-first applications, such as the Metaverse and other collaborative applications. SWO are named, signed, application-defined objects that are secured independently of their containers or communications channels, an approach that leverages the results from over a decade-long data-centric networking research. This approach does not require intermediation by aggregators of identity, storage, and other services that are common today. We present a brief design overview, illustrated through prototypes for two editors of shared hypermedia documents: one for 3D and one for LaTeX. We also discuss our findings and suggest a roadmap for future research.

cs.NI↗

Exploring the Design of Collaborative Applications via the Lens of NDN Workspace

Metaverse applications desire to communicate with semantically identified objects among a diverse set of cyberspace entities, such as cameras for collecting images from, sensors for sensing environment, and users collaborating with each other, all could be nearby or far away, in a timely and secure way. However, supporting the above function faces networking challenges. Today's metaverse implementations are, by and large, use secure transport connections to communicate with cloud servers instead of letting participating entities communicate directly. In this paper, we use the design and implementation of NDN Workspace, a web-based, multi-user collaborative app to showcase a new way to networking that supports many-to-many secure data exchanges among communicating entities directly. NDN Workspace users establish trust relations among each other, exchange URI-identified objects directly, and can collaborate through intermittent connectivity, all in the absence of cloud servers. Its data-centric design offers an exciting new approach to metaverse app development.

cs.NI↗

Parameter Efficient Quasi-Orthogonal Fine-Tuning via Givens Rotation

With the increasingly powerful performances and enormous scales of pretrained models, promoting parameter efficiency in fine-tuning has become a crucial need for effective and efficient adaptation to various downstream tasks. One representative line of fine-tuning methods is Orthogonal Fine-tuning (OFT), which rigorously preserves the angular distances within the parameter space to preserve the pretrained knowledge. Despite the empirical effectiveness, OFT still suffers low parameter efficiency at $\mathcal{O}(d^2)$ and limited capability of downstream adaptation. Inspired by Givens rotation, in this paper, we proposed quasi-Givens Orthogonal Fine-Tuning (qGOFT) to address the problems. We first use $\mathcal{O}(d)$ Givens rotations to accomplish arbitrary orthogonal transformation in $SO(d)$ with provable equivalence, reducing parameter complexity from $\mathcal{O}(d^2)$ to $\mathcal{O}(d)$. Then we introduce flexible norm and relative angular adjustments under soft orthogonality regularization to enhance the adaptation capability of downstream semantic deviations. Extensive experiments on various tasks and pretrained models validate the effectiveness of our methods.

cs.LG↗

The Butterfly Effect of Model Editing: Few Edits Can Trigger Large Language Models Collapse

Although model editing has shown promise in revising knowledge in Large Language Models (LLMs), its impact on the inherent capabilities of LLMs is often overlooked. In this work, we reveal a critical phenomenon: even a single edit can trigger model collapse, manifesting as significant performance degradation in various benchmark tasks. However, benchmarking LLMs after each edit, while necessary to prevent such collapses, is impractically time-consuming and resource-intensive. To mitigate this, we propose using perplexity as a surrogate metric, validated by extensive experiments demonstrating changes in an edited model's perplexity are strongly correlated with its downstream task performances. We further conduct an in-depth study on sequential editing, a practical setting for real-world scenarios, across various editing methods and LLMs, focusing on hard cases from our previous single edit studies. The results indicate that nearly all examined editing methods result in model collapse after only few edits. To facilitate further research, we have utilized GPT-3.5 to develop a new dataset, HardEdit, based on those hard cases. This dataset aims to establish the foundation for pioneering research in reliable model editing and the mechanisms underlying editing-induced model collapse. We hope this work can draw the community's attention to the potential risks inherent in model editing practices.

cs.AI↗

3AM: An Ambiguity-Aware Multi-Modal Machine Translation Dataset

Multimodal machine translation (MMT) is a challenging task that seeks to improve translation quality by incorporating visual information. However, recent studies have indicated that the visual information provided by existing MMT datasets is insufficient, causing models to disregard it and overestimate their capabilities. This issue presents a significant obstacle to the development of MMT research. This paper presents a novel solution to this issue by introducing 3AM, an ambiguity-aware MMT dataset comprising 26,000 parallel sentence pairs in English and Chinese, each with corresponding images. Our dataset is specifically designed to include more ambiguity and a greater variety of both captions and images than other MMT datasets. We utilize a word sense disambiguation model to select ambiguous data from vision-and-language datasets, resulting in a more challenging dataset. We further benchmark several state-of-the-art MMT models on our proposed dataset. Experimental results show that MMT models trained on our dataset exhibit a greater ability to exploit visual information than those trained on other MMT datasets. Our work provides a valuable resource for researchers in the field of multimodal learning and encourages further exploration in this area. The data, code and scripts are freely available at https://github.com/MaxyLee/3AM.

cs.CV↗

LoRA Dropout as a Sparsity Regularizer for Overfitting Control

Parameter-efficient fine-tuning methods, represented by LoRA, play an essential role in adapting large-scale pre-trained models to downstream tasks. However, fine-tuning LoRA-series models also faces the risk of overfitting on the training dataset, and yet there's still a lack of theoretical guidance and practical mechanism to control overfitting on LoRA-based PEFT methods. In this paper, we propose a LoRA Dropout mechanism for the LoRA-based methods by introducing random noises to the learnable low-rank matrices and increasing parameter sparsity. We then demonstrate the theoretical mechanism of our LoRA Dropout mechanism from the perspective of sparsity regularization by providing a generalization error bound under this framework. Theoretical results show that appropriate sparsity would help tighten the gap between empirical and generalization risks and thereby control overfitting. Furthermore, based on the LoRA Dropout framework, we introduce a test-time ensemble strategy and provide theoretical evidence demonstrating that the ensemble method can further compress the error bound, and lead to better performance during inference time. Extensive experiments on various NLP tasks provide practical validations of the effectiveness of our LoRA Dropout framework in improving model accuracy and calibration.

cs.LG↗

Real-time generative design of diverse, "truly" optimized structures with controllable structural complexities

Compared with traditional design methods, generative design significantly attracts engineers in various disciplines. In thiswork, howto achieve the real-time generative design of optimized structures with various diversities and controllable structural complexities is investigated. To this end, a modified Moving Morphable Component (MMC) method together with novel strategies are adopted to generate high-quality dataset. The complexity level of optimized structures is categorized by the topological invariant. By improving the cost function, the WGAN is trained to produce optimized designs with the input of loading position and complexity level in real time. It is found that, diverse designs with a clear load transmission path and crisp boundary, even not requiring further optimization and different from any reference in the dataset, can be generated by the proposed model. This method holds great potential for future applications of machine learning enhanced intelligent design.

cs.CE↗

Integrated Optical Electric Field Sensors: Humidity Stability Mechanisms and Packaging Scheme

Integrated optical electric field sensors (IOES) play a crucial role in electric field measurement. This paper introduces the principles of the IOES and quantitatively evaluates the impact of humidity on measurement accuracy. Sensors with different levels of hydrophobicity coatings and hygroscopicity shells are fabricated and tested across the relative humidity (RH) range of 25% to 95%. Results reveal that humidity stability is primarily influenced by water vapor absorption through the sensor shell, which increases its conductivity. This further results in amplitude deviation and phase shift of the sensor output. To address this, an optimal humidity-stable packaging scheme is proposed, which involves using PEEK shell with room temperature vulcanized fluorinated silicone rubber coating. Compared with uncoated ceramic shell, the phase shift of the IOES reduces from 90$^\circ$ to 1$^\circ$ under a RH of 90%. The amplitude deviation of electric field measurement decreases from 20% to nearly zero after a 20-hour humidity experiment conducted under RH of 90% at 30 $^\circ$C. The proposed packaging scheme could be used to improve the humidity stability of the sensors deployed in outdoor environments, especially on ships and coastal areas.

physics.app-ph↗

Clustering Pseudo Language Family in Multilingual Translation Models with Fisher Information Matrix

In multilingual translation research, the comprehension and utilization of language families are of paramount importance. Nevertheless, clustering languages based solely on their ancestral families can yield suboptimal results due to variations in the datasets employed during the model's training phase. To mitigate this challenge, we introduce an innovative method that leverages the fisher information matrix (FIM) to cluster language families, anchored on the multilingual translation model's characteristics. We hypothesize that language pairs with similar effects on model parameters exhibit a considerable degree of linguistic congruence and should thus be grouped cohesively. This concept has led us to define pseudo language families. We provide an in-depth discussion regarding the inception and application of these pseudo language families. Empirical evaluations reveal that employing these pseudo language families enhances performance over conventional language families in adapting a multilingual translation model to unfamiliar language pairs. The proposed methodology may also be extended to scenarios requiring language similarity measurements. The source code and associated scripts can be accessed at https://github.com/ecoli-hit/PseudoFamily.

cs.CL↗

Instruction Distillation Makes Large Language Models Efficient Zero-shot Rankers

Recent studies have demonstrated the great potential of Large Language Models (LLMs) serving as zero-shot relevance rankers. The typical approach involves making comparisons between pairs or lists of documents. Although effective, these listwise and pairwise methods are not efficient and also heavily rely on intricate prompt engineering. To tackle this problem, we introduce a novel instruction distillation method. The key idea is to distill the pairwise ranking ability of open-sourced LLMs to a simpler but more efficient pointwise ranking. Specifically, given the same LLM, we first rank documents using the effective pairwise approach with complex instructions, and then distill the teacher predictions to the pointwise approach with simpler instructions. Evaluation results on the BEIR, TREC, and ReDial datasets demonstrate that instruction distillation can improve efficiency by 10 to 100x and also enhance the ranking performance of LLMs. Furthermore, our approach surpasses the performance of existing supervised methods like monoT5 and is on par with the state-of-the-art zero-shot methods. The code to reproduce our results is available at www.github.com/sunnweiwei/RankGPT.

cs.IR↗

Fused Gromov-Wasserstein Graph Mixup for Graph-level Classifications

Graph data augmentation has shown superiority in enhancing generalizability and robustness of GNNs in graph-level classifications. However, existing methods primarily focus on the augmentation in the graph signal space and the graph structure space independently, neglecting the joint interaction between them. In this paper, we address this limitation by formulating the problem as an optimal transport problem that aims to find an optimal inter-graph node matching strategy considering the interactions between graph structures and signals. To solve this problem, we propose a novel graph mixup algorithm called FGWMixup, which seeks a midpoint of source graphs in the Fused Gromov-Wasserstein (FGW) metric space. To enhance the scalability of our method, we introduce a relaxed FGW solver that accelerates FGWMixup by improving the convergence rate from $\mathcal{O}(t^{-1})$ to $\mathcal{O}(t^{-2})$. Extensive experiments conducted on five datasets using both classic (MPNNs) and advanced (Graphormers) GNN backbones demonstrate that FGWMixup effectively improves the generalizability and robustness of GNNs. Codes are available at https://github.com/ArthurLeoM/FGWMixup.

cs.LG↗

Pre-training with Aspect-Content Text Mutual Prediction for Multi-Aspect Dense Retrieval

Grounded on pre-trained language models (PLMs), dense retrieval has been studied extensively on plain text. In contrast, there has been little research on retrieving data with multiple aspects using dense models. In the scenarios such as product search, the aspect information plays an essential role in relevance matching, e.g., category: Electronics, Computers, and Pet Supplies. A common way of leveraging aspect information for multi-aspect retrieval is to introduce an auxiliary classification objective, i.e., using item contents to predict the annotated value IDs of item aspects. However, by learning the value embeddings from scratch, this approach may not capture the various semantic similarities between the values sufficiently. To address this limitation, we leverage the aspect information as text strings rather than class IDs during pre-training so that their semantic similarities can be naturally captured in the PLMs. To facilitate effective retrieval with the aspect strings, we propose mutual prediction objectives between the text of the item aspect and content. In this way, our model makes more sufficient use of aspect information than conducting undifferentiated masked language modeling (MLM) on the concatenated text of aspects and content. Extensive experiments on two real-world datasets (product and mini-program search) show that our approach can outperform competitive baselines both treating aspect values as classes and conducting the same MLM for aspect and content strings. Code and related dataset will be available at the URL \footnote{https://github.com/sunxiaojie99/ATTEMPT}.

cs.IR↗

On the Security Bootstrapping in Named Data Networking

By requiring all data packets been cryptographically authenticatable, the Named Data Networking (NDN) architecture design provides a basic building block for secured networking. This basic NDN function requires that all entities in an NDN network go through a security bootstrapping process to obtain the initial security credentials. Recent years have witnessed a number of proposed solutions for NDN security bootstrapping protocols. Built upon the existing results, in this paper we take the next step to develop a systematic model of security bootstrapping: Trust-domain Entity Bootstrapping (TEB). This model is based on the emerging concept of trust domain and describes the steps and their dependencies in the bootstrapping process. We evaluate the expressiveness and sufficiency of this model by using it to describe several current bootstrapping protocols.

cs.CR↗

Mortality Prediction with Adaptive Feature Importance Recalibration for Peritoneal Dialysis Patients: a deep-learning-based study on a real-world longitudinal follow-up dataset

Objective: Peritoneal Dialysis (PD) is one of the most widely used life-supporting therapies for patients with End-Stage Renal Disease (ESRD). Predicting mortality risk and identifying modifiable risk factors based on the Electronic Medical Records (EMR) collected along with the follow-up visits are of great importance for personalized medicine and early intervention. Here, our objective is to develop a deep learning model for a real-time, individualized, and interpretable mortality prediction model - AICare. Method and Materials: Our proposed model consists of a multi-channel feature extraction module and an adaptive feature importance recalibration module. AICare explicitly identifies the key features that strongly indicate the outcome prediction for each patient to build the health status embedding individually. This study has collected 13,091 clinical follow-up visits and demographic data of 656 PD patients. To verify the application universality, this study has also collected 4,789 visits of 1,363 hemodialysis dialysis (HD) as an additional experiment dataset to test the prediction performance, which will be discussed in the Appendix. Results: 1) Experiment results show that AICare achieves 81.6%/74.3% AUROC and 47.2%/32.5% AUPRC for the 1-year mortality prediction task on PD/HD dataset respectively, which outperforms the state-of-the-art comparative deep learning models. 2) This study first provides a comprehensive elucidation of the relationship between the causes of mortality in patients with PD and clinical features based on an end-to-end deep learning model. 3) This study first reveals the pattern of variation in the importance of each feature in the mortality prediction based on built-in interpretability. 4) We develop a practical AI-Doctor interaction system to visualize the trajectory of patients' health status and risk indicators.

cs.LG↗

Scattered or Connected? An Optimized Parameter-efficient Tuning Approach for Information Retrieval

Pre-training and fine-tuning have achieved significant advances in the information retrieval (IR). A typical approach is to fine-tune all the parameters of large-scale pre-trained models (PTMs) on downstream tasks. As the model size and the number of tasks increase greatly, such approach becomes less feasible and prohibitively expensive. Recently, a variety of parameter-efficient tuning methods have been proposed in natural language processing (NLP) that only fine-tune a small number of parameters while still attaining strong performance. Yet there has been little effort to explore parameter-efficient tuning for IR. In this work, we first conduct a comprehensive study of existing parameter-efficient tuning methods at both the retrieval and re-ranking stages. Unlike the promising results in NLP, we find that these methods cannot achieve comparable performance to full fine-tuning at both stages when updating less than 1\% of the original model parameters. More importantly, we find that the existing methods are just parameter-efficient, but not learning-efficient as they suffer from unstable training and slow convergence. To analyze the underlying reason, we conduct a theoretical analysis and show that the separation of the inserted trainable modules makes the optimization difficult. To alleviate this issue, we propose to inject additional modules alongside the \acp{PTM} to make the original scattered modules connected. In this way, all the trainable modules can form a pathway to smooth the loss surface and thus help stabilize the training process. Experiments at both retrieval and re-ranking stages show that our method outperforms existing parameter-efficient methods significantly, and achieves comparable or even better performance over full fine-tuning.

cs.IR↗

A Contrastive Pre-training Approach to Learn Discriminative Autoencoder for Dense Retrieval

Dense retrieval (DR) has shown promising results in information retrieval. In essence, DR requires high-quality text representations to support effective search in the representation space. Recent studies have shown that pre-trained autoencoder-based language models with a weak decoder can provide high-quality text representations, boosting the effectiveness and few-shot ability of DR models. However, even a weak autoregressive decoder has the bypass effect on the encoder. More importantly, the discriminative ability of learned representations may be limited since each token is treated equally important in decoding the input texts. To address the above problems, in this paper, we propose a contrastive pre-training approach to learn a discriminative autoencoder with a lightweight multi-layer perception (MLP) decoder. The basic idea is to generate word distributions of input text in a non-autoregressive fashion and pull the word distributions of two masked versions of one text close while pushing away from others. We theoretically show that our contrastive strategy can suppress the common words and highlight the representative words in decoding, leading to discriminative representations. Empirical results show that our method can significantly outperform the state-of-the-art autoencoder-based language models and other pre-trained models for dense retrieval.

cs.IR↗

MedFACT: Modeling Medical Feature Correlations in Patient Health Representation Learning via Feature Clustering

In healthcare prediction tasks, it is essential to exploit the correlations between medical features and learn better patient health representations. Existing methods try to estimate feature correlations only from data, or increase the quality of estimation by introducing task-specific medical knowledge. However, such methods either are difficult to estimate the feature correlations due to insufficient training samples, or cannot be generalized to other tasks due to reliance on specific knowledge. There are medical research revealing that not all the medical features are strongly correlated. Thus, to address the issues, we expect to group up strongly correlated features and learn feature correlations in a group-wise manner to reduce the learning complexity without losing generality. In this paper, we propose a general patient health representation learning framework MedFACT. We estimate correlations via measuring similarity between temporal patterns of medical features with kernel methods, and cluster features with strong correlations into groups. The feature group is further formulated as a correlation graph, and we employ graph convolutional networks to conduct group-wise feature interactions for better representation learning. Experiments on two real-world datasets demonstrate the superiority of MedFACT. The discovered medical findings are also confirmed by literature, providing valuable medical insights and explanations.

cs.LG↗