arXiv subjects

Xiqi Gao

Publications and source records attributed to Xiqi Gao.

At least 73 records · Page 4Linked to original sources

arXiv2022

Energy Efficiency Maximization of Massive MIMO Communications With Dynamic Metasurface Antennas

Future wireless communications are largely inclined to deploy massive numbers of antennas at the base stations (BSs) by leveraging cost- and energy-efficient as well as environmentally friendly antenna arrays. The emerging technology of dynamic metasurface antennas (DMAs) is promising to realize such massive antenna arrays with reduced physical size, hardware cost, and power consumption. The goal of this paper is the optimization of the energy efficiency (EE) performance of DMA-assisted massive multiple-input multiple-output (MIMO) wireless communications. Focusing on the uplink, we propose an algorithmic framework for designing the transmit precoding of each multi-antenna user and the DMA tuning strategy at the BS to maximize the EE performance, considering the availability of either instantaneous or statistical channel state information (CSI). Specifically, the proposed framework is shaped around Dinkelbach's transform, alternating optimization, and deterministic equivalent methods. In addition, we obtain a closed-form solution to the optimal transmit signal directions for the statistical CSI case, which simplifies the corresponding transmission design for the multiple-antenna case. Our numerical results verify the good convergence behavior of the proposed algorithms, and showcase the considerable EE performance gains of the DMA-assisted massive MIMO transmissions over the baseline schemes.

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arXiv2022

2D Beam Domain Statistical CSI Estimation for Massive MIMO Uplink

In this paper, we investigate the beam domain statistical channel state information (CSI) estimation for the two dimensional (2D) beam based statistical channel model (BSCM) in massive MIMO systems.The problem is to estimate the beam domain channel power matrices (BDCPMs) based on multiple receive pilot signals. A receive model shows the relation between the statistical property of the receive pilot signals and the BDCPMs is derived from the 2D-BSCM. On the basis of the receive model,we formulate an optimization problem with the Kullback-Leibler (KL) divergence. By solving the optimization problem, a novel method to estimate the statistical CSI without involving instantaneous CSI is proposed. The proposed method has much lower complexity than the MMV focal underdetermined system solver (M-FOCUSS) algorithm. We further reduce the complexity of the proposed method by utilizing the circulant structures of particular matrices in the algorithm. We also showed the generality of the proposed method by introducing another application. Simulations results show that the proposed method works well and bring significant performance gain when used in channel estimation.

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arXiv2022

Robust Linear Precoder Design for 3D Massive MIMO Downlink with A Posteriori Channel Model

In this paper, we investigate the robust linear precoder design for three dimensional (3D) massive multi-input multi-output (MIMO) downlink with uniform planar array (UPA) and imperfect channel state information (CSI). In practical massive MIMO with UPAs, the number of antennas in each column or row is usually limited. The straightforward extension of the conventional DFT based beam domain channel model widely used in massive MIMO with uniform linear arrays (ULAs) can not apply. To overcome this issue, we establish a new beam domain channel model by using sampled steering vectors. Then, a novel method to obtain the beam domain channel power matrices and the instantaneous beam domain channel coefficients is proposed, and an a posteriori beam domain channel model which includes the channel aging and the spatial correlation is established. On the basis of the a posteriori channel model, we consider the robust precoder design with the expected weighted sum-rate maximization under a total power constraint. By viewing the power constraint as a Riemannian manifold, we transform the constrained optimization problem into an unconstrained optimization problem on the Riemannian manifold. Then, we derive an iterative algorithm to obtain the optimal precoders by setting the Riemannian gradient of the objective function to zero. Furthermore, we propose a low complexity robust precoder design by replacing the expected rates in the objective function with their upper bounds. Simulation results show that the proposed precoders can achieve significant performance gain than the widely used regularized zero forcing (RZF) precoder and signal to leakage noise ratio (SLNR) precoder.

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arXiv2022

Massive MIMO Hybrid Precoding for LEO Satellite Communications With Twin-Resolution Phase Shifters and Nonlinear Power Amplifiers

The massive multiple-input multiple-output (MIMO) transmission technology has recently attracted much attention in the non-geostationary, e.g., low earth orbit (LEO) satellite communication (SATCOM) systems since it can significantly improve the energy efficiency (EE) and spectral efficiency. In this work, we develop a hybrid analog/digital precoding technique in the massive MIMO LEO SATCOM downlink, which reduces the onboard hardware complexity and power consumption. In the proposed scheme, the analog precoder is implemented via a more practical twin-resolution phase shifting (TRPS) network to make a meticulous tradeoff between the power consumption and array gain. In addition, we consider and study the impact of the distortion effect of the nonlinear power amplifiers (NPAs) in the system design. By jointly considering all the above factors, we propose an efficient algorithmic approach for the TRPS-based hybrid precoding problem with NPAs. Numerical results show the EE gains considering the nonlinear distortion and the performance superiority of the proposed TRPS-based hybrid precoding scheme over the baselines.

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arXiv2022

Pervasive wireless channel modeling theory and applications to 6G GBSMs for all frequency bands and all scenarios

In this paper, a pervasive wireless channel modeling theory is first proposed, which uses a unified channel modeling method and a unified equation of channel impulse response (CIR), and can integrate important channel characteristics at different frequency bands and scenarios. Then, we apply the proposed theory to a three dimensional (3D) space-time-frequency (STF) non-stationary geometry-based stochastic model (GBSM) for the sixth generation (6G) wireless communication systems. The proposed 6G pervasive channel model (6GPCM) can characterize statistical properties of channels at all frequency bands from sub-6 GHz to visible light communication (VLC) bands and all scenarios such as unmanned aerial vehicle (UAV), maritime, (ultra-)massive multiple-input multiple-output (MIMO), reconfigurable intelligent surface (RIS), and industry Internet of things (IIoT) scenarios. By adjusting channel model parameters, the 6GPCM can be reduced to various simplified channel models for specific frequency bands and scenarios. Also, it includes standard fifth generation (5G) channel models as special cases. In addition, key statistical properties of the proposed 6GPCM are derived, simulated, and verified by various channel measurement results, which clearly demonstrates its accuracy, pervasiveness, and applicability.

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arXiv2022

Hybrid RIS and DMA Assisted Multiuser MIMO Uplink Transmission With Electromagnetic Exposure Constraints

In the fifth-generation and beyond era, reconfigurable intelligent surface (RIS) and dynamic metasurface antennas (DMAs) are emerging metamaterials keeping up with the demand for high-quality wireless communication services, which promote the diversification of portable wireless terminals. However, along with the rapid expansion of wireless devices, the electromagnetic (EM) radiation increases unceasingly and inevitably affects public health, which requires a limited exposure level in the transmission design. To reduce the EM radiation and preserve the quality of communication service, we investigate the spectral efficiency (SE) maximization with EM constraints for uplink transmission in hybrid RIS and DMA assisted multiuser multiple-input multiple-output systems. Specifically, alternating optimization is adopted to optimize the transmit covariance, RIS phase shift, and DMA weight matrices. We first figure out the water-filling solutions of transmit covariance matrices with given RIS and DMA parameters. Then, the RIS phase shift matrix is optimized via the weighted minimum mean square error, block coordinate descent and minorization-maximization methods. Furthermore, we solve the unconstrainted DMA weight matrix optimization problem in closed form and then design the DMA weight matrix to approach this performance under DMA constraints. Numerical results confirm the effectiveness of the EM aware SE maximization transmission scheme over the conventional baselines.

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arXiv2022

Near-Field Wideband Extremely Large-scale MIMO Transmission with Holographic Metasurface Antennas

Extremely large-scale multiple-input multiple-output (XL-MIMO) is the development trend of future wireless communications. However, the extremely large-scale antenna array could bring inevitable nearfield and dual-wideband effects that seriously reduce the transmission performance. This paper proposes an algorithmic framework to design the beam combining for the near-field wideband XL-MIMO uplink transmissions assisted by holographic metasurface antennas (HMAs). Firstly, we introduce a spherical-wave-based channel model that simultaneously takes into account both the near-field and dual-wideband effects. Based on such a model, we then formulate the HMA-based beam combining problem for the proposed XL-MIMO communications, which is challenging due to the nonlinear coupling of high dimensional HMA weights and baseband combiners. We further present a sum-mean-square-error-minimization-based algorithmic framework. Numerical results showcase that the proposed scheme can effectively alleviate the sum-rate loss caused by the near-field and dual-wideband effects in HMA-assisted XL-MIMO systems. Meanwhile, the proposed HMA-based scheme can achieve a higher sum rate than the conventional phase-shifter-based hybrid analog/digital one with the same array aperture.

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arXiv2022

Beam Squint-Aware Integrated Sensing and Communications for Hybrid Massive MIMO LEO Satellite Systems

The space-air-ground-sea integrated network (SAGSIN) plays an important role in offering global coverage. To improve the efficient utilization of spectral and hardware resources in the SAGSIN, integrated sensing and communications (ISAC) has drawn extensive attention. Most existing ISAC works focus on terrestrial networks and can not be straightforwardly applied in satellite systems due to the significantly different electromagnetic wave propagation properties. In this work, we investigate the application of ISAC in massive multiple-input multiple-output (MIMO) low earth orbit (LEO) satellite systems. We first characterize the statistical wave propagation properties by considering beam squint effects. Based on this analysis, we propose a beam squint-aware ISAC technique for hybrid analog/digital massive MIMO LEO satellite systems exploiting statistical channel state information. Simulation results demonstrate that the proposed scheme can operate both the wireless communications and the target sensing simultaneously with satisfactory performance, and the beam-squint effects can be efficiently mitigated with the proposed method in typical LEO satellite systems.

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arXiv2022

Downlink Transmit Design for Massive MIMO LEO Satellite Communications

This paper investigates the downlink (DL) transmit design for massive multiple-input multiple-output (MIMO) low-earth-orbit (LEO) satellite communication systems, where only the slow-varying statistical channel state information is exploited at the transmitter. The channel model for the DL massive MIMO LEO satellite system is established, in which both the satellite and the user terminals (UTs) are equipped with uniform planar arrays. Observing the rank-one property of the channel matrices, we show that the single-stream precoding for each UT is the optimal choice that maximizes the ergodic sum rate. This favorable result simplifies the complicated design of transmit covariance matrices into that of precoding vectors without any loss of optimality. Then, an efficient algorithm is devised to compute the precoding vectors. Furthermore, we formulate an approximate transmit design based on the upper bound on the ergodic sum rate, for which the optimality of single-stream precoding still holds. We show that, in this case, the design of precoding vectors can be simplified into that of scalar variables, for which an effective algorithm is developed. In addition, a low-complexity learning framework is proposed for optimizing the scalar variables. Simulation results demonstrate that the proposed approaches can achieve significant performance gains over the existing schemes.

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arXiv2022

Hybrid Analog/Digital Precoding for Downlink Massive MIMO LEO Satellite Communications

Massive multiple-input multiple-output (MIMO) is promising for low earth orbit (LEO) satellite communications due to the potential in enhancing the spectral efficiency. However, the conventional fully digital precoding architectures might lead to high implementation complexity and energy consumption. In this paper, hybrid analog/digital precoding solutions are developed for the downlink operation in LEO massive MIMO satellite communications, by exploiting the slow-varying statistical channel state information (CSI) at the transmitter. First, we formulate the hybrid precoder design as an energy efficiency (EE) maximization problem by considering both the continuous and discrete phase shift networks for implementing the analog precoder. The cases of both the fully and the partially connected architectures are considered. Since the EE optimization problem is nonconvex, it is in general difficult to solve. To make the EE maximization problem tractable, we apply a closed-form tight upper bound to approximate the ergodic rate. Then, we develop an efficient algorithm to obtain the fully digital precoders. Based on which, we further develop two different efficient algorithmic solutions to compute the hybrid precoders for the fully and the partially connected architectures, respectively. Simulation results show that the proposed approaches achieve significant EE performance gains over the existing baselines, especially when the discrete phase shift network is employed for analog precoding.

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arXiv2021

A Novel 3D Non-Stationary GBSM for 6G THz Ultra-Massive MIMO Wireless Systems

Terahertz (THz) communication is now being considered as one of possible technologies for the sixth generation (6G) wireless communication systems. In this paper, a novel three-dimensional (3D) space-time-frequency non-stationary theoretical channel model is first proposed for 6G THz wireless communication systems employing ultra-massive multiple-input multiple-output (MIMO) technologies with long traveling paths. Considering frequency-dependent diffuse scattering, which is a special property of THz channels different from millimeter wave (mmWave) channels, the relative angles and delays of rays within one cluster will evolve in the frequency domain. Then, a corresponding simulation model is proposed with discrete angles calculated using the method of equal area (MEA). The statistical properties of the proposed theoretical and simulation models are derived and compared, showing good agreements. The accuracy and flexibility of the proposed simulation model are demonstrated by comparing the simulation results of the relative angle spread and root mean square (RMS) delay spread with corresponding measurements.

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arXiv2021

LEO Satellite Constellations for 5G and Beyond: How Will They Reshape Vertical Domains?

The rapid development of communication technologies in the past decades has provided immense vertical opportunities for individuals and enterprises. However, conventional terrestrial cellular networks have unfortunately neglected the huge geographical digital divide, since high bandwidth wireless coverage is concentrated to urban areas. To meet the goal of ``connecting the unconnected'', integrating low Earth orbit (LEO) satellites with the terrestrial cellular networks has been widely considered as a promising solution. In this article, we first introduce the development roadmap of LEO satellite constellations (SatCons), including early attempts in LEO satellites with the emerging LEO constellations. Further, we discuss the unique opportunities of employing LEO SatCons for the delivery of integrating 5G networks. Specifically, we present their key performance indicators, which offer important guidelines for the design of associated enabling techniques, and then discuss the potential impact of integrating LEO SatCons with typical 5G use cases, where we engrave our vision of various vertical domains reshaped by LEO SatCons. Technical challenges are finally provided to specify future research directions.

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arXiv2021

Energy Efficiency Optimization for Multi-cell Massive MIMO: Centralized and Distributed Power Allocation Algorithms

This paper investigates the energy efficiency (EE) optimization in downlink multi-cell massive multiple-input multiple-output (MIMO). In our research, the statistical channel state information (CSI) is exploited to reduce the signaling overhead. To maximize the minimum EE among the neighbouring cells, we design the transmit covariance matrices for each base station (BS). Specifically, optimization schemes for this max-min EE problem are developed, in the centralized and distributed ways, respectively. To obtain the transmit covariance matrices, we first find out the closed-form optimal transmit eigenmatrices for the BS in each cell, and convert the original transmit covariance matrices designing problem into a power allocation one. Then, to lower the computational complexity, we utilize an asymptotic approximation expression for the problem objective. Moreover, for the power allocation design, we adopt the minorization maximization method to address the non-convexity of the ergodic rate, and use Dinkelbach's transform to convert the max-min fractional problem into a series of convex optimization subproblems. To tackle the transformed subproblems, we propose a centralized iterative water-filling scheme. For reducing the backhaul burden, we further develop a distributed algorithm for the power allocation problem, which requires limited inter-cell information sharing. Finally, the performance of the proposed algorithms are demonstrated by extensive numerical results.

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arXiv2021

Energy-Efficient Precoding in Electromagnetic Exposure-Constrained Uplink Multiuser MIMO

User electromagnetic (EM) exposure is continuously being exacerbated by the evolution of multi-antenna portable devices. To mitigate the effects of EM radiation, portable devices must satisfy tight regulations on user exposure level, generally measured by specific absorption rate (SAR). To this end, we investigate the SAR-aware uplink precoder design for the energy efficiency (EE) maximization in multiuser multiple-input multiple-output transmission exploiting statistical channel state information (CSI). As the objective function of the design problem is computationally demanding in the absence of closed form, we present an asymptotic approximation of the objective to facilitate the precoder design. An iterative algorithm based on Dinkelbach's method and sequential optimization is proposed to obtain an optimal solution of the asymptotic EE optimization problem. Based on the transformed problem, an iterative SAR-aware water-filing scheme is further conceived for the EE optimization precoding design with statistical CSI. Numerical results illustrate substantial performance improvements provided by our proposed SAR-aware energy-efficient transmission scheme over the traditional baseline schemes.

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arXiv2021

Deterministic Pilot Design and Channel Estimation for Downlink Massive MIMO-OTFS Systems in Presence of the Fractional Doppler

Although the combination of the orthogonal time frequency space (OTFS) modulation and the massive multiple-input multiple-output (MIMO) technology can make communication systems perform better in high-mobility scenarios, there are still many challenges in downlink channel estimation owing to inaccurate modeling and high pilot overhead in practical systems. In this paper, we propose a channel state information (CSI) acquisition scheme for downlink massive MIMO-OTFS in presence of the fractional Doppler, including deterministic pilot design and channel estimation algorithm. First, we analyze the input-output relationship of the single-input single-output (SISO) OTFS based on the orthogonal frequency division multiplexing (OFDM) modem and extend it to massive MIMO-OTFS. Moreover, we formulate an accurate model for the practical system in which the fractional Doppler is considered and the influence of subpaths is revealed. A deterministic pilot design is then proposed based on the model and the structure of the pilot matrix to reduce pilot overhead and save memory consumption. Since channel geometry changes very slowly relative to the communication timescale, we put forward a modified sensing matrix based channel estimation (MSMCE) algorithm to acquire the downlink CSI. Simulation results demonstrate that the proposed downlink CSI acquisition scheme has significant advantages over traditional algorithms.

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arXiv2021

Location-Based Timing Advance Estimation for 5G Integrated LEO Satellite Communications

Integrated satellite-terrestrial communications networks aim to exploit both the satellite and the ground mobile communications, thus providing genuine ubiquitous coverage. For 5G integrated low earth orbit (LEO) satellite communication systems, the timing advance (TA) is required to be estimated in the initial random access procedure in order to facilitate the uplink frame alignment among different users. However, due to the inherent characteristics of LEO satellite communication systems, e.g., wide beam coverage and long propagation delays, the existing 5G terrestrial uplink TA scheme is not applicable in the satellite networks. In this paper, we investigate location-based TA estimation for 5G integrated LEO satellite communication systems. We obtain the time difference of arrival (TDOA) and frequency difference of arrival (FDOA) measurements in the downlink timing and frequency synchronization phase, which are made from the satellite at different time instants. We propose to take these measurements for either UE geolocation or ephemeris estimation, thus calculating the TA value. The estimation is then formulated as a quadratic optimization problem whose globally optimal solution can be obtained by a quadratic penalty algorithm. To reduce the computational complexity, we further propose an alternative approximation method based on iteratively performing a linearization procedure on the quadratic equality constraints. Numerical results show that the proposed methods can approach the constrained Cramer-Rao lower bound (CRLB) of the TA estimation and thus assure uplink frame alignment for different users.

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arXiv2021

A General 3D Space-Time-Frequency Non-Stationary THz Channel Model for 6G Ultra-Massive MIMO Wireless Communication Systems

In this paper, a novel three-dimensional (3D) space-time-frequency (STF) non-stationary geometry-based stochastic model (GBSM) is proposed for the sixth generation (6G) terahertz (THz) wireless communication systems. The proposed THz channel model is very general having the capability to capture different channel characteristics in multiple THz application scenarios such as indoor scenarios, device-to-device (D2D) communications, ultra-massive multiple-input multiple-output (MIMO) communications, and long traveling paths of users. Also, the generality of the proposed channel model is demonstrated by the fact that it can easily be reduced to different simplified channel models to fit specific scenarios by properly adjusting model parameters. The proposed general channel model takes into consideration the non-stationarities in space, time, and frequency domains caused by ultra-massive MIMO, long traveling paths, and large bandwidths of THz communications, respectively. Statistical properties of the proposed general THz channel model are investigated. The accuracy and generality of the proposed channel model are verified by comparing the simulation results of the relative angle spread and root mean square (RMS) delay spread with corresponding channel measurements.

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arXiv2021

Unifying Message Passing Algorithms Under the Framework of Constrained Bethe Free Energy Minimization

Variational message passing (VMP), belief propagation (BP) and expectation propagation (EP) have found their wide applications in complex statistical signal processing problems. In addition to viewing them as a class of algorithms operating on graphical models, this paper unifies them under an optimization framework, namely, Bethe free energy minimization with differently and appropriately imposed constraints. This new perspective in terms of constraint manipulation can offer additional insights on the connection between different message passing algorithms and is valid for a generic statistical model. It also founds a theoretical framework to systematically derive message passing variants. Taking the sparse signal recovery (SSR) problem as an example, a low-complexity EP variant can be obtained by simple constraint reformulation, delivering better estimation performance with lower complexity than the standard EP algorithm. Furthermore, we can resort to the framework for the systematic derivation of hybrid message passing for complex inference tasks. Notably, a hybrid message passing algorithm is exemplarily derived for joint SSR and statistical model learning with near-optimal inference performance and scalable complexity.

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