arXiv subjects

Xu Guo

Publications and source records attributed to Xu Guo.

At least 127 records · Page 7Linked to original sources

arXiv2020

A projection-based model checking for heterogeneous treatment effect

In this paper, we investigate the hypothesis testing problem that checks whether part of covariates / confounders significantly affect the heterogeneous treatment effect given all covariates. This model checking is particularly useful in the case where there are many collected covariates such that we can possibly alleviate the typical curse of dimensionality. In the test construction procedure, we use a projection-based idea and a nonparametric estimation-based test procedure to construct an aggregated version over all projection directions. The resulting test statistic is then interestingly with no effect from slow convergence rate the nonparametric estimation usually suffers from. This feature makes the test behave like a global smoothing test to have ability to detect a broad class of local alternatives converging to the null at the fastest possible rate in hypothesis testing. Also, the test can inherit the merit of lobal smoothing tests to be sensitive to oscillating alternative models. The performance of the test is examined by numerical studies and the analysis for a real data example for illustration.

math.ST↗

arXiv2020

The Role of Propensity Score Structure in Asymptotic Efficiency of Estimated Conditional Quantile Treatment Effect

When a strict subset of covariates are given, we propose conditional quantile treatment effect to capture the heterogeneity of treatment effects via the quantile sheet that is the function of the given covariates and quantile. We focus on deriving the asymptotic normality of probability score-based estimators under parametric, nonparametric and semiparametric structure. We make a systematic study on the estimation efficiency to check the importance of propensity score structure and the essential differences from the unconditional counterparts. The derived unique properties can answer: what is the general ranking of these estimators? how does the affiliation of the given covariates to the set of covariates of the propensity score affect the efficiency? how does the convergence rate of the estimated propensity score affect the efficiency? and why would semiparametric estimation be worth of recommendation in practice? We also give a brief discussion on the extension of the methods to handle large-dimensional scenarios and on the estimation for the asymptotic variances. The simulation studies are conducted to examine the performances of these estimators. A real data example is analyzed for illustration and some new findings are acquired.

math.ST↗

arXiv2020

Surrogate representation of sink strengths and the long-term role of crystalline interfaces in the development of irradiation-induced bubbles

The present article addresses an early-stage attempt on replacing the analyticity-based sink strength terms in rate equations by surrogate models of machine learning representation. Here we emphasise, in the context of multiscale modelling, a combinative use of machine learning with scale analysis, through which a set of fine-resolution problems of partial differential equations describing the (quasi-steady) short-range individual sink behaviour can be asymptotically sorted out from the mean-field kinetics. Hence the training of machine learning is restrictively oriented, that is, to express the local and already identified, but analytically unavailable nonlinear functional relationships between the sink strengths and other local continuum field quantities. With the trained models, one is enabled to quantitatively investigate the biased effect shown by a void/bubble being a point defect sink, and the results are compared with existing ones over well-studied scenarios. Moreover, the faster diffusive mechanisms on crystalline interfaces are distinguishingly modelled by locally planar rate equations, and their linkages with rate equations for bulk diffusion are formulated through derivative jumps of point defect concentrations across the interfaces. Thus the distinctive role of crystalline interfaces as partial sinks and quick diffusive channels can be investigated. Methodologicalwise, the present treatment is also applicable for studying more complicated situation of long-term sink behaviour observed in irradiated materials.

cond-mat.mtrl-sci↗

arXiv2020

Deep Learning Inversion of Electrical Resistivity Data

The inverse problem of electrical resistivity surveys (ERSs) is difficult because of its nonlinear and ill-posed nature. For this task, traditional linear inversion methods still face challenges such as suboptimal approximation and initial model selection. Inspired by the remarkable nonlinear mapping ability of deep learning approaches, in this article, we propose to build the mapping from apparent resistivity data (input) to resistivity model (output) directly by convolutional neural networks (CNNs). However, the vertically varying characteristic of patterns in the apparent resistivity data may cause ambiguity when using CNNs with the weight sharing and effective receptive field properties. To address the potential issue, we supply an additional tier feature map to CNNs to help those aware of the relationship between input and output. Based on the prevalent U-Net architecture, we design our network (ERSInvNet) that can be trained end-to-end and can reach a very fast inference speed during testing. We further introduce a depth weighting function and a smooth constraint into loss function to improve inversion accuracy for the deep region and suppress false anomalies. Six groups of experiments are considered to demonstrate the feasibility and efficiency of the proposed methods. According to the comprehensive qualitative analysis and quantitative comparison, ERSInvNet with tier feature map, smooth constraints, and depth weighting function together achieve the best performance.

cs.CV↗

arXiv2020

A New Procedure for Controlling False Discovery Rate in Large-Scale t-tests

This paper is concerned with false discovery rate (FDR) control in large-scale multiple testing problems. We first propose a new data-driven testing procedure for controlling the FDR in large-scale t-tests for one-sample mean problem. The proposed procedure achieves exact FDR control in finite sample settings when the populations are symmetric no matter the number of tests or sample sizes. Comparing with the existing bootstrap method for FDR control, the proposed procedure is computationally efficient. We show that the proposed method can control the FDR asymptotically for asymmetric populations even when the test statistics are not independent. We further show that the proposed procedure with a simple correction is as accurate as the bootstrap method to the second-order degree, and could be much more effective than the existing normal calibration. We extend the proposed procedure to two-sample mean problem. Empirical results show that the proposed procedures have better FDR control than existing ones when the proportion of true alternative hypotheses is not too low, while maintaining reasonably good detection ability.

math.ST↗

arXiv2020

Generation of smoothly-varying infill configurations from a continuous menu of cell patterns and the asymptotic analysis of its mechanical behaviour

We here introduce a novel scheme for generating smoothly-varying infill graded microstructural (IGM) configurations from a given menu of generating cells. The scheme was originally proposed for essentially improving the variety of describable configurations in a modified asymptotic homogenisation-based topology optimisation framework [1] for fast IGM design. But the proposed scheme, after modification, also demonstrates its unique values in two aspects of applications. First, it provides a fairly simple way of generating an IGM configuration continuously patching any given cell configurations. Second, it tenders a straightforward mean for decorating microstructures on a given manifold. We will further show that the form of topology description function given here effectively offers a platform for unifying most existing approaches for IGM generation. Fuelled by asymptotic analysis of the mechanical behaviour of the resulting IGM configurations, a topology optimisation scheme for compliance minimisation is introduced. We will finally show that, the use of the present scheme helps reduce the compliance value of an optimised structure by nearly a half, if compared with that from the original framework [1].

cs.CE↗

arXiv2019

On speeding up an asymptotic-analysis-based homogenisation scheme for designing gradient porous structured materials using a zoning strategy

Gradient porous structured materials possess significant potential of being applied in many engineering fields. To accelerate the design process of infill graded microstructures, a novel asymptotic homogenisation topology optimisation method was proposed by Zhu et al.(2019), aiming for 1) significantly enriching the pool of representable graded microstructures; 2) deriving an homogenised formulation for stress analysis in consistency with fine-scale results. But the work is severely confined from being widely applied, mainly due to the following two reasons. Firstly, to circumvent the macroscopically pointwise computation for solving various microscopic cell problems, linearisation had to be adopted for its numerical implementation, and this significantly reduces the design freedom. Secondly, lacking of sensitive analysis, genetic algorithm was chosen for optimisation, inevitably decreasing the computational efficiency. To address these bottleneck challenging issues, a zoning scheme empowered by computational parallelism is introduced, and the sensitivity analysis associated with the new asymptotic framework is conducted. Through comparisons with fine-scale simulation results, the proposed algorithm is shown to be an effective tool for evaluating the mechanical behaviour of graded microstructures. As an optimisation tool, the mapping function takes a concise and explicit form. But its parameterisation still needs further investigation, so as to improve the solution optimality of the present approach, especially in comparison with another recently proposed method by Groen et al (2018). The high computational efficiency shown by the proposed scheme is also demonstrated with optimisation results for three-dimensional graded microstructures, which are not frequently discussed in literature, possibly because of the high computational cost generated.

cs.CE↗

arXiv2019

Optimal design of shell-graded-infill structures by a hybrid MMC-MMV approach

In the present work, a hybrid MMC-MMV approach is developed for designing additive manufacturing-oriented shell-graded-infill structures. The key idea is to describe the geometry of a shell-graded-infill structure explicitly using some geometry parameters. To this end, a set of morphable voids is adopted to describe the boundary of the coating shell, while a set of morphable components combing with a coordinate perturbation technique are introduced to represent the graded infill distribution. Under such treatment, both the crisp boundary of the coating shell and the graded infill can be optimized simultaneously, with a small number of design variables. Numerical examples demonstrate the effectiveness of the proposed approach.

cs.CE↗

arXiv2019

Stable Lévy diffusion and related model fitting

A fractional advection-dispersion equation (fADE) has been advocated for heavy-tailed flows where the usual Brownian diffusion models fail. A stochastic differential equation (SDE) driven by a stable Lévy process gives a forward equation that matches the space-fractional advection-dispersion equation and thus gives the stochastic framework of particle tracking for heavy-tailed flows. For constant advection and dispersion coefficient functions, the solution to such SDE itself is a stable process and can be derived easily by least square parameter fitting from the observed flow concentration data. However, in a more generalized scenario, a closed form for the solution to a stable SDE may not exist. We propose a numerical method for solving/generating a stable SDE in a general set-up. The method incorporates a discretized finite volume scheme with the characteristic line to solve the fADE or the forward equation for the Markov process that solves the stable SDE. Then we use a numerical scheme to generate the solution to the governing SDE using the fADE solution. Also, often the functional form of the advection or dispersion coefficients are not known for a given plume concentration data to start with. We use a Levenberg--Marquardt (L-M) regularization method to estimate advection and dispersion coefficient function from the observed data (we present the case for a linear advection) and proceed with the SDE solution construction described above.

math.PR↗

arXiv2018

Testing heteroscedasticity for regression models based on projections

In this paper we propose a new test of heteroscedasticity for parametric regression models and partial linear regression models in high dimensional settings. When the dimension of covariates is large, existing tests of heteroscedasticity perform badly due to the \curse of dimensionality". To attack this problem, we construct a test of heteroscedasticity by using a projection-based empirical process. We study the asymptotic properties of the test statistic under the null hypothesis and alternative hypotheses. It is shown that the test can detect local alternatives departure from the null hypothesis at the fastest possible rate in hypothesis testing. As the limiting null distribution of the test statistic is not distribution free, we propose a residual-based bootstrap. The validity of the bootstrap approximations is investigated. We present some simulation results to show the finite sample performances of the test. Two real data analyses are conducted for illustration.

stat.ME↗

arXiv2018

An efficient Moving Morphable Component (MMC)-based approach for multi-resolution topology optimization

In the present work, a highly efficient Moving Morphable Component (MMC) based approach for multi-resolution topology optimization is proposed. In this approach, high-resolution optimization results can be obtained with much less number of degrees of freedoms (DOFs) and design variables since the finite element analysis model and the design optimization model are totally decoupled in the MMC-based problem formulation. This is achieved by introducing super-elements for structural response analysis and adopting a domain decomposition strategy to preserve the topology complexity of optimized structures. Both two-and three-dimensional numerical results demonstrate that substantial computational efforts can be saved with use of the proposed approach.

cs.CE↗

arXiv2018

The Role of Grain Boundaries under Long-Time Radiation

Materials containing a high proportion of grain boundaries offer significant potential for the development of radiation-resistent structural materials. However, a proper understanding of the connection between the radiation-induced microstructural behaviour of grain boundary and its impact at long natural time scales is still missing. In this letter, point defect absorption at interfaces is summarised by a jump Robin-type condition at a coarse-grained level, wherein the role of interface microstructure is effectively taken into account. Then a concise formula linking the sink strength of a polycrystalline aggregate with its grain size is introduced, and is well compared with experimental observation. Based on the derived model, a coarse-grained formulation incorporating the coupled evolution of grain boundaries and point defects is proposed, so as to underpin the study of long-time morphological evolution of grains induced by irradiation. Our simulation results suggest that the presence of point defect sources within a grain further accelerates its shrinking process, and radiation tends to trigger the extension of twin boundary sections.

cond-mat.mtrl-sci↗

arXiv2017

A magnification-based multi-asperity (MBMA) model of rough contact where the Greenwood-Williamson and Persson theories meet

Contact analysis without adhesion is still a challenging problem, mainly owing to the multiscale and self-fractal characteristics of rough surfaces. Up to now, theories for analyzing contact behavior of rough surfaces in literature can be generally categorized into two groups: the asperity-based Hertz contact models initiated by Greenwood and Williamson (G-W model), which is shown more accurate under small indentation distance, and the magnification-based pressure diffusion theory initiated by Persson, which is shown to work well under full contact conditions. The aim of this paper is to propose a theoretical model that can effectively formulate the contact status of rough surfaces during the entire compression process. This is achieved by integrating the idea of magnification, or evolving resolution into an asperity representation of rough surfaces, and a magnification-based multi-asperity model is thus established. In the derived model, the originally complex contact problem is decomposed into a family of sub-problems each defined on a morphologically simpler contact islands. Benefiting from the explicit results given by Greenwood and Williamson, the proposed method is relatively easy for numerical implementation. Compared to other G-W type models, the proposed method has especially shown its strength in the computation of the contact area. Moreover, the G-W and Persson models are found well connected by the proposed method. For its validation, the proposed model is well compared with existing numerical, theoretical and experimental results. In particular, the proposed model has shown its excellency through comparison with representative theoretical, numerical and experimental data compiled in the contact challenge test by Mueser et al.

physics.app-ph↗

arXiv2017

Explicit three dimensional topology optimization via Moving Morphable Void (MMV) approach

Three dimensional (3D) topology optimization problems always involve huge numbers of Degrees of Freedom (DOFs) in finite element analysis (FEA) and design variables in numerical optimization, respectively. This will inevitably lead to large computational efforts in the solution process. In the present paper, an efficient and explicit topology optimization approach which can reduce not only the number of design variables but also the number of degrees of freedom in FEA is proposed based on the Moving Morphable Voids (MMVs) solution framework. This is achieved by introducing a set of geometry parameters (e.g., control points of B-spline surfaces) to describe the boundary of a structure explicitly and removing the unnecessary DOFs from the FE model at every step of numerical optimization. Numerical examples demonstrate that the proposed approach does can overcome the bottleneck problems associated with a 3D topology optimization problem in a straightforward way and enhance the solution efficiency significantly.

cond-mat.other↗

arXiv2017

Self-supporting structure design in additive manufacturing through explicit topology optimization

One of the challenging issues in additive manufacturing (AM) oriented topology optimization is how to design structures that are self-supportive in a manufacture process without introducing additional supporting materials. In the present contribution, it is intended to resolve this problem under an explicit topology optimization framework where optimal structural topology can be found by optimizing a set of explicit geometry parameters. Two solution approaches established based on the Moving Morphable Components (MMC) and Moving Morphable Voids (MMV) frameworks, respectively, are proposed and some theoretical issues associated with AM oriented topology optimization are also analyzed. Numerical examples provided demonstrate the effectiveness of the proposed methods.

physics.app-ph↗

arXiv2015

An adaptive-to-model test for partially parametric single-index models

Residual marked empirical process-based tests are commonly used in regression models. However, they suffer from data sparseness in high-dimensional space when there are many covariates. This paper has three purposes. First, we suggest a partial dimension reduction adaptive-to-model testing procedure that can be omnibus against general global alternative models although it fully use the dimension reduction structure under the null hypothesis. This feature is because that the procedure can automatically adapt to the null and alternative models, and thus greatly overcomes the dimensionality problem. Second, to achieve the above goal, we propose a ridge-type eigenvalue ratio estimate to automatically determine the number of linear combinations of the covariates under the null and alternatives. Third, a Monte-Carlo approximation to the sampling null distribution is suggested. Unlike existing bootstrap approximation methods, this gives an approximation as close to the sampling null distribution as possible by fully utilising the dimension reduction model structure under the null. Simulation studies and real data analysis are then conducted to illustrate the performance of the new test and compare it with existing tests.

stat.ME↗

arXiv2015

Heteroscedasticity Testing for Regression Models: A Dimension Reduction-based Model Adaptive

Heteroscedasticity testing is of importance in regression analysis. Existing local smoothing tests suffer severely from curse of dimensionality even when the number of covariates is moderate because of use of nonparametric estimation. In this paper, a dimension reduction-based model adaptive test is proposed which behaves like a local smoothing test as if the number of covariates were equal to the number of their linear combinations in the mean regression function, in particular, equal to 1 when the mean function contains a single index. The test statistic is asymptotically normal under the null hypothesis such that critical values are easily determined. The finite sample performances of the test are examined by simulations and a real data analysis.

stat.ME↗

arXiv2015

Enhancements of nonparametric generalized likelihood ratio test: Bias-correction and dimension reduction

Nonparametric generalized likelihood ratio test is popularly used for model checking for regressions. However, there are two issues that may be the barriers for its powerfulness. First, the bias term in its liming null distribution causes the test not to well control type I error and thus Monte Carlo approximation for critical value determination is required. Second, it severely suffers from the curse of dimensionality due to the use of multivariate nonparametric function estimation. The purpose of this paper is thus two-fold: a bias-correction is suggested to this test and a dimension reduction-based model-adaptive enhancement is recommended to promote the power performance. The proposed test still possesses the Wilks phenomenon, and the test statistic can converge to its limit at a much faster rate and is much more sensitive to alternative models than the original nonparametric generalized likelihood ratio test as if the dimension of covariates were one. Simulation studies are conducted to evaluate the finite sample performance and to compare with other popularly used tests. A real data analysis is conducted for illustration.

stat.ME↗