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Yichi Zhang

Publications and source records attributed to Yichi Zhang.

At least 163 records · Page 9Linked to original sources

A Survey on Autonomy-Induced Security Risks in Large Model-Based Agents

Recent advances in large language models (LLMs) have catalyzed the rise of autonomous AI agents capable of perceiving, reasoning, and acting in dynamic, open-ended environments. These large-model agents mark a paradigm shift from static inference systems to interactive, memory-augmented entities. While these capabilities significantly expand the functional scope of AI, they also introduce qualitatively novel security risks - such as memory poisoning, tool misuse, reward hacking, and emergent misalignment - that extend beyond the threat models of conventional systems or standalone LLMs. In this survey, we first examine the structural foundations and key capabilities that underpin increasing levels of agent autonomy, including long-term memory retention, modular tool use, recursive planning, and reflective reasoning. We then analyze the corresponding security vulnerabilities across the agent stack, identifying failure modes such as deferred decision hazards, irreversible tool chains, and deceptive behaviors arising from internal state drift or value misalignment. These risks are traced to architectural fragilities that emerge across perception, cognition, memory, and action modules. To address these challenges, we systematically review recent defense strategies deployed at different autonomy layers, including input sanitization, memory lifecycle control, constrained decision-making, structured tool invocation, and introspective reflection. We introduce the Reflective Risk-Aware Agent Architecture (R2A2), a unified cognitive framework grounded in Constrained Markov Decision Processes (CMDPs), which incorporates risk-aware world modeling, meta-policy adaptation, and joint reward-risk optimization to enable principled, proactive safety across the agent's decision-making loop.

cs.AI↗

STAIR: Improving Safety Alignment with Introspective Reasoning

Ensuring the safety and harmlessness of Large Language Models (LLMs) has become equally critical as their performance in applications. However, existing safety alignment methods typically suffer from safety-performance trade-offs and the susceptibility to jailbreak attacks, primarily due to their reliance on direct refusals for malicious queries. In this paper, we propose STAIR, a novel framework that integrates SafeTy Alignment with Itrospective Reasoning. We enable LLMs to identify safety risks through step-by-step analysis by self-improving chain-of-thought (CoT) reasoning with safety awareness. STAIR first equips the model with a structured reasoning capability and then advances safety alignment via iterative preference optimization on step-level reasoning data generated using our newly proposed Safety-Informed Monte Carlo Tree Search (SI-MCTS). We further train a process reward model on this data to guide test-time searches for improved responses. Extensive experiments show that STAIR effectively mitigates harmful outputs while better preserving helpfulness, compared to instinctive alignment strategies. With test-time scaling, STAIR achieves a safety performance comparable to Claude-3.5 against popular jailbreak attacks. Relevant resources in this work are available at https://github.com/thu-ml/STAIR.

cs.CL↗

Emergence of Chern metal in a moiré Kondo lattice

A Chern metal is a two-dimensional metallic state of matter carrying chiral edge states. It can emerge as a doped Chern insulator, but theoretical studies have also predicted its emergence near a Kondo breakdown separating a metallic chiral spin liquid and a heavy Fermi liquid in a frustrated lattice. To date, the latter exotic scenario has not been realized. Here, we report the observation of a Chern metal at the onset of the magnetic Kondo breakdown in a frustrated moiré Kondo lattice--angle-aligned MoTe2/WSe2 bilayers. The state is compressible and is manifested by a nearly quantized Hall resistance but a finite longitudinal resistance that arises from a bad metallic bulk. The state also separates an itinerant and a heavy Fermi liquid and appears far away from the band inversion critical point of the material, thus ruling out its origin from simply doping a Chern insulator. We demonstrate the presence of a chiral edge state by nonlocal transport measurements and current-induced quantum anomalous Hall breakdown. Magnetic circular dichroism measurements further reveal a magnetization plateau for the Chern metal before a metamagnetic transition at the Kondo breakdown. Our results open an opportunity for moiré engineering of exotic quantum phases of matter through the close interplay between band topology and Kondo interactions.

cond-mat.str-el↗

Supporting Aging Well through Accessible Digital Games: The Supplemental Role of AI in Game Design for Older Adults

As the population continues to age, and gaming continues to grow as a hobby for older people, heterogeneity among older adult gamers is increasing. We argue that traditional game-based accessibility features, such as simplified input schemes, redundant information channels, and increased legibility of digital user interfaces, are increasingly limited in the face of this heterogeneity. This is because such features affect all older adult players simultaneously and therefore are designed generically. We introduce artificial intelligence, although it has its own limitations and ethical concerns, as a method of creating player-based accessibility features, given the adaptive nature of the emerging technology. These accessibility features may help to address unique assemblage of accessibility needs an individual may accumulate through age. We adopt insights from gerontology, HCI, and disability studies into the digital game design discourse for older adults, and we contribute insight that can guide the integration of player-based accessibility features to supplement game-based counterparts. The accessibility of digital games for heterogenous older adult audience is paramount, as the medium offers short-term social, emotional, psychological, cognitive, and physical that support the long-term goal of aging well.

cs.HC↗

Integrating Artificial Intelligence as Assistive Technology for Older Adult Gamers: A Pilot Study

With respect to digital games, older adults are a demographic that is often underserved due to an industry-wide focus on younger audiences' preferences and skill sets. Meanwhile, as artificial intelligence (AI) continues to expand into everyday technologies, its assistive capabilities have been recognized, suggesting its potential in improving the gaming experience for older gamers. To study this potential, we iteratively developed a pilot survey aimed at understanding older adult gamers' current gameplay preference, challenges they are facing, and their perspectives of AI usage in gaming. This article contributes an overview of our iterative survey-design workflow, and pilot results from 39 participants. During each iteration, we analyzed the survey's efficacy and adjusted the content, language, and format to better capture meaningful data, and was able to create a refined survey for a larger, more representative future parent study. At the same time, preliminary findings suggest that for older adult gamers, usability issues in gaming remain key obstacles, while this demographic's perceptions of AI are shaped by both its practical benefits and concerns about autonomy and complexity. These findings also offer early insights for the design of age-inclusive, AI-supported gaming experiences.

cs.HC↗

Intertwined nematic and d-wave superconductive orders in optimally-doped La1.84Sr0.16CuO4

The anisotropy of the superconducting state and superconducting fluctuations in the CuO2 plane is directly related to the superconducting mechanism of copper oxide superconductors and is therefore pivotal for understanding high-temperature superconductivity. Here, we integrated the high-precision angle-resolved resistivity (ARR) measurement with a rotatable in-plane magnetic field to systematically study the angular dependence of superconducting fluctuations in optimally doped La1.84Sr0.16CuO4 (LSCO). By independently controlling the directions of the current and the magnetic field, we are able to isolate the magneto-resistivity contributed by the superconducting vortex motion and distinguish excitations from nematic superconductivity and d-wave superconductive order based on their respective C2 and C4 symmetries. Signatures of two intertwined superconductive orders are also evident in the measured angular dependence of the critical current. A T-B phase diagram of different types of superconducting fluctuations is determined. These findings are closely related to other intriguing phenomena, such as pair density wave and charge density wave.

cond-mat.supr-con↗

Proactive Assistant Dialogue Generation from Streaming Egocentric Videos

Recent advances in conversational AI have been substantial, but developing real-time systems for perceptual task guidance remains challenging. These systems must provide interactive, proactive assistance based on streaming visual inputs, yet their development is constrained by the costly and labor-intensive process of data collection and system evaluation. To address these limitations, we present a comprehensive framework with three key contributions. First, we introduce a novel data curation pipeline that synthesizes dialogues from annotated egocentric videos, resulting in \dataset, a large-scale synthetic dialogue dataset spanning multiple domains. Second, we develop a suite of automatic evaluation metrics, validated through extensive human studies. Third, we propose an end-to-end model that processes streaming video inputs to generate contextually appropriate responses, incorporating novel techniques for handling data imbalance and long-duration videos. This work lays the foundation for developing real-time, proactive AI assistants capable of guiding users through diverse tasks. Project page: https://pro-assist.github.io/

cs.AI↗

Abstractive Visual Understanding of Multi-modal Structured Knowledge: A New Perspective for MLLM Evaluation

Multi-modal large language models (MLLMs) incorporate heterogeneous modalities into LLMs, enabling a comprehensive understanding of diverse scenarios and objects. Despite the proliferation of evaluation benchmarks and leaderboards for MLLMs, they predominantly overlook the critical capacity of MLLMs to comprehend world knowledge with structured abstractions that appear in visual form. To address this gap, we propose a novel evaluation paradigm and devise M3STR, an innovative benchmark grounded in the Multi-Modal Map for STRuctured understanding. This benchmark leverages multi-modal knowledge graphs to synthesize images encapsulating subgraph architectures enriched with multi-modal entities. M3STR necessitates that MLLMs not only recognize the multi-modal entities within the visual inputs but also decipher intricate relational topologies among them. We delineate the benchmark's statistical profiles and automated construction pipeline, accompanied by an extensive empirical analysis of 26 state-of-the-art MLLMs. Our findings reveal persistent deficiencies in processing abstractive visual information with structured knowledge, thereby charting a pivotal trajectory for advancing MLLMs' holistic reasoning capacities. Our code and data are released at https://github.com/zjukg/M3STR

cs.CV↗

Low-Rank Adaptation of Pre-trained Vision Backbones for Energy-Efficient Image Coding for Machine

Image Coding for Machines (ICM) focuses on optimizing image compression for AI-driven analysis rather than human perception. Existing ICM frameworks often rely on separate codecs for specific tasks, leading to significant storage requirements, training overhead, and computational complexity. To address these challenges, we propose an energy-efficient framework that leverages pre-trained vision backbones to extract robust and versatile latent representations suitable for multiple tasks. We introduce a task-specific low-rank adaptation mechanism, which refines the pre-trained features to be both compressible and tailored to downstream applications. This design minimizes trainable parameters and reduces energy costs for multi-task scenarios. By jointly optimizing task performance and entropy minimization, our method enables efficient adaptation to diverse tasks and datasets without full fine-tuning, achieving high coding efficiency. Extensive experiments demonstrate that our framework significantly outperforms traditional codecs and pre-processors, offering an energy-efficient and effective solution for ICM applications. The code and the supplementary materials will be available at: https://gitlab.com/viper-purdue/efficient-compression.

eess.IV↗

Breaking the Ceiling: Exploring the Potential of Jailbreak Attacks through Expanding Strategy Space

Large Language Models (LLMs), despite advanced general capabilities, still suffer from numerous safety risks, especially jailbreak attacks that bypass safety protocols. Understanding these vulnerabilities through black-box jailbreak attacks, which better reflect real-world scenarios, offers critical insights into model robustness. While existing methods have shown improvements through various prompt engineering techniques, their success remains limited against safety-aligned models, overlooking a more fundamental problem: the effectiveness is inherently bounded by the predefined strategy spaces. However, expanding this space presents significant challenges in both systematically capturing essential attack patterns and efficiently navigating the increased complexity. To better explore the potential of expanding the strategy space, we address these challenges through a novel framework that decomposes jailbreak strategies into essential components based on the Elaboration Likelihood Model (ELM) theory and develops genetic-based optimization with intention evaluation mechanisms. To be striking, our experiments reveal unprecedented jailbreak capabilities by expanding the strategy space: we achieve over 90% success rate on Claude-3.5 where prior methods completely fail, while demonstrating strong cross-model transferability and surpassing specialized safeguard models in evaluation accuracy. The code is open-sourced at: https://github.com/Aries-iai/CL-GSO.

cs.CR↗

Towards Structure-aware Model for Multi-modal Knowledge Graph Completion

Knowledge graphs (KGs) play a key role in promoting various multimedia and AI applications. However, with the explosive growth of multi-modal information, traditional knowledge graph completion (KGC) models cannot be directly applied. This has attracted a large number of researchers to study multi-modal knowledge graph completion (MMKGC). Since MMKG extends KG to the visual and textual domains, MMKGC faces two main challenges: (1) how to deal with the fine-grained modality information interaction and awareness; (2) how to ensure the dominant role of graph structure in multi-modal knowledge fusion and deal with the noise generated by other modalities during modality fusion. To address these challenges, this paper proposes a novel MMKGC model named TSAM, which integrates fine-grained modality interaction and dominant graph structure to form a high-performance MMKGC framework. Specifically, to solve the challenges, TSAM proposes the Fine-grained Modality Awareness Fusion method (FgMAF), which uses pre-trained language models to better capture fine-grained semantic information interaction of different modalities and employs an attention mechanism to achieve fine-grained modality awareness and fusion. Additionally, TSAM presents the Structure-aware Contrastive Learning method (SaCL), which utilizes two contrastive learning approaches to align other modalities more closely with the structured modality. Extensive experiments show that the proposed TSAM model significantly outperforms existing MMKGC models on widely used multi-modal datasets.

cs.MM↗

Perturbation Analysis of Randomized SVD and its Applications to Statistics

Randomized singular value decomposition (RSVD) is a class of computationally efficient algorithms for computing the truncated SVD of large data matrices. Given an $m \times n$ matrix $\widehat{\mathbf M}$, the prototypical RSVD algorithm outputs an approximation of the $k$ leading left singular vectors of $\widehat{\mathbf{M}}$ by computing the SVD of $\widehat{\mathbf{M}} (\widehat{\mathbf M}^{\top} \widehat{\mathbf{M}})^{g} \mathbf G$; here $g \geq 1$ is an integer and $\mathbf G \in \mathbb{R}^{n \times \widetilde{k}}$ is a random Gaussian sketching matrix with $\widetilde{k} \geq k$. In this paper we derive upper bounds for the $\ell_2$ and $\ell_{2,\infty}$ distances between the exact left singular vectors $\widehat{\mathbf{U}}$ of $\widehat{\mathbf{M}}$ and its approximation $\widehat{\mathbf{U}}_g$ (obtained via RSVD), as well as entrywise error bounds when $\widehat{\mathbf{M}}$ is projected onto $\widehat{\mathbf{U}}_g \widehat{\mathbf{U}}_g^{\top}$. These bounds depend on the singular values gap and number of power iterations $g$, and smaller gap requires larger values of $g$ to guarantee the convergences of the $\ell_2$ and $\ell_{2,\infty}$ distances. We apply our theoretical results to settings where $\widehat{\mathbf{M}}$ is an additive perturbation of some unobserved signal matrix $\mathbf{M}$. In particular, we obtain the nearly-optimal convergence rate and asymptotic normality for RSVD on three inference problems, namely, subspace estimation and community detection in random graphs, noisy matrix completion, and PCA with missing data.

math.ST↗

Training Turn-by-Turn Verifiers for Dialogue Tutoring Agents: The Curious Case of LLMs as Your Coding Tutors

Intelligent tutoring agents powered by large language models (LLMs) have been increasingly explored to deliver personalized knowledge in areas such as language learning and science education. However, their capabilities in guiding users to solve complex real-world tasks remain underexplored. To address this limitation, in this work, we focus on coding tutoring, a challenging problem that requires tutors to proactively guide students towards completing predefined coding tasks. We propose a novel agent workflow, Trace-and-Verify (TRAVER), which combines knowledge tracing to estimate a student's knowledge state and turn-by-turn verification to ensure effective guidance toward task completion. We introduce DICT, an automatic evaluation protocol that assesses tutor agents using controlled student simulation and code generation tests. Extensive experiments reveal the challenges of coding tutoring and demonstrate that TRAVER achieves a significantly higher success rate. Although we use code tutoring as an example in this paper, our approach can be extended beyond coding, providing valuable insights into advancing tutoring agents for human task learning.

cs.CL↗

Accelerating Learned Image Compression Through Modeling Neural Training Dynamics

As learned image compression (LIC) methods become increasingly computationally demanding, enhancing their training efficiency is crucial. This paper takes a step forward in accelerating the training of LIC methods by modeling the neural training dynamics. We first propose a Sensitivity-aware True and Dummy Embedding Training mechanism (STDET) that clusters LIC model parameters into few separate modes where parameters are expressed as affine transformations of reference parameters within the same mode. By further utilizing the stable intra-mode correlations throughout training and parameter sensitivities, we gradually embed non-reference parameters, reducing the number of trainable parameters. Additionally, we incorporate a Sampling-then-Moving Average (SMA) technique, interpolating sampled weights from stochastic gradient descent (SGD) training to obtain the moving average weights, ensuring smooth temporal behavior and minimizing training state variances. Overall, our method significantly reduces training space dimensions and the number of trainable parameters without sacrificing model performance, thus accelerating model convergence. We also provide a theoretical analysis on the Noisy quadratic model, showing that the proposed method achieves a lower training variance than standard SGD. Our approach offers valuable insights for further developing efficient training methods for LICs.

eess.IV↗

PyramidKV: Dynamic KV Cache Compression based on Pyramidal Information Funneling

In this study, we investigate whether attention-based information flow inside large language models (LLMs) is aggregated through noticeable patterns for long context processing. Our observations reveal that LLMs aggregate information through Pyramidal Information Funneling where attention is scattering widely in lower layers, progressively consolidating within specific contexts, and ultimately focusing on critical tokens (a.k.a massive activation or attention sink) in higher layers. Motivated by these insights, we developed PyramidKV, a novel and effective KV cache compression method. This approach dynamically adjusts the KV cache size across different layers, allocating more cache in lower layers and less in higher ones, diverging from traditional methods that maintain a uniform KV cache size. Our experimental evaluations, utilizing the LongBench benchmark, show that PyramidKV matches the performance of models with a full KV cache while retaining only 12% of the KV cache, thus significantly reducing memory usage. In scenarios emphasizing memory efficiency, where only 0.7% of the KV cache is maintained, PyramidKV surpasses other KV cache compression techniques, achieving up to a 20.5 absolute accuracy improvement on TREC dataset. In the Needle-in-a-Haystack experiment, PyramidKV outperforms competing methods in maintaining long-context comprehension in LLMs; notably, retaining just 128 KV cache entries enables the LLAMA-3-70B model to achieve 100.0 Acc. performance.

cs.CL↗

ClusterLOB: Enhancing Trading Strategies by Clustering Orders in Limit Order Books

In the rapidly evolving world of financial markets, understanding the dynamics of limit order book (LOB) is crucial for unraveling market microstructure and participant behavior. We introduce ClusterLOB as a method to cluster individual market events in a stream of market-by-order (MBO) data into different groups. To do so, each market event is augmented with six time-dependent features. By applying the K-means++ clustering algorithm to the resulting order features, we are then able to assign each new order to one of three distinct clusters, which we identify as directional, opportunistic, and market-making participants, each capturing unique trading behaviors. Our experimental results are performed on one year of MBO data containing small-tick, medium-tick, and large-tick stocks from NASDAQ. To validate the usefulness of our clustering, we compute order flow imbalances across each cluster within 30-minute buckets during the trading day. We treat each cluster's imbalance as a signal that provides insights into trading strategies and participants' responses to varying market conditions. To assess the effectiveness of these signals, we identify the trading strategy with the highest Sharpe ratio in the training dataset, and demonstrate that its performance in the test dataset is superior to benchmark trading strategies that do not incorporate clustering. We also evaluate trading strategies based on order flow imbalance decompositions across different market event types, including add, cancel, and trade events, to assess their robustness in various market conditions. This work establishes a robust framework for clustering market participant behavior, which helps us to better understand market microstructure, and inform the development of more effective predictive trading signals with practical applications in algorithmic trading and quantitative finance.

q-fin.TR↗

Best of two worlds: Cartesian sampling and volume computation for distance-constrained configuration spaces using Cayley coordinates

Volume calculation of configurational spaces acts as a vital part in configurational entropy calculation, which contributes towards calculating free energy landscape for molecular systems. In this article, we present our sampling-based volume computation method using distance-based Cayley coordinate, mitigating drawbacks: our method guarantees that the sampling procedure stays in lower-dimensional coordinate space (instead of higher-dimensional Cartesian space) throughout the whole process; and our mapping function, utilizing Cayley parameterization, can be applied in both directions with low computational cost. Our method uniformly samples and computes a discrete volume measure of a Cartesian configuration space of point sets satisfying systems of distance inequality constraints. The systems belong to a large natural class whose feasible configuration spaces are effectively lower dimensional subsets of high dimensional ambient space. Their topological complexity makes discrete volume computation challenging, yet necessary in several application scenarios including free energy calculation in soft matter assembly modeling. The algorithm runs in linear time and empirically sub-linear space in the number of grid hypercubes (used to define the discrete volume measure) \textit{that intersect} the configuration space. In other words, the number of wasted grid cube visits is insignificant compared to prevailing methods typically based on gradient descent. Specifically, the traversal stays within the feasible configuration space by viewing it as a branched covering, using a recent theory of Cayley or distance coordinates to convexify the base space, and by employing a space-efficient, frontier hypercube traversal data structure. A software implementation and comparison with existing methods is provided.

cs.CG↗

Efficient Implicit Neural Compression of Point Clouds via Learnable Activation in Latent Space

Implicit Neural Representations (INRs), also known as neural fields, have emerged as a powerful paradigm in deep learning, parameterizing continuous spatial fields using coordinate-based neural networks. In this paper, we propose \textbf{PICO}, an INR-based framework for static point cloud compression. Unlike prevailing encoder-decoder paradigms, we decompose the point cloud compression task into two separate stages: geometry compression and attribute compression, each with distinct INR optimization objectives. Inspired by Kolmogorov-Arnold Networks (KANs), we introduce a novel network architecture, \textbf{LeAFNet}, which leverages learnable activation functions in the latent space to better approximate the target signal's implicit function. By reformulating point cloud compression as neural parameter compression, we further improve compression efficiency through quantization and entropy coding. Experimental results demonstrate that \textbf{LeAFNet} outperforms conventional MLPs in INR-based point cloud compression. Furthermore, \textbf{PICO} achieves superior geometry compression performance compared to the current MPEG point cloud compression standard, yielding an average improvement of $4.92$ dB in D1 PSNR. In joint geometry and attribute compression, our approach exhibits highly competitive results, with an average PCQM gain of $2.7 \times 10^{-3}$.

cs.CV↗